The Estate of Jason Alderman et al v. City of Bakersfield et al
Filing
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ORDER granting Petition for Minor's Compromise 88 signed by District Judge Dale A. Drozd on 2/20/2019. (Lundstrom, T)
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UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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ESTATE OF JASON ALDERMAN, et al.,
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No. 1:16-cv-00994-DAD-JLT
Plaintiffs,
v.
ORDER GRANTING PETITION FOR
MINOR’S COMPROMISE
CITY OF BAKERSFIELD, et al.,
(Doc. No. 88)
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Defendants.
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On January 8, 2019, plaintiffs A.K. and S.A., by and through their guardians ad litem,
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filed a petition for approval of a compromise of their claims against defendants. (Doc. No. 88.)
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On January 9, 2019, defendants filed a statement of non-opposition to the petition. (Doc. No. 89.)
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Having reviewed the parties’ submissions, the court deems the petition suitable for decision
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without oral argument pursuant to Local Rule 230(g). For the reasons that follow, the court will
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grant the petition.
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BACKGROUND
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This case arose from a shooting that occurred on August 22, 2015 in Bakersfield,
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California. (Doc. No. 88 at 2.) On that date, at approximately 11:22 p.m., Jason Alderman was
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shot and killed by Bakersfield Police Department officers Wimbish and Garrett as he was
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attempting to exit a Subway restaurant located at 1215 Olive Drive. (Id.) The plaintiffs—
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including A.K. and S.A., Mr. Alderman’s minor children—allege that defendants used excessive
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force against Mr. Alderman. (Id.) On the eve of trial, the parties to this case reached a settlement
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agreement. (Id. at 3.) Under the terms of the agreement, defendants will pay plaintiffs a total of
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$100,000. (Id.) Of that amount, $25,000 will be awarded to plaintiffs’ counsel as attorneys’ fees,
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with costs totaling an additional $24,275.85. (Id. at 4.) This leaves a total recovery to plaintiffs
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of $50,724.15, which will be allocated to plaintiff Judy Edens (Mr. Alderman’s mother) and to
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A.K. and S.A. (Id.) Specifically, plaintiff Edens will be awarded $5,000.01, while plaintiffs A.K.
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and S.A. will each receive $22,862.07. (Id. at 5.)
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LEGAL STANDARD
As this court has previously noted, it has a duty to protect the interests of minors
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participating in litigation before it. Salmeron v. United States, 724 F.2d 1357, 1363 (9th Cir.
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1983). To carry out this duty, the court must “conduct its own inquiry to determine whether the
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settlement serves the best interests of the minor.” Robidoux v. Rosengren, 638 F.3d 1177, 1181
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(9th Cir. 2011) (quoting Dacanay v. Mendoza, 573 F.2d 1075, 1080 (9th Cir. 1978)); see also
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Salmeron, 724 F.2d at 1363 (“[A] court must independently investigate and evaluate any
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compromise or settlement of a minor’s claims to assure itself that the minor’s interests are
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protected, even if the settlement has been recommended or negotiated by the minor’s parent or
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guardian ad litem.”) (citation omitted).
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In examining the fairness of a settlement of a minor’s federal claims, the Ninth Circuit has
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held that a district court’s inquiry should focus solely on “whether the net amount distributed to
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each minor plaintiff in the settlement is fair and reasonable, in light of the facts of the case, the
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minor’s specific claim, and recovery in similar cases.” Robidoux, 638 F.3d at 1181–82; see also
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id. at 1179 n.2 (limiting the court’s holding to cases involving federal claims only). Where a
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settlement involves state law claims, federal courts generally are guided by state law. See
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Tashima & Wagstaffe, California Practice Guide: Federal Civil Procedure Before Trial ¶ 15:138
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(Cal. & 9th Cir. Eds. 2015) (“Federal courts generally require that claims by minors . . . be settled
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in accordance with applicable state law. California law requires court approval of the fairness
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and terms of the settlement.”). A settlement for a minor and attorney’s fees to represent a minor
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must be approved by the court. Cal. Prob. Code § 3601; Cal. Fam. Code § 6602. Reasonable
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expenses and court costs to be paid out of the settlement also must be approved by the court. Cal.
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Prob. Code § 3601. Finally, the Local Rules of this court require the parties to make disclosures
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regarding the minors involved, the nature of the controversy, the manner in which the
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compromise was determined, and whether a conflict of interest may exist between the minor and
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her attorney. See Local Rules 202(b)–(c).
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DISCUSSION
Plaintiffs’ petition avers that the settlement amount awarded to A.K. and S.A. is
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reasonable in light of the facts of this case. Significantly, the petition points out that according to
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defendants’ allegations, the decedent had broken into the Subway restaurant prior to being shot.
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(Doc. No. 88 at 4.) Moreover, he was observed carrying an object that appeared to be a gun,
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although in fact it was a metal car jack that had been used in the attempt to rob the restaurant.
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(Id.) These facts make it plausible to assume that plaintiffs’ recovery at trial could have been
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severely reduced even if a verdict in their favor was obtained. This weighs in favor of granting
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plaintiffs’ petition.
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In addition, the undersigned finds that the recovery to the minor plaintiffs in this case is
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commensurate with minor’s compromises that have been approved in similar cases. See Hagan v.
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Cal. Forensic Med. Grp., No. 2:07-cv-01095-LKK-AC, 2013 WL 461501, at *1 (E.D. Cal. Feb.
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5, 2013) (recommending approval of a minor’s compromise of $15,000.00 to a plaintiff whose
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father died after being denied medication while in custody), report and recommendation adopted,
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2013 WL 552386 (E.D. Cal. Feb. 12, 2013); Doe ex rel. Scott v. Gill, Nos. C 11–4759 CW, C 11–
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5009 CW, C 11–5083 CW, 2012 WL 1939612 (N.D. Cal. May 29, 2012) (approving minor’s
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compromise in the net amount of $7,188.85 in a § 1983 case involving the shooting and killing of
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plaintiff’s mother by police officers); Swayzer v. City of San Jose, No. C10–03119 HRL, 2011
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WL 3471217 (N.D. Cal. Aug. 5, 2011) (approving minor’s compromise for net amount of
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$2,054.17 in a § 1983 case involving the alleged wrongful death of plaintiff’s father during his
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arrest); see also Estate of Lopez v. Fresno Cmty. Hosp., No. 1:07-cv-0752-AWI-DLB, 2010 WL
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502704 (E.D. Cal. Feb. 8, 2010) (approving minor’s compromise for net amount of $16,601.92 in
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case involving death of plaintiff’s mother); De Aguilar v. N. R.R. Passenger Corp., No. 1:02-cv3
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06527-LJO-GSA, 2009 WL 1035221 (E.D. Cal. Apr. 17, 2009) (approving minor’s compromise
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for net amount of $10,618.23 in case involving death of minor plaintiff’s step-father). The
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amount the minor plaintiffs will recover in this case pursuant to the settlement reached by the
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parties is slightly above the recovery in the cases cited above.
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For these reasons, plaintiffs’ petition for approval of minor’s compromise (Doc. No. 88) is
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granted.
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IT IS SO ORDERED.
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Dated:
February 20, 2019
UNITED STATES DISTRICT JUDGE
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