Stonum v. County of Kern et al

Filing 96

FINAL PRETRIAL ORDER signed by District Judge Dale A. Drozd on 08/30/2018. Jury Trial set for 9/18/2018 at 8:30 AM in Courtroom 5 (DAD) before District Judge Dale A. (Flores, E)

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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 DYWANE C. STONUM, 12 13 14 15 No. 1:16-cv-01076-DAD-JLT Plaintiff, v. FINAL PRETRIAL ORDER COUNTY OF KERN, Defendant. 16 17 On July 30, 2018, the court conducted a final pretrial conference. Plaintiff Dywane C. 18 Stonum appeared telephonically on his own behalf, and Michael E. Lehman appeared as counsel 19 for defendant County of Kern. Following the final pretrial conference, the court issued a tentative 20 pretrial order on August 1, 2018. (Doc. No. 76.) That order provided the parties fourteen days in 21 which to object to the tentative pretrial order, and a further seven days thereafter in which to reply 22 to the other party’s objections. (Doc. No. 76 at 8.) Plaintiff submitted an amended exhibit list. 23 (Doc. Nos. 80, 85.) Defendant filed amended exhibit and witness lists, and objected to plaintiff’s 24 request for punitive damages. (Doc. Nos. 81, 83, 84.) Plaintiff thereafter filed a reply to 25 defendant’s objection. (Doc. No. 89.) Having considered the parties’ joint pretrial statement, the 26 views of the parties, and the parties’ objections, the court now issues this final pretrial order. 27 28 Plaintiff brings this action under Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. § 2000(e), et seq., alleging claims of race discrimination and retaliation during his 1 1 employment with the Kern County Department of Human Services between April 2013 and 2 January 2014. Defendant disputes that plaintiff’s termination was based upon racial 3 discrimination, retaliation, or anything other than plaintiff’s performance. 4 I. JURISDICTION/VENUE 5 Jurisdiction is predicated on 28 U.S.C. §§ 1331 and 1343. Jurisdiction is not contested. 6 Venue is proper pursuant to 28 U.S.C. § 1391(b). Venue is not contested. 7 II. 8 9 JURY Plaintiff notified the court that he wishes to waive his right to a jury trial. In a scheduling order issued July 14, 2017, the court accepted plaintiff’s jury waiver. (Doc. No. 43 at 2 n.1.) 10 Defendant did not demand a jury trial. (See Doc. No. 28.) The trial will thus be conducted as a 11 bench trial. 12 III. 13 14 UNDISPUTED FACTS 1. Plaintiff was employed by the County of Kern in the Department of Human Services between April 2013 and January 2014. 15 2. Plaintiff’s race is Black or African American. 16 3. Plaintiff was not hired by Kern County as a Social Service Worker. 17 4. Plaintiff is no longer employed by Kern County. 18 5. All named individual defendants (dismissed from this suit) were employees of the 19 County of Kern during the time periods in which plaintiff was employed in the Kern County 20 Department of Human Services. 21 6. Tracy Selph is the Assistant Program Director for the Kern County Department of 22 Human Services. 23 IV. DISPUTED FACTUAL ISSUES 24 1. Whether plaintiff’s termination was motivated by racial discrimination. 25 2. Whether plaintiff’s termination was motivated by retaliation. 26 27 28 V. DISPUTED EVIDENTIARY ISSUES/MOTIONS IN LIMINE The parties have not yet filed motions in limine. The court does not encourage the filing of motions in limine unless they are addressed to issues that can realistically be resolved by the 2 1 court prior to trial and without reference to the other evidence which will be introduced by the 2 parties at trial. Any motions in limine counsel elects to file shall be filed no later than 21 days 3 before trial. Opposition shall be filed no later than 14 days before trial and any replies shall be 4 filed no later than 10 days before trial. Upon receipt of any opposition briefs, the court will 5 notify the parties if it will hear argument on any motions in limine prior to the first day of trial. 6 Upon receipt of any opposition briefs, the court will notify the parties if it will hear argument on 7 these motions prior to the first day of trial. 8 VI. 9 SPECIAL FACTUAL INFORMATION Special factual information pursuant to Local Rule 281(b)(6) is not applicable to this 10 action. 11 VII. RELIEF SOUGHT 12 1. Plaintiff seeks reinstatement to the position of Human Services Technician. 13 2. Plaintiff seeks a new interview and interview panel for Social Services Worker I 14 position. 15 3. Plaintiff seeks lost wages and benefits accruing at about $164.38 per day x 1,162 16 days = $273,199.56 (as of July 23, 2018, before estimated offset adjustments of about 17 $54,345.06). 18 19 4. from his employee file. 20 21 5. VIII. POINTS OF LAW against the defendant, County of Kern. 24 1. 25 The elements of, standards for, and burden of proof in a claim for race discrimination under Title VII. 26 2. 27 28 Plaintiff seeks any other damages or relief the court deems appropriate. The claims and defenses arise under federal law. All of plaintiff’s claims are brought 22 23 Plaintiff seeks removal of adverse reviews, ratings, and interview panel scores The elements of, standards for, and burden of proof in a claim for retaliation under Title VII. ///// 3 1 2 Trial briefs addressing the points of law implicated by these remaining claims shall be filed with this court no later than 7 days before trial in accordance with Local Rule 285. 3 ANY CAUSES OF ACTION OR AFFIRMATIVE DEFENSES NOT EXPLICITLY 4 ASSERTED IN THE PRETRIAL ORDER UNDER POINTS OF LAW AT THE TIME IT 5 BECOMES FINAL ARE DISMISSED, AND DEEMED WAIVED. 6 IX. 7 8 9 10 11 ABANDONED ISSUES None. X. WITNESSES Plaintiff’s witnesses shall be those listed in Attachment A. Defendant’s witnesses shall be those listed in Attachment B. Each party may call any witnesses designated by the other. A. The court does not allow undisclosed witnesses to be called for any purpose, 12 including impeachment or rebuttal, unless they meet the following criteria: 13 (1) The party offering the witness demonstrates that the witness is for the 14 purpose of rebutting evidence that could not be reasonably anticipated at 15 the pretrial conference, or 16 (2) 17 18 The witness was discovered after the pretrial conference and the proffering party makes the showing required in paragraph B, below. B. Upon the post pretrial discovery of any witness a party wishes to present at trial, 19 the party shall promptly inform the court and opposing parties of the existence of 20 the unlisted witnesses so the court may consider whether the witnesses shall be 21 permitted to testify at trial. The witnesses will not be permitted unless: 22 (1) 23 24 The witness could not reasonably have been discovered prior to the discovery cutoff; (2) 25 The court and opposing parties were promptly notified upon discovery of the witness; 26 (3) If time permitted, the party proffered the witness for deposition; and 27 (4) If time did not permit, a reasonable summary of the witness’s testimony 28 was provided to opposing parties. 4 1 XI. Plaintiff’s proposed exhibits are listed in Attachment C.1 Defendant’s proposed exhibits 2 3 EXHIBITS, SCHEDULES, AND SUMMARIES are listed in Attachment D. 4 No exhibit shall be marked with or entered into evidence under multiple exhibit numbers, 5 and the parties are hereby directed to meet and confer for the purpose of designating joint 6 exhibits. All exhibits must be pre-marked as discussed below. At trial, joint exhibits shall be 7 identified as JX and listed numerically, e.g., JX-1, JX-2. Plaintiff’s exhibits shall be listed 8 numerically and defendants’ exhibits shall be listed alphabetically. All exhibits must be pre- 9 marked. The parties must prepare three (3) separate exhibit binders for use by the court at trial, 10 with a side tab identifying each exhibit in accordance with the specifications above. Each binder 11 shall have an identification label on the front and spine. The parties must exchange exhibits no 12 later than 28 days before trial. Any objections to exhibits are due no later than 14 days before 13 trial. The final exhibits are due September 13, 2018. In making any objection, the party is to set 14 forth the grounds for the objection. As to each exhibit which is not objected to, it shall be marked 15 and received into evidence and will require no further foundation. 16 A. The court does not allow the use of undisclosed exhibits for any purpose, 17 including impeachment or rebuttal, unless they meet the following criteria: 18 (1) The party proffering the exhibit demonstrates that the exhibit is for the 19 purpose of rebutting evidence that could not have been reasonably 20 anticipated, or 21 (2) 22 The exhibit was discovered after the issuance of this order and the proffering party makes the showing required in paragraph B, below. 23 B. Upon the discovery of exhibits after the discovery cutoff, a party shall promptly 24 inform the court and opposing parties of the existence of such exhibits so that the 25 court may consider their admissibility at trial. The exhibits will not be received 26 27 28 1 The court remains concerned regarding plaintiff’s extensive exhibit list and anticipates that the exhibits admitted into evidence at trial will be far fewer than those listed. These matters will be resolved after objections are received and either on the first day of trial or during the trial. 5 1 unless the proffering party demonstrates: 2 (1) The exhibits could not reasonably have been discovered earlier; 3 (2) The court and the opposing parties were promptly informed of their 4 existence; and 5 (3) The proffering party forwarded a copy of the exhibits (if physically 6 possible) to the opposing party. If the exhibits may not be copied the 7 proffering party must show that it has made the exhibits reasonably 8 available for inspection by the opposing parties. 9 XII. DISCOVERY DOCUMENTS 10 Plaintiff and defendant may use the following discovery documents at trial: 11 1. 12 Set one, plaintiff’s request for production of documents and defendant’s responses to plaintiff’s request for production of documents, set one. 13 2. Plaintiff’s motion to compel production of documents and defendant’s responses 14 to plaintiff’s motion to compel production of documents (in re: plaintiff’s request for production 15 of documents, set one). 16 3. Set one, special interrogatories to plaintiff and plaintiff’s responses to special 17 interrogatories, set one. 18 XIII. 19 20 None. XIV. STIPULATIONS 21 22 23 24 25 FURTHER DISCOVERY OR MOTIONS None. XV. AMENDMENTS/DISMISSALS None. XVI. SETTLEMENT On June 22, 2018, the parties participated in a settlement conference with Magistrate 26 Judge Jennifer L. Thurston presiding. The case did not settle at that time and the parties have 27 been unable to reach a resolution of this matter. No further settlement conference will be 28 scheduled absent a joint request for such conference by the parties. 6 1 XVII. JOINT STATEMENT OF THE CASE 2 The parties concur that an agreed statement of the facts is neither feasible nor advisable at 3 this time. 4 XVIII. SEPARATE TRIAL OF ISSUES 5 6 None. XIX. IMPARTIAL EXPERTS/LIMITATION OF EXPERTS Plaintiff welcomes the court’s appointment of an impartial expert witness to testify to the 7 8 nature and quantity of plaintiff’s damages. Defendant believes appointment by the court of 9 impartial expert witnesses is not advisable, and that there should be no limitation of the number of 10 properly disclosed expert witnesses. 11 The court declines to appoint an impartial expert witness pursuant to Federal Rule of Civil 12 Procedure 706. No motion for a court-appointed expert witness is currently pending before the 13 court. Moreover, the court notes that the purpose of Rule 706 is to assist the court or the 14 factfinder in analyzing complex issues, and not to assist parties in proving their cases. The court 15 finds that none of the issues here are so complex as to warrant appointment by the court of an 16 impartial expert witness. 17 XX. 18 ATTORNEYS’ FEES Plaintiff, proceeding pro se, is not an attorney licensed to practice in any jurisdiction. 19 Should plaintiff later obtain an attorney, or one is appointed by the court, plaintiff would seek 20 reimbursement of legal and associated fees. 21 XXI. TRIAL PROTECTIVE ORDER AND REDACTION OF TRIAL EXHIBITS 22 23 24 25 26 No protective order is necessary. XXII. MISCELLANEOUS None. XXIII. ESTIMATED TIME OF TRIAL/TRIAL DATE Jury trial is set for September 18, 2018, at 8:30 a.m. in Courtroom 5 before the Honorable 27 Dale A. Drozd. Trial is anticipated to last 3–5 days. The parties are directed to Judge Drozd’s 28 standard procedures available on his webpage on the court’s website. 7 1 The parties are to contact Judge Drozd’s courtroom deputy, Jami Thorp, at (559) 499- 2 5652, one week prior to trial to ascertain the status of the trial date. 3 XXIV. TRIAL BRIEFS 4 5 6 7 As noted above, trial briefs are due 7 days before trial. IT IS SO ORDERED. Dated: August 30, 2018 UNITED STATES DISTRICT JUDGE 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 8 ATTACHMENT A: Plaintiff’s Witnesses 1 2 3 4 5 Adam Dupree 2829 20th Street West Rosamond, CA 93560 Alecia Lashon Jackson 8401 Dogwood Ave California City, CA 93505 6 7 8 9 10 11 12 Cordelia Neal 8561 Catalpa Ave California City, CA 93505 Craig L. Robbins 785 Tucker Rd, APT G119 Tehachapi, CA 93561 Debbie Spears 8907 Penticton Ct Bakersfield, CA 93312 13 14 15 16 17 18 19 Debra L. Davis (aka Debbie) 4600 Brewer Ave Bakersfield, CA 93306 Dena Marie Murphy 3401 Claremont Dr Bakersfield, CA 93306 Donald Burke 21047 Santa Barbara Dr, Apt D Tehachapi, CA 93561 20 21 22 23 24 25 26 Donna M. Foster 45135 Parkview Ln Lancaster, CA 93535 Dywane Stonum 4725 Panama Lane D3-246 Bakersfield, CA 93313 James A. McClellan 41721 Zinfandel Dr Palmdale, CA 93551 27 28 9 1 2 3 4 James Neal, III 8561 Catalpa Ave California City, CA 93505 Jayna R. Clark 16193 H St, APT 109 Mojave, CA 93501 5 6 7 8 9 10 11 Judith Anne Brown 2300 State Highway 58 Mojave, CA 93501 Karissa Anne Tonoli 21047 Santa Barbara Dr, Apt D Tehachapi, CA 93561 Kimberly Rae Millovitsch 21312 Woodford Tehachapi Rd Tehachapi, CA 93561 12 13 14 15 16 17 18 Lorraine D. Kember 20394 Airway Blvd California City, CA 93505 Maria Gutierrez 1410 N Oakdale Ave Rialto, CA 92376 Marion Santana 217 West E St Tehachapi, CA 93561 19 20 21 22 23 24 25 26 27 Melissa Callison 156 55th W St Rosamond, CA 93560 Michael Goulart 12306 Marshfield Way Bakersfield, CA 93312 Patricia Ann Gable 21119 Kenniston St California City, CA 93505 Ramona Faucette 2500 Dore Dr Bakersfield, CA 93304 28 10 1 2 3 4 Robert Gibson 1001 17th Street Bakersfield, CA 93301 Sean Robert Borden 5325 Cangas Dr Agoura, CA 91301 5 6 7 8 9 10 11 Shannon Lee Oastler 3906 Amherst Forest Rd Bakersfield, CA 93313 Sonya Hannon 15601 O St Mojave, CA 93501 Tameika Marie Cannon 2600 Brookside Dr, Apt 31 Bakersfield, CA 93311 12 13 14 15 16 17 18 19 Tony Lopez County of Kern 1115 Truxtun Ave, First Floor Bakersfield, CA 93301 Tracy Henry (Unknown at this time) Kern County Area Tracy Lynn Selph 803 James St Ridgecrest, CA 93555 20 21 22 23 24 25 26 27 28 11 ATTACHMENT B: Defendant’s Witnesses 1 2 WITNESS 3 1. Patricia Gable (Care of County of Kern aka Kern County Counsel) 4 2. Tracy Selph (Care of County of Kern aka Kern County Counsel) 5 3. James McClellan (Care of County of Kern aka Kern County Counsel) 6 4. Shannon Oastler (Care of County of Kern aka Kern County Counsel) 7 5. Debbie Spears (Care of County of Kern aka Kern County Counsel) 8 6. Debra Davis (Care of County of Kern aka Kern County Counsel) 9 7. Mellissa Callison (Care of County of Kern aka Kern County Counsel) 10 8. Michael Goulart (Care of County of Kern aka Kern County Counsel) 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 12 1 ATTACHMENT C: Plaintiff’s Exhibits 2 1001 - Initial Disclosures, Dated July 30, 2017 with Proof of Service 3 1002 - Defendants Answer To Plaintiff’s Complaint Of Title VII Retaliation And Discrimination (Disparate Treatment), Document 28, Dated April14, 2017 1003 - Order Granting In Part And Denying In Part Defendants’ Motion To Dismiss (Doc. No. 15), Document 26, Dated March 20, 2017 1004 - Order Granting Defendants’ Motion for Judgment On The Pleadings (Doc No. 29), Doc 37, Dated June 15, 2017 1005 - Complaint for Employment Discrimination, Case No. 1:16 CV001076 DAD JLT, Jury Trial, Document 1, Filed 07-26-16 1006 - EEOC Notice of Charge of Discrimination to County of Kern and Board of Supervisors – 04-02-2014 (In Re PLT Stonum) 1007 - Dywane Stonum – County of Kern Notes – Beginning Jun 8, 2013 and Ending Jan 10, 2014. FILE NOTE Ending Jan 25, 2014 1008 - PLT’s Courtesy Notice of EEO Discrimination Complaint Filing with Kern County – 01-17-2014 to Robert Gibson, Union Rep, SEIU Local 521, Dated Jan 21, 2014 1009 - Employee Performance Evaluation for Plaintiff – 04-11-2013 4 5 6 7 8 9 10 11 12 1010 - Employee Performance Evaluation for Plaintiff – 04-26-2013 13 1011 - Employee Performance Evaluation for Plaintiff – 05-13-2013 14 1012 - Employee Performance Evaluation for Plaintiff – 05-24-2013 15 1013 - Biweekly Conference Reports for Plaintiff – 06-07-2013 16 1014 - Biweekly Conference Reports for Plaintiff – 06-26-2013 17 18 19 1015 - Biweekly Conference Reports for Plaintiff – 07-22-2013 1016 - Kern County DHS – Memo of Concern – July 25, 2013 1017 - PENDING – Mojave Office Count – July 25 1018 - CalWORKS Training Attendance Form – Dated 8-17-2013 20 1019 - Biweekly Conference Report for Plaintiff – 09-12-2013 21 1020 - Handwritten Note by Human Services Supervisor, Patricia Gable, 09-12-13. 22 1021 - Biweekly Conference Report for Plaintiff – October 4, 2013 23 1022 - Plan of Action to Catch-Up – S31A – D. Stonum – 10-04-2013 24 26 1023 – Employee Performance Report for Dywane Stonum – Promote to HST-II – Signed 10-11-2013 – Copy Received 12-13-2013 from HR 1024 - Change of Employee Status – Promote HST I to HST II – Effective 9-23-2013 (County of Kern – DHS) for Plaintiff – Dated 10-28-2013 1025 - Bi-Monthly Conference Report for Plaintiff – 11-01-2013 27 1026 - Bi-Monthly Conference Report for Plaintiff – 11-15-2013 25 28 13 1 1027 - E&FS Human Services Technicians Core Competencies – Signed 11-15-2013 2 1028 - Conference – Trish Gable Handwritten Note – Signed 11-18-2013 3 1029 - Monthly Conference Report – 12-11-2013 4 1030 - Human Services Technician I – East Kern Exam No. 5624 – 08-20-12 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 1031 - County of Kern – Personnel Department – Human Services Technician Score for Dywane Stonum – 92.00%, Dated – Postmarked Nov 21, 2012 1032 - Certification For Plaintiff From Civil Service Commission – Human Services Technician I – Mojave – RE CERT. 48957 – Interview Appointment, Dated MAR 1, 2013 1033 - Patricia Cheadle, Director of Human Services – Mojave Office Visit – E-mail Correspondence With Dywane Stonum (06-17-2013, 07-08-2013, 09-04-2013) 1034 - Plaintiff’s e-mails with Kern’s Debbie Davis, HR Manager, 09-04-2013, [Racial Discrimination, Disparate Treatment, Hostile Work Environment etc.] 1035 - Plaintiff Reconfirms e-mail Complaint with Kern’s Debbie Davis, HR Manager, 0930-2013, [Racial Discrimination, Disparate Treatment, Hostile Work Environment] 1036 - PLT’s e-mail Davis, HR Manager, Unlawful Discrimination, Wrongful Termination and etc., 01-16-2014; Cheadle, Director; Gibson, SEIU Rep; Spears, HR Staff Dev 1037 - Kern’s Examination Score 74% To Plaintiff – Social Service Worker I-II, Postmarked Jan 14, 2013 1038 - Kern’s Certification Notice to Plaintiff – Social Service Worker I-II, Dated NOV 5, 2013 1039 - Plaintiff’s Typing Proficiency Certificate. Net Words Per Minute 75. Dated 11-12-13. Kern County Superintendent Of Schools Office 1040 - Kern’s Social Service Worker I-II Exam No, 5691 – Job Bulletin – 11-05-12 1041 - Letter from KCDHS. Plaintiff not recommended for hire for Social Service Worker III position – Dated 12-04-3013 1042 - PLT Letter to Debbie Davis (Complaint of Discrimination and Retaliation – Not Hired Social Service Wkr I-II) – 12-20-2013 (CC Spears, Cheadle, Gibson, SEIU) 1043 - Emails – Plaintiff and Debbie Davis. SSW I-II. Pulling of Panelist packets. 12-232013 and 01-02-2014 1044 - County of Kern – KC – 10-31-13 Mojave Daily Counts 1045 - County Eligibility Worker Formal Certification Exam Certificate to Dywane Stonum – 09-27-2013 1046 - County Eligibility Worker CalHEERS Course Certificate to Dywane Stonum – 0927-2013 1047 - State Investigation Unit – SIU Ride Along Email 05-24-13 and Schedule for Plaintiff, DEF Scheduled PLT Last During Floor Training Day – 06-14-13 1048 - PLT’s EEO Discrimination Complaint with Kern County – Form Faxed to PLT 0109-2014, PLT Sign Jan 17, 2014 (EEOO Gave PLT Wrong Filing Deadline) – Pages 1-2 1049 - PLT’s EEO Discrimination Complaint (ATTACHMENT) with Kern County – Jan 17, 2014 (EEOO Gave PLT Wrong Filing Deadline) 1050 - Kern’s Purported Employee Performance Report for PLT. Dated 1-3-14 (Gable, Selph) [PLT Contends Document Fraud by Kern] – Copy to DS was via USPS – 01-23-2014 1051 - PLT 02-26-14 Fax Michael Goulart EEOO – Purported Employee Performance 28 14 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Report 01-03-14, Postmarked 01-23-14 NOT Same Shown PLT 01-03-14 – Kern Document Fraud 1052 - PLT Courtesy Notice EEO Discrimination Complaint Filing with Michael Goulart – Kern County – 01-17-14 to Robert Gibson, Rep., SEIU Local 521, Dated 01-21-14 1053 - Plaintiff’s County of Kern – State of California – Grievance Form – Dated 02-032014 – Department – 5120 – Human Services (DHS) – Tracy Selph – Patricia Gable 1054 - PLT E-mail to Patricia Gable, HS Sup., Tracy Evaluation Words Removed, Gable Shred Signed Doc., PLT Requests Dept. Head, Tony Lopez, Fri, 10-11-13 at 5-13 PM 1055 - PLT’s e-mail Kern’s Debbie Davis, HR Manager, Unlawful Discrimination, Wrongful Termination etc. 01-16-2014; Cheadle, DHS; Gibson, SEIU; Spears, HR Staff Dev 1056 - PLT’s e-mail Kern’s Debbie Davis, HR Manager, Notice of Non-Abandonment of Employment (Misled by Sup. and Asst. Progm Dir. 01-07-2014) Gable - Selph 1057 - PLT’s e-mail Gibson, SEIU 521, Mojave Office Unlawful Discrimination, Evaluation Handout Terminatin, Told Just Read It, 01-06-2014, Davis HR Manager 1058 - PLT’s SSW-I-II, Ongoing Discrimination, Interview Panel E-mail 12-23-2013, Kern’s Debbie Davis, HR Manager, 01-02-2014 Reply- Will Pull Panelist Packets 1059 - PLT’s SSW Ltr. Davis HR 12-20-2013, Mojave Interview Panel, Selph Do You Know Who I Am! Gable, McClellan WTW Sanction Minority Client Discrimination Retaliate 1060 - EEOC Letter to PLT- Concluded Investigation - Limited Resources and etc - 0428-2016 1061 - Kern’s Social Service Worker I-II Exam No, 5691- Job Bulletin- 11-05-12 1062 - Plaintiff’s Typing Proficiency Certificate. Net Words Per Minute 75. Dated 11-1213. Kern County Superintendent Of Schools Office 1063 - Social Service Worker I – II - Interview Panel for Plaintiff - DHS (Civil Service) Tracy Selph, James McClellan, Shannon Oastler - 11-15-2013 1064 - PLT’S County of Kern Statement of Earnings and Deductions - 09-03-2013 SEIU - BU3 - REPRESENT FEE 1065 - PLT’S County of Kern Statement of Earnings and Deductions WITH HISTORY Report - 01-07-2014 - BU3 - SEIU - UNION DUES 1066 - Employee Performance Evaluation for Plaintiff and Attachment - HST I - 04-112013 – Unsigned 1067 - Employee Performance Evaluation for Plaintiff and Attachment - HST I - 04-262013 1068 - Employee Performance Evaluation for Plaintiff and Attachment - HST I - 05-132013 1069 - Employee Performance Evaluation for Plaintiff and Attachment - HST I - 05-242013 – Unsigned 1069 - State Investigation Unit - SIU Ride Along Schedule for Plaintiff, DEF Scheduled PLT Last During Floor Training Day - 06-14-13 1070 - PLT Employee Performance Report Promote HST I-II, Gable 10-11-13 Spears 1015-13, Req. Rating Appt Dept Head Tony Lopez, Denied COPY DS 12-13-13-Davis HR Mgr 1071 - Change of Employee Status - Effective 09-21-13 (County of Kern - DHS) for Plaintiff – HST 1 to HST 2 - Prepared 10-28-2013 15 1 15 1072 - Charge of Discrimination - Race Retaliation Age - CA Dept. of Fair Employment and Housing - EEOC Number 480-2014-01619C - Dywane C. Stonum- Dated 04-172014 1073 - Notice to Complainant and Respondent - Dual Filing DFEH US-EEOC - EEOC Number 480-2014-01619C - Krause, Clerk - Kern Board of Supervisors, Dated 04-172014 1074 - Anthem Blue Cross – Plaintiff’s Health and Dental Coverage (while with County of Kern) ID- KEKCK9027927 1075 - PLT’S SEIU Local 521 - Payroll Deduction Authorization and MEMBERSHIP APPLICATION - Dated 09-27-2013 - Walked-In to Bakersfield Office by Plaintiff 1076 - PLT’S County of Kern Statement of Earnings and Deductions - 06-25-2013 - BU3 - SEIU REPRESENT FEE 1077 - EDD Notice of Unemployment Insurance Claim Filed - County of Kern (Dywane C Stonum) - Mail Date - 01-16-2014 1078 - EDD Notice of Unemployment Insurance Award- Dywane Stonum - Mail Date 01-16-2014 1079 - Charge of Discrimination - Kern County - Race Retaliation Age - EEOC Number 480-2014-01619C - Dywane C. Stonum - Dated 04-17-2014 1080 - Notice to Complainant and Respondent - Dual Filing DFEH US-EEOC - EEOC No. 480-2014-01619C - Krause, Clerk - Kern Board of Supervisors, Dated 04-17-2014 1081 - Summary of Proceedings - Board of Supervisors - County of Kern - Notice of Charge of Discrimination- Dywane C. Stonum vs. County of Kern, June 17, 2014 1082 - Kern County Deferred Compensation Plan- Dywane Stonum Account Information- 06-12-2013 1083 - EDD UI Benefits (Dywane Stonum) - UI Online - 12-29-2013 and 10-18-2015 16 1084 - Plaintiff’s EDD Claim 01-26-14 to 02-08-14 17 1085 - Plaintiff’s Statement of Earnings and Deductions County of Kern - 02-04-2014 18 1086 - PLT’s Statement of Earnings and Deductions - 02-04-2014 2 3 4 5 6 7 8 9 10 11 12 13 14 19 20 21 22 23 24 25 26 27 1087 - Great West Financial - Kern County Deferred Compensation Plan Disbursement Check- Dywane Stonum - Feb 10, 2014 1088 - Great West Financial - Kern County Deferred Compensation Plan Disbursement Check - Dywane Stonum - Feb 10, 2014 (Continued) 1089 - Great West Financial - Kern County Deferred Compensation Plan Disbursement Check - Dywane Stonum - Feb 10, 2014 (Check Sort) 1090 - United States Marshalls Service – Summons - County of Kern - Debbie Spears Tracy Selph - Patricia Gable - Shannon Oastler - Debra Davis - James McClellan - 09-142016 1090 - US Marshalls – Summons - County of Kern - Spears – Selph – Gabl e- Oastler – Davis - McClellan - 09-14-2016 1091 - Labor Commissioner - State of CA - Notice of Claim Filed - County of Kern – 1216-2015 1092 - Labor Commissioner - State of CA - Review Letter - County of Kern - 01-30-2017 1093 - Human Services Technician Exam Number 5624 - County of Kern - 08-20-12 28 16 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 1094 - Debbie Davis - Social Service Worker – I - Response to Plaintiff's Interview Panel Decision Complaint - Discrimination Mojave Office - 01-02-2014 (Day Before Plaintiff’s Dismissal) 1094 - Debbie Davis - SSW- I - Reply to PLF’s Interview Panel Complaint Discrimination Mojave Office - 01-02-2014 (Day Before PLF’s Dismissal) 1095 - Email - Director Pat Cheadle’s Surprise Visit to the Mojave Office is Graciously Received by PLT - 06-17-2013 1096 - Stonum Email to Debbie Davis - Ongoing Racial Discrimination - Disparate Treatment - Hostile Mojave Office 09-04-2013 1097 - Email From Davis HR - Responding to Plaintiff’s Dismissal and Complaint Status Inquiry - 01-17-2014 1098 - Plaintiff Update to Gibson - SEIU - Unlawful Discrimination - Mojave Office - cc Cheadle Spears Davis - 01-06-2014 1099 - PLT Email to Debbie Davis - Subjection to Unlawful Discrimination and Wrongful Termination – Hostile - 01-16-2014 1100 - Davis (Payroll) Email to PLT Regarding Final Paycheck Process - 01-21-2014 1101 - PLT Resends Email WITH ATTACHMENT to Debbie Davis RE SSW-I Interview Panel - Discrimination Mojave Office - 12-23-2013 1102 - PLT’s FILE NOTE - Rejection of Gable’s and Selph’s Employee Performance Report - Dismissal 01-03-2014 - Fraud - Not the SAME as TABLE HANDED to PLT (No Copy Given) 1103 - Note - PLT Returned Michael Goulart of Kern EEO Office’s Call - 02-05-2014 1104 - County of Kern SIU Ride Along Schedule Email to PLT and Other Employees 05-23-2013 1105 - PLT’s White Co-Worker and Title VII Comparator, Donald Burke, Sends Message To PLT Stonum (Black - African American) Regarding Joint Lawsuit Against Former Employer County of Kern on 01-22-2014 1106 - July Unit Assignments - County of Kern Mojave Office - 2013 1107 - September Unit Assignments - County of Kern - Mojave Office 2013 1108 - October Unit Assignments - County of Kern - Mojave Office 2013 20 1109 - December Unit Assignments - County of Kern - Mojave Office 2013 21 1110 - Mojave Office Office Alternate Supervisors - 07-01-2013 22 1111 - September 2013 - 5-40 Schedule - DHS Mojave Office 23 1112 - Mojave Alternate Supervisors - Updated 09-30-2013 24 1113 - Mojave Alternate Supervisors - Updated 11-11-13 25 26 27 28 1114 - PLT Letter to Debbie Davis HR - Social Service Worker I - Mojave - Interview Panel - Discrimination - Retaliation - 12-20-2013 1115 - Email from County of Kern Supervisor Tameika. Surprised With Dismissals of PLT Stonum (Black) and Comparator Co-Worker Burke (White) - 02-05-2014 1116 - PLT’s Groupwise E-Mail History Log (Title VII Discrimination Complaints Race Disparate Treatment Retaliation) - 07-08-13 to 12-28-13 17 1 7 1117 - Rules of the Civil Service Commission - County of Kern - State of California Revised November 12, 2013 1118 - Unlawful Discrimination Impact Chart - Kern DHS Trish Tracy James (MOjave) 04-01-13 to 01-03-14 1119 - Unlawful Discrimination Excerpt Log - Kern DHS - Trish Tracy James (MOjave) 04-01-13 to 01-03-14 1120 - County of Kern's Grievance Form - Dywane Stonum - 02-03-2014 (Selph Asst. Prog. Director - Gable HS Supervisor) 1121 - PLT’s Fax to Michael Goulart EEO Officer - County of Kern - EPR Dated 01-0314 NOT Same - (Fraud) - cc Gibson SEIU - Gilbreath - 02-26-2014 1122 - Human Services Technician I – Definition - Revised June 2004 8 1123 - County of Kern - KC - 1-8-2014 Mojave Daily Counts 2 3 4 5 6 9 10 11 12 13 14 1124 - County of Kern - KC 12-30-13 Mojave Daily Counts 1125 - Social Service Worker I Definition - Revised December 2008 1126 - PLT’s Employee Performance Report of 10-11-13 - PLT Received COPY on 1213-2013 from Debbie Davis HR Manager 1127 - Email - Director Pat Cheadle’s Surprise Visit to the Mojave Office is Graciously Received by PLT- 06-17-2013 (YHCopy) 1128 - Melissa Callison - PLT’s Mentor and Shop Steward - F-Step Victory in County Backpay to Melissa 4925.87 - SEIU - No Date 1129 - County of Kern – KC - 11-27-13 Mojave Daily Counts 16 1130 - PLT’s California Wages and Withholdings 2014 - 2015 - 2016 - 2017 - FTB Printout 1131 - PLT’s W2 - 2013 HR Block Enterprises LLC 17 1132 - PLT’s W2 - 2013 - County of Kern 18 1133 - PLT’s W2 - 2014 - County of Kern 19 1134 - PLT’s W2 - 2014 - Inland Respite Inc 15 20 21 22 23 24 25 26 27 28 1135 - PLT’s W2 - 2015 - County of Mendocino 1136 - PLT’s W2 - 2015 - Inland Respite Inc 1137 - PLT’s Employee Performance Report - 3-Month Review - Dismissal - HST 2 - Do Not Rehire - USPS Postmarked Envelope 01-23-2014 - Debbie Davis - HR Manager 1138 - Postmarked Envelope Feb 03 (2014) from Bedard CPA - Auditor-ControllerCounty Clerk-County to Kern 1139 - County of Kern - Statement of Earnings and Deductions - Dywane Stonum - Issue Date 04-16-13 1140 - County of Kern - Statement of Earnings and Deductions - Dywane Stonum - Issue Date 02-04-14 1141 - Letter to PLT Stonum from Kern County Department of Human Services - SSW-III - Do Not Hire Letter and Envelope - Dated 12-04-2013 1142 - PLT Stonum’s Human Services Technician Score 92% - County of Kern - Front and Back of Card - Job Number 5624 18 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 1143 - Notice of Interview from County of Kern to PLT for Human Services Technician I - Mojave - Dated MAR 1, 2013 1144 - Notice of Score 74% to PLT for Social Service Worker I-II - County of Kern Front and Back of Card - JAN 14, 2013 1145 - Notice of Interview to PLT for Social Service Worker I-II - County of Kern - Front and Back and Envelope - 11-05-2013 1146 - County of Kern Personnel Department - RECEIPT to PLT for Discrimination Complaint Questionnaire - JAN 17, 2014 - EEO Division 1147 - County of Kern Personnel Department - PLT’s Discrimination Complaint Questionnaire - Pages 1 and 2 Only - JAN 17, 2014 (Faxed to around DS 01-09-2014) 1148 - County of Kern Personnel Department - PLT’s Discrimination Complaint Questionnaire ATTACHMENT Only - JAN 17, 2014 1149 - Unlawful Discrimination Impact Chart - Kern DHS - Trish Tracy James (MOjave) 04-01-13 to 01-03-14 (Marked HST I and HST II - Unlawful Discrimination Impact Trends) 1150 - Plaintiff’s Request for Leave of Absence - Auto Accident - County of Kern - Days 05-17-2013 - 05-20-2013-Dated-06-24-2013 1151 - Loyola Marymount University - College of Liberal Arts (Plaintiff's Bachelor of Arts Degree) - 12-31-1983 1152 - County of Kern - State of California - Department of Human Services Employee Handbook - Employee Manual - Revised 8-17-2012 - Pat Cheadle - Director 1153 - Memorandum of Understanding - March 27, 2012 through March 27, 2015 (County of Kern & SEIU Local 521) 1154 - County of Marin E-mail to Plaintiff Dywane Stonum - Eligibility Worker II Certification 07-30-2018 and 08-01-2018 1155 - Plaintiff’s COBRA Dental and Vision Election - Medical with ASI Admin Solutions - 03-04-2014 (Post Kern County Termination) 1156 - Plaintiff’s COBRA Dental and Vision Election - Medical with ASI Admin Solutions - 03-04-2014 (Post Kern County Termination) - Signed CK 1157 - PLT 02-26-14 Fax Michael Goulart EEOO - Purported Employee Performance Report 01-03-14, Postmarked 01-23-14 NOT Same Shown PLT 01-03-14 - Kern Document Fraud - Fax Header 1158 - PLT 02-26-14 Fax Michael Goulart EEOO - Purported Employee Performance Report 01-03-14, Postmarked 01-23-14 NOT Same Shown PLT 01-03-14 - Kern Document Fraud 1159 - PLT’S County of Kern Statement of Earnings and Deductions - 01-07-2014 - BU3 - SEIU - UNION DUES 1160 - PLT’S County of Kern Statement of Earnings and Deductions - 01-21-2014 - BU3 - SEIU UNION DUES 1161 - PLT’s Letter to Michael Goulart - Kern County’s EEO Officer - Regarding Kern’s EEO Report of March 21, 2013 - STONUM does NOT AGREE - Dated April 16, 2014 CERTIFIED RETURN RECEIPT REQUESTED 1162 - Plaintiff’s Quartz Hills Lease Agreement - July 23, 2013 1163 - Certificate of Achievement - Dywane Stonum - Human Services Technician Induction Training Class - May 2013 - County of Kern 1164 - EEOC Notice Charge of Discrimination In Re County of Kern et al - 04-17-2014 19 1 (In Re PLT Stonum) 2 1165 - EEOC Dismissal and Notice of Rights - In Re County of Kern et al - 04-28-2016 (In Re PLT Stonum’s Charge of Discrimination) Stonum Letter - Eligibility Worker II Certification - 08/03/2018 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 20 ATTACHMENT D: Defendant’s Exhibits 1 2 3 DOCUMENT TYPE 1. Employee Performance Reports 2. Personnel File 20 3. Memorandum of Concern 21 4. Facsimile 5. Complaint 24 6. Responses 25 7. Investigation Reports 26 8. Emails 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 22 23 27 28 DOCUMENT DESCRIPTION • Employee Performance Report for performance period April 1, 2013 to June 9, 2013. • Employee Performance Report for performance period April 1, 2013 to September 2, 2013. • Employee Performance Report for performance period September 21, 2013 to December 14, 2013. • Application for Examination submitted by Plaintiff dated 8/29/2012. • Application for Examination submitted by Plaintiff dated November 8, 2012. • Job Description for Human Resources Technician I. • Receipt of Mojave Department of Human Services District Office Protocol Handbook, signed by Plaintiff on April 1, 2013. • Kern County Department of Human Services Statement of Receipt, signed by Plaintiff on April 1, 2013. • Kern County Department of Human Services Code of Ethics. • June 3, 2013 CalWORKS Training Attendance Form. • June 5, 2013 Training Attendance Form. • June 6, 2013 Training Attendance Form. • Critical Task Triggers for December 2013. July 25, 2013 Memorandum of Concern from Patricia Gable to Plaintiff. June 9, 2014 Facsimile from Plaintiff. May 12, 2014 facsimile regarding Plaintiff’s Complaint of discrimination. September 4, 2013 email to Debbie Davis regarding alleged discrimination from Plaintiff. July 25, 2014 Inter Office Memo regarding Discrimination Complaint of Plaintiff. March 21, 2014 EEO Report regarding Discrimination Complaint of Plaintiff. • September 4, 2013 email exchange between D. Davis and Plaintiff in which D. Davis instructs Plaintiff how to submit complaint of discrimination. 21 • 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 9. Records Related To Work Performance 10. Notes related to Social Worker Interview 20 21 22 23 11. Civil Service Rules 12. EEOC Response September 27, 2013 follow-up email to Plaintiff from D. Davis stating that D. Davis had not received any information from Plaintiff. • September 30, 2013 email from Plaintiff to D. Davis stating that Plaintiff would be attempting to resolve issue through union. • December 23, 2013 email exchange from Plaintiff to Debbie Davis in response to decision not to hire. • January 2, 2014 email chain between Debbie Davis and Plaintiff responding to Interview Panel decision not to hire. • January 6, 2014 email from Plaintiff to SEIU regarding Plaintiff’s termination. • January 7, 2014 email between Plaintiff and D. Davis regarding Plaintiff’s termination. • January 16, 2014 email between Plaintiff and D. Davis in which D. Davis informs Plaintiff on how a formal complaint is filed with the county after termination. • January 30, 2014 email between Plaintiff and D. Davis in which D. Davis tells Plaintiff that he will be receiving deferred compensation on February 7, 2014. • Various Emails between Gable, Davis, Spears and Plaintiff. Complaints lodged against Plaintiff by clients (undated). • Interview Questions. • Interview Panel’s notes regarding Plaintiff’s performance during interview for Social Worker Position. • Inter office Memo regarding recommendation for hire. Civil Service Rule, 1800 August 22, 2014 Response to EEOC from County of Kern 24 25 26 27 28 22

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