Emberson v. Commissioner of Social Security
Filing
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FINAL JUDGMENT AND ORDER Regarding Plaintiff's Social Security Complaint signed by Magistrate Judge Erica P. Grosjean on 11/8/2017. CASE CLOSED. (Jessen, A)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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PENNY ESTHER EMBERSON,
Plaintiff,
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v.
CASE NO.: 1:16-cv-01587-EPG
FINAL JUDGMENT AND ORDER
REGARDING PLAINTIFF’S SOCIAL
SECURITY COMPLAINT
NANCY A. BERRYHILL, Acting
Commissioner of Social Security,
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Defendant.
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This matter is before the Court on Penny Esther Emberson’s (“Plaintiff” or “claimant”)
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complaint for judicial review of an unfavorable decision of the Commissioner of the Social
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Security Administration regarding her applications for supplemental security income. The parties
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have consented to entry of final judgment by the United States Magistrate Judge under the
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provisions of 28 U.S.C. § 636(c) with any appeal to the Court of Appeals for the Ninth Circuit.
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(ECF Nos. 7, 8.)
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On November 2, 2017, a hearing was held, at which the Court heard from the parties.
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Having reviewed the record, administrative transcript, the briefs of the parties, and the applicable
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law, the Court finds as follows:
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For the reasons announced by the Court on the record at the conclusion of the parties’ oral
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argument on November 2, 2017, the Court finds that the decision of the Commissioner of Social
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Security should be reversed and the case should be remanded for further proceedings.
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The Administrative Law Judge (“ALJ”) erred by failing to provide specific and legitimate
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reasons for rejecting the opinion of Plaintiff’s treating physician. “[T]his circuit distinguish
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among the opinions of three types of physicians: (1) those who treat the claimant
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(treating physicians); (2) those who examine but do not treat the claimant (examining physicians);
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and (3) those who neither examine nor treat the claimant (nonexamining physicians).” Lester v.
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Chater, 81 F.3d 821, 830 (9th Cir. 1995), as amended (Apr. 9, 1996). Generally, the opinion of
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treating physicians should be afforded greater weight than that of both examining physicians and
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nonexamining physicians. Lester, 81 F.3d at 830. In turn, the opinion of examining physicians
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should be afforded greater weight than that of nonexamining physicians. Lester, 81 F.3d at 830.
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An ALJ “must provide ‘clear and convincing’ reasons for rejecting the uncontradicted
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opinion of an examining physician.” Lester, 81 F.3d at 830 (citing Pitzer v. Sullivan, 908 F.2d
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502, 506 (9th Cir.1990). “If a treating or examining doctor’s opinion is contradicted by another
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doctor’s opinion, an ALJ may only reject it by providing specific and legitimate reasons that are
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supported by substantial evidence.” Bayliss v. Barnhart, 427 F.3d 1211, 1216 (9th Cir. 2005).
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“The ALJ can meet this burden by setting out a detailed and thorough summary of the facts and
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conflicting clinical evidence, stating his interpretation thereof, and making findings.” Magallanes
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v. Bowen, 881 F.2d 747, 751 (9th Cir. 1989) (citing Cotton v. Bowen, 799 F.2d 1403, 1408 (9th
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Cir.1986)).
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Here, Plaintiff’s treating physician, Pushpalatha Arakere, MD, submitted a check-the-box
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physical medical source statement. She stated that she treated Plaintiff from June 2012 to July
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2013, and that Plaintiff appeared chronically ill and visibly fatigued. AR 449. Id. She opined that
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Plaintiff could lift/carry 10 pounds frequently and 10 pounds occasionally, stand/walk 2-4 hours,
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walk less than 1 block, and sit for less than 2-3 hours in an 8 hour day. Id. Dr. Arakere cited
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Plaintiff’s visible fatigue in support of the limitations. AR 450. The ALJ gave Dr. Arakere’s
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opinion less than controlling weight. AR 14. The ALJ reasoned, “I give partial weight to this
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opinion because it is not supported with the relevant evidence. Dr. Arakere’s opinion is more
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restrictive than the claimant hearing testimony where she testified she could lift 15 pounds and
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could alternate between sitting and standing in 1-hour increments.” Id.
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The Court finds that the ALJ failed to provide specific and legitimate reasons supported
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by substantial evidence for rejecting the opinion of Plaintiff’s treating physician. First, the ALJ’s
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finding that Dr. Arakere’s opinion is more restrictive than Plaintiff’s testimony is not supported
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by substantial evidence in the record. A conflict between a claimant’s testimony and the opinion
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of a physician may serve as substantial evidence to discredit a physician’s opinion. See Morgan v.
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Comm'r of Soc. Sec. Admin., 169 F.3d 595, 603 (9th Cir. 1999). The ALJ, however, manufactured
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a conflict between Plaintiff’s testimony and the opinion of Dr. Arakere. At the administrative
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hearing, the ALJ asked Plaintiff, “if you can’t lift 20 pounds can you lift 15 or can you lift 10.”
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AR 55. Plaintiff responded that she “could lift 10, 15.” Id. Later, when asked whether she could
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lift 10 to 15 pounds throughout an eight-hour workday, Plaintiff responded that she “wouldn’t be
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able to take the pain.” AR 59. Plaintiff gave an estimate of her capability, and later qualified it
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with further limitations.
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This testimony does not conflict with, and is not more restrictive than, Dr. Arakere’s
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opinion that Plaintiff could lift/carry 10 pounds frequently and 10 pounds occasionally in an
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eight-hour workday. Similarly, Plaintiff testified that she can sit for an hour before needing to get
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up to stretch and walk around. AR 53-54. Plaintiff also testified that after standing for an hour she
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would need to sit down or change positions. AR 54. Plaintiff did not testify that she could
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“alternate between sitting and standing in 1-hour increments.” AR 14. Dr. Arakere’s opinion also
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did not state that Plaintiff would be unable to periodically alternate between sitting and standing.
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AR 449-50. Thus, the Court does not find that substantial evidence supports the ALJ’s conclusion
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that Dr. Arakere’s opinion was more restrictive than Plaintiff’s testimony regarding her
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limitations.
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Second, the ALJ’s finding that Dr. Arakere’s opinion was not supported by the relevant
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evidence lacks sufficient specificity. See Embrey v. Bowen, 849 F. 2d 418, 421-422 (9th Cir.
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1988); see e.g. Belanger v. Berryhill, 685 F. App’x 596, 598 (9th Cir. 2017) (finding that an
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ALJ’s reason for giving a physician’s opinion less than controlling weight was insufficient where
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the ALJ stated that the opinion was inconsistent with the records as a whole). The ALJ fails to
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explain which aspects of Dr. Arakere’s opinion were inconsistent with the record and fails to
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identify such inconsistencies in the record.
Defendant argues that Tommasetti v. Astrue, 533 F.3d 1035 (9th Cir. 2008) is controlling
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in this matter. In Tommasetti the court found that the ALJ properly rejected a treating physician’s
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opinion as a rehashing of claimant’s own statements, which the ALJ discredited. Tommasetti,
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533 F.3d at 1041. Defendant argues that the ALJ rejected Dr. Arakere’s opinion as it relied on
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Plaintiff’s discredited subjective complaints of fatigue. However, the ALJ does not give such
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reasoning, and the Court cannot now inject such reasoning into the record. See Bray v. Comm'r of
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Soc. Sec. Admin., 554 F.3d 1219, 1225 (9th Cir. 2009) (“Long-standing principles of
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administrative law require us to review the ALJ’s decision based on the reasoning and factual
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findings offered by the ALJ—not post hoc rationalizations that attempt to intuit what the
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adjudicator may have been thinking.”). Moreover, Dr. Arakere’s opinion is not based on
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Plaintiff’s subjective complaint, but on her visual analysis of Plaintiff’s condition. AR 499-450.
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Defendant also argues that under Magallanes v. Bowen, 881 F.2d 747, 751 (9th Cir. 1989), the
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Court should affirm the ALJ’s determination. In Magallanes, the court found, “To the extent that
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[non-treating physicians’] conflicting opinion rested on independent, objective findings, those
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opinions could constitute substantial evidence” in rejecting a treating physician’s opinion. 881
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F.2d at 753. In this case, however, no non-treating physician made independent, objective
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findings regarding the effects of fatigue on Plaintiff’s ability to perform sustained work activities
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on a regular and continuing basis. Moreover, the ALJ did not cite this as a reason for his
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determination, and the Court cannot now make guesses as to which medical evidence the ALJ
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found contradicted Dr. Arakere’s opinion. See Bray, 554 F.3d at 1225.
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Because the Court cannot confidently conclude that no reasonable ALJ, when fully
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crediting the testimony, would have reached a different disability determination, the ALJ’s error
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was not harmless. See Stout v. Comm'r, Soc. Sec. Admin., 454 F.3d 1050, 1056 (9th Cir. 2006)
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(“[A] reviewing court cannot consider the error harmless unless it can confidently conclude that
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no reasonable ALJ, when fully crediting the testimony, could have reached a different disability
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determination.”). Furthermore, there are outstanding issues concerning whether, as the Vocational
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Expert testified, Plaintiff would be able to do work on a regular and continuing basis when
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considering the limitation identified by Dr. Arakere.
On remand, the ALJ shall re-consider its assessment of the treating physician’s opinion
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and articulate specific and legitimate findings supported by substantial evidence in the record in
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evaluating the weight that should be afforded the opinion.
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Accordingly, the Court GRANTS Plaintiff’s appeal from the administrative decision of
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the Commissioner of Social Security and the case is remanded to the Social Security
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Administration for further proceeding. The Clerk of the Court is DIRECTED to enter judgment
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in favor of Plaintiff and against Defendant Nancy A. Berryhill, Acting Commissioner of Social
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Security.
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IT IS SO ORDERED.
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Dated:
November 8, 2017
/s/
UNITED STATES MAGISTRATE JUDGE
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