Blount v. Kernan
Filing
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FINDINGS and RECOMMENDATIONS to Deny 22 Petition for Writ of Habeas Corpus and Decline to Issue Certificate of Appealability signed by Magistrate Judge Sheila K. Oberto on 08/13/2018. Referred to Judge Drozd; Objections to F&R due by 9/17/2018.(Flores, E)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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TYRIN LEE BLOUNT,
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No. 1:16-cv-01653-DAD-SKO HC
Petitioner,
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v.
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DAVID DAVEY, Warden,
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Respondent.
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FINDINGS AND RECOMMENDATIONS
TO DENY PETITION FOR WRIT OF
HABEAS CORPUS AND DECLINE TO
ISSUE CERTIFICATE OF
APPEALABILITY
(Doc. 22)
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Petitioner, Tyrin Lee Blount, is a state prisoner proceeding with a petition for writ of habeas
corpus pursuant to 28 U.S.C. §2254. Petitioner raises five grounds for habeas relief: (1) the pretrial
identification procedures were unduly suggestive; (2) the trial court erroneously admitted evidence
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in violation of Petitioner’s rights pursuant to Miranda1; (3) the trial court erred by conducting ex
parte communication with the jury; (4) improper admission of evidence; and (5) insufficient
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evidence. The Court referred the matter to the undersigned pursuant to 28 U.S.C. § 636(b)(1) and
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Local Rules 302 and 304. Having reviewed the record and applicable law, the undersigned
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recommends that the Court deny habeas relief.
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Miranda v. Arizona, 384 U.S. 436 (1966).
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I.
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Procedural and Factual Background2
On April 10, 2012, shortly after 9:00 a.m., a young African-America male approached Sue
Lopez’s (“Lopez”) front door, knocked loudly, and repeatedly rang the doorbell. Lopez and her
adult daughter, Sarah Andrews (“Andrews”), looked at the man through the door’s peephole. After
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30 seconds, the man walked to a gold, mid-sized car parked on the street in front of the house. Two
other African-American men were in the vehicle and all three drove away.
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A short time later, a young African-American man jumped over the fence into Lopez’s
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backyard. Lopez called 911. Finding a dog in the backyard, the man jumped back over the fence
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and walked towards a street behind Lopez’s house. Through the slats in her backyard fence, Lopez
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could see the same gold vehicle parked on the street behind her residence, Rolling Ridge Drive.
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Andrews and Lopez observed three men walk toward their house from Rolling Ridge Drive.
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The men proceeded to the front door, rang the doorbell, and knocked very loudly. Andrews looked
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at them through the peephole, while Lopez peeked through a side window two or three feet away
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from the men. Lopez then looked through the main window, which was seven or eight feet away
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from the men.
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Lopez and Andrews retreated from the door to hide, but after hearing the front door kicked
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open, Andrews came out and discovered the three men inside the home. Andrews stood eight feet
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from the men and looked at their faces for 10 seconds.
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The three men fled through the back sliding glass door into the backyard. It took the men
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approximately 20 seconds to exit the house. Two of the men jumped the backyard fence to the west
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and the third man jumped the fence to the south.
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The factual background, taken from the opinion of the California Court of Appeal, Fifth Appellate District, People v.
Blount, (No. F066744) (Cal. Ct. App. June 18, 2015), is presumed to be correct. 28 U.S.C. § 2254(e)(1).
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Bakersfield police officers arrived at or around the time the men were fleeing from the
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house. The police officers began a search and a police officer located Petitioner walking in a field
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approximately one-half mile south of Lopez’s home. The officer approached Petitioner in his patrol
car and heard him speaking on his cellular phone. Petitioner said, “It’s over, Cuzz.” Petitioner ran
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away from the officer, but was apprehended shortly thereafter.
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Petitioner’s co-defendants, Franklin Lamar Randle (“Randle”) and Clifford Lee Jackson,
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Jr. (“Jackson”), were found together in a backyard three or four houses to the west of Lopez’s
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house.
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Later that morning, the police conducted field identifications by individually showing
Petitioner, Randle, and Jackson to Andrews and Lopez. Both Andrews and Lopez identified the
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three co-defendants as the men who broke into their house.
Officers located the gold vehicle parked on Rolling Ridge Drive, behind the Lopez house.
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Petitioner’s identification was inside the vehicle and he had a key in his possession which operated
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the car.
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At trial, neither Andrews nor Lopez could describe the suspects’ facial features on the day
of the burglary, but both described the clothing worn by the suspects. At times, their testimony
conflicted regarding the suspects’ clothing and how the events unfolded on the day. Andrews was
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able to identify each of the co-defendants as the men she encountered in her home and was “sure”
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of her trial identifications. Andrews also confirmed the co-defendants were the same men she
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identified on the morning of the burglary.
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Lopez had difficulty identifying the co-defendants. She testified about never having seen
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the three men inside her house. Through her bedroom window, Lopez saw the three men flee into
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her backyard and jump over the fence, but she only saw one face for a few seconds.
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Both Andrews and Lopez identified a picture of Petitioner’s car as the vehicle they saw
outside the residence before the incident.
Lopez’s neighbor, Anthony Rodriguez (“Rodriguez”) and his girlfriend, Brittany
Cocanower (“Cocanower”), also testified at trial. They both observed the gold vehicle parked in
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front of Lopez’s house on the morning of the incident occupied by three African-American men.
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Rodriguez testified that he saw people get out of the vehicle and knock on Lopez’s door
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before returning to the car and driving around the corner. Rodriguez saw the men walk back to
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the door and heard them kick it in. He initially identified the co-defendants as the three men he
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saw on the morning of the incident. However, on cross-examination he admitted having only seen
two individuals approach the Lopez residence and he believed it was either Petitioner or Randle
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whom he had never seen before. He stated he initially identified all the co-defendants in court
because they were the people arrested by the police after the incident and because he confirmed it
with his girlfriend, Cocanower.
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Cocanower identified a photograph of Petitioner’s vehicle as the vehicle she saw in front of
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the Lopez residence. She saw a man exit the vehicle and approach Lopez’s house before returning
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a minute or two later, and then saw the vehicle drive away. She next heard a lot of noise at the
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Lopez residence, like someone kicking something, and saw a man run through her backyard. She
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believed a second man might have been present in her backyard, but she did not see his face.
Cocanower was not asked to identify the co-defendants in court.
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Officer Brian Holcombe (“Holcombe”) of the Bakersfield Police Department testified as
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the prosecution’s gang expert. He discussed the history of the gang which co-defendants were
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alleged to be a part of, the Country Boy Crips, its pattern of criminal activity, and certain predicate
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offenses its members had committed. Based on a review of tattoos, arrest records, street checks,
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and booking statements, Holcombe opined the co-defendants were each active members of the
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Country Boy Crips as of the date of the Lopez burglary.
The jury found the co-defendants guilty of felony burglary (Cal. Penal Code § 460(a)), and
promoting felony street gang conduct (Cal. Penal Code § 186.22(a)). The jury found true for each
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co-defendant that a person other than an accomplice was present during the commission of the
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burglary (Cal. Penal Code § 667.5(c)(21)), but found not true that the burglary was committed for
the benefit of a criminal street gang (Cal. Penal Code § 186.22(b)(1)).
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In a bifurcated proceeding, the trial court found true that Petitioner had suffered a prior
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conviction within the meaning of California’s three strikes law (Cal. Penal Code §§ 667(c)-(j),
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1170.12(a)-(f)), that the prior conviction qualified as a prior serious felony (Cal. Penal Code §
667(a)), and that Petitioner had served a prior prison term (Cal. Penal Code § 667.5(b)).
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Petitioner was sentenced to an aggregate prison term of 17 years for the felony robbery
conviction, and an aggregate prison term of 12 years for the felony street gang conduct conviction,
which was stayed.
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On June 18, 2015, the California Court of Appeal (“Court of Appeal”) affirmed the
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judgment. The Court of Appeal denied Petitioner’s petition for rehearing on July 10, 2015. The
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California Supreme Court denied review on September 23, 2015.
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Thereafter, Petitioner filed various state petitions for writ of habeas corpus. Petitioner filed
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a petition for writ of habeas corpus with the state superior court on February 5, 2016, which was
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denied on June 3, 2016. On June 21, 2016, he filed a petition with the Court of Appeal, which was
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denied on July 21, 2016.
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Petitioner filed his petition for writ of habeas corpus before this Court on November 2,
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2016. On March 6, 2017, the Court granted Petitioner’s motion to stay and abey the proceedings
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to exhaust his unexhausted claims in state court.
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On March 20, 2017, Petitioner filed a petition for writ of habeas corpus with the California
Supreme Court, which was denied on May 17, 2017.
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Petitioner filed an amended petition for writ of habeas corpus with this Court on June 19,
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2017, and the Court lifted the stay on June 22, 2017. Respondent filed an answer to the petition on
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August 21, 2017.
II.
Standard of Review
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A person in custody as a result of the judgment of a state court may secure relief through a
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petition for habeas corpus if the custody violates the Constitution or laws or treaties of the United
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States. 28 U.S.C. § 2254(a); Williams v. Taylor, 529 U.S. 362, 375 (2000). On April 24, 1996,
Congress enacted the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), which
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applies to all petitions for writ of habeas corpus filed thereafter. Lindh v. Murphy, 521 U.S. 320,
322-23 (1997). Under the statutory terms, the petition in this case is governed by AEDPA's
provisions because it was filed April 24, 1996.
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Habeas corpus is neither a substitute for a direct appeal nor a device for federal review of
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the merits of a guilty verdict rendered in state court. Jackson v. Virginia, 443 U.S. 307, 332 n. 5
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(1979) (Stevens, J., concurring). Habeas corpus relief is intended to address only "extreme
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malfunctions" in state criminal justice proceedings. Id. Under AEDPA, a petitioner can obtain
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habeas corpus relief only if he can show that the state court's adjudication of his claim:
(1) resulted in a decision that was contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the Supreme Court
of the United States; or
(2) resulted in a decision that was based on an unreasonable determination
of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d); Lockyer v. Andrade, 538 U.S. 63, 70-71 (2003); Williams, 529 U.S. at 413.
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"By its terms, § 2254(d) bars relitigation of any claim 'adjudicated on the merits' in state
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court, subject only to the exceptions set forth in §§ 2254(d)(1) and (d)(2)." Harrington v. Richter,
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562 U.S. 86, 98 (2011).
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As a threshold matter, a federal court must first determine what constitutes "clearly
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established Federal law, as determined by the Supreme Court of the United States." Lockyer, 538
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U.S. at 71. In doing so, the Court must look to the holdings, as opposed to the dicta, of the
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Supreme Court's decisions at the time of the relevant state-court decision. Id. The court must
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then consider whether the state court's decision was "contrary to, or involved an unreasonable
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application of, clearly established Federal law." Id. at 72. The state court need not have cited
clearly established Supreme Court precedent; it is sufficient that neither the reasoning nor the
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result of the state court contradicts it. Early v. Packer, 537 U.S. 3, 8 (2002). The federal court
must apply the presumption that state courts know and follow the law. Woodford v. Visciotti, 537
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U.S. 19, 24 (2002). The petitioner has the burden of establishing that the decision of the state
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court is contrary to, or involved an unreasonable application of, United States Supreme Court
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precedent. Baylor v. Estelle, 94 F.3d 1321, 1325 (9th Cir. 1996).
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"A federal habeas court may not issue the writ simply because the court concludes in its
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independent judgment that the relevant state-court decision applied clearly established federal
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law erroneously or incorrectly." Lockyer, 538 U.S. at 75-76. "A state court's determination that
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a claim lacks merit precludes federal habeas relief so long as 'fairminded jurists could disagree'
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on the correctness of the state court's decision."
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Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)). Thus, the AEDPA standard is difficult to
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satisfy since even a strong case for relief does not demonstrate that the state court's determination
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was unreasonable. Harrington, 562 U.S. at 102.
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Harrington, 562 U.S. at 101 (quoting
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III.
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The State Court Did Not Err in Denying Petitioner’s Identification Procedures Claim
In his first ground for habeas relief, Petitioner contends the eyewitness identification
procedure, wherein police officers showed the three co-defendants to Lopez and Andrews, was
“‘impermissibly suggestive’ and tainted the trial identification.” (Doc 22 at 2.) Respondent
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counters the state court’s decision was not objectively unreasonable, because the opinion is not
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contrary to, nor an unreasonable application of, U.S. Supreme Court precedent. (Doc. 27 at 15,
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A. Standard of Review
The Due Process Clause of the U.S. Constitution prohibits the use of identification
procedures that are “unnecessarily suggestive and conducive to irreparable mistaken
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identification.” Stovall v. Denno, 388 U.S. 293, 302 (1967, overruled on other grounds by Griffith
v. Kentucky, 479 U.S. 314, 326 (1987). “It is the likelihood of misidentification which violates a
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defendant’s right to due process[;]” therefore, “[s]uggestive confrontations are disapproved because
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they increase the likelihood of misidentification, and unnecessarily suggestive ones are condemned
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for the further reason that the increased chance of misidentification is gratuitous.” Neil v. Biggers,
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409 U.S. 188, 198 (1972). An identification procedure is suggestive where “[i]n effect, the police
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repeatedly sa[y] to the witness, ‘This is the man.’” Foster v. California, 394 U.S. 440, 443 (1969)
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(citing Biggers v. Tennessee, 390 U.S. 404, 407 (1968) (Douglas, J., dissenting)).
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“[W]hat triggers due process concerns is police use of an unnecessarily suggestive
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identification procedure, whether or not they intended the arranged procedure to be suggestive.”
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Perry v. New Hampshire, 565 U.S. 228, 232 n.1 (2012). However, “even when the police use [a
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suggestive identification] procedure, suppression of the resulting identification is not the inevitable
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consequence.” Id. at 719. A Court must assess each case to determine whether improper police
conduct created a “substantial likelihood of misidentification.” Biggers, 409 U.S. at 201. “Where
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the ‘indicators of [a witness’] ability to make an accurate identification’ are ‘outweighed by the
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corrupting effect’ of law enforcement suggestion, the identification should be suppressed.” Perry,
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565 U.S. at 239 (quoting Manson v. Brathwaite, 432 U.S. 98, 114, 116 (1977)).
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To determine the reliability of an identification, courts consider several factors: (1) the
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opportunity to view the criminal at the time of the crime; (2) the witness’ degree of attention;
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(3) the accuracy of the prior description; (4) the witness’ level of certainty at the time of the
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identification procedure; and (5) the length of time between the incident and the identification.
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Manson, 432 U.S. at 114 (citing Biggers, 409 U.S. at 199-200). The “central question” is “whether
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under the ‘totality of the circumstances’ the identification is reliable even though the confrontation
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procedure was suggestive.” Biggers, 409 U.S. at 199.
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B. State Court of Appeal Opinion
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The Court of Appeal dismissed Petitioner’s claim that the eyewitness identification
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procedure was impermissibly suggestive.
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Prior to trial, defense counsel filed motions in limine to exclude the field identifications,
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because they were “highly suggestive and without extenuating circumstances.” People v. Blount,
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(No. F066744) (Cal. Ct. App. June 18, 2015), at 8. The trial court held a hearing pursuant to
California Evidence Code § 402.3 Id. The Court of Appeal summarized the evidence adduced at
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the § 402 hearing, as follows:
On the morning of the incident, police officers had Andrews and Lopez separately
and individually view the [co-defendants].
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Randle was viewed 30 to 40 feet from the Lopez front porch while he stood near a
patrol vehicle with an officer present. FN5 Prior to the viewing of Randle, Andrews
and Lopez were individually told that the subject “may or may not be involved in
the crime and it was just as important to protect the innocent as it was to convict the
guilty.” They were advised to not pay attention to clothing because that could
change, but to focus on the subject’s facial features and the physical description.
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Pursuant to California Evidence Code §402(b), “[t]he court may hear and determine the question of the
admissibility of evidence out of the presence or hearing of the jury . . . .”
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Both Andrews and Lopez identified Randle as being involved in the incident.
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FN5 The officer testified at trial she could not recall if Randle wore handcuffs.
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Andrews and Lopez were each taken in separate patrol vehicles to view the other
suspects. FN6 The officer with Andrews admonished her the police “had subjects
detained, the subjects were in handcuffs, and the fact that we have these subjects
detained and that they were in handcuffs was not to prejudice her statements” in any
way. Andrews sat in the front passenger seat of a patrol vehicle and separately
viewed [Petitioner and Jackson] from approximately 50 feet away. [Petitioner and
Jackson] exited separate patrol vehicles wearing handcuffs, stood in the presence of
officers, and were instructed to turn to the right and left. Andrews identified each
of the [men] as involved in the incident. After viewing all [three], Andrews said she
was 100 percent certain of her identifications that morning.
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FN 6 Andrews was shown and identified Randle a second time. It is not clear from
the record why Andrews was asked to view Randle more than one time.
Lopez separately viewed [Petitioner] and Jackson at different locations about 45
minutes after the incident. Prior to the viewings, she was admonished the police had
suspects in custody who may or may not be the people who had broken into her
residence. Lopez was advised hairstyles and clothing can change. She sat in the
rear of a patrol vehicle, approximately 60 to 70 feet away, and separately viewed
[Petitioner] and Jackson, who exited patrol vehicles while handcuffed and in the
presence of officers. After each separate viewing, Lopez indicated they were
involved in the incident.
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Id. at 9-10.
Defense counsel argued the “showups were suggestive” because the three men
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“were needlessly handcuffed and taken from patrol vehicles, and any in-court identifications
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would be tainted and unreliable.” Id. at 10. The trial court denied the motion in limine, and
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allowed the prosecutor to present the field showups to the jury, because they were not
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“unduly suggestive.” Id. at 10.
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The Court of Appeal discussed the standard of review for determining whether the
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admission of a pretrial identification violates due process:
To determine if admission of identification evidence violates due process, an
appellate court employs a two-part test. First, we determine if law enforcement used
a procedure that was unduly suggestive and unnecessary. (People v. Virgil (2011)
51 Cal.4th 1210, 1256 (Virgil).) If not, the identification is admissible and the due
process inquiry ends. (Ibid.) Second, if the procedure was unduly suggestive and
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unnecessary, we determine whether, despite such suggestiveness, the witness’s
identification of the defendant was reliable under the totality of the circumstances.
(Ibid.) The goal is to prevent “‘a very substantial likelihood of irreparable
misidentification.’ [ ]” (Neil v. Biggers (1972) 409 U.S. 188, 198.)
The defendant bears the burden of demonstrating the identification procedure was
suggestive, unreliable, and so unfair it violated his due process rights. (People v.
DeSantis (1992) 2 Cal.4th 1198, 1222.) The defendant must show “unfairness as a
demonstrable reality, not just speculation.” (Ibid.) If the defendant raised and
preserved the issue, we independently review the trial court’s ruling a pretrial
identification procedure was not unduly suggestive. (People v. Avila (2009) 46
Cal.4th 680, 698.)
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A. Analysis
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[Petitioner] objects to California law permitting showups, arguing the reasoning is
flawed and based on a strained interpretation of the United States Supreme Court
authority. . . . He asserts the showups here were unduly suggestive, unnecessary,
and unreliable under the totality of the circumstances.
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We will not accept [Petitioner’s] invitation to abolish showups in light of federal
and California law permitting them under a “totality of the circumstances” approach.
(Stovall v. Denno (1967) 388 U.S. 293, 302 (Stovall), overruled on other grounds in
Griffith v. Kentucky (1987) 479 U.S. 314, 321-322; People v. Ochoa (1998) 19
Cal.4th 353, 413 (Ochoa); People v. Clark (1992) 3 Cal.4th 41, 136; People v. Floyd
(1970) 1 Cal.3d 694, 714 (Floyd), overruled on other grounds in People v. Wheeler
(1978) 22 Cal.3d 258, 287, fn. 36; People v. Bisogni (1971) 4 Cal.3d 582, 587
(Bisogni).)
Our Supreme Court holds a “‘“single person showup” is not inherently unfair.’”
(Ochoa, supra, 19 Cal.4th at p. 413, quoting Floyd, supra, 1 Cal.3d at p. 714; accord,
Bisogni, supra, 4 Cal.3d at p. 587.) Such showups are considered unfair when they
are not neutral and unnecessarily suggest to the witness in advance the identity of
the person suspected by the police. (Police v. Yeoman (2003) 31 Cal.4th 93, 123124.) To warrant suppression of a witness’s identification of a defendant, the state
“must, wittingly or unwittingly, initiate an unduly suggestive procedure.” (Ochoa,
supra, 19 Cal.4th at p. 413.) It is not enough that a showup was suggestive because
suppression will only occur where the suggestiveness was “undue” or excessive.
(See Neil v. Biggers, supra, 409 U.S. at pp. 198-199; People v. Kennedy (2005) 36
Cal.4th 595, 610, disapproved on other grounds in People v. Williams (2010) 49
Cal.4th 405, 459.)
As discussed below, the showups here did not violate due process.
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1. The field identifications were neither unduly suggestive nor
unnecessary.
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[Petitioner] contends a single person showup is impermissible absent an exigent
circumstance preventing a live lineup and he asserts no such exigency existed here.
However, his reliance on Stovall, supra, 388 U.S. 2934 for this proposition is
misplaced as Stovall does not hold an exigency, such as a dying eyewitness, is the
only circumstance where a single person showup satisfies due process. Instead, the
totality of the circumstances are analyzed. (Id. at p. 302.)
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Single person showups have a valid purpose to exonerate the innocent and aid in
discovering the guilty close in time and proximity to the offense. (People v. Nguyen
(1994) 23 Cal.App.4th 32, 38-39; People v. Martinez (1989) 207 Cal.App.3d 1204,
1219.) Field identifications are encouraged because the inherent suggestiveness is
offset by the reliability stemming from an immediate determination regarding
whether the correct person has been apprehended when events are still fresh in the
witness’s mind. (In re Carlos M. (1990) 220 Cal.App.3d 372, 387; accord, People
v. Martinez, supra, 207 Cal.App.3d at p. 1219; People v. Cowger (1988) 202
Cal.App.3d 1066, 1071-1072.)
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Here, the police conducted the field identifications approximately 45 minutes after
the incident. The prompt identifications were likely more accurate than a delayed
lineup because the events were still fresh in the witnesses’ minds. The field
identifications were based on a valid need for law enforcement to discover the
correct suspects and exonerate the innocent close in time and proximity to the crime.
(People v. Martinez, supra, 207 Cal.App.3d at p. 1219.) [Petitioner’s] arguments
that these showups were unnecessary are rejected.
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[Petitioner] also asserts the identifications were suggestive because he was
handcuffed and removed from a police cruiser. However, the presence of handcuffs
on a detained suspect is not by itself so unduly suggestive as to taint the
identification. (In re Carlos M., supra, 220 Cal.App.3d at p. 386.) Likewise,
keeping a suspect in a police vehicle during a field identification may be justified
by the nature of the circumstances and does not give rise to a substantial likelihood
of misidentification. (People v. Craig (1978) 86 Cal.App.3d 905, 914.)
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In Stovall, police officers took a suspect to the witnesses’ hospital room one day before she went into surgery. Stovall
v. Denno, 388 U.S. 293, 295 (1967, overruled on other grounds by Griffith v. Kentucky, 479 U.S. 314, 326 (1987). The
suspect was handcuffed to one of five police officers who, along with two members of the District Attorney’s office,
brought him into the hospital room. Id. The U.S. Supreme Court held,
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[h]ere was the only person in the world who could possible exonerate [the suspect]. Her words, and
only her words . . . could have resulted in freedom for [the suspect]. . . . No one knew how long [the
witness] might live. . . . Under these circumstances, the usual police lineup . . . was out of the
question.
Id. at 302.
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Finally, courts have considered the admonitions given to witnesses in determining
whether an unduly suggestive procedure occurred. (See People v. Cunningham
(2001) 25 Cal.4th 926, 990 [witness “was not to assume the person who committed
the crime was pictured therein, that it was equally important to exonerate the
innocent, and that he had no obligation to identify anyone”]; People v. Arias (1996)
13 Cal.4th 92, 169 [officer’s statement to witness “the suspect ‘might be in here, he
might not’” was considered]; In re Carlos M., supra, 220 Cal.App.3d at p. 386
[nothing in record indicates police said anything to victim to suggest people she
would be viewing were in fact her attackers].)
Here, the police admonished both Andrews and Lopez prior to the showups. Lopez
was told that the suspects may or may not be the people who had broken into the
residence. Before viewing Randle, both Andrews and Lopez were told that he “may
or may not be involved in the crime and it was just as important to protect the
innocent as it was to convict the guilty.” Andrews was also told the fact the suspects
were handcuffed and in police custody should not prejudice her statements. Nothing
in this record suggests the officers indicated to Andrews or Lopez that [the codefendants] were the perpetrators. In light of the admonitions given, the police
procedures used here did not strongly suggest [the co-defendants] were the
perpetrators, as [Petitioner] contends. There was not a “‘“very substantial likelihood
of irreparable misidentification.”’ [ ]” (People v. Arias, supra, 13 Cal.4th at p. 170.)
Under the totality of the circumstances, [co-defendants’] showups were neither
unduly suggestive nor unnecessary.
2. The field identifications were reliable.
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Even if [the co-defendants’] field showups were unduly suggestive and unnecessary,
the identifications were nevertheless admissible as reliable under the totality of the
circumstances. (Virgil, supra, 51 Cal.4th at p. 1256.) To determine reliability, an
appellate court takes into account such factors as “‘the opportunity of the witness to
view the suspect at the time of the offense, the witness’s degree of attention at the
time of the offense, the accuracy of his or her prior description of the suspect, the
level of certainty demonstrated at the time of the identification, and the lapse of time
between the offense and the identification.’ [ ]” (Ibid.)
Here, both witnesses had multiple opportunities to view [co-defendants] at the time
of the offense, both before [co-defendants] entered the house and as they fled.
Andrews was 100 percent certain in her field identifications, and neither she nor
Lopez expressed any doubt when identifying each suspect individually in the field.
The field identifications occurred when Andrews’s and Lopez’s memories were still
fresh.
[Petitioner’s] arguments are unpersuasive that Andrews and Lopez did not have
significant time to observe [co-defendants] or that the field identifications were not
very certain. We also do not agree with [Petitioner’s] contentions that Andrews and
Lopez did not have a very “advantageous point” to view the suspects, they were
under stress so their attention was questionable, and they could only identify [the
13
1
co-defendants] based on clothing and not facial features.
2
To the contrary, although Andrews and Lopez were certainly under extreme stress
during this incident, Andrews viewed [the co-defendants’] faces when they stood in
her home approximately eight feet from her. Other than “shadows” present, neither
Andrews nor Lopez expressed much difficulty in seeing the suspects on their porch
as they alternately looked through the front windows and the peephole. These
showups did not create a very substantial likelihood of irreparable misidentification.
Instead, the accuracy of Andrews’s and Lopez’s identifications was an issue for the
jury to weigh. (Virgil, supra, 51 Cal.4th at p. 1256; Manson v. Brathwaite (1977)
432 U.S. 98, 116.) Under the totality of the circumstances, [the co-defendants] have
not met their burden of demonstrating that the field identification procedures were
unreliable and so unfair that it violated due process. (People v. DeSantis, 2 Cal.4th
at p. 1222.)
3
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6
7
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3. [The co-defendants] cannot establish prejudice.
Even if the trial court erred in failing to suppress the field identifications, the error
was not prejudicial under Chapman v. California (1967) 386 U.S. 18, 24. At trial,
Andrews identified the [co-defendants] as the three males whom she confronted in
her home, and she was sure of her trial identifications. Given the multiple
opportunities Andrews had to view the [co-defendants], including their faces, her
trial identifications were not tainted by the field showups. (Simmons v. United States
(1968) 390 U.S. 377, 384.)
Moreover, [Petitioner’s] vehicle was identified outside the Lopez residence with
three African-American males inside just before the burglary. [Petitioner] was
arrested in a vacant field about a half mile from the Lopez residence after the
burglary. Before running from law enforcement, [Petitioner] said into his cellular
phone, “It’s over, Cuzz.”
Despite [Petitioner’s] arguments to the contrary, this was not a close case or a case
of mistaken identity due to the evidence linking [Petitioner] to the crime scene, the
three males observed in [Petitioner’s] vehicle just before the crime, and Andrews’s
unequivocal trial identifications. It is beyond a reasonable doubt any error was
harmless.
Id. at 10-16, Lodged Doc. 6 at 6-13.
24
C. The State Court Did Not Err in Rejecting Petitioner’s Identification Procedure
Claim
25
Here, analyzing Petitioner’s claim under U.S. Supreme Court precedent, the Court of
26
Appeal determined whether the identification procedure was unduly suggestive and unnecessary.
27
The Court of Appeal held the identification procedure was not unduly suggestive because it was
28
14
1
conducted approximately 45 minutes after the robbery and was based on “a valid need for law
2
enforcement to discover the correct suspects and exonerate the innocent close in time and proximity
3
to the crime.” Id. at 13 (citing People v. Martinez, 207 Cal.App.3d 1204, 1219 (1989)). Further,
4
although Petitioner was in handcuffs during the identification procedure, the Court of Appeal found
5
6
7
the admonitions given to Lopez and Andrews5 offset any suggestion that the co-defendants were
the perpetrators. Id. at 13-14.
8
Although the Court of Appeal determined the identification procedure was not
9
impermissibly suggestive, it also analyzed whether, assuming the procedure was impermissibly
10
11
suggestive, the identification was reliable under the totality of the circumstances. Id. at 14-16. The
Court of Appeal analyzed Petitioner’s claim using the five factors set out by the U.S. Supreme
12
13
14
Court: (1) the opportunity to view the criminal at the time of the crime; (2) the witness’ degree of
attention; (3) the accuracy of the prior description; (4) the witness’ level of certainty at the time of
15
the identification procedure; and (5) the length of time between the incident and the identification.
16
Manson, 432 U.S. at 114 (citing Biggers, 409 U.S. at 199-200).
17
Here, utilizing these five factors, the Court of Appeal found,
18
both witnesses had multiple opportunities to view [the co-defendants] at the time
of the offense, both before [the co-defendants] entered the house and as they fled.
Andrews was 100 percent certain in her field identifications, and neither she nor
Lopez expressed any doubt when identifying each suspect individually in the field.
The identifications occurred when Andrews’s and Lopez’s memories were still
fresh.
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21
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23
Blount, (No. F066744), at 14-15. Under the “totality of the circumstances,” Andrews’ and Lopez’s
identification of Petitioner was reliable. Because Andrews’ and Lopez’s identification of Petitioner
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Lopez was instructed “that the suspects may or may not be the people who had broken into the residence.” Blount,
(No. F066744), at 13-14. Andrews and Lopez “were told that [co-defendant Randle] ‘may or may not be involved in
the crime and it was just as important to protect the innocent as it was to convict the guilty.’” Id. at 14. Finally,
Andrews was told “the fact the suspects were handcuffed and in police custody should not prejudice her statements.”
Id.
5
15
1
was not unreliable, Petitioner is not entitled to relief on his claim that the identification procedure
2
was unduly suggestive. The decision of the Court of Appeal was neither contrary to, nor an
3
4
unreasonable application of U.S. Supreme Court precedent. Accordingly, the Court recommends
denying Petitioner’s claim.
5
6
IV.
7
The Trial Court Did Not Err in Admitting Petitioner’s Statements During his Booking
Interview in Violation of Miranda
In his second ground for habeas relief, Petitioner alleges the trial court erroneously admitted
8
evidence of admissions he made during jail booking interviews.6 (Doc 22 at 2.) Respondent
9
10
11
counters any violation of Petitioner’s constitutional rights was harmless pursuant to Brecht v.
Abrahamson, 507 U.S. 619, 623 (1993). (Doc. 27 at 22-23.)
12
A. Standard of Review
13
The Fifth Amendment provides that “[n]o person . . . shall be compelled in any criminal
14
15
case to be a witness against himself.” U.S. Const. amend. v. Pursuant to Miranda, “the prosecution
may not use statements, whether exculpatory or inculpatory, stemming from custodial interrogation
16
17
18
of the defendant unless” the defendant was advised of his rights and waived them. Miranda, 384
U.S. 436, 444-45. For the purpose of Miranda, “interrogation” refers both to express questioning,
19
and “to any words or actions on the part of the police” that they “should have known were
20
reasonably likely to elicit an incriminating response.” Rhode Island v. Innis, 446 U.S. 291, 300,
21
301 (1980) (emphasis in original). However, the “booking questions exception” exempts “from
22
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24
25
26
27
28
6
Petitioner raised this claim on direct appeal with the Court of Appeal (Lodged Doc. 3); however, he did not raise the
claim in his petition for review with the California Supreme Court (Lodged Doc. 7). Petitioner raised the claim again
in his state petition for writ of habeas corpus (Lodged Doc. 13), which the California Supreme Court rejected, citing
In re Waltreus, 62 Cal. 2d 218, 225 (1965), and In re Lindley, 29 Cal. 2d 709, 723 (1947). In Waltreus, the California
Supreme Court held that “habeas corpus ordinarily cannot serve as a second appeal.” 62 Cal. 2d 218. Therefore, under
the Waltreus rule, the California Supreme Court will not review a claim in a habeas petition that was raised on direct
appeal. However, the California Supreme Court’s reliance on Waltreus does not bar federal review. Ylst v.
Nunnemaker, 501 U.S. 797, 805 (1991) (“Since a later state decision based upon ineligibility for further state review
neither rests upon procedural default nor lifts a pre-existing procedural default, its effect upon the availability of federal
habeas is nil. . . .”) Consequently, the Court will look through the California Supreme Court’s denial of the claim
pursuant to Waltreus to the last reasoned state court opinion—the June 18, 2015 opinion of the Court of Appeal.
16
1
Miranda’s coverage questions to secure the biographical data necessary to complete booking or
2
pretrial services.” Pennsylvania v. Muniz, 496 U.S. 582, 601 (1990) (internal citations and
3
quotation marks omitted).
4
Errors by state trial courts in admitting into evidence statements taken in violation of
5
6
Miranda are subject to a harmless error analysis. Juan H. v. Allen, 408 F.3d 1262, 1271 n. 9 (9th
7
Cir. 2005). Under that analysis, habeas relief is warranted if the error “had a substantial and
8
injurious effect or influence in determining the verdict.” Brecht, 507 U.S. at 637 (quoting
9
Kotteakos v. United States, 328 U.S. 750, 776 (1946)).
10
11
B. State Court of Appeal Opinion
At trial, defense counsel moved to suppress gang admissions Petitioner made during
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booking procedures. Blount, (No. F066744), at 16. The trial court denied the motion, and the Court
of Appeal held the admission of these statements was not prejudicial. Id.
During the trial, Holcombe testified he reviewed booking records for the [codefendants] and found two significant records for each of [them]. In [Petitioner’s]
booking records, he identified himself with the Crips and a “keep-away” from the
Bloods. . . . Based, in part, on his review of the booking information, Holcombe
opined [the co-defendants] were active members of the Country Boy Crips on the
day of the Lopez burglary.
During cross-examination by [Petitioner’s] defense counsel, Holcombe confirmed
that booking questions were given for the safety of the facilities, and suspects were
asked if they needed to be kept away from somebody.
A. Standard of Review.
Under the requirements set forth in Miranda, a person may not undergo “custodial
interrogation” unless that person knowingly and intelligently waives the right to
remain silent, the right to presence of legal counsel, and the right to appointed
counsel if the person is indigent. (People v. Sims (1993) 5 Cal.4th 405, 440, citing
Miranda, supra, 384 U.S. at pp. 444-445.) However, Miranda does not pertain to a
“‘routine booking question’” that secures the “‘biographical data necessary to
complete booking or pretrial services.’” (Pennsylvania v. Muniz (1990) 496 U.S.
582, 601 (Muniz).)
Muniz recognizes that questions which are reasonably related to law enforcement’s
administrative concerns do not require Miranda warnings. (Muniz, supra, 496 U.S.
17
1
2
3
at pp. 601-602.) Muniz, however, cautioned this exception does not apply to all
questions asked during the booking process; instead, a Miranda waiver is still
required for any questions, even during booking, which “‘are designed to elicit
incriminatory admissions.’ [ ]” (Id. at p. 602, fn. 14.)
B. Analysis.
4
5
...
6
In People v. Elizalde (June 25, 2015, S215260) _ Cal.4th _ our Supreme Court held
that booking questions regarding gang affiliation do not fall under the narrow
booking exception to Miranda. (Id. at pp. 17-19.) Without Miranda warnings, a
defendant’s answers to gang questions posed during a booking procedure are
inadmissible in the prosecution’s case-in-chief. (Id. at p. 21.)
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Here, the prosecution introduced at trial [co-defendants’] respective unadmonished
gang admissions made during various booking procedures. Thus, the Fifth
Amendment was violated. (People v. Elizalde, supra, _ Cal.4th _ [pp. 21-22].) . . .
Elizalde held that such erroneous admissions must be reviewed for prejudice under
the standard set forth in Chapman v. California, supra, 386 U.S. 18. (People v.
Elizalde, supra, _ Cal.4th _ [pp. 22].) That standard requires the government “‘to
prove beyond a reasonable doubt that the error complained of did not contribute to
the verdict obtained.’ [ ]” (Ibid.) That burden is satisfied on this record. The [codefendants’] respective gang participation was established beyond their booking
statements.
In order to prove a defendant “actively participates” in a criminal street gang for
conviction under section 186.22, subdivision (a), it is sufficient if the evidence
establishes the defendant’s involvement with the gang was more than nominal or
passive. (People v. Castenada (2000) 23 Cal.4th 743, 747.) A defendant does not
have to occupy a leadership position in the gang for conviction. (Ibid.) Indeed, a
person does not have to be a gang member to be guilty of section 186.22, subdivision
(a). (In re Jose P. (2003) 106 Cal.App.4th 458, 466.)
a. Trial evidence
participation.
regarding
[Petitioner’s]
gang
[Petitioner] wore a “Country Boy” tattoo across his chest, along with a “W” and
“Watts” on his right shoulder and an “L” and “Lotus” on his left shoulder. FN15
Another gang member identified [Petitioner] as a member of the Country Boy Crips,
and [Petitioner] had multiple arrests and encounters with law enforcement while in
the company of other known gang members. [Petitioner] had at least two previous
arrests for residential burglary, which Holcombe noted was a primary criminal
activity of the gang. [Petitioner] was previously arrested for possession of a loaded
firearm, which Holcombe explained was used by gang members for protection and
to increase status. [Petitioner’s] home was searched, revealing a single live .40caliber round of ammunition and pow[d]er[ ] blue clothing, the primary color of the
18
1
Country Boy Crips.
2
FN15 The jury was shown photographs of [Petitioner’s] tattoos.
3
...
4
5
6
7
8
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Therefore, apart from the booking admissions, the evidence clearly established [the
co-defendants’] active participation with the Country Boy Crips, which was more
than passive or nominal. Thus, there was substantial evidence to prove a violation
of section 186.22, subdivision (a), as to [the co-defendants]. This conclusion is not
altered because the jury did not find true the gang enhancement under section
186.22, subdivision (b). FN 21 This conclusion is also not affected by the length
of the jury’s deliberations, which [Petitioner] argues shows this was a close case. It
is beyond a reasonable doubt the admission of [the co-defendants’] various booking
statements was harmless. (People v. Sims, supra, 5 Cal.4th at p. 447 [harmless error
standard of Chapman used to analyze the prejudicial effect of a defendant’s
erroneous admission].)
FN21 Section 186.22, subdivision (b), requires a showing of “specific intent to
promote, further, or assist in any criminal conduct by gang members . . . .” (§
186.22, subd. (b)(1); People v. Romero (2006) 140 Cal.App.4th 15, 19.)
Blount, (No. F066744), at 16-27, Lodged Doc. 6 at 3-5.
15
C. The State Court Did Not Err in Rejecting Petitioner’s Miranda Violation Claim
16
Petitioner claims the trial court violated the tenets of Miranda by admitting Petitioner’s
17
statements about his gang affiliations during his booking interview. The Court of Appeal found,
18
pursuant to People v. Elizalde, Petitioner’s rights were violated by these admissions. (Lodged Doc.
19
6 at 4) (citing People v. Elizalde, 61 Cal. 4th 523, 538 (2015) (“Gang affiliation questions do not
20
21
conform to the narrow [booking questions] contemplated . . . for basic identifying biographical data
22
necessary for booking or pretrial services.”)) Similarly, the Ninth Circuit has determined that
23
questions regarding a defendant’s gang affiliation constitute interrogation that does not fall within
24
the booking questions exception to Miranda’s requirements. United States v. Williams, 842 F.3d
25
1143, 1147-48 (9th Cir. 2016).
26
However, the erroneous admission of statements taken in violation of a defendant’s Fifth
27
Amendment rights is subject to harmless error analysis on federal habeas review. Juan H., 408
28
19
1
F.3d at 1271 n. 9. “Under this test, relief is proper only if the federal court has ‘grave doubt about
2
whether a trial error of federal law had substantial and injurious effect or influence in determining
3
the jury’s verdict.’” Davis v. Ayala, 135 S. Ct. 2187, 2197 (2015) (quoting O’Neal v. McAninch,
4
513 U.S. 432, 436 (1995)).
5
6
7
8
9
10
Here, Petitioner was convicted of promoting felony street gang conduct (Cal. Penal Code.
§ 186.22(a)). Pursuant to California Penal Code §186.22(a),
Any person who actively participates in any criminal street gang with knowledge
that its members engage in or have engaged in a pattern of criminal gang activity,
and who willfully promotes, furthers, or assists in any felonious criminal conduct
by members of that gang, shall be punished by imprisonment . . . .
11
Therefore, the evidence adduced at trial had to establish that Petitioner “actively participate[d]” in
12
a criminal street gang.
13
14
15
Petitioner’s admissions regarding his gang membership during the booking interview were
used to establish his active participation in the Country Boy Crips; however, other evidence
adduced at trial also established that he actively participated in a criminal street gang. Petitioner
16
17
18
had a “Country Boy” tattoo across his chest, a photograph of which was shown to the jury. Another
gang member identified Petitioner as a member of the Country Boy Crips, and Petitioner had
19
multiple arrests with other gang members. Petitioner committed the burglary underlying the present
20
habeas petition with Randle, an admitted Country Boy Crip gang member.
21
22
23
Based on the evidence of Petitioner’s gang membership that is independent of the
statements made during the booking interview, the Court cannot say that the improper admission
of Petitioner’s booking interview statements had a “substantial and injurious effect or influence in
24
25
determining the jury’s verdict.” Brecht, 507 U.S. at 637. Therefore, although the admission of
26
Petitioner’s statements at the booking interview violated his constitutional rights, any error in
27
admitting these statements was harmless based on the other evidence of Petitioner’s active gang
28
participation.
20
1
Accordingly, although the trial court erred by admitting Petitioner’s booking interview
2
statements, the error was harmless because it did not have a substantial effect or influence on the
3
4
jury in determining the verdict considering other evidence adduced at trial. For the foregoing
reasons, the Court recommends denying Petitioner’s claim.
5
6
V.
7
The Trial Court Did Not Err When it Engaged in Ex Parte Communication with the
Jury
In his third ground for habeas relief, Petitioner alleges the trial court erred when it engaged
8
in ex parte communication with the jury.7 (Doc. 22 at 2, 17.) Further, Petitioner claims the ex
9
10
parte communication denied him his right to be present during all critical states of the trial and the
11
right to be represented by counsel. Id. In sum, Petitioner is alleging his Sixth Amendment right to
12
counsel was violated by the trial court’s communication with the jury. Respondent counters that
13
even if the trial court violated Petitioner’s right to be represented by counsel in communicating
14
15
with the jury absent Petitioner and counsel, the error was harmless and does not warrant habeas
relief. (Doc. 27 at31.)
16
A. Standard of Review
17
The Sixth Amendment guarantees those accused of a crime the effective assistance of
18
19
counsel. Strickland v. Washington, 466 U.S. 668, 685 (1985). The “accused is guaranteed that he
20
need not stand alone against the State at any stage of prosecution, formal or informal, in court or
21
out, where counsel’s absence would derogate from the accused’s right to a fair trial.” United States
22
23
v. Wade, 388 U.S. 218, 224 (1967). To satisfy the Sixth Amendment, counsel must be present at
all “critical stages” of the prosecution, absent an intelligent waiver by the defendant. Id. at 226;
24
25
7
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27
28
Petitioner raised this claim on direct appeal with the Court of Appeal (Lodged Doc. 3); however, he did not raise the
claim in his petition for review with the California Supreme Court (Lodged Doc. 7). Petitioner raised the claim again
in his state petition for writ of habeas corpus (Lodged Doc. 13), which the California Supreme Court rejected, citing
Waltreus, 62 Cal. 2d at 225, and Lindley, 29 Cal. 2d at 723. The Court will look through the California Supreme
Court’s denial of the claim pursuant to Waltreus to the last reasoned state court opinion, the June 18, 2015 opinion of
the Court of Appeal.
21
1
United States v. Hamilton, 391 F.3d 1066, 1070-71 (9th Cir. 2004). “Critical stages” of a
2
prosecution include arraignments, post-indictment identification lineups, hearing on pretrial motion
3
to suppress evidence, sentencing, court-ordered psychiatric examinations to determine competency
4
to stand trial, the decision whether to plead guilty, and the process of plea bargaining. Hamilton,
5
6
391 F.3d at 1070 (citing cases).
7
B. State Court of Appeal Opinion
8
The Court of Appeal rejected Petitioner’s claim that the trial court erred in conducting ex
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parte communication with the jury, as follows:
On January 9, 2013, upon the jury’s release to begin deliberations the trial court
notified the parties that they would be informed if the jury submitted a note. Two
days later, on Friday, January 11, 2013, the trial court received a note from the jury.
The note read: “Need testimony between Off. Holcombe and D.A. [prosecutor].
Also need explanation from Judge Lua on Count # 2 in regards to Jury Instructions.”
At 10:25 a.m. that same morning, the court clerk notified counsel of the jury’s note
regarding both the question and the request for readback, and counsel agreed to the
court responding in writing.
At some point that same morning, the trial judge entered the jury deliberation room
and spoke with the jury on the record without any of the [co-defendants] or their
respective counsel present. The judge indicated he needed clarification to respond
to the jury’s note and asked if they wanted readback of Holcombe’s testimony when
he was initially questioned by the prosecutor or every time the prosecutor questioned
Holcombe. An unidentified juror responded and the following exchange occurred:
“THE JUROR:
What we are trying to establish is the dates and times
of the conviction.
“THE COURT:
I just want to know if it’s the initial direct examination
or is it also redirect examination?
“THE JUROR:
Redirect examination, also. Yes.
“THE COURT:
Okay. In a moment my reporter will begin reading
the testimony that you have requested, including
direct examination and redirect examination when
necessary. While she is reading the examination to
you or the testimony to you, you cannot interrupt her,
nor can you ask her any questions such as can you
please repeat what you just stated, start over, or go to
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1
a different area. She can only read it one time from
beginning to end, and she will cover those areas that
are expressly stated in the note received. If you want
her to repeat any portions or the note received. If you
want her to repeat any portions or address different
witnesses, you must accompany that with another
note that we will then accomplish for you. While she
is in the jury deliberation room, you cannot deliberate
in her presence either. So you cannot discuss
anything about the case or ask her any questions or
any other people any questions.
2
3
4
5
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7
“Once she is done, she will gather her equipment and
leave the jury deliberation room, and then you can
resume jury deliberations.
8
9
10
“The note received also had another question to it or
request to it. I have answered that on this paper, and
I will leave it with you folks to review. You can read
it and review it after my reporter leaves.
“Okay. Good luck.
11
12
13
“THE JUROR:
14
Thank you.”
The judge’s written answer to the jury’s note read: “Please refer to CALCRIM [No.]
14008 and its accompanying instructions – Judge Lua.”
15
16
After the weekend break, the jury indicated it had reached a verdict on Monday,
January 14, 2013, as of 9:16 a.m. Prior to bringing the jury into the courtroom, the
trial court memorialized what occurred on January 11, 2013, regarding the jury’s
note. The trial judge noted that each person, or their representative, had been
contacted regarding the note and explained that he wrote an answer to the jury, and
he read his answer verbatim in court. The Court also explained that he went into the
jury room to admonish the jury about the readback procedure, and he noted that the
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25
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8
CALCRIM No. 1400 defines active participation in a street gang pursuant to California Penal Code § 186.22(a). In
part, the instruction reads:
The defendant is charged . . . with participating in a criminal street gang [in violation of Penal Code
section 186.22(a)].
To prove that the defendant is guilty of this crime, the People must prove that:
1.
2.
3.
The defendant actively participated in a criminal street gang;
When the defendant participated in the gang, (he/she) knew that members of the gang engage
in or have engaged in a pattern of criminal gang activity; AND
The defendant willfully assisted, furthered, or promoted felonious criminal conduct by
members of the gang by:
a. directly and actively committing a felony offense; OR
b. aiding and abetting a felony offense.
23
1
2
3
4
5
6
7
8
readback process took a while to complete, with deliberations resuming “around
2:30 that afternoon, if not 2:45.”
Randle’s defense counsel requested a mistrial because the trial court entered the jury
room without asking the attorneys for their agreement. Randle’s counsel argued that
the court’s actions were improper “and may have violated my client’s Sixth and
Fourteenth Amendment right to a fair trial.” The court denied the motion without
comment.
Blount, (No. F066744), at 28-30.
Here, Petitioner contends the trial court violated his Sixth Amendment rights by
clarifying the jury’s request for a readback of jury instruction CALCRIM No. 1400, without
9
10
11
12
13
14
15
16
Petitioner or his attorney present. The Court of Appeal analyzed the claim as follows:
A. Standard of review.
1. The trial court’s communication with the jury.
A trial court should not communicate with the jury except in open court and with
prior notification to counsel. (People v. Clark (2011) 52 Cal.4th 856, 987 (Clark);
People v. Jennings (1991) 53 Cal.3d 334, 384 (Jennings).) “‘“This rule is based on
the precept that a defendant should be afforded an adequate opportunity to evaluate
the propriety of a proposed judicial response in order to pose an objection or suggest
a different reply more favorable to the defendant’s case.”’ [ ]” (Jennings, supra, 53
Cal.3d at p. 384.)
17
18
19
20
21
22
23
24
25
Ex parte communication between the judge and jurors typically violates a
defendant’s right to be present, and represented, at all critical stages of trial. (Clark,
supra, 52 Cal.4th at p. 987.) If the trial court has an improper ex parte
communication with the jury, reversal is required unless the error was harmless
beyond a reasonable doubt. (Ibid.; Jennings, supra, 53 Cal.3d at pp. 383-384.)
2. [California Penal Code] Section 1138.
[California Penal Code] Section 1138 provides: “After the jury have retired for
deliberation, if there be any disagreement between them as to the testimony, or if
they desire to be informed on any point of law arising in the case, they must require
the officer to conduct them into court. Upon begin brought into court, the
information required must be given in the presence of, or after notice to, the
prosecuting attorney, and the defendant or his counsel, or after they have been
called.” (Italics added.)
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Section 1138 requires notice to be given to the defendant and his counsel of any
proceedings during the deliberative process. (People v. Garcia (2005) 36 Cal.4th
777, 802 (Garcia); People v. Jenkins (2000) 22 Cal.4th 900, 1027 (Jenkins).) This
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ensures that counsel has the opportunity to suggest an alternative course for the trial
court to take or to object to the court’s course of action. (Garcia, supra, 36 Cal.4th
at p. 802; Jenkins, supra, 22 Cal.4th at p. 1027.)
A trial court is required to instruct a deliberating jury regarding any point of law in
the case if the jury so requests. (People v. Waidla (2000) 22 Cal.4th 690, 746
(Waidla).) The trial court has a primary duty to assist the jury in understanding the
legal principles it is asked to apply. (People v. Beardslee (1991) 53 Cal.3d 68, 97
(Beardsless).) The court, however, is not required to elaborate on the standard jury
instructions if the original instructions are full and complete. (Ibid.) In such a
situation, the trial court has discretion under section 1138 to determine what
additional explanations are sufficient to satisfy the jury’s request for additional
information. (Ibid.) As our Supreme Court has noted, it is often risky for a trial
court to offer comments that diverge from the standard instructions. (Ibid.) “‘When
a question shows the jury has focused on a particular issue, or is leaning in a certain
direction, the court must not appear to be an advocate, either endorsing or redirecting
the jury’s inclination.’ [ ]” (People v. Montero (2007) 155 Cal.App.4th 1170, 1180
(Montero).)
“An appellate court applies the abuse of discretion standard of review to any
decision by a trial court to instruct, or not to instruct in its exercise of its supervision
over a deliberating jury.” (Waidla, supra, 22 Cal.4th at pp. 745-746.)
...
2. The trial court’s written supplemental instruction was not in
error.
Both [Petitioner] and Randle contend the jury was confused or puzzled regarding
the legal instructions, and with proper notice counsel could have assisted in the
process of determining the source of the jury’s confusion. Randle further argues the
trial court should have questioned the jury on this issue given its “ambiguous”
request. They both assert the trial court did not do enough to assist the jury and the
presence of counsel was critical.
The court, however, notified all counsel regarding the jury’s request for further
instruction. The record does not establish any counsel objected or offered input
regarding how the trial court should respond other than authorizing the court to
respond in writing. When the court reconvened with the parties, the court read its
written response and no objection was lodged to the substance of the response. As
such, we reject [Petitioner’s] and Randle’s respective arguments that their counsel
were not “properly notified” of the jury’s request for clarification or an injustice
occurred because counsel was not permitted to give input.
Further, despite [Petitioner’s] arguments to the contrary, nothing from the jury’s
note indicated it was confused. The jury was not prohibited from asking the court
more questions if it so needed and it is speculative to presume otherwise.
(Beardslee, supra, 53 Cal.3d at p. 98.)
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None of the [co-defendants] argue the jury instructions were less than “full and
complete” for count 2. Because these jury instructions were full and complete, the
trial court had the discretion to reiterate them. (Beardslee, supra, 53 Cal.3d at p. 97;
People v. Montero, supra, 155 Cal.App.4th at p. 1179.) By responding to the jury’s
note and advising them to focus on CALCRIM No. 1400, the trial court did not
figuratively throw up its hands and tell the jury it could not help, as [Petitioner]
contends. The court provide the jury with the complete information it needed
without appearing as an advocate, either endorsing or redirecting the jury.
(Montero, supra, at p. 1180.) Under the circumstances, the trial court did not abuse
its discretion when it responded to the jury’s note and directed them to reread
CALCRIM No. 1400.
3. [Co-Defendants] cannot establish prejudice from the scope of
readback or the supplemental instruction given to the jury.
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Even if error occurred regarding the scope of readback or the supplemental
instruction, [the co-defendants] cannot establish prejudice. They contend [the
felony street gang conduct charge] must be reversed under a Chapman analysis, and
Jackson and Randle further argue [the first degree burglary charge] should also be
reversed. These arguments are unpersuasive.
As discussed earlier, this was not a close case regarding [the co-defendants’] guilt
in [the felony street gang conduct charge] due to the evidence linking [Petitioner] to
the crime scene, the three males observed in [Petitioner’s] vehicle just before the
crime, the location of [the co-defendants] when apprehended just after the crime,
and Andrew’s unequivocal trial identifications. Further, as discussed earlier, the
evidence was overwhelming regarding the [co-defendants’] guilt in [the first degree
burglary charge] as active participants with the Country Boy Crips. . . . It is beyond
a reasonable doubt any error associated with the readback of testimony or the
supplemental instruction was harmless.
4. The ex parte meeting by itself does not require reversal.
[Petitioner] asserts the judge’s ex parte communication with the jury requires
reversal, citing United States v. United States Gypsum Co. (1978) 438 U.S. 422
(Gypsum); United States v. Collins (2nd Cir. 2012) 665 F.3d 454 (Collins); and
People v. Steward (1983) 145 Cal.App.3d 967 (Stewart). These authorities are
unpersuasive.
In Gypsum, supra, 468 U.S. 422, the jury began deliberations after nearly five
months of testimony. On the morning of the seventh day of deliberations, following
apparent disagreements and confusion among the jurors, the foreman asked to meet
with the judge to discuss the jury’s condition and get guidance. (Id. at p. 460.) The
judge met with counsel and suggested he should meet with the foreman alone, and
counsel agreed. The judge met with the foreman, who made several references the
jury was deadlocked. The judge made an impression on the foreman that he wanted
a verdict “‘one way or the other.’” (Ibid.) After the meeting, the judge summarized
a report to counsel, which did not reference either of these two issues.
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On appeal, the Gypsum court found reversible error because the trial judge exposed
himself to a conversation which caused unintended and misleading impressions of
his personal views without the presence of counsel to challenge his statements.
(Gypsum, supra, 438 U.S. at p. 460.) In addition, the judge’s communication to the
jury panel went through the foreman, which risked innocent misstatements of the
law and misinterpretations. Finally, the absence of counsel from the meeting, and
the unavailability of a transcript, prevented counsel an opportunity to clear up
confusion regarding the judge’s direction to the foreman. (Id. at p. 461.) Gypsum
emphasized it was not simply the ex parte meeting with the foreman which
constituted error, but the fact the discussion was allowed to drift into a supplemental
instruction to the foreman without counsel present to correct any mistaken
impression. (Id. at p. 462.)
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In Collins, supra, 665 F.3d 454, the trial judge had an ex parte meeting with a juror
after receiving a note indicating this juror was involved in a hostile exchange with
another juror the day before. The judge informed counsel of his intention to talk to
the juror, but failed to disclose the contents of the note. (Id. at p. 458.) During his
meeting with this juror, the judge stated his displeasure over the juror’s reported
conduct. (Ibid.) On appeal, the Collins court determined the judge made statements
to the juror that amounted to a supplemental instruction, and if found reversible error
because the court failed to disclose the contents of the note to the defendant and
counsel before meeting with the juror. (Id. at p. 462.)
Here, unlike in both Collins and Gypsum, the trial judge did not provide any
supplemental instruction to the jury without counsel’s authorization. Also, unlike
in Gypsum, the judge did not engage in a conversation with any member of the jury
panel which might have caused unintended and misleading impressions of his
personal views. (Gypsum, supra, 438 U.S. at p. 460.) To the contrary, the judge
refrained from questioning the jury or offering any opinion. Further, unlike in
Gypsum, the judge spoke to the entire jury panel and not through a single source,
which could have caused further miscommunication. Finally, unlike in Gypsum, a
full transcript exists regarding the judge’s interaction with the jury, and the trial
court accurately summarized to counsel his exchange with the jury.
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Gypsum and Collins are inapposite because the judge’s interaction with the jury did
not drift into supplemental instruction. Gypsum and Collins do not dictate reversal
of the instant case even though counsel did not receive notice of the judge’s plan to
meet with the jury.
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Finally, in Stewart, supra, 145 Cal.App.3d 967, the judge received a note from the
deliberating jury requesting a reread of certain jury instructions and a preference for
a written copy. The judge delivered the requested instructions to the jury without
advising counsel. (Id. at p. 972.) The Stewart court held it was error for the judge
to communicate with the jury without the presence of counsel, noting the court
violated section 1138. (Stewart, supra, at p. 972.) Reversal was not required,
however, because the appellate court found the error harmless. (Id. at pp. 973-974.)
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Here, unlike in Stewart, the trial judge gave notice to counsel regarding the jury’s
request for further instruction. Unlike in Stewart, the judge did not violate section
1138. Stewart is distinguishable and does not require reversal.
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3
5. Although the trial court erred by not obtaining [co-defendants’]
personal waivers, [the co-defendants] cannot establish prejudice.
4
5
Randle concedes he did not have a constitutional right to be personally present
during the actual readback of testimony. (People v. Ayala (2000) 23 Cal.4th 225,
288 [a readback of testimony is not a critical stage].) He contends, however, he had
a personal right to be present when the judge met with the jury, which was not
waived despite his counsel’s consent that the court could respond to the jury in
writing. [Petitioner]makes a similar argument, asserting a defendant’s presence may
be required when the judge communicates with a deliberating jury.
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A defendant has the constitutional right to be present at any stage which bears “a
reasonable and substantial relationship to his ability to defend the charges against
him.” (People v. Davis (2005) 36 Cal.4th 510, 531 (Davis).) A critical stage exists
when the trial judge meets with the jury to provide instruction. (Bradford, supra,
154 Cal.App.4th at p. 1410.) In California, defendants also have a statutory right
under section 9779 to be present when the judge meets with the jury. (§ 977, subd.
(b)(1); see also People v. Avila (2006) 38 Cal.4th 491, 598 (Avila) [violation of §
977 occurred where felony defendant was absent from readback of testimony
without written waiver].)
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Here, [the co-defendants] had both a statutory and constitutional right to be
personally present when the trial court met with the jury. This record does not
demonstrate [the co-defendants] gave personal waivers regarding those rights. This
was error. (Avila, supra, 38 Cal.4th at p. 598; Davis, supra, 36 Cal.4th at p. 531.)
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[The co-defendants], however, cannot establish prejudice. The constitutional error
requires analysis under Chapman while the error under section 977 is state law and
is reversible under People v. Watson (1956) 46 Cal.2d 818 (Watson). (Davis, supra,
36 Cal.4th at pp. 532-533.) None of the [co-defendants] offer any argument
establishing how their respective presence would have impacted their ability to
defend against the charges. Indeed, it is difficult to imagine how [co-defendants’]
personal presence during the trial court’s brief meeting with the jury would have
changed the outcome of this trial. The court’s failure to notify [the co-defendants]
personally about his ex parte meeting is of no consequence, especially because all
defense counsel received notice of the jury’s note and failed to provide input. It is
beyond a reasonable doubt this error was harmless and [the co-defendants] are not
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9
Pursuant to California Penal Code § 977(b)(1):
[I]n all cases in which a felony is charged, the accused shall be personally present at the arraignment,
at the time of plea, during the preliminary hearing, during those portions of the trial when evidence
is taken before the trier of fact, and at the time of the imposition of sentence. The accused shall be
personally present at all other proceedings unless he or she shall, with the leave of court, execute in
open court, a written waiver of his or her right to be personally present . . . .
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entitled to reversal under either Chapman, supra, 386 U.S. at page 24, or Watson,
supra, 46 Cal.2d at page 836.
Blount, (No. F066744), at 36-41.
C. The State Court Did Not Err in Rejecting Petitioner’s Ex Parte Communication
Claim
5
Concurring in a U.S. Supreme Court opinion regarding ex parte communication, Justice
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Stevens observed:
the mere occurrence of an ex parte conversation between a trial judge and a
juror does not constitute a deprivation of any constitutional right. The defense
has no constitutional right to be present at every interaction between a judge
and a juror . . . .
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Rushen v. Spain, 464 U.S. 114, 125-26 (1983) (Stevens, J., concurring in judgment). However,
12
“[w]hen an ex parte communication relates to some aspect of the trial, the trial judge generally
13
should disclose the communication to counsel for all parties.” Id. at 119. “The substance of the ex
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parte communications and their effect on juror impartiality are question of historical fact entitled
to [the] presumption [of correctness];” therefore, “they must be determined, in the first instance, by
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state courts and deferred to, in the absence of ‘convincing evidence’ to the contrary, by the federal
courts.” Id. (internal citation omitted).
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Here, the Court of Appeal concluded that the jury was not biased by the trial court answering
20
its question in the absence of Petitioner and his counsel. “This finding of ‘fact’ – on a question that
21
state courts were in a far better position than the federal courts to answer – deserves a ‘high measure
22
of deference.’ And may be set aside only if it ‘lack[s] even ‘fair support’ in the record.’” Id.
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(quoting Sumner v. Mata, 455 U.S. 591, 598 (1982), Marshall v. Lonberger, 459 U.S. 422, 432
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(1983)).
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This Court must consider whether the ex parte communication occurred at a “critical stage”
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of Petitioner’s trial at which defense counsel’s presence was required. The U.S. Supreme Court
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has not identified ex parte communication between juror and judge as a “critical stage” of trial.
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Indeed, the Supreme Court has acknowledged that the absence of defense counsel during an ex
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parte communication between a judge and a juror would not require an automatic reversal. Rushen,
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464 U.S. 114.
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In the absence of Supreme Court authority suggesting that ex parte communication between
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judge and juror occurred at a “critical stage” of the trial, the state court’s denial of this claim was
7
neither contrary to, nor an unreasonable application of, clearly established federal law. Therefore,
8
the Court recommends denying Petitioner’s claim.
9
VI.
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The State Court Did Not Err in Admitting Gang Evidence
In Petitioner’s fourth ground for relief, he alleges the trial court erred when it did not accept,
or require the prosecution to accept, a stipulation offered by defense counsel that the Country Boy
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Crips constituted a gang within the meaning of California Penal Code § 186.22(a). 10 (Doc. 22 at
15.) Respondent counters the claim is not cognizable on federal habeas review, because Petitioner
15
is asserting a violation of state law. (Doc. 27 at 39.)
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A. State Court of Appeal Opinion
17
The Court of Appeal held that the trial court did not err in declining to accept or require the
18
prosecution to accept Petitioner’s proposed stipulation that the Country Boy Crips is a criminal
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street gang:
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The amended information alleged as to count 1, that [the co-defendants] committed
the burglary for the benefit of a criminal street gang (§ 186.22, subd. (b)(1)). The
information also charged [the co-defendants] in count 2 with active participation in
a criminal street gang (§ 186.22, subd. (a)).
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Before trial, [Petitioner’s] defense counsel offered to stipulate that the Country Boy
Crips was a criminal street gang within the meaning of section 186.22, subdivision
(a). The proposed stipulation was that the gang engages, and has engaged, in a
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Petitioner raised this claim on direct appeal with the Court of Appeal (Lodged Doc. 3); however, he did not raise
the claim in his petition for review with the California Supreme Court (Lodged Doc. 7). Petitioner raised the claim
again in his state petition for writ of habeas corpus (Lodged Doc. 13), which the California Supreme Court rejected,
citing Waltreus, 62 Cal. 2d at 225, and Lindley, 29 Cal. 2d at 723. The Court will look through the California
Supreme Court’s denial of the claim pursuant to Waltreus to the last reasoned state court opinion—the June 18, 2015
opinion of the Court of Appeal.
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pattern of criminal behavior, including enumerated crimes listed in the statute. The
prosecutor indicated he would not enter into a stipulation to the existence of the gang
or a pattern of criminal activity.
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3
The court asked if the stipulation would include that [the co-defendants] were active
participants in a criminal street gang, and all defense counsel declined to include
that addition. [Petitioner’s] counsel indicated the prosecution would still have to
prove [the co-defendants] were active participants on the date of the offense and
they did the offense for the benefit of a gang. The trial court noted the following:
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“Recognizing under 352,11 as the Court has already balanced in some form
or another, the gang evidence in this case, the Court is not going to require
the People to agree to that stipulation because it does not do much more than
save an insignificant amount of time in this court’s view, and, more
importantly, the jury would still hear evidence substantially similar to the
predicate offenses necessary under all the gang expert’s training and
experience, as well as the gang expert still testifying as to reasons why he
believes the defendants are members or active participants in the criminal
street gang.
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“For those reasons, the stipulation will be set aside and not entertained by
the Court since there is not an agreement between the parties as a whole. . .
.”
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A. Standard of Review
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1. [California Penal Code] Section 186.22.
18
[California Penal Code] Section 186.22 is part of the California Street Terrorism
Enforcement and Prevention Act of 1988, which defines a criminal street gang as
“any ongoing organization, association, or group of three or more persons, whether
formal or informal” that has as one of its “primary activities” the commission of one
or more statutorily enumerated criminal offenses and which its members engage in
a “pattern of criminal gang activity.” (§ 186.22, subd. (f); accord, People v.
Sengpadychith (2001) 26 Cal.4th 316, 323 (Sengpadychith).) The trier of fact may
consider both the past conduct of gang members and the circumstances of the
present or charged offenses to determine the group’s primary activities.
(Sengpadychith, supra, at p. 323.) A “pattern of criminal gang activity” requires a
showing that the gang committed, or attempted to commit, two or more enumerated
crimes on separate occasions, or by two or more persons. (§ 186.22, subd. (e).)
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Pursuant to California Evidence Code § 352,
[t]he court in its discretion may exclude evidence if its probative value is substantially outweighed
by the probability that its admission will (a) necessitate undue consumption of time or (b) create
substantial danger of undue prejudice, of confusing the issue, or of misleading the jury.”
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Section 186.22, subdivision (a), reads as follows: “Any person who actively
participates in any criminal street gang with knowledge that its members engage in
or have engaged in a pattern of criminal gang activity, and who willfully promotes,
furthers, or assists in any felonious criminal conduct by members of that gang, shall
be punished by imprisonment in a county jail for a period not to exceed one year, or
by imprisonment in the state prison for 16 months, or two or three years.”
Section 186.22, subdivision (b)(1), adds a sentence enhancement for “any person
who is convicted of a felony committed for the benefit of, at the direction of, or in
association with any criminal street gang, with the specific intent to promote,
further, or assist in any criminal conduct by gang members. . . .”
2. Stipulations.
An appellate court applies an abuse of discretion standard to review a trial court’s
ruling on the admissibility of evidence. (Waidla, supra, 22 Cal.4th at p. 724.)
“‘Under the abuse of discretion standard, “a trial court’s ruling will not be disturbed,
and reversal . . . is not required, unless the trial court exercised its discretion in an
arbitrary, capricious, or patently absurd manner that resulted in a manifest
miscarriage of justice.” [ ]’ [ ]” (People v. Foster (2010) 50 Cal.4th 1301, 13281329.)
“‘The general rule is that the prosecution in a criminal case cannot be compelled to
accept a stipulation if the effect would be to deprive the state’s case of its
persuasiveness and forcefulness.’ [ ]” (People v. Chism (2014) 58 Cal.4th 1266,
1307.) A trial court is not authorized to enforce a stipulation over the prosecutor’s
objection. (People v. Rogers (2013) 57 Cal.4th 296, 329 (Rogers).) “‘[A] criminal
defendant may not stipulate or admit his way out of the full evidentiary force of the
case as the Government chooses to present it.’” (Id. at p. 330).
B. Analysis
[Co-defendants’] proposed stipulation would have avoided admission of the
predicate offenses and primary activities necessary to establish the Country Boy
Crips as a criminal street gang. (§ 186.22, subds. (e) & (f).) The proposed
stipulation, however, would have still required proof [co-defendants]: (1) actively
participated in a criminal street gang; (2) knew that members of the gang engaged
in a pattern of criminal gang activity; and (3) willfully promoted, furthered, or
assisted in felonious criminal conduct by members of the gang. (§ 186.22, subd.
(a).) In addition, evidence was still required to establish the burglary was committed
for the benefit of, at the direction of, or in association with a criminal street gang
with the specific intent to promote, further, or assist criminal conduct by gang
members. (§ 186.22, subd. (b).)
After learning the proposed stipulation failed to include that [the co-defendants]
were each an active participant in a criminal street gang, and the prosecution would
still have to prove they did the offense for the benefit of a gang, the trial court
determined the proposed “partial stipulation” would not save a significant amount
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of time.
2
The court noted the jury would still hear evidence necessary for the gang expert’s
training, experience and opinions, as well as the reasons why the expert believed
[the co-defendants] were active participants in a gang. The court balanced the
competing interests under Evidence Code section 352. Based on this record, the
court did not exercise its discretion arbitrarily, capriciously, or in a patently absurd
manner when it considered the merits of the proposed stipulation and declined to
force the prosecutor to accept it.
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[Petitioner], however, principally relies on People v. Sherren (1979) 89 Cal.App.3d
752 (Sherren), . . ., to establish the trial court abused its discretion and was required
to accept the stipulation. This reliance is misplaced.
Hall, supra, 28 Cal.3d 143 and Sherren, supra, 89 Cal.App.3d 752 . . . dealt with
prosecutions of a felon in possession of a firearm under former section 12021.24
(Hall, supra, at p. 147; Sherren, supra, at p. 755.) These cases held in a prosecution
under former section 12021 the element of a prior felony conviction could not be
given to the jury if the defendant stipulated to that fact. (Hall, supra, at p. 156;
Sherren, supra, at p. 760.) However, Proposition 8 abrogated these holdings when
it required, in part, a prior felony conviction to be proven in open court when it is
an element of any felony offense. (Cal. Const., art. I, § 28, subd. (f); see also People
v. Cunningham (2001) 25 Cal.4th 926, 984.)
Here, [Petitioner] contends the rationale in Hall should apply and require the
prosecution to accept a defense stipulation if it involves a fact of consequence to the
case. This argument is unpersuasive given abrogation of Hall’s holding and in light
of current Supreme Court authority that the prosecution in a criminal case cannot be
compelled to accept a stipulation if the effect would be to deprive the state’s case of
its persuasiveness and forcefulness. (People v. Chism, supra, 58 Cal.4th at p. 1307.)
Moreover, the Supreme Court has noted a trial court is not authorized to enforce a
stipulation over the prosecutor’s objection. (Rogers, supra, 57 Cal.4th at p. 329.)
Hall and Sherren do not establish error in the present matter.
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...
Finally, in Old Chief, supra, 519 U.S. 172, the United States Supreme Court held a
criminal defendant could stipulate to the existence of a felony conviction when
charged with the federal equivalent of felon in possession of a firearm. Old Chief
determined a defendant’s offer to stipulate to an element of a crime is relevant
evidence that must be factored into a district court’s analysis under rule 403 of the
Federal Rules of Evidence. (Old Chief, supra, at pp. 183-184.)
Here, the trial court complied with the requirements of Old Chief when it factored
[co-defendants’] proposed stipulation into its analysis of prejudice. [Petitioner],
however, cites to Old Chief and contends the trial court “should have discounted the
probative value of the prior conviction evidence based on the proposed stipulation
and then weighted that discounted value against the considerable prejudice the
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3
defendant would have suffered from the disclosure of the facts underlying the earlier
conviction.” Old Chief, however, makes no such pronouncement and does not
require reversal of the instant matter.
1. [The co-defendants] cannot establish prejudice.
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6
7
8
Even if the trial court erred in failing to accept the proposed stipulation, [the codefendants] cannot establish prejudice. [Petitioner] asserts the evidence of the
gang’s history and details of its past crimes was prejudicial because it likely caused
the jurors to “assume a criminal propensity” against [the co-defendants]. He
contends the proposed stipulation would have avoided admission of highly
prejudicial evidence without appreciably reducing the forcefulness or
persuasiveness of the prosecution’s case. [Co-defendants] argue the prejudicial
effect requires reversal under a Watson standard. These contentions have no merit.
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Holcombe testified about the history of the Country Boy Crips gang, how its
members establish themselves, and the importance of gang members knowing about
the crimes committed by other members. He explained and discussed the “primary
activities” of the Country Boy Crips, opined the gang was engaged in an ongoing
pattern of criminal conduct, and discussed two predicate offense cases involving
known County Boy Crips gang members (not [co-defendants]) who were arrested
for residential burglary and possession of narcotics for sale, respectively. This
testimony covered approximately 15 pages in the record and fell under the proposed
stipulation.
In contrast, Holcombe testified in detail regarding each of the [co-defendants’]
relevant criminal gang histories . . . . The testimony about [co-defendants’] criminal
backgrounds covered approximately 49 pages in the record. The proposed
stipulation eliminated very little testimony of a prejudicial nature as compared to
the remaining gang evidence relevant under section 186.22, subdivisions (a) and (b).
In light of the detailed evidence regarding [co-defendants’] gang and criminal
activities, it is not reasonably probable a result more favorable would have occurred
had the trial court forced the prosecutor to accept the stipulation. A miscarriage of
justice did not occur requiring reversal.
Blount, (No. F066744), at 41-46, 48-49.
B. Admission of the Gang Evidence Did Not Violate Petitioner’s Rights
To the extent Petitioner’s claim is predicated on state law, it is not cognizable on federal
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habeas review. Issues regarding the admission of evidence are matters of state law, generally
26
outside the purview of a federal habeas court. Holley v. Yarborough, 568 F.3d 1091, 1101 (9th
27
Cir. 2009). "The admission of evidence does not provide a basis for habeas relief unless it rendered
28
the trial fundamentally unfair in violation of due process." Johnson v. Sublett, 63 F.3d 926, 930
34
1
(9th Cir. 1995). "[T]he Due Process Clause does not permit the federal courts to engage in a finely
2
tuned review of the wisdom of state evidentiary rules." Marshall v. Lonberger, 459 U.S. 422, 438
3
n. 6 (1983).
4
"Although the [U.S. Supreme] Court has been clear that a writ should be issued when
5
6
constitutional errors have rendered the trial fundamentally unfair, see Williams, 529 U.S. at 375
7
. . ., it has not yet made a clear ruling that admission of irrelevant or overtly prejudicial evidence
8
constitutes a due process violation sufficient to warrant issuance of the writ." Holley, 568 F.3d at
9
1101. Therefore, the Court of Appeal could not have contravened federal law through the
10
11
admission of the gang evidence when federal law is not clearly established. Knowles v. Mirzayance,
556 U.S. 111, 122 (2009) ([T]his Court has held on numerous occasions that it is not ‘an
12
13
14
unreasonable application of’ ‘clearly established Federal law’ for a state court to decline to apply a
specific legal rule that has not been squarely established by this Court.”).
15
To the extent Petitioner is making a federal due process claim, the Court recommends
16
denying the claim. Petitioner does not identify any Supreme Court case that forbids the admission
17
of evidence to prove an element of a crime to which the defense is willing to stipulate. Indeed, in
18
cases concerning the interpretation of Rule 403 of the Federal Rules of Evidence, 12 the U.S.
19
Supreme Court has held that a defendant cannot force the prosecution to accept his concession to
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an element of a charged offense. “[T]he prosecution is entitled to prove its case by evidence of its
22
own choice, or more exactly, that a criminal defendant may not stipulate or admit his way out of
23
the fully evidentiary force of the case as the Government chooses to present it.” Old Chief v. United
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States, 519 U.S. 172, 186-87 (1997); United States v. Allen, 341 F.3d 870, 888 (9th Cir. 2003)
25
(“outside of felon status cases, the prosecution is entitled to prove its case free from any defendant’s
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Rule 403 of the Federal Rules of Evidence states, “[t]he court may exclude relevant evidence if its probative value
is substantially outweighed by a danger of one or more of the following: unfair prejudice, confusing the issues,
misleading the jury, undue delay, wasting time, or needlessly presenting cumulative evidence.”
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1
option to stipulate the evidence away”) (internal citations and quotation marks omitted)).
2
3
4
Even if the trial court erred in failing to accept the stipulation and admitting evidence of the
Country Boy Crips, Petitioner cannot show the evidence had a “substantial and injurious effect or
influence in determining the jury’s verdict.” Brecht, 507 U.S. at 637. The admission of evidence
5
6
violates due process “only when ‘there are no permissible inferences the jury may draw from the
7
evidence.’” Windham v. Merkle, 163 F.3d 1092, 1103 (9th Cir. 1998) (quoting Jammal v. Van de
8
Kamp, 926 F.2d 918, 920 (9th Cir. 1991)). Here, the purpose of the stipulation was to avoid
9
admission of gang predicate offenses and primary activities necessary to establish that the Country
10
11
Boy Crips is a criminal street gang. However, the co-defendants refused to stipulate that each
defendant was a member of the Country Boy Crips. Therefore, the prosecutor still had to prove
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that the co-defendants actively participated in the Country Boy Crips.
Accordingly, Petitioner has failed to establish the admission of this evidence rendered his
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trial fundamentally unfair. For these reasons, the Court recommends denying the claim.
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VII.
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The State Court Did Not Err in Denying Petitioner’s Insufficient Evidence Claim
In his fifth ground for habeas relief, Petitioner states there was insufficient evidence to
support his conviction for participation in a criminal street gang, because the prosecution failed to
19
prove that the Watts/Lotus Country Boy Crips qualified as a criminal street gang, as opposed to the
20
21
Country Boy Crips. (Doc. 22 at 17.) Respondent counters this claim is procedurally barred,
22
because Petitioner failed to comply with the California Rules of Court when raising it before the
23
Court of Appeal. (Doc. 27 at 41-42.)
24
A. Standard of Review for Procedural Default
25
A federal court cannot review claims in a petition for writ of habeas corpus if a state court
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27
denied relief on the claims based on state law procedural grounds that are independent of federal
law and adequate to support the judgment. Coleman v. Thompson, 501 U.S. 722, 750 (1991). “A
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1
district court properly refuses to reach the merits of a habeas petition if the petitioner has
2
defaulted on the particular state’s procedural requirements.” Park v. California, 202 F.3d 1146,
3
1150 (2000).
4
A petitioner procedurally defaults his claim if he fails to comply with a state procedural
5
6
rule or fails to raise his claim at the state level. Peterson v. Lampert, 319 F.3d 1153, 1156 (9th
7
Cir. 2003) (citing O’Sullivan v. Boerckel, 562 U.S. 838, 844-45 (1999)). The procedural default
8
doctrine applies when a state court determination of default is based in state law that is both
9
adequate to support he judgment and independent of federal law. Ylst v. Nunnemaker, 501 U.S.
10
11
797, 801 (1991). An adequate rule is one that is "firmly established and regularly followed." Id.
(quoting Ford v. Georgia, 498 U.S. 411, 423-24 (1991)); Bennett v. Mueller, 322 F.3d 573, 583
12
13
14
(9th Cir. 2003). An independent rule is one that is not "interwoven with federal law." Park, 202
F.3d 1146 at 1152 (quoting Michigan v. Long, 463 U.S. 1032, 1040-41 (1983)).
15
When a state prisoner has defaulted on his federal claim in state court pursuant to an
16
independent and adequate state procedural rule, federal habeas review of the claim is barred, unless
17
the prisoner can demonstrate cause for the default and actual prejudice as a result of the alleged
18
violation of federal law, or demonstrate that failure to consider the claims will result in a
19
fundamental miscarriage of justice. Coleman, 501 U.S. at 750.
20
21
B. State Court of Appeal Opinion
22
Petitioner raised this claim on direct appeal with the Court of Appeal (Lodged Doc. 3);
23
however, he did not raise the claim in his petition for review with the California Supreme Court
24
(Lodged Doc. 7). Petitioner raised the claim again in his state petition for writ of habeas corpus
25
(Lodged Doc. 13), which the California Supreme Court rejected, citing Waltreus, 62 Cal. 2d at 225,
26
and Lindley, 29 Cal. 2d at 723. The Court will look through the California Supreme Court’s denial
27
of the claim pursuant to Waltreus to the last reasoned state court opinion—the June 18, 2015
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1
opinion of the Court of Appeal.
2
3
4
On direct appeal, the Court of Appeal rejected Petitioner’s insufficient evidence claim on
procedural grounds, because Petitioner failed to comply with California Rules of Court, Rule
8.204(a)(1)(C),13 by failing to specify the portions of the record that supported his argument.
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6
7
Because Petitioner failed to comply with the rule, the Court of Appeal determined that Petitioner
had waived the claim. (Lodged Doc. 4 at 50.)
C. State Court of Appeal’s Finding of Procedural Default Was Independent of
Federal Law and Adequate
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9
The Court must first determine whether the state court’s finding of procedural default is
10
11
independent of federal law and adequate. Ylst, 501 U.S. at 803. “For a state procedural rule to be
12
‘independent,’ the state law basis for the decision must not be interwoven with the federal law.”
13
Park, 202 F.3d at 1152 (citing Long, 463 U.S. at 1040-41). State law grounds are “so interwoven
14
if ‘the state has made application of the procedural bar depend on an antecedent ruling on federal
15
law [such as] the determination of whether federal constitutional error has been committed.’” Id.
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17
(quoting Ake v. Oklahoma, 470 U.S. 68, 75 (1985)).
In California, “[i]f a party fails to support an argument with the necessary citations to the
18
19
record, that portion of the brief may be stricken and the argument deemed to have been waived.”
20
Miller v. Superior Court, 101 Cal. App. 4th 728, 743 (2002) (internal citations and quotation marks
21
omitted). This rule does not require the state to determine whether there were any federal errors;
22
therefore, it is independent of federal law. Thus, the denial of Petitioner’s insufficient evidence
23
claim was based on an independent state law ground.
24
A state law ground is “adequate” if it is “‘firmly established and regularly followed’ at the
25
26
time it was applied by the state court.” Poland v. Stewart, 169 F.3d 573, 577 (9th Cir. 1999)
27
Pursuant to the California Rules of Court Rule 8.204(a)(1)(C), “[e]ach brief must . . . [s]upport any reference to a
matter in the record by a citation to the volume and the page number of the record where the matter appears.”
13
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38
1
(quoting Ford v. Georgia, 498 U.S. 411, 424 (1991)). California’s procedural rule that appellate
2
briefs must be supported by specific references to the record has been consistently applied. See
3
4
Miller, 101 Cal. App. 4th at 743. Based on the foregoing, California’s procedural rule is adequate
and independent; therefore, the Court will not review Petitioner’s claim, unless he can demonstrate
5
6
cause and prejudice or a fundamental miscarriage of justice.
7
D. Petitioner Cannot Overcome His Procedural Default
8
As the Court found an independent and adequate state procedural ground, “federal habeas
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10
11
review is barred unless the prisoner can demonstrate cause for the procedural default and actual
prejudice, or demonstrate that the failure to consider the claims will result in a fundamental
miscarriage of justice.” Coleman, 501 U.S. at 750.
12
13
14
“Cause under the cause and prejudice test must be something external to the petitioner,
something that cannot fairly be attributed to him.” Id. at 753 (internal quotation marks omitted)
15
(emphasis in original). Examples include, “a showing that the factual or legal basis for a claim was
16
not reasonably available to counsel, . . . or that some interference by officials . . . made compliance
17
impracticable, would constitute cause under this standard.” Id. (internal citation and quotation
18
marks omitted). Petitioner does not address “cause” for the procedural default; consequently, he
19
cannot overcome the procedural default and the Court recommends denying the claim.
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21
VIII. Certificate of Appealability
22
A petitioner seeking a writ of habeas corpus has no absolute entitlement to appeal a district
23
court's denial of his petition, but may only appeal in certain circumstances. Miller-El v. Cockrell,
24
537 U.S. 322, 335-36 (2003). The controlling statute in determining whether to issue a certificate
25
of appealability is 28 U.S.C. § 2253, which provides:
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27
(a) In a habeas corpus proceeding or a proceeding under section 2255
before a district judge, the final order shall be subject to review, on appeal, by
the court of appeals for the circuit in which the proceeding is held.
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39
1
(b) There shall be no right of appeal from a final order in a proceeding
to test the validity of a warrant to remove to another district or place for
commitment or trial a person charged with a criminal offense against the United
States, or to test the validity of such person's detention pending removal
proceedings.
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3
4
(c) (1) Unless a circuit justice or judge issues a certificate of
appealability, an appeal may not be taken to the court of appeals from—
5
6
(A) the final order in a habeas corpus proceeding in which the
detention complained of arises out of process issued by a State court; or
7
(B) the final order in a proceeding under section 2255.
8
9
(2) A certificate of appealability may issue under paragraph (1)
only if the applicant has made a substantial showing of the denial of a
constitutional right.
10
11
(3) The certificate of appealability under paragraph (1) shall
indicate which specific issues or issues satisfy the showing required by
paragraph (2).
12
13
If a court denies a habeas petition, the court may only issue a certificate of appealability "if
14
15
jurists of reason could disagree with the district court's resolution of his constitutional claims or
16
that jurists could conclude the issues presented are adequate to deserve encouragement to proceed
17
further." Miller-El, 537 U.S. at 327; Slack v. McDaniel, 529 U.S. 473, 484 (2000). Although the
18
petitioner is not required to prove the merits of his case, he must demonstrate "something more than
19
the absence of frivolity or the existence of mere good faith on his . . . part." Miller-El, 537 U.S.
20
21
at 338.
22
Reasonable jurists would not find the Court's determination that Petitioner is not entitled to
23
federal habeas corpus relief debatable, wrong, or deserving of encouragement to proceed further.
24
Accordingly, the Court recommends declining to issue a certificate of appealability.
25
IX.
26
Conclusion and Recommendation
Based on the foregoing, the undersigned recommends that the Court dismiss the petition
27
for writ of habeas corpus with prejudice and decline to issue a certificate of appealability.
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1
These Findings and Recommendations will be submitted to the United States District Judge
2
assigned to the case, pursuant to the provisions of 28 U.S.C ' 636(b)(1). Within thirty (30) days
3
after being served with these Findings and Recommendations, either party may file written
4
objections with the Court. The document should be captioned AObjections to Magistrate Judge=s
5
6
Findings and Recommendations.@ Replies to the objections, if any, shall be served and filed within
7
fourteen (14) days after service of the objections. The parties are advised that failure to file
8
objections within the specified time may constitute waiver of the right to appeal the District Court's
9
order. Wilkerson v. Wheeler, 772 F.3d 834, 839 (9th Cir. 2014) (citing Baxter v. Sullivan, 923 F.2d
10
1391, 1394 (9th Cir. 1991)).
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IT IS SO ORDERED.
Dated:
August 13, 2018
/s/
Sheila K. Oberto
UNITED STATES MAGISTRATE JUDGE
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