Knapp v. Commissioner of Social Security
Filing
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INFORMATIONAL ORDER signed by Magistrate Judge Erica P. Grosjean on 6/12/2017. (Rooney, M)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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KRISTOPHER KNAPP,
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Plaintiff,
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v.
Case No. 1:17-cv-00773-EPG
INFORMATIONAL ORDER FOR PRO SE
LITIGANTS
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COMMISSIONER OF SOCIAL
SECURITY,
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Defendant.
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Plaintiff is proceeding pro se in an action seeking judicial review of an administrative
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decision of the Commissioner of Social Security that denied, in whole or in part, Plaintiff’s claim
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for benefits under the Social Security Act.
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This order provides the following helpful information and serves as a step-by-step
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guide for pro se litigants. It is strongly suggested that Plaintiff review this Order and keep it
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readily available for future reference.
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I.
SERVICE OF THE COMPLAINT
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As outlined in the Scheduling Order issued in this case, except when other provisions are
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made pursuant to an application to proceed in forma pauperis, Plaintiff shall serve a copy of the:
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(1) summons; (2) Complaint; (3) notice of availability of a Magistrate Judge and the form of
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consent/ decline to jurisdiction of United States Magistrate Judge (See Local Rule 305(a)); and
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(4) the Scheduling Order, within twenty (20) days of filing the complaint.
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If Plaintiff is proceeding in forma pauperis, the United States Marshal usually serves the
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complaint. However, if Plaintiff is not proceeding in forma pauperis, then Plaintiff or legal
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counsel is responsible for service and then filing a proof of service without delay. See Local Rule
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210.
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Lawsuits for review of administrative decisions made by the Commissioner of Social
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Security are prosecuted against the Commissioner of Social Security. Federal Rule of Civil
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Procedure 4(i) provides, in substance, that to serve the Commissioner in her official capacity, a
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party must serve: (1) the United States; and (2) the Commissioner.
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To serve the United States, a party must:
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(1)
deliver a copy of the summons and complaint to the United States Attorney for the
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district where the action is brought, or to an Assistant United States Attorney or clerical
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employee whom the United States Attorney designates in a writing filed with the Court; or, send
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a copy of the summons and complaint, by certified mail only, to the Civil Process Clerk at the
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United States Attorney’s Office; and,
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(2)
send a copy of the summons and complaint, by certified mail only, to the Attorney
General of the United States in Washington, D.C.; and,
(3)
send a copy of the summons and complaint, by certified mail only, to the
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Commissioner (the officer of the United States whose order is challenged by the lawsuit) in San
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Francisco, California. Fed.R.Civ.P. 4(i)(1)-(3).
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Initial service of process is thus sufficient if plaintiff serves, by certified mail only, copies
of the summons and complaint on:
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Office of the United States Attorney
Civil Process Clerk
2500 Tulare Street, Suite 4401
Fresno, CA 93721
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Office of the Attorney General of the United States
950 Pennsylvania Avenue, NW
Washington, D.C. 20530-0001
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Office of the General Counsel
Social Security Administration
160 Spear Street, Suite 800
San Francisco, CA 94105
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After service, a proof of service must be filed with the Court without delay pursuant to
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Local Rule 210. If plaintiff is proceeding in forma pauperis, the United States Marshal generally
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completes the proof of service and files it with the Court; however, if plaintiff is not proceeding
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in forma pauperis, it is plaintiff’s duty to promptly file a proof of service with the Court.
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II.
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ATTEMPT AT INFORMAL RESOLUTION OF THE CASE
Pursuant to the Scheduling Order, within one hundred twenty (120) days after service of
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the complaint, Defendant is required to serve a copy of the administrative record on Plaintiff and
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file the administrative record with the Court, which serves as the answer to the Complaint in this
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proceeding.
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Once the administrative record has been filed, the parties must try to resolve the case
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informally. In this process, the parties exchange informal briefs in the form of letters about the
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case to see if they can agree that the case should be sent back, or “remanded,” to the Social
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Security Administration for a further hearing by an administrative law judge.
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In the letter brief, Plaintiff must briefly set forth: (1) the issues in the case; (2) the reasons
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why Plaintiff thinks that Plaintiff is entitled to Social Security benefits; and (3) why the decision
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to deny benefits should be remanded.
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The letter brief must be marked “Confidential Letter Brief,” should not be filed with the
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Court, and must be served on defendant within thirty (30) days from the date Defendant
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served Plaintiff with the administrative record, by mailing copies to all the attorneys listed on
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the court docket as representing Defendant, Commissioner of Social Security, at the addresses
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noted on the court docket.
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The name of the attorney or attorneys representing Defendant is added to the court docket
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at the time the Court receives Defendant’s response to the complaint (typically the administrative
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record). Sometimes the court docket lists not only an attorney at the office of the General Counsel
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of the Social Security Administration in San Francisco, CA, but also an attorney at the United
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States Attorney’s Office in Fresno, CA. If this is the case, Plaintiff must mail copies of the
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confidential letter brief to more than one attorney for Defendant.
Defendant’s confidential letter brief must be served on Plaintiff no later than thirty-five
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(35) days after Defendant is served with Plaintiff’s confidential letter brief.
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If the parties agree to a remand, then the case will go back to the Social Security
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Administration before any formal briefs are filed with the Court, and without the Court
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considering the merits of the case. The parties’ agreement to remand the case must be set forth in
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writing in a document titled “Stipulation and Order,” which must be signed and filed with the
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Court no later than fifteen (15) days after defendant served its confidential letter brief on
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plaintiff. See Local Rule 143(a)(1), (b).
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The informal letter briefs exchanged by the parties are confidential in that they are not
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filed with the Court. If the parties are unable to agree to a remand, the letters are not part of the
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case file and, thus, are not before the Court if and when the Court finally considers the case on the
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merits.
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BRIEFS
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If, after exchanging confidential letter briefs, the parties are unable to agree to a remand of
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the case, then the parties must file formal briefs with the Court as directed in the Scheduling
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Order. It is only after the formal briefs are filed with the Court that the Court will consider the
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merits of the case and make a decision.
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A. Plaintiff’s Opening Brief
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Plaintiff’s opening brief must be filed and served no later than thirty (30) days from the
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date defendant’s informal letter brief was served on plaintiff. Plaintiff must serve a copy of the
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opening brief on all the attorneys listed for defendant on the court docket of the case at the
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addresses noted on the court docket.
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Plaintiff must also file the original opening brief, together with a copy, with the Court, by
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either personal delivery or via U.S. mail to:
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Office of the Clerk
United States District Court
Eastern District of California
2500 Tulare Street, Suite 1501
Fresno, CA 93721
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Plaintiff’s opening brief must contain the following:
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(1)
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a plain description of plaintiff’s alleged physical or emotional impairments, when
plaintiff contends they became disabling, and how they disabled plaintiff from work;
(2)
a summary of the administrative proceedings before the Social Security
Administration;
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(3)
a summary of the relevant testimony at the administrative hearing;
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(4)
a summary of all relevant medical evidence, including an explanation of the
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significance of clinical and laboratory findings, and the purpose and effect of prescribed
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medication and therapy;
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(5)
a recitation of the Social Security Administration’s findings and conclusions
relevant to plaintiff’s claims;
(6)
a short, separate statement of each of plaintiff’s legal claims stated in terms of the
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insufficiency of the evidence to support a particular finding of fact or reliance on an erroneous
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legal standard; and,
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(7)
argument separately addressing each claimed error.
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All references to the administrative record and all assertions of fact must be accompanied
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by citations to the administrative record. Argument in support of each claim of error must be
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supported by citation to legal authority and explanation of the application of such authority to the
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facts of the particular case. Briefs that do not substantially comply with these requirements will
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be stricken. A document that is stricken becomes null and void and is not considered by the Court
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for any purpose.
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Plaintiff is further advised that failure to timely file an opening brief will result in
dismissal of the action.
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B. Defendant’s Brief
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Pursuant to the Scheduling Order, Defendant’s responsive brief is due filed and served on
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plaintiff within thirty (30) days from the date of service of plaintiff’s opening brief on defendant.
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C. Plaintiff’s Reply Brief
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Plaintiff may file a reply brief, but is not required to do so, within fifteen (15) days from
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the date Defendant served the responsive brief on Plaintiff. Plaintiff must serve a copy of the
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reply brief on Defendant as explained above. Plaintiff must also file the original reply brief,
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together with a copy, with the Court at the Court’s address in Fresno, California.
Plaintiff’s reply brief should respond to the arguments made in Defendant’s responsive
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brief.
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D. Motion to Dismiss
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In some cases, instead of serving and filing an administrative record, Defendant may file a
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motion to dismiss the case pursuant to Federal Rule of Civil Procedure 12, within one hundred
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twenty (120) days from the date Defendant is served with plaintiff’s complaint.
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Plaintiff may oppose a motion to dismiss by filing and serving opposition to the motion
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within fourteen (14) days from the date the motion to dismiss was served on Plaintiff. Any
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opposition should be titled “Opposition to Defendant’s Motion to Dismiss.” See Local Rule
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230(c).
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The Court will consider a motion to dismiss only after receiving opposition from Plaintiff,
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or after the time for filing an opposition has passed. In ruling on a motion to dismiss the case, the
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Court may either: (1) deny the motion and proceed with the case, ordering the parties to proceed
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to file the administrative record, attempt informal resolution, and file briefs; or, (2) grant the
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motion to dismiss and dismiss all or part of the case.
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IV.
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The Court’s Decision on the Merits
The Court will consider the merits of the case only after all briefs have been filed, and
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may enter a judgment affirming, modifying, or reversing the determination of the Social Security
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Administration. The Court may or may not remand the case to the Social Security Administration
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for a further hearing.
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V.
Summary of Deadline Calculations
See Section I.
above
Service
Due 20 days after filing complaint
See Section II.
above
Administrative Record
Due 120 days after service
See Section III(A)
above
Plaintiff’s Opening Brief
Due 95 days after administrative record
lodged with court
See Section III(B)
above
Defendant’s Brief
Due 30 days after plaintiff’s opening
brief filed
See Section III(C)
above
Plaintiff’s Reply Brief optional
Due 15 days after defendant’s brief filed
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VI.
Rules for Litigating the Action
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Plaintiff is informed of the following:
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In litigating this action, the parties must comply with the Federal Rules of Civil Procedure,
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and the Local Rules of the United States District Court, Eastern District of California (“Local
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Rules”). A copy of the Local Rules may be obtained in the Clerk’s Office at no charge.
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Local Rule 206 is a special rule for social security actions. Under Local Rule 206
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complaints shall contain the last four digits of Plaintiff’s social security number only, i.e., XXX-
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XX-1234, and that Plaintiff shall privately disclose to defendant, within seven (7) days after a
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request is made to Plaintiff, the full social security number of Plaintiff. Therefore, Plaintiff shall
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refrain from disclosing the entire social security number on any filings.
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FAILURE TO COMPLY WITH THE LOCAL RULES, FEDERAL RULES, OR A
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COURT ORDER, INCLUDING THIS ORDER, WILL BE GROUNDS FOR DISMISSAL
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OR OTHER APPROPRIATE SANCTIONS. See Local Rule 110; Fed.R.Civ.P. 41(b).
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Documents intended to be filed with the Court must be mailed to the Clerk of the Court in
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Fresno, California, at the address noted above. See Local Rule 5-134(a). All documents
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inappropriately mailed directly to a judge's chambers will be stricken from the record. A
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document requesting a court order must be styled as a motion, not a letter. See Fed.R.Civ.P. 7.
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Each document submitted for filing must include the original signature of the filing party
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or parties. Local Rule 131; Fed.R.Civ.P. 11(a). All documents submitted without the required
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signature(s) will be stricken. Each separate document must be separately stapled. See Local Rule
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130. If a document is stapled behind another document, it will not be filed and will not enter the
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court docket.
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All documents filed with the Court must be submitted with an additional legible copy to
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be conformed for the Court's use. See Local Rule 133(d)(2). A document submitted without an
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extra copy for the Court's use will be stricken. If the filing party wishes the Court to return a file-
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stamped copy, an additional copy must be provided for that purpose (i.e., an original and two
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copies, one for the Court's use and one to be returned to the filing party), together with a self-
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addressed, stamped envelope. The Court cannot provide copy or mailing service for a party,
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even for an indigent plaintiff proceeding in forma pauperis. Copies of documents from the
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Court’s file may be obtained in the Clerk’s Office at the cost of fifty ($.50) cents per page.
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After any Defendant has appeared in an action by filing a pleading responsive to the
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complaint (i.e., an answer or a motion to dismiss), all documents filed with the Court must
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include a proof of service stating that a copy of the document was served on the opposing party.
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See 28 U.S.C. § 1746; Fed.R.Civ.P. 5; Local Rule 135. A document submitted without the
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required proof of service will be stricken. Where a party is represented by counsel, service on the
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party's attorney of record constitutes effective service.
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A pro se party has an affirmative duty to keep the Court and opposing parties apprised of
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a current address. If plaintiff moves and fails to file a notice of change of address, service of court
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orders at Plaintiff's prior address shall constitute effective notice. See Local Rule 182(f). If mail
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directed to Plaintiff is returned by the United States Postal Service as undeliverable, the Court
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will not attempt to re-mail it.
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If plaintiff’s address is not updated, in writing, within sixty (60) days of mail being
returned, the action will be dismissed for failure to prosecute. See Local Rule 183(b).
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IT IS SO ORDERED.
Dated:
June 12, 2017
/s/
UNITED STATES MAGISTRATE JUDGE
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