Fisher v. Commissioner of Social Security
Filing
16
ORDER Directing Entry of Judgment in Favor of Commissioner of Social Security and Against Plaintiff, signed by Magistrate Judge Gary S. Austin on 11/13/18. CASE CLOSED. (Gonzalez, R)
1
2
3
4
5
6
UNITED STATES DISTRICT COURT
7
EASTERN DISTRICT OF CALIFORNIA
8
9
TIM EARL FISHER,
10
Plaintiff,
11
12
13
No. 1:17-cv-01189-GSA
v.
NANCY A. BERRYHILL, Acting
Commissioner of Social Security,
14
ORDER DIRECTING ENTRY OF
JUDGMENT IN FAVOR OF THE
COMMISSIONER OF SOCIAL SECURITY
AND AGAINST PLAINTIFF
Respondent.
15
16
I.
Introduction
17
Plaintiff Tim Earl Fisher seeks judicial review of a final decision of the Commissioner of
18
Social Security (“Commissioner” or “Defendant”) denying his application for disability insurance
19
benefits pursuant to Title II of the Social Security Act. The matter is currently before the Court
20
21
22
23
on the parties’ briefs which were submitted without oral argument to the Honorable Gary S.
Austin, United States Magistrate Judge.1 See Docs. 14 and 15. Having reviewed the record as a
whole, the Court finds that the ALJ’s decision is based an appropriate legal standards and
supported by substantial evidence. Accordingly, the Court affirms the Commissioner’s denial of
24
benefits to Plaintiff.
25
///
26
27
28
1
The parties consented to the jurisdiction of the United States Magistrate Judge. See Docs. 7 and 8.
1
1
II.
2
Procedural Background
On February 26, 2014, Plaintiff protectively filed applications for disability insurance
3
benefits, alleging disability beginning July 7, 2013. AR 17. The Commissioner denied the
4
applications initially on July 9, 2014, and upon reconsideration on October 7, 2014. AR 17. On
5
November 17, 2014, Plaintiff filed a timely request for a hearing. AR 17.
6
Administrative Law Judge Robert Milton Erickson presided over an administrative
7
hearing on September 9, 2016. AR 30-64. Plaintiff, represented by counsel, appeared and
8
testified. AR 30. An impartial vocational expert, Joel Greenberg, also appeared and testified.
9
AR 30.
10
On February 28, 2017, the ALJ denied Plaintiff’s application. AR 17-24. The Appeals
11
Council denied review on July 7, 2017. AR 1-3. On September 5, 2017, Plaintiff filed a timely
12
complaint seeking this Court’s review pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3). Doc. 1.
13
14
15
III.
Factual Background
A.
Plaintiff’s Testimony
In April 2013, Plaintiff (born June 23, 1961) injured his back while trying to lift a heavy
16
landscaping stone. AR 69. He testified that he could walk less than ten minutes before he needed
17
to stop to rest. AR 41. Shortly after undergoing back surgery in April 2014, he began to
18
experience numbness and shooting pain. AR 41-42. He experienced side effects from muscle
19
relaxers and Percocet including drowsiness, dizziness and an upset stomach, and found it hard to
20
concentrate. AR 49, 54.
21
Plaintiff relied on others to drive him both locally and on longer trips to his doctor at the
22
University of Southern California and to Las Vegas. AR 42, 192. On longer trips, he needed to
23
stop every 45 minutes to an hour “to get out of the car and readjust [him]self.” AR 42.
24
Plaintiff enjoyed barbequing but could not stand more than ten minutes at a time. AR 44.
25
He was able to shop for groceries by leaning on a conventional shopping cart, but was unable to
26
reach high or lift anything heavy. AR 44-45. (His doctors restricted him to lifting no more than
27
ten pounds. AR 51.)
28
2
1
B.
Medical Reports and Opinions
In July 2013, Plaintiff’s primary care provider noted palpable left S1 tenderness and mild
2
3
tenderness in straight leg raise. AR 273. Plaintiff was 68 inches tall and weighed 269 pounds.2
4
AR 273. Physician’s assistant Barry Massirio referred Plaintiff for magnetic resonance imaging
5
to evaluate his lumbar spine. AR 273. Plaintiff’s back pain continued to be observed in
6
subsequent examinations. AR 275, 277. In October 2013, Massirio noted that Plaintiff was to
7
“[c]ontinue [treating his low back syndrome] with ortho and physical therapy” and weight loss.
8
AR 277. In November 2013, Massirio added ibuprofen to Plaintiff’s back treatment. AR 279.
9
Neurosurgeon Patrick Hsieh, M.D., examined Plaintiff on September 11, 2013. AR 246.
10
Plaintiff reported dull, aching, constant pain throughout the day, rated from 5 to 7 on a scale of
11
10. AR 246. The pain was along the waistline but radiated into Plaintiff’s hamstrings and
12
buttocks. AR 246. To date, treatment had been limited to anti-inflammatory medication. AR
13
246-47. Motor strength was 5/5. AR 247. Plaintiff was able to walk independently with a
14
normal steady gait. AR 248.
15
Dr. Hseih’s diagnosed degenerative spine disease with an L5-S1 pars defect with grade 1
16
spondylolisthesis. AR 248. The doctor determined that in the next three to six months, Plaintiff
17
should participate in physical therapy and if that was not effective, a series of L5-S1 epidural
18
steroid injections. AR 248. Plaintiff should also lose weight, which itself could relieve his back
19
pain. AR 248.
20
When Plaintiff returned for a follow-up examination in December 2013, neither anti-
21
inflammatory medication nor physical therapy had relieved his back pain. AR 250. Plaintiff
22
retained full strength and a normal steady gait. AR 251. Dr. Hsieh opined that Plaintiff’s pain
23
likely resulted from the combination of nerve compression and spinal stability at L5-S1. AR 251.
24
The doctor continued to recommend weight loss and possibly an L5-S1 epidural steroid injection.
25
///
26
Plaintiff’s weight fluctuated throughout the time considered in the application from 231 to 294 pounds. AR 273,
277, 279, 282, 285, 288, 290, 507, 549, 554, 567, 573.
2
27
28
3
1
AR 251. If these were ineffective in two to three months, Plaintiff could benefit from an L5-S1
2
fusion. AR 251.
3
Although Plaintiff had lost 25 pounds by his February 2014 appointment with Dr. Hsieh,
4
he was still experiencing pain. AR 253. The doctor discussed the risks and benefits associated
5
with fusion surgery, including additional risks associated with Plaintiff’s weight. AR 254-55.
6
Plaintiff elected to proceed with minimally invasive spinal fusion surgery. AR 254-55.
7
Plaintiff saw Dr. Hsieh for pre-operative counselling and underwent spinal fusion surgery
8
on April 16, 2014. AR 256-63. Thereafter, Massirio treated Plaintiff’s post-operative
9
constipation and examined Plaintiff’s incision. AR 288. When Massirio saw Plaintiff on May
10
23, 2014, Plaintiff was doing better and feeling stronger. AR 290.
11
Dr. Hseih examined Plaintiff on May 28, 2014. AR 299. Plaintiff was experiencing “a
12
fair amount” of burning pain in his anterior incision. AR 300. However, the back incision was
13
well healed and Plaintiff had no significant back pain. AR 300. “His bilateral leg pain and
14
numbness have completely resolved.” AR 300. Muscle strength was 5/5, and Plaintiff walked
15
independently with a normal steady gait. AR 300.
16
Dr. Hseih opined that Plaintiff’s “symptoms should continue to improve.” AR 300. The
17
doctor observed that Plaintiff “seem[ed] to have an exaggerated response to pain throughout this
18
entire postsurgical course and I think that we can hopefully manage this pain medically.” AR
19
300. He continued Plaintiff’s prescriptions for Norco and Oxycontin, but directed Plaintiff to
20
wean down his Oxycontin until he was completely off it within the next two to four weeks. AR
21
300.
22
23
24
25
26
27
28
On July 6, 2014, agency physician Libbie Russo, M.D., opined that Plaintiff was capable
of light work with some additional limitations. AR 72. She summarized:
52 yr old claimant alleging back injury as of 7/07/13. LS MRI in
7/13 indicated moderate stenosis. He underwent conservative
treatment with PT and epidural injections for pain relief before
undergoing L5-S1 fusion on 4/29/14. 5/28/14 x-ray indicates stable
fusion. Post-surgical exam dated 6/2/14 indicates full strength and
sensation and the claimant is able to ambulate independently with a
normal steady gait. ADLs were completed immediately after
4
3
surgery, and CLMT’s condition was significantly improved since
that time per his report to TS. He reported at the most recent exam
that his bilateral leg pain and numbness have completely resolved,
but does report ongoing pain at site of his anterior abdominal
incision. TS indicates CLMT’s sx will continue to improve.
4
AR 73.
1
2
On July 25, 2014, Massirio diagnosed low back syndrome and renewed Plaintiff’s
5
6
prescriptions for gabapentin and acetaminophen-oxycodone (Percocet). AR 361. Following an
7
examination on August 20, 2014, Dr. Hsieh noted that although Plaintiff had been able to
8
decrease his pain medications significantly, he was still experiencing “persistent back pain with
9
radiation to bilateral anterior thighs” that precluded his returning to work. AR 363-64. Dr. Hsieh
10
wrote:
11
It is unclear to me why he continues to have fairly debilitating pain.
The surgical construct appears to be quite solid and stable with no
signs of instability. However, there are potential concerns about the
retrolisthesis at L4-5 and possibly adjacent segments related disease
at L3-4, L4-5 segment that may be the cause of his pain. On the
current imaging today, he is also noted to have a coccygeal fracture
or coccygeal displacement that may be a chronic dislocation
secondary to an old fracture. The current x-ray was able to show
the tip of the coccyx which appears to be displace[d] compared to
the prior study. This is difficult to assess as the prior studies have
had a very limited view of the coccyx, particularly on his
preoperative scans.
12
13
14
15
16
17
AR 364-65.
18
19
The doctor ordered MRI studies to study further possible edema or problems related to the
coccygeal fracture, and referred Plaintiff to a pain management specialist. AR 365.
20
21
22
23
24
25
26
After administering the MRI, James Alan Cusator, M.D., reported that hardware was
present at the L5-S1 spinal fusion where the central canal and neural foramina were widely
opened and unobstructed. AR 447. Although Dr. Cusator observed mild degenerative changes in
the remainder of the lumbar spine, he saw no prominent central canal or neural foraminal
stenosis, no large disc bulge or protrusion, and no suspicious enhancement. AR 447. Similarly,
the coccygeal segments showed mild degenerative changes but no fracture, subluxation, or acute
///
27
28
5
1
inflammatory changes. AR 448. The visualized sacral neural foramina appeared open and
2
unobstructed. AR 448.
3
4
At a September 17, 2014, appointment with Massirio, Plaintiff reported his pain was 7/10.
AR 458. He walked with a guarded gait and used a walker. AR 457.
5
On September 30, 2014, agency physician A. Khong, M.D., noted that with further
6
healing and post-surgical treatment, Plaintiff should be able to perform light work with postural
7
limitations by April 29, 2015. AR 82.
8
In support of his October 2014 request for reconsideration, Plaintiff reported that he was
9
“very limited” and experienced pain so severe that he needed to lie flat to get relief. AR 78. His
10
feet swelled, and he elevated them frequently. AR 78. He needed a walker for walking. AR 78.
11
At the November 13, 2014, and January 2, 2015, appointments with Massirio, Plaintiff’s
12
gait remained guarded but he was not using a walker. AR 496. Massirio observed continued
13
tenderness of the sacral and coccyx area. AR 496, 498. Plaintiff told Massirio that he had a
14
“broken tail bone.” AR 498.
15
On January 28, 2015, Plaintiff saw Maxim Moradian, M.D., complaining of lower back
16
pain, right leg numbness and sacral pain. AR 505. Plaintiff reported that over the past week his
17
pain had ranged from 4/10 to 9/10. AR 505. An examination revealed a significantly limited
18
range of flexion and extension in the lumbar region and multiple areas of tenderness to palpation.
19
AR 507. The right sitting straight leg raise and bilateral facet stress test were positive. AR 507.
20
After reviewing current x-rays and the most recent MRI results, Dr. Moradian found the spinal
21
fusion stable and diagnosed chronic axial lower back pain, failed back surgery syndrome,
22
probable right L4 and/or L5 radiculitis, lumbar degenerative disc disease, lumbar spinal stenosis,
23
and lumbar spondylosis. AR 509. He ordered electrodiagnostic testing of Plaintiff’s lower limbs,
24
a series of steroid injections and continued medication (Neurontin and Percocet). AR 509-10.
25
The doctor again educated Plaintiff on the importance of low impact exercise and weight loss.
26
AR 510.
27
///
28
6
1
On April 3, 2015, Plaintiff reported no pain relief since the last appointment. AR 514.
2
The diagnosis was unchanged. Dr. Moradian scheduled an additional steroid injection and
3
continued the prescription for Neurontin. AR 517.
4
5
6
On October 9, 2015, Dr. Palencia conducted a trial of an SCS neurostimulator. AR 580.
Outcome of the SCS trial is not apparent from the record.
On July 20, 2016, Plaintiff saw Arturo Palencia, M.D., who had treated Plaintiff briefly
7
until Plaintiff lost insurance coverage. AR 567. In 2015, Dr. Palencia had provided back
8
injections which had been painful and provided incomplete relief for only a few days. AR 567,
9
575. Plaintiff had no treatment for pain since October 2015. AR 567. Earlier in July 2016,
10
Plaintiff became unable to get out of bed without a walker. AR 567. Plaintiff described low back
11
pain radiating into the backs of his thighs and numbness on the front of each thigh. AR 567. The
12
doctor observed that Plaintiff limped when walking. AR 568. His back was tender to palpation,
13
and range of motion was less than normal. AR 568. The back paraspinal muscles were in mild
14
spasm. AR 568. However, Plaintiff retained 5/5 strength in all regards. AR 568.
15
On August 4, 2016, Dr. Palencia declined to evaluate Plaintiff’s physical impairments on
16
a form provided in connection with the application for disability benefits. AR 523. On August
17
10 and 17, 2016, Dr. Palencia administered diagnostic sacroiliac joint blocks to evaluate the pain.
18
AR 587, 588. Plaintiff noticed no benefit from the right injection and only a brief and minor
19
improvement on the left. AR 591.
20
21
22
23
24
25
26
27
28
After administering an MRI on August 18, 2016, Manjul Shah, M.D., observed:
(1) Postoperative changes between L5 and S1. There is mild-tomoderate bilateral foraminal stenosis with no canal stenosis at L5S1.
(2). There is mild-to-moderate canal and bilateral foraminal stenosis
at L3-4.
(3) There is mild canal and mild-to-moderate bilateral foraminal
stenosis at L2-3 and L4-5.
(4) There is mild canal stenosis with no cord compression at T1112.
7
1
(5) There is dependent edema in the subcutaneous soft tissues
dorsally between L2 and S3.
2
3
(6) Otherwise negative MRI scan of the lumbar spine with
intravenous contrast.
4
AR 596.
On August 31, 2016, Mark I. Williams, M.D., provided that following observations from
5
6
x-rays of Plaintiff’s lumbar spine:
7
(1) Lumbar spine fusion from L5 to S1 identified, no acute changes
noted.
8
(2) Moderate L4-L5 DDD and mild diffuse spondylosis changes
noted, with Schmorl’s nodule formation.
9
10
(3) Laminectomy changes not identified.
11
(4) No significant malalignment noted.
12
(5) No evidence of spondylolisthesis elicited, with flexion or
extension positioning.
13
(6) Normal excursion demonstrated above spinal fusion.
14
AR 598.
15
IV.
16
17
18
19
20
21
22
23
24
25
26
Standard of Review
Pursuant to 42 U.S.C. §405(g), this court has the authority to review a decision by the
Commissioner denying a claimant disability benefits. “This court may set aside the
Commissioner’s denial of disability insurance benefits when the ALJ’s findings are based on
legal error or are not supported by substantial evidence in the record as a whole.” Tackett v.
Apfel, 180 F.3d 1094, 1097 (9th Cir. 1999) (citations omitted). Substantial evidence is evidence
within the record that could lead a reasonable mind to accept a conclusion regarding disability
status. See Richardson v. Perales, 402 U.S. 389, 401 (1971). It is more than a scintilla, but less
than preponderance. See Saelee v. Chater, 94 F.3d 520, 522 (9th Cir. 1996) (internal citation
omitted). When performing this analysis, the court must “consider the entire record as a whole
and may not affirm simply by isolating a specific quantum of supporting evidence.” Robbins v.
///
27
28
8
1
Social Security Admin., 466 F.3d 880, 882 (9th Cir. 2006) (citations and internal quotation marks
2
omitted).
3
If the evidence reasonably could support two conclusions, the court “may not substitute its
4
judgment for that of the Commissioner” and must affirm the decision. Jamerson v. Chater, 112
5
F.3d 1064, 1066 (9th Cir. 1997) (citation omitted). “Finally, the court will not reverse an ALJ’s
6
decision for harmless error, which exists when it is clear from the record that the ALJ’s error was
7
inconsequential to the ultimate nondisability determination.” Tommasetti v. Astrue, 533 F.3d
8
1035, 1038 (9th Cir. 2008) (citations and internal quotation marks omitted).
9
10
11
12
13
14
15
16
17
V.
The Disability Standard
To qualify for benefits under the Social Security Act, a plaintiff
must establish that he or she is unable to engage in substantial
gainful activity due to a medically determinable physical or mental
impairment that has lasted or can be expected to last for a
continuous period of not less than twelve months. 42 U.S.C. §
1382c(a)(3)(A). An individual shall be considered to have a
disability only if . . . his physical or mental impairment or
impairments are of such severity that he is not only unable to do his
previous work, but cannot, considering his age, education, and work
experience, engage in any other kind of substantial gainful work
which exists in the national economy, regardless of whether such
work exists in the immediate area in which he lives, or whether a
specific job vacancy exists for him, or whether he would be hired if
he applied for work.
42 U.S.C. §1382c(a)(3)(B).
18
To achieve uniformity in the decision-making process, the Commissioner has established
19
a sequential five-step process for evaluating a claimant’s alleged disability. 20 C.F.R. §§
20
416.920(a)-(f). The ALJ proceeds through the steps and stops upon reaching a dispositive finding
21
that the claimant is or is not disabled. 20 C.F.R. §§ 416.920(a)(4). The ALJ must consider
22
objective medical evidence and opinion testimony. 20 C.F.R. §§ 416.927; 416.929.
23
Specifically, the ALJ is required to determine: (1) whether a claimant engaged in
24
substantial gainful activity during the period of alleged disability, (2) whether the claimant had
25
medically determinable “severe impairments,” (3) whether these impairments meet or are
26
medically equivalent to one of the listed impairments set forth in 20 C.F.R. § 404, Subpart P,
27
28
9
1
Appendix 1, (4) whether the claimant retained the residual functional capacity (“RFC”) to
2
perform his past relevant work, and (5) whether the claimant had the ability to perform other jobs
3
existing in significant numbers at the national and regional level. 20 C.F.R. §§ 416.920(a)-(f).
4
VI.
Summary of the Hearing Decision
5
Using the Social Security Administration’s five-step sequential evaluation process, the
6
ALJ determined that Plaintiff did not meet the disability standard. AR 19-24. The ALJ found
7
that Plaintiff had not engaged in substantial gainful activity since the alleged onset date of May
8
30, 2013. AR 19. Plaintiff’s severe impairments included status post fusion of the lumbar spine
9
with myofascial pain and obesity. AR 19. The severe impairments did not meet or medically
10
equal one of the listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1 (20 C.F.R. §§
11
416.920(d); 416.925; and 416.926). AR 20. The ALJ concluded that Plaintiff had the residual
12
functional capacity to lift and carry 20 pounds occasionally and 10 pounds frequently; sit, stand
13
or walk six hours in an eight-hour workday; push and pull consistent with the lifting just
14
described; never climb ladders, ropes and scaffolds; occasionally climb ramps or stairs;
15
occasionally stoop, crawl, crouch, or kneel; and frequently balance. AR 20-22.
16
Plaintiff was unable to perform his past relevant work. AR 22. However, jobs that
17
Plaintiff could perform existed in significant numbers in the national economy. AR 23.
18
Accordingly, the ALJ found that Plaintiff was not disabled. AR 24.
19
VII.
20
The ALJ Provided Clear and Convincing Reasons for Rejecting
Plaintiff’s Pain Testimony Concerning His Back Pain
21
Plaintiff contends that the ALJ erred in finding that Plaintiff’s testimony lacked credibility
22
without providing clear and convincing reasons for that finding. The Commissioner responds that
23
the ALJ properly discounted Plaintiff’s testimony of disabling pain and other symptoms. The
24
Court finds that the ALJ appropriately considered Plaintiff’s credibility in the context of the
25
record as a whole.
26
27
28
///
10
1
An ALJ is responsible for determining credibility, resolving conflicts in medical
2
testimony, and resolving ambiguities. Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995).
3
4
Determining the extent to which a claimant is credible is the province of the ALJ, who must
consider the record as a whole in reaching his or her conclusion. See Valentine v. Comm’r Soc.
5
6
7
8
Sec. Admin., 574 F.3d 685, 693 (9th Cir. 2009); SSR 16-3p. The ALJ’s findings of fact must be
supported by specific, cogent reasons. Rashad v. Sullivan, 903 F.2d 1229, 1231 (9th Cir. 1990).
An ALJ performs a two-step analysis to determine whether a claimant’s testimony
9
regarding subjective pain or symptoms is credible. See Garrison v. Colvin, 759 F.3d 995, 1014
10
(9th Cir. 2014); Smolen v. Chater, 80 F.3d 1273, 1281 (9th Cir. 1996). First, the claimant must
11
produce objective medical evidence of an impairment that could reasonably be expected to
12
13
14
produce some degree of the symptom or pain alleged. Garrison, 759 F.3d at 1014; Smolen, 80
F.3d at 1281-1282. In this case, the first step is satisfied by the ALJ’s finding that Plaintiff’s
15
“medically determinable impairments could reasonably be expected to produce the alleged
16
symptoms.” AR 21. The ALJ did not find Plaintiff to be malingering.
17
18
If the claimant satisfies the first step, and there is no evidence of malingering, the ALJ
may reject the claimant's testimony regarding the severity of his symptoms only if he makes
19
specific findings that include clear and convincing reasons for doing so. Garrison, 759 F.3d at
20
21
1014-15; Smolen, 80 F.3d at 1281. “If the ALJ finds that the claimant's testimony as to the
22
severity of her pain and impairments is unreliable, the ALJ must make a credibility determination
23
with findings sufficiently specific to permit the court to conclude that the ALJ did not arbitrarily
24
discredit claimant's testimony.” Thomas v. Barnhart, 278 F.3d 947, 958 (9th Cir. 2002).
25
ALJ must identify what testimony is not credible and what evidence undermines the claimant’s
26
complaints.” Lester v. Chater, 81 F.3d 821, 834 (9th Cir. 1995).
27
28
11
“[T]he
It is not sufficient for the ALJ
1
to make general findings; he must state which testimony is not credible and what evidence in the
2
record leads to that conclusion. Dodrill v. Shalala, 12 F.3d 915, 918 (9th Cir. 1993); Bunnell,
3
4
947 F.2d at 345-346. “[A] reviewing court should not be forced to speculate as to the grounds for
an adjudicator’s rejection of a claimant’s allegations of disabling pain.” Bunnell, 947 F.2d at 346.
5
6
In this case, the ALJ concluded that Plaintiff’s statements concerning the intensity,
7
persistence and functional limitations of his pain and other symptoms were not fully consistent
8
with the medical evidence. AR 20. The ALJ then acknowledged his responsibility to consider
9
other evidence in the record to determine whether Plaintiff retained an ability to do work-related
10
11
activities. AR 20.
For example, the ALJ noted that Plaintiff testified to pain and numbness in his back and
12
13
14
radiating toward his legs and an inability to concentrate because of the pain relievers that he
required. AR 20. However, Plaintiff could cook, go grocery shopping, care for a forty-pound
15
dog, fold laundry, and do dishes. AR 20. Despite his allegations of great pain he initially took
16
only anti-inflammatory medications to relieve palpable tenderness in the left sacroiliac joint and
17
mild straight leg raise tenderness. AR 21. He was referred to a neurosurgeon whose examination
18
found Plaintiff’s condition was “essentially normal,” with full 5/5 strength and a normal steady
19
gait. AR 21. “[M]agnetic resonance imaging of the lumbar spine showed minimal grade I
20
21
spondylolisthesis without significant central canal stenosis and a L5-S1 pars defect.” AR 21.
22
Accordingly, the neurosurgeon prescribed conservative treatment consisting of physical therapy
23
and epidural steroid injections. AR 21. When Plaintiff reported getting no relief from
24
conservative treatment, the neurosurgeon recommended the lumbar spine fusion despite nearly
25
normal clinical findings. AR 21.
26
Immediately thereafter, Plaintiff reported improvements and complete resolution of his
27
28
12
1
back and leg pain and numbness. AR 21. He demonstrated full muscle strength, a normal steady
2
gait, and a well-healed incision. AR 21. X-rays showed minimal to mild degeneration of the
3
adjacent areas of Plaintiff’s spine. AR 21. Nonetheless, Plaintiff soon resumed complaining of
4
back and leg pain. AR 21. Doctors referred him for pain management although examinations
5
6
7
8
revealed only mild to moderate tenderness and muscle spasms with normal; gait and station. AR
21.
In accordance with SSR 02-1p, the ALJ also considered Plaintiff’s obesity, which not only
9
limited Plaintiff’s ability to move and function at work, but exacerbated his back and leg pain.
10
AR 21-22. Plaintiff’s physician had recommended that Plaintiff lose weight and become more
11
active. AR 22.
12
13
14
As the Ninth Circuit recently acknowledged, SSR 16-3p “makes clear what our precedent
already required: that assessments of an individual’s testimony by an ALJ are designed to
15
‘evaluate the intensity and persistence of symptoms after [the ALJ] find[s] that the individual has
16
a medically determinable impairment(s) that could reasonably be expected to produce those
17
symptoms,’ and not to delve into wide-ranging scrutiny of the claimant’s character and apparent
18
truthfulness.” Trevizo v. Berryhill, 871 F.3d 664, 678 n.5 (9th Cir. 2017)(internal citation
19
omitted)). See also Cole v. Colvin, 831 F.3d 411, 412 (7th Cir. 2016) (Posner, J.). Because a
20
21
“claimant’s subjective statements may tell of greater limitations than can medical evidence
22
alone,” an “ALJ may not reject the claimant’s statements regarding her limitations merely
23
because they are not supported by objective evidence.” Tonapetyan v. Halter, 242 F.3d 1144,
24
1147-48 (9th Cir. 2001) (quoting Fair v. Bowen, 885 F.2d 597, 602 (9th Cir. 1989)). See also
25
Bunnell, 947 F.2d 341, 345 (9th Cir. 1991) (holding that when there is evidence of an underlying
26
medical impairment, the ALJ may not discredit the claimant’s testimony regarding the severity of
27
28
13
1
his symptoms solely because they are unsupported by medical evidence). “Congress clearly
2
meant that so long as the pain is associated with a clinically demonstrated impairment, credible
3
pain testimony should contribute to a determination of disability.” Id. at 345 (internal quotation
4
marks and citations omitted).
5
6
In this case, objective medical evidence indicated only mild abnormalities after surgery.
7
AR 22. “His own neurosurgeon questioned whether his symptoms were consistent with clinical
8
testing.” AR 22. The ALJ found that Plaintiff did not persist with conservative treatment and
9
resorted to using a medical device (walker) with no medical evidence that it was needed. AR 22.
10
11
Nonetheless, the law does not require an ALJ simply to ignore inconsistencies between
objective medical evidence and a claimant’s testimony. “While subjective pain testimony cannot
12
13
14
be rejected on the sole ground that it is not fully corroborated by objective medical evidence, the
medical evidence is still a relevant factor in determining the severity of claimant’s pain and its
15
disabling effects.” Rollins v. Massanari, 261 F.3d 853, 857 (9th Cir. 2001); SSR 16-3p (citing 20
16
C.F.R. § 404.1529(c)(2)). As part of his or her analysis of the record as a whole, an ALJ properly
17
considers whether the medical evidence supports or is consistent with a claimant’s pain
18
testimony. Id.; 20 C.F.R. §§ 404.1529(c)(4), 416.1529(c)(4) (symptoms are determined to
19
diminish residual functional capacity only to the extent that the alleged functional limitations and
20
21
22
restrictions “can reasonably be accepted as consistent with the objective medical evidence and
other evidence”).
23
Relying on Brown-Hunter v. Colvin, Plaintiff challenges the ALJ’s reliance on the
24
inconsistent medical evidence, arguing that setting forth the objective evidence is not the same as
25
providing clear and convincing reasons why the pain testimony is not credible. 806 F.3d 487, 493
26
(9th Cir. 2015). In Brown-Hunter, the Ninth Circuit condemned hearing decisions in which the
27
28
14
1
ALJ made a “single general statement that ‘the claimant’s statements are not credible to the extent
2
they are inconsistent with the above residual functional capacity assessment’” followed by
3
nothing more than a general summary of the medical evidence of record. Id. at 493-95. This case
4
is distinguishable from Brown-Hunter.
5
Refusing to extend Brown-Hunter, an Oregon court found that an ALJ’s having contrasted
6
7
information included in treatment records with the claimant’s testimony concerning her
8
symptoms and limitations was sufficient to meet the requirement of clear and convincing reasons.
9
Despinis v. Comm’r, Soc. Sec. Admin., 2017 WL 1927926 at *7 (D.Oregon May 10, 2017) (No.
10
2:16-cv-01373-HZ). “While the ALJ’s opinion could have more clearly stated each reason and
11
how it served to discount Plaintiff’s credibility, the Court is able to reasonably discern the ALJ’s
12
13
14
15
path.” Id. at *6. The same distinction is valid here where the ALJ did not simply summarize
medical records but considered the interaction between the medical evidence of record and
Plaintiff’s corresponding pain and dysfunction.
A claimant’s statement of pain or other symptoms is not conclusive evidence of a physical
16
17
or mental impairment or disability. 42 U.S.C. § 423(d)(5)(A); Soc. Sec. Rul. 16-3p, 2017 WL
18
5180304 (Oct. 25, 2017). “An ALJ cannot be required to believe every allegation of [disability],
19
or else disability benefits would be available for the asking, a result plainly contrary to the [Social
20
21
Security Act].” Fair, 885 F.2d at 603.
An ALJ may reject symptom testimony that is contradicted by or inconsistent with the
22
23
record and, as long as other reasons are provided, lacking the support of objective medical
24
evidence. Carmickle v. Comm’r, Soc. Sec. Admin., 533 F.3d 1155, 1161 (9th Cir. 2008)(holding
25
that the ALJ did not err in rejecting Carmickle’s testimony that he could lift ten pounds
26
///
27
28
15
1
occasionally in favor of a physician’s opinion that Carmickle could lift ten pounds frequently);
2
Rollins, 261 F.3d at 857; Tonapetyan, 242 F.3d at 1148.
3
4
In addition, medications, treatments, and other methods used to alleviate symptoms are
“an important indicator of the intensity and persistence” of a claimant’s symptoms. 20 C.F.R. §§
5
6
404.1529(c)(3), 416.1529(c)(3); SSR 16-3p. For example, an ALJ may consider unexplained or
7
inadequately explained failure to seek or follow through with treatment, Tommasetti, 533 F.3d at
8
1039; the use of conservative treatment, Parra v. Astrue, 481 F.3d 742, 750-51 (9th Cir. 2007);
9
and any other factors concerning functional limitations and restrictions due to pain or other
10
11
symptoms. 20 C.F.R. §§ 404.1529(c)(3)(vii), 416.1529(c)(3)(vii).
On the other hand, if the ALJ’s credibility finding is supported by substantial evidence in
12
13
14
the record, courts “may not engage in second-guessing.” Thomas, 278 F.3d at 959. The Court
will not second guess the ALJ’s assessment of Plaintiff’s credibility in this case.
15
VIII. Conclusion and Order
16
Based on the foregoing, the Court finds that the ALJ’s decision that Plaintiff is not
17
disabled is supported by substantial evidence in the record as a whole and is based on proper legal
18
standards. Accordingly, this Court DENIES Plaintiff’s appeal from the administrative decision of
19
the Commissioner of Social Security. The Clerk of Court is directed to enter judgment in favor of
20
21
22
Defendant, Nancy A. Berryhill, Acting Commissioner of Social Security, and against Plaintiff,
Tim Earl Fisher.
23
24
25
26
IT IS SO ORDERED.
Dated:
November 13, 2018
/s/ Gary S. Austin
UNITED STATES MAGISTRATE JUDGE
27
28
16
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?