(PC) Sekona v. Francis et al

Filing 190

ORDER DENYING PLAINTIFF'S MOTION FOR A NEW TRIAL PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(a) (Doc. 182 ); ORDER DENYING MOTIONS FOR RECORDS AND TRANSCRIPTS TO BE SENT TO THE NINTH CIRCUIT (Docs. 188 , 189 ) signed by District Judge Kirk E. Sherriff on 1/08/2025. (Deputy Clerk VMG)

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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 ETUATE SEKONA, 12 Plaintiff, 13 v. 14 M. FRANCIS, No. 1:19-cv-00529-KES-HBK (PC) ORDER DENYING PLAINTIFF’S MOTION FOR A NEW TRIAL PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 59(a) Doc. 182 15 Defendant. ORDER DENYING MOTIONS FOR RECORDS AND TRANSCRIPTS TO BE SENT TO THE NINTH CIRCUIT 16 17 Docs. 188, 189 18 19 I. 20 BACKGROUND Plaintiff Etuate Sekona (“Sekona”), a California state prisoner, proceeded pro se and in 21 22 forma pauperis in this civil rights action pursuant to 42 U.S.C. § 1983 against Defendant M. 23 Francis (“Francis”) for deliberate indifference to his serious medical needs in violation of the 24 Eighth Amendment of the United States Constitution.1 A jury trial was held on September 10, 25 17, and 18, 2024. The jury returned a unanimous verdict in favor of Francis, and judgment was 26 entered on September 20, 2024. Doc. 181. On September 27, 2024, Sekona moved for a new 27 28 1 Plaintiff also named registered nurse Negre as a defendant, but at the time of trial, only Francis remained as a defendant in this action. See Doc. 41. 1 1 trial pursuant to Federal Rule of Civil Procedure 59(a),2 and the motion is now fully briefed. 2 Doc. 182 (“Motion”); Doc. 183 (“Opp’n”); Doc. 187 (“Response”). Sekona also filed motions 3 requesting that his “transcript and records” be sent to the Ninth Circuit. Docs. 188, 189. For the 4 following reasons, Sekona’s motions are DENIED. 5 II. ANALYSIS 6 A. Jurisdiction 7 After filing his motion for a new trial on September 27, 2024, Sekona filed a notice of 8 appeal to the Ninth Circuit on October 4, 2024. See Docs. 182, 184. “As a general rule, a district 9 court is divested of jurisdiction once a notice of appeal has been filed.” Morris v. Morgan Stanley 10 & Co., 942 F.2d 648, 654 (9th Cir. 1991). However, when a notice of appeal is filed after the 11 filing of a motion for a new trial, the notice of appeal becomes effective when the district court 12 enters its order on the motion. See Fed. R. App. P. 4(a)(4)(B)(i). Thus, the Court has jurisdiction 13 to resolve the motion for a new trial. 14 B. Motion for a New Trial 15 Sekona appears to seek another jury trial on the grounds that (i) the verdict was against the 16 weight of the evidence, (ii) the jury was biased, (iii) the jury was confused by the verdict form 17 and/or the jury instructions, and (iv) defense counsel and/or the Court allegedly committed 18 misconduct, and (v) the Court erred in pretrial rulings denying Sekona’s requests for counsel and 19 for an interpreter, and denying his request for sanctions against Francis. See generally Doc. 182. 20 The Court may grant a new trial on all or some of the issues “after a jury trial, for any 21 reason for which a new trial has heretofore been granted in an action at law in federal court.” 22 Fed. R. Civ. P. 59(a)(1)(A). “Historically recognized grounds include, but are not limited to, 23 claims ‘that the verdict is against the weight of the evidence, that the damages are excessive, or 24 that, for other reasons, the trial was not fair to the party moving.’” Molski v. M.J. Cable, Inc., 481 25 F.3d 724, 728 (9th Cir. 2007) (quoting Montgomery Ward & Co. v. Duncan, 311 U.S. 243, 251 26 2 27 28 Though Sekona’s motion references Rule 59(e), which is a motion to alter or amend the judgment, the caption states that he requests another jury trial and the contents of his motion indicate the same. The Court considers Sekona’s motion to be under Rule 59(a) as that provision governs requests for a new trial. 2 1 (1940)). The district court has “considerable discretion in granting or denying the motion.” 2 Jorgenson v. Cassiday, 320 F.3d 906, 918 (9th Cir. 2003). On a new trial motion, a district court 3 has the right and duty “to weigh the evidence as [the court] saw it . . . .” Murphy v. City of Long 4 Beach, 914 F.2d 183, 186 (9th Cir. 1990) (internal citation and quotation omitted). “The judge 5 can weigh the evidence and assess the credibility of witnesses, and need not view the evidence 6 from the perspective most favorable to the prevailing party.” Landes Constr. Co. v. Royal Bank 7 of Can., 833 F.2d 1365, 1371 (9th Cir. 1987). A motion for new trial should be granted “[i]f, 8 having given full respect to the jury's findings, the judge on the entire evidence is left with the 9 definite and firm conviction that a mistake has been committed.” Id. at 1371–72. 10 1. Sufficiency of the Evidence 11 Sekona argues that the jury erred in finding that he did not have a serious medical need. 12 Doc. 182. A motion for a new trial may be granted on insufficiency of evidence grounds “only if 13 the verdict is against the ‘great weight’ of the evidence, or ‘it is quite clear that the jury has 14 reached a seriously erroneous result.’” Incalza v. Fendi N.A., Inc., 479 F.3d 1005, 1013 (9th Cir. 15 2007) (internal citations omitted). “It would amount to an abuse of discretion on the part of the 16 court to grant a new trial on any lesser showing, and the court cannot extend relief simply because 17 it would have arrived at a different verdict.” Chacoan v. Rohrer, No. 2:05-cv-02276-MCE-KJN, 18 2012 WL 1021067, at *2 (E.D. Cal. Mar. 27, 2012) (citing Silver Sage Partner, LTD. v. City of 19 Desert Hot Springs, 251 F.3d 814, 818–19 (9th Cir. 2001)). 20 A medical need is serious “if the failure to treat the prisoner's condition could result in 21 further significant injury or the ‘unnecessary and wanton infliction of pain.’” McGuckin v. Smith, 22 974 F.2d 1050, 1059 (9th Cir. 1991) (quoting Estelle v. Gamble, 429 U.S. 97, 104 (1976)), 23 overruled on other grounds by WMX Techs., Inc. v. Miller, 104 F.3d 1133 (9th Cir. 1997) (en 24 banc). Indications of a serious medical need include “the presence of a medical condition that 25 significantly affects an individual’s daily activities.” Id. at 1059–60. Other indicators include 26 “[t]he existence of an injury that a reasonable doctor or patient would find important and worthy 27 of comment or treatment . . . or the existence of chronic and substantial pain.” Colwell v. 28 Bannister, 763 F.3d 1060, 1067 (9th Cir. 2014) (quoting McGuckin, 974 F.2d at 1059–60). By 3 1 establishing the existence of a serious medical need, a prisoner satisfies the objective requirement 2 for proving an Eighth Amendment violation. Farmer v. Brennan, 511 U.S. 825, 834 (1994). 3 Sekona claimed at trial that, upon his return to prison from prostate surgery, Francis did 4 not timely and sufficiently provide him with pain medication required to manage his pain. 5 Sekona claimed that his condition created a serious medical need for the pain medication. At 6 trial, the jury answered only the first question on the special verdict form, which asked “Did the 7 plaintiff have a serious medical need on his return to Kern Valley State Prison from his surgery 8 on September 19, 2018?” Doc. 180. The jury selected “No” and rendered its verdict for the 9 defendant. Id. Sekona argues that his prostate surgery and his post-surgery condition constituted 10 a serious medical need and that the jury’s conclusion otherwise is against the weight of the 11 evidence. Doc. 182 at 1–10. 12 Sekona fails to establish that the jury’s verdict is against the weight of the evidence. In 13 considering the evidence admitted at trial, the jury could have reasonably concluded that Sekona 14 did not face a serious medical need upon his return to prison. The surgery was a same-day 15 outpatient procedure, and Sekona was able to return to the prison that night. PX 106. A progress 16 note reflected that when Sekona arrived at the prison clinic that evening, he claimed to be 17 experiencing pain at a level of 6 out of 10 but was smiling and had “no facial grimacing.” Id. A 18 nurse prepared and offered Sekona Tylenol with codeine, which Sekona twice refused, and 19 ultimately Sekona left the clinic “without apparent distress.” Id. The following morning Sekona 20 reported that there were “no issues at this time.” Id. Though Sekona testified regarding his pain 21 and claimed he had a serious medical need, whether Sekona had such a need was a fact question 22 for the jury to decide. The jury reasonably concluded that Sekona did not face a serious medical 23 need at the relevant time, and the record provides no basis on which to conclude that the jury’s 24 verdict was against the weight of the evidence. See Vlasich v. Nareddy, No. 1:13-cv-00326-LJO- 25 EPG (PC), 2019 WL 10252750, *1 (E.D. Cal. Apr. 3, 2019) (denying motion for new trial as 26 evidence relating to serious medical need could have gone either way). 27 28 2. Juror Bias and Conduct Sekona alleges generally that the jury must have been biased against him, but he does not 4 1 identify any evidence of such alleged bias. See Doc. 182 at 14. Sekona’s contention that the jury 2 was biased against him is purely speculative and conclusory. See, e.g., Doc. 182 at 12 (“Plaintiff 3 believes . . . justice not served. Ask to set aside the decision of the biase[d] jury . . . I believe 4 because my lack of English language and different race. It is total discrimination issues.”) 5 (emphases added). Without specific evidence of juror bias, Sekona’s claim lacks merit. “Voir dire examination serves to protect [the] right [to an impartial trier of fact] by 6 7 exposing possible biases, both known and unknown, on the part of potential jurors.” 8 McDonough Power Equipment, Inc. v. Greenwood, 464 U.S. 548, 554 (1984). “[T]he right to 9 challenge a juror is waived by failure to object at the time the jury is empaneled if the basis for 10 the objection might have been discovered during voir dire.” Robinson v. Monsanto Co., 758 F.2d 11 331, 335 (8th Cir. 1985). Sekona had the opportunity to ask the jury pool questions during voir 12 dire, but he chose not to do so. Sekona also did not move to strike any of the jurors for cause or 13 exercise any peremptory challenges during voir dire. Nor did he, at any point during his trial, 14 register any concerns regarding the jury panel.3 “[W]here . . . no motion was made during jury 15 selection to dismiss the juror in question for cause, [the moving party] assumes a greater burden: 16 he must show that the evidence of partiality before the district court was so indicative of 17 impermissible juror bias that the court was obliged to strike [the juror] from the jury, even though 18 neither counsel made the request.” United States v. Mitchell, 568 F.3d 1147, 1151 (9th Cir. 19 2009). Sekona fails to point to any evidence of juror bias and he is not entitled to a new trial on 20 this basis. 21 3. 22 Verdict Form and Related Jury Instructions Sekona also argues that the jury must have misunderstood the verdict form, though it is 23 not entirely clear what Sekona bases this on or what argument he is making. To the extent 24 Sekona argues that the wording of the verdict form was confusing, Sekona waived this argument 25 by not objecting to the verdict form at trial. See Guy v. City of San Diego, 608 F.3d 582, 587 (9th 26 27 28 3 To the extent Sekona criticizes the jury as not including any medical professionals, his argument also fails as a party is “not entitled to a jury of any particular composition.” See, e.g., Taylor v. Louisiana, 419 U.S. 522, 538 (1975). 5 1 Cir. 2010) (holding that party could not challenge “the wording of the questions submitted to the 2 jury” in verdict form given party did not object to wording at trial). 3 There is also no evidence in the record that the verdict form caused jury confusion. See, 4 e.g., Hooper v. County of San Diego, No. 3:07-cv-1647-JAH-KSC, 2024 WL 1318847, at *7 5 (S.D. Cal. Mar. 27, 2024), appeal docketed, No. 24-2709 (9th Cir. Apr. 29, 2024) (holding 6 assertion of jury confusion not supported where court gave clear directions regarding verdict form 7 in jury instructions, which were read and provided to the jury, and where “jurors did not submit 8 any questions nor was there any indication that they did not understand the law or their duties”). 9 Here, the Court gave clear instructions regarding the verdict form, and the jury did not submit any 10 question indicating they did not understand the law or their duties. 11 Sekona also appears to argue that the Court erred by providing the jury with a duplicate 12 blank verdict form at the jury’s request. During their deliberations, the jury sent a note to the 13 Court stating: “We need a new jury verdict form as we filled out the form not consistent with jury 14 verdict form directions.” Doc. 178. A court has “wide discretion” in how to respond to a 15 question from the jury. Crowley v. Epicept Corp., 883 F.3d 739, 750 (9th Cir. 2018) (cleaned up 16 and citations omitted). The court does not commit error when providing the jury with a purely 17 administrative response, as here, by providing an identical blank copy of the verdict form. Acree 18 v. Minolta Corp., 748 F.2d 1382, 1385 (10th Cir. 1984) (providing administrative direction to 19 jury not error). 20 In his moving papers, it is unclear which jury instruction Sekona objects to, but given that 21 his arguments center on the first question of the verdict form, it appears he may be challenging 22 the adequacy of the jury instruction related to that question, Final Instruction No. 7 (Doc. 176 at 23 25). At trial, Sekona was provided with a copy of the prepared jury instructions to review and, 24 upon questioning by the Court, he confirmed his agreement with them.4 As Sekona did not object 25 to this instruction at trial, the Court reviews it for plain error. Where an objection has not been 26 raised, “[a] court may consider a plain error in the instructions . . . if the error affects substantial 27 28 Sekona additionally indicated in a pretrial filing that he agreed with defense counsel’s proposed jury instructions. See Docs. 159, 165. 6 4 1 rights.” Fed. R. Civ. P. 51(d)(2). 2 Final Instruction No. 7 tracks Model Ninth Circuit Jury Instruction 9.27. The instruction 3 states in relevant part that “the plaintiff must prove the following elements by a preponderance of 4 the evidence: (1) The plaintiff faced a serious medical need; . . .” Doc. 176 at 25. This 5 instruction is consistent with case law that “to meet the objective element of the standard, a 6 plaintiff must demonstrate the existence of a serious medical need.” Colwell v. Bannister, 763 7 F.3d at 1066. Accordingly, Sekona has failed to show plain error in this jury instruction. 8 4. Alleged Misconduct by Defense Counsel and/or the Court Sekona’s arguments regarding alleged misconduct by defense counsel and/or the Court are 9 10 similarly unpersuasive. Sekona faults defense counsel for not calling Francis or any of the other 11 defense witnesses listed in the Court’s amended final pretrial order. See Doc. 127 at 19 12 (Amended Final Pretrial Order, Attachment B). Sekona was on notice that the defense might not 13 call Francis as a witness. On the first day of trial, defense counsel indicated that he did not see a 14 need for Francis to testify, but he reserved a decision depending on the presentation of Sekona’s 15 case in chief. 16 Moreover, the defense was not required to call any witnesses. “Listing a witness does not 17 obligate a party to secure the attendance of the person at trial, but should preclude the party from 18 objecting if the person is called to testify by another party who did not list the person as a 19 witness.” Fed. R. Civ. P. 26 advisory committee’s notes to 1993 amendments, 146 F.R.D. 401, 20 636 (1993).5 Sekona elected not to include Francis in his own list of witnesses, see Doc. 127 at 21 18, and he did not seek to call her as a witness in his case. 22 Sekona’s allegations of judicial misconduct similarly lack merit. The provision of an 23 interpreter is a matter of judicial discretion, and the Court had previously determined that Sekona 24 was able to adequately litigate his case without an interpreter. See Docs. 70, 98; see also United 25 States v. Shin, 953 F.2d 559, 561 (9th Cir. 1992) (“As a constitutional matter, the appointment of 26 27 28 “Although the Advisory Committee’s comments do not foreclose judicial consideration of the Rule’s validity and meaning, the construction given by the Committee is ‘of weight.’” Schiavone v. Fortune, 477 U.S. 21, 31 (1986). 7 5 1 interpreters is within the district court’s discretion.”). At trial, Sekona was able to convey his points 2 sufficiently clearly to the jury in his testimony and argument; there was no evident confusion due 3 to language ability in Sekona’s presentation of the facts or his argument. The Constitution also 4 does not require the appointment of counsel in civil cases, see Lewis v. Casey, 518 U.S. 343, 354 5 (1996), and the Court previously determined that Sekona did not demonstrate any “exceptional 6 circumstances” warranting an exception to this general rule. Doc. 70. Sekona also appears to argue 7 that the Court sustained various objections by defense counsel at trial but overruled an objection 8 by Sekona, but he fails to identify any specific evidentiary ruling that he claims is in error. See 9 Doc. 182 at 12. Sekona fails to identify any specific evidentiary error or to show there was a 10 “pervasive climate of partiality or unfairness” at trial. United States v. DeLuca, 692 F.2d 1277, 11 1282 (9th Cir. 1982) (citations omitted). 12 As to Sekona’s assertion that the Court erred in denying sanctions against Francis for her 13 purported delay in serving Sekona with her trial exhibits, the Court addressed these arguments 14 prior to trial and found no basis for sanctions. Docs. 158, 159, 165. The amended final pretrial 15 order required the parties to exchange trial exhibits by August 9, 2024, and set a deadline of 16 August 23, 2024 for the filing of objections to trial exhibits. Doc. 127 at 11. The Court found 17 Francis had already served Sekona with her trial exhibits in July 2023, prior to an earlier trial date 18 that was later continued. Doc. 165 at 2. Francis then provided Sekona with a duplicate set of her 19 trial exhibits on August 28, 2024. Id. Sekona nonetheless argued that he could not identify his 20 objections to Francis’s exhibits by the pretrial deadline of August 23, 2024, because Francis sent 21 her exhibits to him for the second time only on August 28, 2024. Id. However, the Court 22 confirmed to Sekona that “if [he] has objections to defendant’s trial exhibits, he may raise such 23 objections at trial.” Id. As Sekona received the defense exhibits sufficiently in advance of trial 24 and he was able to assert his objections at trial, he fails to show any prejudice or that the Court 25 erred in denying his motion for sanctions. 26 27 In summary, Sekona has not identified any evidence demonstrating that the Court abused its discretion in its rulings or that there was attorney misconduct warranting a new trial. 28 8 1 C. Motions for Records and Transcripts 2 Sekona additionally requests that his “transcript and records” be sent to the Ninth Circuit 3 and appears to request a copy of the court’s docket and scheduling deadlines for filing an appeal 4 brief.6 Docs. 188, 189. Sekona notes that he proceeded in his case in forma pauperis. See 5 Doc. 189. 6 Requests for transcripts are governed by two separate statutes: 28 U.S.C. § 753(f) and 28 7 U.S.C. § 1915(c). Pursuant to section 1915(c), there are limited circumstances under which this 8 Court can direct the government’s payment of transcripts for a litigant proceeding in forma 9 pauperis. Section 1915(c) provides that “the court may direct payment by the United States of the 10 expenses of . . . printing the record on appeal in any civil or criminal case, if such printing is 11 required by the appellate court.” (emphasis added). The Ninth Circuit has not yet informed this 12 Court that printing of the record on appeal is required in this action. Accordingly, Sekona is 13 entitled to transcripts provided at the government’s expense pursuant to section 753(f), if at all. 14 Section 753(f) provides, among other things, that “[f]ees for transcripts furnished in [] 15 proceedings to persons permitted to appeal in forma pauperis shall also be paid by the United 16 States if the trial judge or a circuit judge certifies that the appeal is not frivolous (but presents a 17 substantial question).” 28 U.S.C. § 753(f); see also Henderson v. United States, 734 F.2d 483, 18 484 (9th Cir. 1984) (stating court order directing production of transcript at government expense 19 constitutes implicit finding by Court that appeal presents substantial issue). A claim is frivolous 20 if the plaintiff can make no rational argument in law or facts to support his claim for relief. See 21 Pembrook v. Wilson, 370 F.2d 37, 39 (9th Cir. 1966). A substantial question is defined as a legal 22 issue that is “reasonably debatable.” See Randle v. Franklin, No. CV-08-00845-JAT, 2012 WL 23 201757, at *2 (E.D. Cal. Jan. 23, 2012). “The district court has the power to order a free 24 transcript furnished if it finds that the suit . . . is not frivolous and that the transcript is needed to 25 decide the issue presented . . .” United States. v. MacCollom, 426 U.S. 317, 325 (1976); see also 26 Gray v. Clark, No. 1:20-cv-0196 JLT SAB, 2023 WL 2789711, *1 (E.D. Cal. Apr. 5, 2023) 27 28 6 The Court will direct the Clerk’s Office to provide Sekona with a copy of the district court docket in this case. 9 1 (denying motions for transcripts for failure to identify substantial, non-frivolous claims). 2 Sekona’s motions do not indicate which specific transcripts he seeks or to which argument 3 on appeal they would be relevant. Nor does he establish that his appeal presents a substantial 4 question. In his notice of appeal, Sekona identifies certain grounds also raised in his motion for a 5 new trial. He questions the composition of the jury and its apparent lack of medical 6 professionals, and he disputes the jury’s finding on the first question of the verdict form. See 7 Doc. 184 at 2–3. For the reasons discussed above, those arguments do not present a substantial 8 question. The Court declines to order the payment of transcripts at government expense based on 9 Sekona’s non-specific request and his failure to identify a substantial issue. Therefore, Sekona’s 10 motions for transcripts (Docs. 188, 189) are denied without prejudice. 11 III. CONCLUSION 12 For the foregoing reasons, the Court ORDERS as follows: 13 1. Plaintiff’s motion for a new trial (Doc. 182) is DENIED; and 14 2. Plaintiff’s motions for transcripts and records (Docs. 188, 189) are DENIED without 15 16 prejudice. 3. The Clerk of Court shall serve Sekona with a copy of the court docket in this case. 17 18 19 20 IT IS SO ORDERED. Dated: January 8, 2025 UNITED STATES DISTRICT JUDGE 21 22 23 24 25 26 27 28 10

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