AfterGlow, LLC v. Bright Path Lighting, Inc.
Filing
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PROTECTIVE ORDER signed by Magistrate Judge Barbara A. McAuliffe on 10/4/19. (Marrujo, C)
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Richard T. Matthews (NC Bar No. 32817)
rmatthews@williamsmullen.com
Robert C. Van Arnam (NC Bar No. 28838)
rvanarnam@williamsmullen.com
Andrew R. Shores (NC Bar No. 46600)
ashores@williamsmullen.com
Williams Mullen
301 Fayetteville Street, Suite 1700
Raleigh, NC 27601
Telephone: (919) 981-4000
Facsimile: (919) 984-4300
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9 Oliver W. Wanger (40331)
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owanger@wjhattorneys.com
Christopher A. Lisieski (321862)
clisieski@wjhattorneys.com
WANGER JONES HELSLEY PC
265 E. River Park Circle, Suite 310
Fresno, California 93720
Telephone:(559) 233-4800
Facsimile: (559) 233-9330
Attorneys for Plaintiff
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UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF CALIFORNIA
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19 AFTERGLOW, LLC,
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Plaintiff,
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CASE NO. 1:19-CV-0535-AWI-BAM
v.
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23 BRIGHT PATH LIGHTING, INC.,
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Defendant.
PROTECTIVE ORDER
The Court recognizes that at least some of the documents, things, and
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28 information being sought through discovery in the above-captioned action are, for
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PROTECTIVE ORDER
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competitive reasons, normally kept confidential by the parties and non-parties from
2 whom discovery may be sought who desires the protection of this Protective Order.
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The parties have agreed to be bound by the terms of this Protective Order (“Order”) in
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5 this action. The materials to be exchanged throughout the course of the litigation
6 between the parties and non-parties, may contain trade secret or other confidential
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research, technical, cost, price, marketing or other commercial information, as is
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9 contemplated by Federal Rule of Civil Procedure 26(c)(1)(G). The purpose of this
10 Order is to protect the confidentiality of such materials during the litigation. Pursuant
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to Rule 26(c) of the Federal Rules of Civil Procedure and for good cause, IT IS
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13 HEREBY ORDERED THAT:
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1.
Each Party or Non-Party that designates information or items for
protection under this Order must take care to limit any such designation to specific
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17 material that qualifies under the appropriate standards.
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DEFINITIONS
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2.
The term "Confidential Information" will mean and include information
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21 contained or disclosed in any materials, whether produced informally or in response to
22 written discovery requests, including documents, portions of documents, answers to
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interrogatories, responses to requests for admissions, trial testimony, deposition
25 testimony, and transcripts of trial testimony and depositions, including data, summaries,
26 and compilations derived therefrom that is deemed to be Confidential Information by
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any party to which it belongs.
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PROTECTIVE ORDER
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3.
The term "Materials" will include, but is not be limited to: confidential or
2 proprietary technical, scientific, financial, business, health, or medical information;
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documents; correspondence; memoranda; bulletins; blueprints; specifications; customer
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5 lists or other material that identify customers or potential customers; price lists or
6 schedules or other matter identifying pricing; minutes; telegrams; letters; statements;
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cancelled checks; contracts; invoices; drafts; books of account; worksheets; notes of
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9 conversations; desk diaries; appointment books; expense accounts; recordings;
10 photographs; motion pictures; compilations from which information can be obtained
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and translated into reasonably usable form through detection devices; sketches;
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13 drawings; notes (including laboratory notebooks and records); reports; instructions;
14 disclosures; other writings; models and prototypes and other physical objects.
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4.
The term “Counsel” or “Attorneys” will mean outside counsel of either
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17 party, and other attorneys, paralegals, secretaries, and other support staff employed in
18 the law firms.
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5.
The term “Professional Vendors” mean persons or entities that provide
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21 litigation support services (e.g., photocopying, videotaping, translating, preparing
22 exhibits or demonstrations, and organizing, storing or retrieving data in any form or
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medium) and their employees and subcontractors.
GENERAL RULES
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6.
Each party or any non-parties to this litigation that produces or
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discloses any Materials, answers to interrogatories, responses to requests for admission,
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PROTECTIVE ORDER
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trial testimony, deposition testimony, and transcripts of trial testimony and depositions,
2 or information that the producing party believes should be subject to this Protective
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Order may designate the same as "CONFIDENTIAL" or "CONFIDENTIAL –
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5 ATTORNEYS EYES ONLY."
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a.
Designation as "CONFIDENTIAL": Any party may designate information
as "CONFIDENTIAL" only if, in the good faith belief of such party and its Counsel,
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9 the unrestricted disclosure of such information could be potentially prejudicial to the
10 business or operations of such party.
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b.
Designation as "CONFIDENTIAL – ATTORNEYS EYES ONLY": Any
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13 party may designate information as "CONFIDENTIAL - ATTORNEYS EYES ONLY"
14 only if, in the good faith belief of such party and its counsel, the information is among
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that considered to be most sensitive by the party, including but not limited to trade
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17 secret or other confidential research, development, financial or other commercial
18 information.
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7.
In the event the producing party elects to produce Materials for inspection,
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21 no marking need be made by the producing party in advance of the initial inspection.
22 For purposes of the initial inspection, all Materials produced will be considered as
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"CONFIDENTIAL - ATTORNEYS EYES ONLY," and must be treated as such
25 pursuant to the terms of this Order. Thereafter, upon selection of specified Materials for
26 copying by the inspecting party, the producing party must, within a reasonable time
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prior to producing those Materials to the inspecting party, mark the copies of those
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PROTECTIVE ORDER
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Materials that contain Confidential Information with the appropriate confidentiality
2 marking.
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8.
Materials, documents and things produced or furnished during the course
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5 of this action may be designated and marked as containing information which is
6 “CONFIDENTIAL” or “CONFIDENTIAL – ATTORNEYS EYES ONLY” by placing
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on each page, each document (whether in paper or electronic form), or each thing a
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9 legend substantially as follows: CONFIDENTIAL or
10 CONFIDENTIAL – ATTORNEYS EYES ONLY.
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9.
Whenever a deposition taken on behalf of any party involves a disclosure
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13 of Confidential Information of any party:
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a.
the deposition or portions of the deposition must be designated as
containing Confidential Information subject to the provisions of this Order; such
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17 designation must be made on the record whenever possible, but a party may designate
18 portions of depositions as containing Confidential Information after transcription of the
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proceedings; a party will have until thirty (30) days after receipt of the deposition
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21 transcript to inform the other party or parties to the action or any non-parties of the
22 portions of the transcript to be designated "CONFIDENTIAL" or "CONFIDENTIAL 23
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ATTORNEYS EYES ONLY.”
b.
the disclosing party will have the right to exclude from attendance at
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PROTECTIVE ORDER
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the deposition, during such time as the Confidential Information is to be disclosed, any
2 person other than the deponent, Counsel (including their staff and associates), the court
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reporter, and the person(s) agreed upon pursuant to paragraph 9 below; and
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c.
the originals of the deposition transcripts and all copies of the deposition
6 must bear the
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legend
"CONFIDENTIAL"
or "CONFIDENTIAL -
ATTORNEYS EYES ONLY," as appropriate, and the original or any copy ultimately
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9 presented to a court for filing must not be filed unless it can be accomplished under
10 seal, identified as being subject to this Order, and protected from being opened except
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by order of this Court.
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10.
All Confidential
Information designated as "CONFIDENTIAL"
14 or "CONFIDENTIAL - ATTORNEYS EYES ONLY" must not be disclosed by the
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receiving party to anyone other than those persons designated within this Order and must
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17 be handled in the manner set forth below and, in any event, must not be used for any
18 purpose other than in connection with this litigation, unless and until such designation is
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removed either by agreement of the parties, or by order of the Court.
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11.
Information designated "CONFIDENTIAL - ATTORNEYS EYES
22 ONLY" must be viewed only by: Counsel (as defined in paragraph 3) of the receiving
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party; any person indicated on the face of the document to be its originator, author or a
25 recipient of a copy of the document; Professional Vendors; and by independent experts
26 under the conditions set forth in this Paragraph.
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PROTECTIVE ORDER
12.
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The right of any independent expert (“Third-Party Expert”) to receive any
2 Confidential Information will be subject to the advance approval of such expert by the
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producing party or by permission of the Court.
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a.
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Each receiving party’s Third-Party Expert shall sign a disclosure
6 agreement in the form attached hereto as Exhibit A (“Disclosure Agreement”). Copies
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of the Disclosure Agreement signed by any person or entity to whom Confidential
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9 Information is disclosed shall be provided to the other party promptly after execution by
10 facsimile and overnight mail. No disclosures shall be made to a Third-Party Expert
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until seven (7) days after the executed Disclosure Agreement is served on the other
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13 party.
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b.
Before any Confidential Information is disclosed to outside Third-Party
Experts, the following information must be provided in writing to the producing party
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17 and received no less than seven (7) days before the intended date of disclosure to that
18 outside Third-Party Expert: the identity of that outside Third-Party Expert, business
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address and/or affiliation and a current curriculum vitae of the Third-Party Expert, and,
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21 if not contained in the Third-Party Expert’s curriculum vitae, a brief description,
22 including education, present and past employment and general areas of expertise of the
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Third-Party Expert. If the producing party objects to disclosure of Confidential
25 Information to an outside Third-Party Expert, the producing party shall within seven (7)
26 days of receipt serve written objections identifying the specific basis for the objection,
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and particularly identifying all information to which disclosure is objected. Failure to
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PROTECTIVE ORDER
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object within seven (7) days shall authorize the disclosure of Confidential Information
2 to the Third-Party Expert. As to any objections, the parties shall attempt in good faith
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to promptly resolve any objections informally. If the objections cannot be resolved, the
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5 party seeking to prevent disclosure of the Confidential Information to the expert shall
6 move within seven (7) days for an Order of the Court preventing the disclosure. The
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burden of proving that the designation is proper shall be upon the producing party. If
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9 no such motion is made within seven (7) days, disclosure to the Third-Party Expert
10 shall be permitted. In the event that objections are made and not resolved informally
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and a motion is filed, disclosure of Confidential Information to the Third-Party Expert
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13 shall not be made except by Order of the Court.
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c.
Any disclosure agreement executed by any person affiliated with a party
shall be provided to any other party who, based upon a good faith belief that there has
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17 been a violation of this order, requests a copy.
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d.
No party shall attempt to depose any Third-Party Expert until such time as
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the Third-Party Expert is designated by the party engaging the Third-Party Expert as a
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21 testifying expert. Notwithstanding the preceding sentence, any party may depose a
22 Third-Party Expert as a fact witness provided that the party seeking such deposition has
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a good faith, demonstrable basis independent of the Disclosure Agreement or the
25 information provided under subparagraph (a) above that such person possesses facts
26 relevant to this action, or facts likely to lead to the discovery of admissible evidence;
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however, such deposition, if it precedes the designation of such person by the engaging
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PROTECTIVE ORDER
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party as a testifying expert, shall not include any questions regarding the scope or
2 subject matter of the engagement. In addition, if the engaging party chooses not to
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designate the Third-Party Expert as a testifying expert, the non-engaging party shall be
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5 barred from seeking discovery or trial testimony as to the scope or subject matter of the
6 engagement.
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13.
Information designated “Confidential” must be viewed only by:
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a. Counsel of the receiving party;
b. Third-Party Experts (pursuant to the terms of paragraph 12);
c. court personnel;
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d. Professional Vendors;
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e. any person indicated on the face of the document to be its originator, author or
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a recipient of a copy of the document; and
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f. no more than three (3) designated party executives or technical employees of
18 the receiving party who need to review the information for purposes of the case or for
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preparation for trial; any such individuals must execute the Disclosure Agreement at
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21 Exhibit A and be identified to the other party. Those individuals include those listed in
22 Exhibit B.
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14.
All information which has been designated as "CONFIDENTIAL" or
25 "CONFIDENTIAL - ATTORNEYS EYES ONLY" by the producing or disclosing
26 party and any and all reproductions of that information, must be retained in the custody
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of the Counsel for the receiving party identified in paragraph 3, except that Third-Party
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PROTECTIVE ORDER
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Experts authorized to view such information under the terms of this Order may retain
2 custody of copies such as are necessary for their participation in this litigation.
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15.
Before any Materials produced in discovery, answers to interrogatories,
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5 responses to requests for admissions, deposition transcripts, or other documents which
6 are designated as Confidential Information are filed with the Court for any purpose, the
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party seeking to file such material must seek permission of the Court to file the material
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9 under seal and comply with Local Rule 141.
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16.
At any stage of these proceedings, any party may object to a designation of
the Materials as Confidential Information. The party objecting to confidentiality must
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13 notify, in writing, to Counsel for the designating party of the objected-to Materials and
14 the grounds for the objection. The burden of proving that the designation is proper shall
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be upon the designating party. If the dispute is not resolved consensually between the
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17 parties within seven (7) days of receipt of such a notice of objections, the objecting
18 party may move the Court for a ruling on the objection, including a statement that the
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parties conferred on the topic and were unable to reach agreement. The Materials at
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21 issue must be treated as Confidential Information, as designated by the designating
22 party, until the Court has ruled on the objection or the matter has been otherwise
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resolved.
17.
All Confidential Information must be held in confidence by those
26 inspecting or receiving it and must be used only for purposes of this action. Counsel for
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each party, and each person receiving Confidential Information must take reasonable
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PROTECTIVE ORDER
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precautions to prevent the unauthorized or inadvertent disclosure of such information. If
2 Confidential Information is disclosed to any person other than a person authorized by
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this Order, the party responsible for the unauthorized disclosure must immediately bring
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5 all pertinent facts relating to the unauthorized disclosure to the attention of the other
6 parties and, without prejudice to any rights and remedies of the other parties, make
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every effort to prevent further disclosure by the party and by the person(s) receiving the
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9 unauthorized disclosure.
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18.
No party will be responsible to another party for disclosure of Confidential
Information under this Order if the information in question is not labeled or otherwise
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13 identified as such in accordance with this Order.
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19.
If a party, through inadvertence, produces any Confidential Information
without labeling or marking or otherwise designating it as such in accordance with this
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17 Order, the designating party may give written notice to the receiving party that the
18 document or thing produced is deemed Confidential Information, and that the document
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or thing produced should be treated as such in accordance with that designation under
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21 this Order. The receiving party must treat the Materials as confidential, once the
22 designating party so notifies the receiving party. If the receiving party has disclosed the
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Materials before receiving the designation, the receiving party must notify the
25 designating party in writing of each such disclosure. Counsel for the parties will agree
26 on a mutually acceptable manner of labeling or marking the inadvertently produced
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PROTECTIVE ORDER
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Materials as "CONFIDENTIAL" or "CONFIDENTIAL - ATTORNEYS EYES ONLY -
2 SUBJECT TO PROTECTIVE ORDER.”
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20.
Nothing within this order will prejudice the right of any party to object to
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5 the production of any discovery material on the grounds that the material is protected as
6 privileged or as attorney work product.
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21.
No individual (including Counsel, attorneys, agents, paralegals, support
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9 staff, and any Third-Party Expert) who receives material designated as
10 “CONFIDENTIAL —ATTORNEYS EYES ONLY” under the terms of this Order that
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is not publicly known and that relates to the subject matter of a pending patent
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13 application or undisclosed invention or photoluminescent method, system, or apparatus,
14 in whole or in part (including without limitation any exit sign or emergency signage
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products or methods of manufacture), shall prosecute any patent application or
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17 participate in the prosecution of any patent application (including but not limited to any
18 division, continuation, continuation-in-part, reissue, reexamination, renewal, extension,
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or any foreign counterpart) on behalf of the receiving party in the field of
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21 photoluminescent signage and pigments including methods of manufacture or
22 production of those products, for any application during this litigation or for any
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application claiming a priority date earlier than one (1) year after the final conclusion of
25 this litigation, including appeals; provided that nothing in this paragraph shall operate to
26 preclude any such person from fulfilling and/or assisting in the fulfillment of any prior27
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art disclosure obligations to the United States Patent and Trademark Office (“USPTO”)
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PROTECTIVE ORDER
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that may arise as a consequence of knowledge obtained during the course of this
2 litigation.
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22.
This Order will be without prejudice to the right of any party to oppose
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5 production of any information for lack of relevance or any other ground other than the
6 mere presence of Confidential Information. The existence of this Order must not be
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used by either party as a basis for discovery that is otherwise improper under the
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9 Federal Rules of Civil Procedure.
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23.
Nothing within this order will be construed to prevent disclosure of
Confidential Information if such disclosure is required by law or by order of the Court.
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24.
At the conclusion of this action, including through all appeals, each party
14 or other person subject to the terms hereof shall be under an obligation to destroy or
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return to the producing party all Materials and documents containing CONFIDENTIAL
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17 or CONFIDENTIAL– ATTORNEYS EYES ONLY and to certify to the producing
18 party such destruction or return. The written certification must be provided to the
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producing party no later than sixty (60) days after the final conclusion of this action.
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21 Such return or destruction shall not relieve said parties or persons from any of the
22 continuing obligations imposed upon them by this Order.
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25.
After this action, Counsel for each party may retain one archive copy of all
25 documents and discovery material even if they contain or reflect another party’s
26 CONFIDENTIAL INFORMATION or CONFIDENTIAL INFORMATION –
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PROTECTIVE ORDER
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ATTORNEYS EYES ONLY. Counsel’s archive copy shall remain subject to all
2 obligations of this Order.
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26.
The restrictions and obligations set forth within this Order will not
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5 apply to any information that: (a) the parties agree should not be designated
6 Confidential Information; (b) the parties agree, or the Court rules, is already public
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knowledge; (c) the parties agree, or the Court rules, has become public knowledge other
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9 than as a result of disclosure by the receiving party, its employees, or its agents in
10 violation of this Order; or (d) has come or will come into the receiving party's
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legitimate knowledge independently of the production by the designating party. Prior
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13 knowledge must be established by pre-production documentation.
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27.
The restrictions and obligations within this Order will not be deemed to
prohibit discussions of any Confidential Information with anyone if that person already
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17 has or obtains legitimate possession of that information.
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28.
The parties hereto also acknowledge that regardless of the producing
party’s diligence an inadvertent production of attorney-client privileged or attorney
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21 work product Materials may occur. In accordance with Fed. R. Civ. P. 26(b)(5) and
22 Fed. R. Evid. 502, they therefore agree that if a party through inadvertence produces or
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provides discovery that it believes is subject to a claim of attorney-client privilege or
25 attorney work product, the producing party may give written notice to the receiving
26 party that the document or thing is subject to a claim of attorney-client privilege or
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attorney work product and request that the document or thing be returned to the
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PROTECTIVE ORDER
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producing party. The receiving party shall return to the producing party such document
2 or thing. Return of the document or thing shall not constitute an admission or
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concession, or permit any inference, that the returned document or thing is, in fact,
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5 properly subject to a claim of attorney-client privilege or attorney work product, nor
6 shall it foreclose any party from moving the Court pursuant to Fed. R. Civ. P. 26(b)(5)
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and Fed. R. Evid. 502 for an Order that such document or thing has been improperly
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9 designated or should be produced.
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29.
Any third party producing Materials, documents or things or giving
testimony in this action pursuant to a subpoena, notice or request may designate said
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13 documents, things, or testimony as CONFIDENTIAL or CONFIDENTIAL–
14 ATTORNEYS EYES ONLY. The parties agree that they will treat CONFIDENTIAL
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or CONFIDENTIAL – ATTORNEYS EYES ONLY produced by third parties
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17 according to the terms of this Order.
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30.
Transmission by email or some other currently utilized method of
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transmission is acceptable for all notification purposes within this Order.
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31.
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This Order is without prejudice to the right of any party, person or entity to
22 seek a modification of this Order at any time either through stipulation or Order of the
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Court.
32.
The Court may modify the terms and conditions of this Order for good
26 cause, or in the interest of justice, or on its own order at any time in these proceedings.
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PROTECTIVE ORDER
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The parties prefer that the Court provide them with notice of the Court's intent to
2 modify the Order and the content of those modifications, prior to entry of such an order.
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PROTECTIVE ORDER
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Dated: October 4, 2019
2 Respectfully submitted,
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Richard T. Matthews (NC Bar No. 32817)
rmatthews@williamsmullen.com
Robert C. Van Arnam (NC Bar No. 28838)
rvanarnam@williamsmullen.com
Andrew R. Shores (NC Bar No. 46600)
ashores@williamsmullen.com
Williams Mullen
301 Fayetteville Street, Suite 1700
Raleigh, NC 27601
Telephone: (919) 981-4000
Facsimile: (919) 984-4300
Oliver W. Wanger (40331)
owanger@wjhattorneys.com
Christopher A. Lisieski (321862)
clisieski@wjhattorneys.com
WANGER JONES HELSLEY PC
265 E. River Park Circle, Suite 310
Fresno, California 93720
Telephone: (559) 233-4800
Facsimile: (559) 233-9330
18 Attorneys for Plaintiff AfterGlow, LLC
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MARK D. MILLER (Ca. Bar. No. 116349)
SIERRA IP LAW, PC
7030 N. Fruit Ave., Ste. 110
Fresno, CA 93711
Telephone: (559) 436-3800
Facsimile: (559) 436-4800
Christopher B. Hadley (admitted pro hac vice – Utah Bar No.
14055)
JONES WALDO HOLBROOK & MCDONOUGH PC
1441 West Ute. Blvd., Suite 330
Park City, Utah 84098
Tel.: (435) 200-0085
chadley@joneswaldo.com
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PROTECTIVE ORDER
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Eric P. Lee (admitted pro hac vice – Utah Bar No. 4870)
HOGGAN LEE HUTCHINSON
1225 Deer Valley Drive, Suite 201
Park City, Utah 84060
Tel.: (435) 615-2264
Eric@hlhparkcity.com
Attorneys for Defendant and Counter-Plaintiff
BRIGHT PATH LIGHTING, INC., a California Corporation
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PROTECTIVE ORDER
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Exhibit A
DISCLOSURE AGREEMENT
ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
I, _____________________________ [print or type full name], of _________________ [print
5 or type full address], declare under penalty of perjury that I have read in its entirety and understand the
6 Protective Order that was issued by the United States District Court for the Eastern District of
7 California on [date] in Case No. 1:19-cv-00535-BAM captioned as AfterGlow, LLC., Plaintiff v.
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Bright Path Lighting, Inc., Defendant. I agree to comply with and to be bound by all the terms of
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this Stipulated Protective Order and I understand and acknowledge that failure to so comply could
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expose me to sanctions and punishment in the nature of contempt. I solemnly promise that I will not
12 disclose in any manner any information or item that is subject to this Stipulated Protective Order to
13 any person or entity except in strict compliance with the provisions of this Order.
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To the extent I have been given access to Confidential Information, I will not in any way
15 disclose, discuss, or exhibit such information except to those persons whom I know (a) are authorized
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under the Order to have access to such information, and (b) have executed a Disclosure Agreement. I
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will return, on request, all Materials containing Confidential Information, copies thereof and notes that
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I have prepared relating thereto, to Counsel for the party with whom I am associated.
I further agree to submit to the jurisdiction of the United States District Court for the Eastern
21 District of California for the purpose of enforcing the terms of this Stipulated Protective Order, even if
22 such enforcement proceedings occur after termination of this action.
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24 Date: ______________________________________
25 City and State where sworn and signed: _________________________________
26 Printed name: _______________________________
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Signature: __________________________________
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PROTECTIVE ORDER
Exhibit B
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LIST OF DESIGNATED PARTY EXECUTIVES OR TECHNICAL PERSONELL WHO CAN
REVIEW “CONFIDENTIAL” MATERIAL FROM THE OTHER PARTY
PLAINTIFF – AFTERGLOW
1. Richard Martin
6 DEFENDANT – BRIGHTPATH
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1. Kach Hovanessian
2. Laura Davis
3. Cindi Hernandez.
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PROTECTIVE ORDER
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ORDER
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The Court adopts the stipulated protective order submitted by the parties. The parties are
3 advised that pursuant to the Local Rules of the United States District Court, Eastern District of
4 California, any documents subject to this protective order to be filed under seal must be accompanied
5 by a written request which complies with Local Rule 141 prior to sealing. The party making a request
6 to file documents under seal shall be required to show good cause for documents attached to a non7 dispositive motion or compelling reasons for documents attached to a dispositive motion. Pintos v.
8 Pacific Creditors Ass’n, 605 F.3d 665, 677-78 (9th Cir. 2009). Within five (5) days of any approved
9 document filed under seal, the party shall file a redacted copy of the sealed document. The redactions
10 shall be narrowly tailored to protect only the information that is confidential or was deemed
11 confidential. Additionally, the parties shall consider resolving any dispute arising under this
12 protective order according to the Court’s informal discovery dispute procedures.
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IT IS SO ORDERED.
Dated:
/s/ Barbara
October 4, 2019
A. McAuliffe
_
UNITED STATES MAGISTRATE JUDGE
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PROTECTIVE ORDER
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