(PC)Valdez v. California Department of Corrections & Rehabilitation et al
Filing
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ORDER to Randomly Assign to District Judge; FINDINGS and RECOMMENDATIONS to Dismiss 1 Action Without Prejudice signed by Magistrate Judge Helena M. Barch-Kuchta on 6/10/2024. Referred to Judge Jennifer L. Thurston. Objections to F&R due within Fourteen (14) Days. (Sant Agata, S)
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UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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JORGE LUIS VALDEZ,
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Plaintiff,
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Case No. 1:23-cv-01729-HBK (PC)
ORDER TO RANDOMLY ASSIGN TO
DISTRICT JUDGE
v.
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FINDINGS AND RECOMMENDATIONS TO
DISMISS ACTION WITHOUT PREJUDICE1
CDCR, et al.,
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Defendants.
14-DAY DEADLINE
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Plaintiff Jorge Luis Valdez is a state prisoner proceeding pro se and in forma pauperis in
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this civil rights action. For the reasons set forth below, the undersigned recommends that the
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District Court dismiss this action without prejudice for Plaintiff’s failure to comply with a court
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order and prosecute this action.
BACKGROUND
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Plaintiff initiated this action by filing a civil rights complaint under 42 U.S.C. § 1983.
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(Doc. No. 1, “Complaint”). On April 15, 2024, pursuant to 28 U.S.C. § 1915A the Court issued a
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screening order finding the Complaint failed to state a federal claim against any Defendant. (See
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generally Doc. No. 22). The Court afforded Plaintiff three options to exercise no later than May
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This matter was referred to the undersigned pursuant to 28 U.S.C. § 636(b)(1)(B) and Local Rule 302
(E.D. Cal. 2023).
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27, 2024: (1) file an amended complaint; (2) file a notice that he intends to stand on his
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Complaint subject to the undersigned recommending the district court dismiss for reasons stated
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in the April 15, 2024 Screening Order; or (3) file a notice to voluntarily dismiss this action,
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without prejudice, under Federal Rule of Civil Procedure 41(a)(1) because no defendant had yet
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been served. (Id. at 10-11). Plaintiff was required to deliver his response to the Court’s
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Screening Order to correctional officials for mailing no later than May 27, 2024. (Id. at 11 ¶ 1).
The Court expressly warned Plaintiff that if he “fails to timely respond to this Court Order
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or seek an extension of time to comply” the undersigned “will recommend that the district court
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dismiss this case as a sanction for Plaintiff’s failure to comply with a court order and prosecute
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this action.” (Id. ¶ 2). As of the date of this of these Findings and Recommendations,2 Plaintiff
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has failed to submit a response to the Court’s April 15, 2024 Screening Order, or request a further
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extension of time to comply, and the time to do so has expired. (See docket.)
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APPLICABLE LAW AND ANALYSIS
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A. Legal Standard
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Federal Rule of Civil Procedure 41(b) permits the court to involuntarily dismiss an action
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when a litigant fails to prosecute an action or fails to comply with other Rules or with a court
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order. See Fed. R. Civ. P. 41(b); see Applied Underwriters v. Lichtenegger, 913 F.3d 884, 889
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(9th Cir. 2019) (citations omitted). Similarly, this Court’s Local Rules, which correspond with
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Federal Rule of Civil Procedure 11, provide, “[f]ailure of counsel or of a party to comply with . . .
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any order of the Court may be grounds for the imposition by the Court of any and all sanctions
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. . . within the inherent power of the Court.” E.D. Cal. L.R. 110. “District courts have inherent
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power to control their dockets” and, in exercising that power, may impose sanctions, including
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dismissal of an action. Thompson v. Housing Auth., City of Los Angeles, 782 F.2d 829, 831 (9th
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Cir. 1986). A court may dismiss an action based on a party’s failure to prosecute an action, obey
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a court order, or comply with local rules. See, e.g., Ferdik v. Bonzelet, 963 F.2d 1258, 1260-61
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(9th Cir. 1992) (dismissal for failure to comply with a court order to amend a complaint); Malone
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The undersigned allocated fourteen (14) days for mailing from the court-ordered deadline before issuing
these Finding and Recommendations.
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v. U.S. Postal Service, 833 F.2d 128, 130-31 (9th Cir. 1987) (dismissal for failure to comply with
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a court order); Henderson v. Duncan, 779 F.2d 1421, 1424 (9th Cir. 1986) (dismissal for failure
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to prosecute and to comply with local rules). In determining whether to dismiss an action, the
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Court must consider the following factors: (1) the public’s interest in expeditious resolution of
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litigation; (2) the Court’s need to manage its docket; (3) the risk of prejudice to the defendants;
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(4) the public policy favoring disposition of cases on their merits; and (5) the availability of less
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drastic sanctions. Henderson, 779 F.2d at 1423; Carey v. King, 856 F.2d 1439, 1440 (9th Cir.
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1988).
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B. Analysis
After considering each of the above-stated factors, the undersigned concludes dismissal
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without prejudice is warranted in this case. As to the first factor, the expeditious resolution of
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litigation is deemed to be in the public interest, satisfying the first factor. Yourish v. California
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Amplifier, 191 F.3d 983, 990-91 (9th Cir. 1999).
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Turning to the second factor, this Court’s need to efficiently manage its docket cannot be
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overstated. This Court has “one of the heaviest caseloads in the nation,” and due to the delay in
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filling judicial vacancies, which was further exacerbated by the COVID-19 pandemic, operates
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under a declared judicial emergency. See Amended Standing Order in Light of Ongoing Judicial
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Emergency in the Eastern District of California. This Court’s time is better spent on its other
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matters than needlessly consumed managing a case with a recalcitrant litigant. The Court cannot
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effectively manage its docket when a litigant ceases to litigate his/her case or respond to a court
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order. Thus, the Court finds that the second factor weighs in favor of dismissal.
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Delays inevitably have the inherent risk that evidence will become stale or witnesses’
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memories will fade or be unavailable and can prejudice a defendant, thereby satisfying the third
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factor. See Sibron v. New York, 392 U.S. 40, 57 (1968). Thus, the third factor—risk of prejudice
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to defendant—weighs in favor of dismissal since a presumption of injury arises from the
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unreasonable delay in prosecuting an action. Anderson v. Air W., 542 F.2d 522, 524 (9th Cir.
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1976). Because Plaintiff’s inaction amounts to an unreasonable delay in prosecuting this action,
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the third factor weighs in favor of dismissal.
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The fourth factor usually weighs against dismissal because public policy favors the
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disposition of cases on the merits. Pagtalunan v. Galaza, 291 F.3d 639, 643 (9th Cir. 2002).
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However, “this factor lends little support to a party whose responsibility it is to move a case
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toward disposition on the merits but whose conduct impedes progress in that direction,” which is
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the case here. In re Phenylpropanolamine (PPA) Products Liability Litigation, 460 F.3d 1217,
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1228 (9th Cir. 2006) (citation omitted). Indeed, “trial courts do not have time to waste on
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multiple failures by aspiring litigants to follow the rules and requirements of our courts.”
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Pagtalunan, 291 F.3d at 644 (Trott, J., concurring in affirmance of district court’s involuntary
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dismissal with prejudice of habeas petition where petitioner failed to timely respond to court
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order and noting “the weight of the docket-managing factor depends upon the size and load of the
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docket, and those in the best position to know what that is are our beleaguered trial judges.”).
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Further, as set forth in the Screening Order, the Court already determined that the Complaint, as
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pled, failed to state a claim, so this factor does not weigh in favor of the Plaintiff.
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Finally, the Court’s warning to a party that failure to obey the court’s order will result in
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dismissal satisfies the “considerations of the alternatives” requirement. Ferdik, 963 F.2d at 1262;
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Malone, 833 F.2d at 132-33; Henderson, 779 F.2d at 1424. The Court’s April 15, 2024 Order
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expressly warned Plaintiff that his failure to respond to the Court’s Order would result in a
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recommendation of dismissal of this action. (Doc. No. 22 at 11 ¶ 2). Thus, Plaintiff had adequate
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warning that dismissal could result from his noncompliance. And the instant dismissal is a
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dismissal without prejudice, which is a lesser sanction than a dismissal with prejudice, thereby
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satisfying the fifth factor.
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After considering the factors set forth supra and binding case law, the undersigned
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recommends dismissal, without prejudice, under Fed. R. Civ. P. 41(b) and Local Rule 110.
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Accordingly, it is hereby ORDERED:
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The Clerk of Court randomly assign this case to a district judge for consideration of these
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Findings and Recommendations.
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It is further RECOMMENDED:
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This action be DISMISSED without prejudice for Plaintiff’s failure to obey court orders
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and failure to prosecute.
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NOTICE TO PARTIES
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These Findings and Recommendations will be submitted to the United States District
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Judge assigned to this case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within 14 days
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after being served with a copy of these Findings and Recommendations, a party may file written
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objections with the Court. Id.; Local Rule 304(b). The document should be captioned,
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“Objections to Magistrate Judge’s Findings and Recommendations.” The assigned District Judge
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will review these Findings and Recommendations under 28 U.S.C. § 636(b)(l)(C). A party’s
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failure to file objections within the specified time may result in the waiver of certain rights on
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appeal. Wilkerson v. Wheeler, 772 F.3d 834, 839 (9th Cir. 2014).
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Dated:
June 10, 2024
HELENA M. BARCH-KUCHTA
UNITED STATES MAGISTRATE JUDGE
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