Securities and Exchange Commission v. Secure Investement Services, Inc., et al
Filing
679
STIPULATION AND ORDER regarding dismissal of claims against corporate defendants signed by Judge Garland E. Burrell, Jr on 9/16/2009. (Matson, R)
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JOHN S. YUN (Cal. Bar No. 112260) THOMAS J. EME (Admitted in Illinois) Attorneys for Plaintiff SECURITIES AND EXCHANGE COMMISSION 44 Montgomery Street, 26th Floor San Francisco, California 94104 Telephone: (415) 705-2500 Facsimile: (415) 705-2501
UNITED STATES DISTRICT COURT EASTERN DISTRICT OF CALIFORNIA SACRAMENTO DIVISION
SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. SECURE INVESTMENT SERVICES, INC., AMERICAN FINANCIAL SERVICES, INC., LYNDON GROUP, INC., and KIMBERLY A. SNOWDEN, Defendants.
Case No. 2:07-CV-01724-GEB-CMK STIPULATION AND ORDER REGARDING DISMISSAL OF CLAIMS AGAINST CORPORATE DEFENDANTS
STIPULATION On January 10, 2008, the Court entered an agreed judgment permanently enjoining Defendants Secure Investment Services, Inc., American Financial Services, Inc., and Lyndon Group, Inc. (collectively "the corporate defendants") from violations of certain provisions of the federal securities laws. Plaintiff Securities and Exchange Commission ("Commission") is now withdrawing its requests for disgorgement with prejudgment interest and civil money penalties against the corporate defendants, which are in receivership. The Commission and the corporate defendants therefore agree to the Court's entering an order dismissing with prejudice the Commission's
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claims for disgorgement with prejudgment interest and civil money penalties against the corporate defendants.
Dated: September 14, 2009
/s/ Thomas J. Eme THOMAS J. EME One of the attorneys for Plaintiff SECURITIES AND EXCHANGE COMMISSION /s/ Michael J. Quilling (as authorized on Sept. 11, 2009) MICHAEL J. QUILLING Receiver for Secure Investment Services, Inc., American Financial Services, Inc., and Lyndon Group, Inc. ORDER
Dated: September 14, 2009
IT IS SO ORDERED. SIGNED this 16th day of September 2009. GARLAND E. BURRELL, JR. United States District Judge
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