Vice v. Walker
Filing
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FINDINGS and RECOMMENDATIONS signed by Magistrate Judge John F. Moulds on 6/6/11 RECOMMENDING that 48 MOTION for SUMMARY JUDGMENT be granted. Referred to Judge Lawrence K. Karlton; Objections to F&R due within 14 days.(Dillon, M)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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HERBERT C. VICE,
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Plaintiff,
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No. 2:08-cv-0940 LKK JFM (PC)
vs.
JAMES WALKER, et al.,
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Defendants.
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ORDER
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Plaintiff is a state prisoner proceeding pro se with a civil rights action pursuant to
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42 U.S.C. § 1983. This action is proceeding on plaintiff’s first amended complaint, filed May
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20, 2008. Plaintiff claims that defendant James Walker, the Warden of California State Prison-
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Sacramento (CSP-Sacramento), violated plaintiff’s rights under the Eighth and Fourteenth
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Amendments in connection with a 2004 disciplinary conviction suffered by plaintiff. Plaintiff
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alleges that the disciplinary conviction was not supported by sufficient evidence. He further
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alleges that pursuant to that conviction he was punished with a one year loss of all visiting
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privileges followed by a two year loss of non-contact visiting, but that his visiting privileges with
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his wife have never been restored. Plaintiff seeks injunctive relief in the form of an order
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reinstating visits with his wife and removing the rules violation report that led to the conviction
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from his central file. This matter is before the court on defendant’s motion for summary
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judgment.
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SUMMARY JUDGMENT STANDARDS UNDER RULE 56
Summary judgment is appropriate when it is demonstrated that there exists “no
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genuine issue as to any material fact and that the moving party is entitled to a judgment as a
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matter of law.” Fed. R. Civ. P. 56(c).
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Under summary judgment practice, the moving party
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always bears the initial responsibility of informing the district court
of the basis for its motion, and identifying those portions of “the
pleadings, depositions, answers to interrogatories, and admissions
on file, together with the affidavits, if any,” which it believes
demonstrate the absence of a genuine issue of material fact.
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Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (quoting Fed. R. Civ. P. 56(c)). “[W]here the
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nonmoving party will bear the burden of proof at trial on a dispositive issue, a summary
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judgment motion may properly be made in reliance solely on the ‘pleadings, depositions, answers
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to interrogatories, and admissions on file.’” Id. Indeed, summary judgment should be entered,
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after adequate time for discovery and upon motion, against a party who fails to make a showing
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sufficient to establish the existence of an element essential to that party’s case, and on which that
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party will bear the burden of proof at trial. See id. at 322. “[A] complete failure of proof
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concerning an essential element of the nonmoving party’s case necessarily renders all other facts
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immaterial.” Id. In such a circumstance, summary judgment should be granted, “so long as
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whatever is before the district court demonstrates that the standard for entry of summary
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judgment, as set forth in Rule 56(c), is satisfied.” Id. at 323.
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If the moving party meets its initial responsibility, the burden then shifts to the
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opposing party to establish that a genuine issue as to any material fact actually does exist. See
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Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In attempting to
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establish the existence of this factual dispute, the opposing party may not rely upon the
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allegations or denials of its pleadings but is required to tender evidence of specific facts in the
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form of affidavits, and/or admissible discovery material, in support of its contention that the
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dispute exists. See Fed. R. Civ. P. 56(e); Matsushita, 475 U.S. at 586 n.11. The opposing party
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must demonstrate that the fact in contention is material, i.e., a fact that might affect the outcome
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of the suit under the governing law, see Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248
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(1986); T.W. Elec. Serv., Inc. v. Pacific Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir.
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1987), and that the dispute is genuine, i.e., the evidence is such that a reasonable jury could
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return a verdict for the nonmoving party, see Wool v. Tandem Computers, Inc., 818 F.2d 1433,
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1436 (9th Cir. 1987).
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In the endeavor to establish the existence of a factual dispute, the opposing party
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need not establish a material issue of fact conclusively in its favor. It is sufficient that “the
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claimed factual dispute be shown to require a jury or judge to resolve the parties’ differing
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versions of the truth at trial.” T.W. Elec. Serv., 809 F.2d at 631. Thus, the “purpose of summary
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judgment is to ‘pierce the pleadings and to assess the proof in order to see whether there is a
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genuine need for trial.’” Matsushita, 475 U.S. at 587 (quoting Fed. R. Civ. P. 56(e) advisory
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committee’s note on 1963 amendments).
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In resolving the summary judgment motion, the court examines the pleadings,
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depositions, answers to interrogatories, and admissions on file, together with the affidavits, if
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any. Fed. R. Civ. P. 56(c). The evidence of the opposing party is to be believed. See Anderson,
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477 U.S. at 255. All reasonable inferences that may be drawn from the facts placed before the
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court must be drawn in favor of the opposing party. See Matsushita, 475 U.S. at 587.
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Nevertheless, inferences are not drawn out of the air, and it is the opposing party’s obligation to
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produce a factual predicate from which the inference may be drawn. See Richards v. Nielsen
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Freight Lines, 602 F. Supp. 1224, 1244-45 (E.D. Cal. 1985), aff’d, 810 F.2d 898, 902 (9th Cir.
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1987). Finally, to demonstrate a genuine issue, the opposing party “must do more than simply
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show that there is some metaphysical doubt as to the material facts . . . . Where the record taken
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as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no
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‘genuine issue for trial.’” Matsushita, 475 U.S. at 587 (citation omitted).
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On January 22, 2009, the court advised plaintiff of the requirements for opposing
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a motion pursuant to Rule 56 of the Federal Rules of Civil Procedure. See Rand v. Rowland, 154
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F.3d 952, 957 (9th Cir. 1998) (en banc), cert. denied, 527 U.S. 1035 (1999), and Klingele v.
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Eikenberry, 849 F.2d 409 (9th Cir. 1988).
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ANALYSIS
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Defendant seeks summary judgment on several grounds. First, defendant
contends that plaintiff’s due process challenge to the disciplinary conviction is barred by the
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statute of limitations. Second, defendant contends that plaintiff received all process due at the
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disciplinary hearing. Third, defendant contends that there is no link between him and the due
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process claim. Fourth, defendant contends that plaintiff retained his visitation privileges after
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January 22, 2007. Fifth, defendant contends that the revocation of plaintiff’s wife’s visitation
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privileges does not violate the constitution. Sixth, defendant contends that plaintiff’s claim for
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injunctive relief has been mooted by plaintiff’s transfer to California State Prison-Corcoran
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(CSP-Corcoran). Finally, defendant contends that he is entitled to qualified immunity.
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I. Facts
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The facts relevant to the instant motion are as follows:
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1. On September 7, 2002, plaintiff was found in possession of tobacco, deemed
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contraband by prison officials, after a visit with his wife. Plaintiff disputes that tobacco was
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contraband under applicable regulations.
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2. On December 7, 2003, plaintiff was charged with a prison rules violation for
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introduction of a controlled substance for the purpose of distribution. The charges were based on
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a search of plaintiff immediately following a visit with his wife in the prison visitation area.
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3. On December 8, 2003, plaintiff’s wife’s visitation privileges were revoked.
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4. On March 11, 2004, plaintiff was found guilty of the rules violation at a
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disciplinary hearing. Plaintiff was assessed a one year loss of visiting privileges followed by two
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years of non-contact visitation only.
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5. On April 4, 2004, plaintiff filed an administrative appeal challenging the
disciplinary conviction.
6. On December 29, 2004, plaintiff’s administrative appeal was denied at the
final level of administrative review.
7. On February 15, 2007, plaintiff’s wife sent a letter to CSP-Sacramento
requesting reinstatement of her visiting privileges. On February 26, 2007, defendant Walker
denied her request.
8. On April 29, 2008, plaintiff signed and dated the original complaint filed in
this action. This action is deemed filed on that date. See Houston v. Lack, 486 U.S. 266 (1988).
9. On September 30, 2009, plaintiff was transferred to CSP-Corcoran.
10. On May 19, 2010, plaintiff’s request for a family visit was denied by prison
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officials at CSP-Corcoran “due to the 2004 introduction to [sic] contraband.” Ex. A to Plaintiff’s
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Response and Evidence in Support of Plaintiff’s Response to Defendant’s Summary Judgment,
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filed May 12, 2011.
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11. On December 26, 2010, plaintiff had a visit with his wife at CSP-Corcoran. Her
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visitation privileges are “currently pending the Warden’s approval for exclusion from visiting at
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CSP Corcoran” based on allegations that followed that visit. Declaration of Fritz in Support of
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Defendant’ Response to the Court’s April 5, 2011 Order.
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II. Defendant’s Motion
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A. Statute of Limitations
Defendant’s first contention is that plaintiff’s challenge to the prison disciplinary
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conviction is barred by the statute of limitations. California law determines the applicable statute
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of limitations in this § 1983 action. See Wilson v. Garcia, 471 U.S. 261 (1985). The applicable
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state limitations period is two years. See Cal. Code Civ. Proc. § 335.1; see also Jones v. Blanas,
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393 F.3d 918, 927 (9th Cir. 2004). California law “provides for the tolling of a statute of
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limitations for a period of up to two years based on the disability of imprisonment.” Jones, 393
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F.3d at 927 (citing Cal. Civ. Proc. Code § 352.1). The statute of limitations is tolled while a
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prison inmate exhausts administrative remedies, a mandatory prerequisite to filing a federal civil
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rights action. See Brown v. Valoff, 422 F.3d 926, 943 (9th Cir. 2005).
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Plaintiff was found guilty of the prison rules violation at issue on March 11, 2004.
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The limitations period ran for twenty-four days, until April 4, 2004, when plaintiff filed his
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inmate appeal from the disciplinary conviction. The limitations period was tolled for two
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hundred sixty-nine days, from April 4, 2004 through December 29, 2004, while plaintiff
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exhausted prison administrative remedies. Thereafter, three years and three hundred forty-two
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days remained in the limitation period. Plaintiff filed this action on April 29, 2008, three years
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and one hundred twenty-two days later and within two year limitation period plus the two
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additional years for which the limitation period is tolled. Plaintiff’s challenge to his disciplinary
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conviction is not time-barred.
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B. The Disciplinary Conviction
Defendant contends that plaintiff received all process due at the disciplinary
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hearing and, in any event, that he was not involved in any way in plaintiff’s disciplinary hearing.
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Plaintiff contends that there was not “some evidence” to support the disciplinary conviction, and
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that defendant Walker had actual involvement in the disciplinary conviction through the inmate
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appeal process.
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The Civil Rights Act under which this action was filed provides:
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Every person who, under color of [state law]... subjects, or causes
to be subjected, any citizen of the United States...to the deprivation
of any rights, privileges, or immunities secured by the Constitution
...shall be liable to the party injured in an action at law, suit in
equity, or other proper proceeding for redress.
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42 U.S.C. § 1983. The statute plainly requires that there be an actual connection or link between
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the actions of the defendants and the deprivation alleged to have been suffered by plaintiff. See
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Monell v. Department of Social Services, 436 U.S. 658 (1978); Rizzo v. Goode, 423 U.S. 362
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(1976). The Ninth Circuit has held that “[a] person ‘subjects’ another to the deprivation of a
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constitutional right, within the meaning of section 1983, if he does an affirmative act, participates
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in another’s affirmative acts or omits to perform an act which he is legally required to do that
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causes the deprivation of which complaint is made.” Johnson v. Duffy, 588 F.2d 740, 743 (9th
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Cir. 1978).
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Moreover, supervisory personnel are generally not liable under section 1983 for
the actions of their employees under a theory of respondeat superior and, therefore, when a
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named defendant holds a supervisorial position, the causal link between him and the claimed
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constitutional violation must be specifically proved. See Fayle v. Stapley, 607 F.2d 858, 862 (9th
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Cir. 1979); Mosher v. Saalfeld, 589 F.2d 438, 441 (9th Cir. 1978), cert. denied, 442 U.S. 941
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(1979).
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Liability may be imposed on a supervisor under section 1983 only if (1) the
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supervisor personally participated in the deprivation of constitutional rights or (2) the supervisor
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knew of the violations and failed to act to prevent them or (3) the supervisor implemented a
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policy “‘so deficient that the policy itself “is a repudiation of constitutional rights” and is “the
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moving force of the constitutional violation.”’” Hansen v. Black, 885 F.2d 642, 646 (9th Cir.
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1989); Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 1989). However, an unconstitutional policy
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cannot be proved by proof of a single incident “unless proof of the incident includes proof that it
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was caused by an existing, unconstitutional policy.” City of Oklahoma City v. Tuttle, 471 U.S.
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808, 823-24 (1985).
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The record before this court contains no evidence that defendant Walker was
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personally involved in charging plaintiff with the rules violation, or of finding plaintiff guilty of
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the rules violation, or in denying plaintiff’s administrative appeal from the disciplinary
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conviction. See Exs. B and I to Plaintiff’s Response to Motion for Summary Judgment, filed
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March 18, 2011 (Plaintiff’s Response). Nor is there any evidence that defendant Walker knew
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about the rules violation report, or the guilty finding, or the administrative appeal, until he
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reviewed relevant documents in connection with plaintiff’s wife’s 2007 request to have her
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visiting privileges at CSP-Sacramento reinstated. See Ex. C to Plaintiff’s Response. Finally,
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plaintiff does not contend, and there is no evidence, that the disciplinary conviction was the result
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of an unconstitutional policy implemented by defendant Walker.
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There is no evidence that defendant Walker played any role in the process that led
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to the prison disciplinary conviction at issue or the denial of plaintiff’s administrative appeal
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from that conviction. For that reason, defendant Walker is entitled to summary judgment on
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plaintiff’s challenge to the disciplinary conviction.
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C. Denial of Visitation
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Defendant also makes several arguments in support of his contention that he is
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entitled to summary judgment on plaintiff’s claim arising from the alleged denial of visitation
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with his wife after January 22, 2007, when all punishment from the 2004 disciplinary conviction
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ended. As noted above, defendant contends that plaintiff retained his visitation privileges after
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January 22, 2007, that the revocation of plaintiff’s wife’s visitation privileges does not violate the
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constitution, and that plaintiff’s claim for injunctive relief has been mooted by plaintiff’s transfer
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to California State Prison-Corcoran (CSP-Corcoran).
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The court need not reach all of defendant’s arguments. Plaintiff has no
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constitutional protection in family visits with his wife. See Kentucky Department of Corrections
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v. Thompson, 490 U.S. 454, 461 (1989) (“the denial of prison access to a particular visitor ‘is
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well within the terms of confinement ordinarily contemplated by a prison sentence.’ [Citation
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omitted.]”). For that reason, defendant is entitled to summary judgment on plaintiff’s claim that
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he has been deprived of visits with his wife in violation of his rights under the federal
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constitution.
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D. Qualified Immunity
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Finally, defendant contends that he is entitled to qualified immunity. Qualified
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immunity is a defense to a request for money damages and not to a request for injunctive relief.
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See Presbyterian Church (U.S.A.) v. United States, 870 F.2d 518, 527 (9th Cir. 1989) (citing
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Harlow v. Fitzgerald, 457 U.S. 800, 806 (1982)). Here, plaintiff seeks only injunctive relief and
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the costs of suit. Accordingly, the defense of qualified immunity is inapplicable in this action.
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For all of the foregoing reasons, IT IS HEREBY RECOMMENDED that
defendant’s January 28, 2011 motion for summary judgment be granted.
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These findings and recommendations are submitted to the United States District
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Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen
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days after being served with these findings and recommendations, any party may file written
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objections with the court and serve a copy on all parties. Such a document should be captioned
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“Objections to Magistrate Judge’s Findings and Recommendations.” Any response to the
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objections shall be filed and served within fourteen days after service of the objections. The
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parties are advised that failure to file objections within the specified time may waive the right to
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appeal the District Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).
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DATED: June 6, 2011.
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