Jennings v. Moreland et al
Filing
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FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Carolyn K. Delaney on 08/08/13 recommending that defendants' supplemental motion for summary judgment 214 be granted. MOTION for SUMMARY JUDGMENT 214 referred to Judge Lawrence K. Karlton. Objections due within 14 days. (Plummer, M)
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UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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MATTHEW G. JENNINGS,
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No. 2:08-cv-01305 LKK CKD P
Plaintiff,
v.
FINDINGS AND RECOMMENDATIONS
A. MORELAND, et al.,
Defendants.
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Plaintiff is a state prisoner proceeding pro se. Plaintiff sues various officials supervising
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his detention for damages in this civil rights action under 42 U.S.C. § 1983. This action proceeds
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on plaintiff’s second amended complaint against fifteen named defendants. (Amended Compl. &
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Demand for Jury Trial (“SAC”), ECF No. 100.) Plaintiff claims that defendants violated his civil
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rights under the Eight Amendment at California State Prison-Sacramento (“CSP-Sacramento”) by
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(1) failing to protect him from another inmate’s assault in deliberate indifference to the
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substantial risk of serious injury, or (2) failing to provide adequate medical care for injuries
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arising from the assault in deliberate indifference to his serious medical needs.
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In a prior order and findings and recommendations (ECF No. 209), this court found an
absence of genuine dispute of material fact on several of plaintiff’s claims and recommended that
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defendants’ prior motion for summary judgment (ECF No. 185) be granted in part and denied in
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part. Specifically, this court recommended defendants’ summary judgment motion be granted on
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plaintiff’s failure-to-protect claim against defendant Bartell, and on plaintiff’s medical-deliberate-
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indifference claims against all applicable defendants—with the exception of defendants Vance
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and Walker. Moreover, the undersigned recommended summary judgment be denied on
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plaintiff’s failure-to-protect claim against defendant Moreland, finding a genuine dispute of
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material fact. (ECF No. 209, at 20:12-18, .)
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Further, the court noted that—as defendants pointed out in their reply—defendants
inadvertently neglected to request summary judgment on three claims in their motion for
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summary judgment. Defendants neglected to request summary judgment on plaintiff’s failure-to-
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protect claims against Vance and Walker and on plaintiff’s medical-deliberate-indifference claim
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against Moreland. Accordingly, “in the interests of justice,” the court granted defendants Vance,
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Walker, and Moreland “30 days from the date of this order [February 6, 2013] to file a dispositive
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motion as to the three claims not addressed in the motion already filed.” (Id. at 20:6-10.)
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Defendants Vance, Walker, and Moreland filed a supplemental motion for summary
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judgment on these three claims within the time prescribed, and this motion is fully briefed and
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now before this court. (ECF No. 214.) Thus, the issues to be decided here are those raised in
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defendants’ supplemental motion: whether summary judgment should be granted on the claims
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asserted against defendants Vance, Walker, and Moreland, which are decided below.
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I. Plaintiff’s Rule 46 Objection
As an initial matter, plaintiff objects under Federal Rule of Civil Procedure 461 “to the
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Magistrate’s previous ruling allowing the defendant[s] to re-litigate their very own submitted
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summary judgment motion.” (Pl.’s Resp. to Def.’s Moreland Vance, & Walker’s Req. for Summ.
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J. (“Opp’n”) 1:16-19, ECF No. 217.) Plaintiff appears to be referring to this court’s prior order,
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Federal Rule of Civil Procedure 46, “Objecting to a Ruling or Order,” provides: “A formal
exception to a ruling or order is unnecessary. When the ruling or order is requested or made, a
party need only state the action that it wants the court to take or objects to, along with the grounds
for the request or objection. Failing to object does not prejudice a party who had no opportunity
to do so when the ruling or order was made.”
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granting “defendants Vance, Walker[,] and Moreland an extension of time to file a dispositive
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motion addressing [remaining] claims,” which defendants neglected to address in their motion for
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summary judgment, “in the interests of justice.” (ECF No. 209, at 20:1-10.)
“The purpose of summary judgment is to avoid unnecessary trials when there is no dispute
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as to the facts before the court.” Nw. Motorcycle Ass’n v. U.S. Dep’t of Agric., 18 F.3d 1468,
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1471 (9th Cir. 1994). Moreover, “[a] schedule may be modified . . . for good cause and with the
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judge’s consent.” Fed. R. Civ. P. 16(b)(4). In a prior ruling, this court found defendants’
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inadvertent neglect to request summary judgment on three claims constituted good cause to
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modify the scheduling order, and granted defendants 30 days to address these claims. (ECF No.
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209.) Because the undersigned finds no reason to revisit this prior ruling at this time, plaintiff’s
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objection is OVERRULED.
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II. Legal Standards
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A. Summary Judgment
Summary judgment is appropriate when the moving party demonstrates that there “is no
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genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
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Fed. R. Civ. P. 56(a). A party asserting that a fact cannot be disputed must support the assertion
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by “citing to particular parts of materials in the record, including depositions, documents,
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electronically stored information, affidavits or declarations, stipulations (including those made for
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purposes of the motion only), admissions, interrogatory answers, or other materials . . . .” Fed. R.
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Civ. P. 56(c)(1)(A).
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Summary judgment should be entered, after adequate time for discovery and upon motion,
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against a party who fails to make a showing sufficient to establish the existence of an element
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essential to that party’s case, and on which that party will bear the burden of proof at trial. See
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Celotex Corp. v. Catrett, 477 U.S. 317, 322 (1986). “[A] complete failure of proof concerning an
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essential element of the nonmoving party’s case necessarily renders all other facts immaterial.”
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Id.
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If the moving party meets its initial responsibility, the burden then shifts to the opposing
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party to establish that a genuine issue as to any material fact actually does exist. See Matsushita
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Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In attempting to establish the
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existence of this factual dispute, the opposing party may not rely upon the allegations or denials
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of their pleadings but is required to tender evidence of specific facts in the form of affidavits,
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and/or admissible discovery material, in support of its contention that the dispute exists or show
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that the materials cited by the movant do not establish the absence of a genuine dispute. See Fed.
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R. Civ. P. 56(c); Matsushita, 475 U.S. at 586 n.11. The opposing party must demonstrate that the
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fact in contention is material, i.e., a fact that might affect the outcome of the suit under the
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governing law, see Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); T.W. Elec. Serv.,
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Inc. v. Pac. Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987), and that the dispute is
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genuine, i.e., the evidence is such that a reasonable jury could return a verdict for the nonmoving
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party, see Wool v. Tandem Computers, Inc., 818 F.2d 1433, 1436 (9th Cir. 1987).
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In the endeavor to establish the existence of a factual dispute, the opposing party need not
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establish a material issue of fact conclusively in its favor. It is sufficient that “the claimed factual
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dispute be shown to require a jury or judge to resolve the parties’ differing versions of the truth at
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trial.” T.W. Elec. Serv., 809 F.2d at 631. Thus, the “purpose of summary judgment is to ‘pierce
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the pleadings and to assess the proof in order to see whether there is a genuine need for trial.’”
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Matsushita, 475 U.S. at 587 (quoting Fed. R. Civ. P. 56(e) advisory committee’s note on 1963
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amendments).
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In resolving the summary judgment motion, the evidence of the opposing party is to be
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believed. See Anderson, 477 U.S. at 255. All reasonable inferences that may be drawn from the
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facts placed before the court must be drawn in favor of the opposing party. See Matsushita, 475
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U.S. at 587. Nevertheless, inferences are not drawn out of the air, and it is the opposing party’s
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obligation to produce a factual predicate from which the inference may be drawn. See Richards
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v. Nielsen Freight Lines, 602 F. Supp. 1224, 1244-45 (E.D. Cal. 1985), aff’d, 810 F.2d 898 (9th
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Cir. 1987). Finally, to demonstrate a genuine issue, the opposing party “must do more than
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simply show that there is some metaphysical doubt as to the material facts. . . . Where the record
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taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no
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‘genuine issue for trial.’” Matsushita, 475 U.S. at 586-87 (citations omitted).
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The court “is not required to comb through the record to find some reason to deny a
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motion for summary judgment.” Carmen v. S.F. Unified Sch. Dist., 237 F.3d 1026, 1029 (9th
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Cir. 2001). Instead the “party opposing summary judgment must direct the Court’s attention to
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specific triable facts.” S. Cal. Gas Co. v. City of Santa Ana, 336 F.3d 885, 889 (9th Cir. 2003).
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Statements in a brief, unsupported by the record, cannot be used to create an issue of fact. Barnes
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v. Indep. Auto Dealers, 64 F.3d 1389, 1396 n.3 (9th Cir. 1995).
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On March 18, 2009 (ECF No. 21), on July 12, 2012 (ECF No. 187), and again on March
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12, 2013 (ECF No. 215), pursuant to the Ninth Circuit’s decision in Woods v. Carey, 684 F.3d
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934 (9th Cir. 2012), the court advised plaintiff of the requirements for opposing a motion
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pursuant to Rule 56 of the Federal Rules of Civil Procedure. See Rand v. Rowland, 154 F.3d
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952, 957 (9th Cir. 1998) (en banc); Klingele v. Eikenberry, 849 F.2d 409 (9th Cir. 1988).
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Plaintiff’s second amended complaint is verified under penalty of perjury. It therefore has
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the effect of an affidavit to oppose summary judgment “to the extent it is ‘based on personal
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knowledge’ and ‘sets forth specific facts admissible in evidence.’” Keenan v. Hall, 83 F.3d 1083,
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1090 n.1 (9th Cir. 1996). However, unsworn declarations and letters not signed under penalty of
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perjury do not constitute admissible evidence properly considered in ruling on a motion for
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summary judgment. See 28 U.S.C. § 1746 (unsworn declarations must state that the matters
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asserted therein are true under penalty of perjury).
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B. Applicable Eighth Amendment Standards
The Eighth Amendment prohibits “cruel and unusual punishments.” U.S. CONST. amend.
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VIII. “A prison official’s ‘deliberate indifference’ to a substantial risk of serious harm to an
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inmate violates the Eighth Amendment.” Farmer v. Brennan, 511 U.S. 825, 828 (1994). Thus,
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“prison officials have a duty to protect prisoners from violence at the hands of other prisoners,”
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id. at 833 (internal alterations and quotation marks omitted), and the “failure of prison officials to
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protect inmates from attacks by other inmates may rise to the level of an Eighth Amendment
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violation when . . . the prison officials . . . act[] with deliberate indifference.” Hearns v. Terhune,
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413 F.3d 1036, 1040 (9th Cir. 2005). Further, “[a] prison official violates the Eight Amendment
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when he acts with ‘deliberate indifference’ to the serious medical needs of an inmate.” Snow v.
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McDaniel, 681 F.3d 978, 985 (9th Cir. 2012).
To defeat a motion for summary judgment on a deliberate indifference claim, a prisoner
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plaintiff “must show a genuine issue of material fact as to both prongs of the deliberate
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indifference test: (1) whether [plaintiff] was confined under conditions posing a ‘substantial risk
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of serious harm’ and (2) whether the officers were deliberately indifferent to that risk.” Clouthier
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v. Cnty. of Contra Costa, 591 F.3d 1232, 1244 (9th Cir. 2010). The second prong of the
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deliberate indifference test includes objective and subjective components: “[T]he deprivation
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alleged must objectively be sufficiently serious; and the prison official must subjectively have a
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sufficiently culpable state of mind.” Estate of Ford v. Ramirez–Palmer, 301 F.3d 1043, 1049 (9th
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Cir. 2002) (emphasis added). The subjective component of “[d]eliberate indifference entails
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something more than mere negligence[,] but is satisfied by something less than acts or omissions
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for the very purpose of causing harm or with knowledge that harm will result.” Hearns, 413 F.3d
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at 1040 (internal alterations and quotation marks omitted) (quoting Farmer, 511 U.S. at 934).
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C. Qualified Immunity
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“Qualified immunity gives government officials breathing room to make reasonable but
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mistaken judgments . . . . When properly applied, it protects ‘all but the plainly incompetent or
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those who knowingly violate the law.’” Ashcroft v. al-Kidd, 131 S. Ct. 2074, 2085 (2011)
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(quoting Malley v. Briggs, 475 U.S. 335, 341 (1986)). In deciding whether a government official
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is entitled to qualified immunity, the Supreme Court has articulated a two-prong approach: first,
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whether the officer’s conduct violated a constitutional right; and second, whether the officer’s
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conduct violated “clearly established law.” Pearson v. Callahan, 555 U.S. 223, 232, 243-44
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(2009) (“The principles of qualified immunity shield an officer from personal liability when an
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officer reasonably believes that his or her conduct complies with the law.”). “[J]udges of the
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district courts . . . [are] permitted to exercise their sound discretion in deciding which of the two
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prongs of the qualified immunity analysis should be addressed first.” Id. at 236.
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In the Eighth Amendment deliberate indifference context, the Ninth Circuit has clarified
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that “the qualified immunity inquiry is separate from the constitutional inquiry.” Estate of Ford,
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301 F.3d at 1049. To survive a motion for summary judgment asserting qualified immunity on a
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“deliberate indifference claim,” a prisoner plaintiff must present sufficient evidence that “a
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reasonable officer” in defendants’ position “would necessarily have perceived . . . an excessive
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risk of serious harm.” Id. at 1051 (citing Saucier v. Katz, 533 U.S. 194, 202 (2001)). “[A]
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reasonable prison official understanding that he cannot recklessly disregard a substantial risk of
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serious harm, could know all of the facts yet mistakenly, but reasonably, perceive that the
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exposure in any given situation was not that high,” in which case, “he would be entitled to
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qualified immunity.” Id. at 1050.
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III. Factual Background
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As discussed in detail in a prior order and findings and recommendations (ECF No. 209),
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plaintiff’s case arises from a physical altercation in the exercise yard of CSP-Sacramento.
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Plaintiff contends that the day before the altercation in the yard, he was cleaning in the hallway of
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CSP-Sacramento’s A-Facility when inmate Benjamin threatened him with physical assault;
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inmate Barrus was nearby. The next day, plaintiff and inmate Barrus were involved in an
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altercation, which plaintiff contends, was the result of inmate Barrus following through on inmate
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Benjamin’s threat from the day before. In an effort to quell the altercation, correctional officers
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pepper-sprayed plaintiff and shot him in the right shoulder with a 40 mm impact round.
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Plaintiff, a “special needs yard” (SNY) “enhanced outpatient” (EOP) inmate, contends
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defendants Walker and Vance are responsible for his being housed in A-Facility along with
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general population EOP inmates in deliberate indifference to the substantial risk of serious injury.
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Moreover, plaintiff contends defendant Moreland was deliberately indifferent to plaintiff’s need
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for medical care for a shoulder injury arising from the altercation on the exercise yard.
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Accordingly, the facts listed below concern defendants Vance and Walker’s involvement in the
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decision to house plaintiff in A-Facility, and defendant Moreland’s interaction with plaintiff.
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A. Undisputed Facts
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1. Plaintiff’s housing
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In May 2005, plaintiff was transferred to CSP-Sacramento from Salinas Valley State
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Prison. At plaintiff’s Initial Classification Committee hearing, the Committee—which included
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defendant Vance among other committee members—recommended that plaintiff be accepted into
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CSP-Sacramento’s Enhanced Outpatient Program and that he be housed in A-Facility. (Opp’n,
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Ex. E.) The Enhanced Outpatient Program is for inmates who require mental health treatment
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services. Nearly all EOP inmates received medication at least once a day.
At the time of plaintiff’s transfer, he was classified as a Level IV inmate. California
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Department of Corrections and Rehabilitation (CDCR) prisons are designed to house different
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varieties of inmates from Level I–Level IV; the higher the level, the higher the risk the inmate
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poses. Thus, Level IV inmates require the most security.
Moreover, plaintiff was designated “special needs yard” (SNY). Special needs yard
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inmates “need to be housed separately from general population” (GP) inmates for safety reasons.
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(Opp’n, Ex. O, at 12:20-28.) It is uncommon to house SNY inmates with GP inmates in the same
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facility. (Id.)
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Thus, plaintiff required three layers of specialized housing requirements: Level IV, SNY,
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and EOP. “Mule Creek State Prison was one of the only institutions within the California
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Department of Corrections and Rehabilitation (CDCR)” that met all three of plaintiff’s needs at
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the time of plaintiff’s transfer, because it was one of the few prisons “officially designated as a
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Sensitive Needs Yard (SNY) EOP prison for Level IV inmates.” (Statement of Undisputed Facts
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(“SUF”) ¶ 7, ECF No. 214-2.) However, “the number of SNY EOP inmates within the CDCR
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system was far greater than Mule Creek State Prison’s operating capacity” at the time of
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plaintiff’s transfer, (id. ¶ 8), so “CDCR allowed inmates to waive their SNY status in order to
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become eligible for housing in (GP) EOP facilities” at Level IV institutions, such as CSP-
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Sacramento. (Id.)
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EOP inmates at CSP-Sacramento have historically been housed in A-Facility. Even
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though SNY inmates are not usually housed together with GP inmates, prison officials at CSP-
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Sacramento housed GP EOP inmates in A-Facility together with SNY inmates, like plaintiff.
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However, “the only GP EOP inmates who were allowed to be housed in A-Facility were those
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that prison officials deemed capable of programming safely and effectively, and without
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disruption to the overall programming needs of the EOP inmates in A-Facility.” (SUF ¶ 12.)
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2. Plaintiff’s medical care
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After the altercation between inmate Barrus and plaintiff was contained, plaintiff was
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handcuffed and taken to the nurse. Various medical personnel attended to plaintiff and noted that
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he had sustained bruises and abrasions to his right shoulder, right elbow, and both knees. About a
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week later, a nurse visited plaintiff and determined that plaintiff’s “circulation, sensation, and
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range of motion were all good.” (SUF ¶ 27.) The nurse ensured that plaintiff had adequate pain-
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relief medication, and referred plaintiff to see a physician for a follow-up examination.
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B. Disputed Facts
Concerning plaintiff’s housing status, defendants contend “inmates that waived their SNY
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status and agreed to house on the GP were typically housed in A-Facility EOP if they were
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deemed compatible.” (SUF ¶ 9.) Plaintiff disputes this fact and argues that defendants coerced
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him into waiving his SNY status. Specifically, plaintiff points to evidence in the record (a
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committee report) which shows that plaintiff was placed indefinitely in the security housing unit
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(SHU) because he refused to waive “his SNY concerns to be housed in a general population EOP
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and [Mule Creek State Prison] MCSP is the only EOP SNY Level-IV and III institution.”
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(Opp’n, Ex. F.) Plaintiff states in his opposition that defendant Vance told plaintiff: “if he, (the
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Plaintiff) did not waive his (SNY) concerns and be placed on C.S.P.-Sacramento General
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Population A-facility, the Plaintiff would remain in administrative segregation for a[n]
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indeterminate amount of time.” (Opp’n 3:24-4:2 (emphasis omitted).) Thus, plaintiff avers
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“defendant[s] Walker and Vance . . . forced (SNY) inmates to waive their (SNY) status . . . based
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upon threats of placement in (AD/SEG) with minimal privile[ges], minimal personal property
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until the inmate ‘broke’ and waived their (SNY) status [which constitutes] a[n] 8th amendment
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violation.” (Id. at 4:2-6 (emphasis omitted).) In light of plaintiff’s proffered evidence, this court
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resolves this factual dispute in favor of the plaintiff for purposes of deciding this summary
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judgment motion. See McSherry v. City of Long Beach, 584 F.3d 1129, 1135 (9th Cir. 2009)
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(“[W]e view the evidence in the light most favorable to [the plaintiff]. All justifiable inferences
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are to be drawn in his favor and his evidence is to be believed.”).
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Further, defendants contend: “Inmate transfers are coordinated by the CDCR’s Division of
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Adult Institutions; they are not handled at the institutional level.” (SUF ¶ 13.) Plaintiff disputes
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this fact, averring: “The overall determination of whether to place a (SNY) inmate on the General
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Population A-facility once the inmate arrives at C.S.P.-Sacramento rest[s] solely on C.S.P.-
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Sacramento’s classification committee which in this instant case was defendant[s] Walker and
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Vance.” (Opp’n 4:24-5:4 (emphasis omitted.) Plaintiff cites Exhibits E–H attached to his
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opposition, which show that Walker and Vance participated on committees—along with many
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other committee members—that classified plaintiff and eventually decided to house plaintiff in
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A-facility. However, plaintiff does not offer evidence that contradicts defendants’ evidence that
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shows inmate transfers, from one institution, such as from CSP-Sacramento to Mule Creek, are
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made by CDCR at the department level, not by the prisons at the institutional level. Therefore,
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the court finds that this fact is undisputed for purposes of summary judgment. See S. Cal. Gas
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Co., 336 F.3d at 889 (“[T]he party opposing summary judgment must direct the Court’s attention
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to specific triable facts.”).
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Finally, regarding plaintiff’s medical-indifference claim against defendant Moreland,
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defendants contend: “Moreland does not recall that Plaintiff requested medical attention at any
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time on August 12, 2007, nor does she recall that Plaintiff ever showed her, or tried to show her,
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his shoulder injury.” (SUF ¶ 29.) Plaintiff, on the other hand, contends: “The Plaintiff informed
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Moreland of his serious medical needs, [and] requested medical assistance.” (Opp’n 6:27-7:3.)
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IV. Analysis
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A. Failure-to-Protect Claims Against Vance and Walker
Defendants move for summary judgment on plaintiff’s failure-to-protect claims asserted
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against Vance and Walker. Plaintiff alleges defendants Walker and Vance violated his Eighth
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Amendment rights “by placing Plaintiff who is ‘Protected Custody’ among other inmates who
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were not protected custody,” and “[a]s a result[,] Plaintiff was attacked by a[nother] inmate . . . .”
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(SAC 18:2-10.) Defendants argue summary judgment is appropriate here because, inter alia,
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“Defendants Vance and Walker had no reason to know that Plaintiff’s appropriate placement as
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an SNY EOP inmate in CSP-Sacramento’s A-Facility posed any unconstitutional risk of harm to
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his safety,” and had no knowledge “of a specific threat from inmates Benjamin and Barrus to
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have protected against.” (Mem. P. &. A. in Supp. of Supp. Mot. Summ. J. (“Mot. Summ. J.”)
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14:3-7, ECF No. 214-1.) Moreover, defendants argue Vance and Walker are entitled to qualified
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immunity because “no reasonable official in their position would have believed that the housing
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situation was a violation of any constitutional right.” (Id. at 15:4-6.) Plaintiff opposes, arguing
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Vance and Walker’s respective discovery responses evince that they knew “sensitive needs
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inmates and general population inmates need to be housed separately,” and a “Resolution of
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Enemy Concerns” report evinces they “had prior knowledge that a potential enemy situation
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existed” with inmate Barrus, who was housed with plaintiff in A-Facility. (Opp’n 16:23-17:15.)
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Review of the record in this case reveals that there is no evidence that defendants Vance
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and Walker knew of any specific threat from inmates Benjamin and Barrus. Plaintiff points to a
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“Resolution of Enemy Concerns” report, (Opp’n Ex. I, at 55), which plaintiff contends evinces
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that Vance and Walker had prior knowledge of a potential enemy situation between plaintiff and
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Barrus. However, the report in question states: “[Plaintiff] and Barrus both acknowledge that a
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potential enemy situation existed; however, both stated that they do not consider the other as an
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enemy and feel comfortable programming in the same population together.” (Id. (emphasis
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added).) Moreover, there is no evidence that Vance or Walker knew of the report, which was
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signed by Correctional Sergeant Rendon (as well as plaintiff and Barrus). Therefore, the issue is
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whether Vance and Walker’s decision2 to house plaintiff, a special-needs-yard EOP inmate, in A-
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Facility with those general-population EOP inmates “that prison officials deemed capable of
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programming safely and effectively” (SUF ¶ 12) was unconstitutionally deliberately indifferent.
A prison official’s housing decision does not violate the Eighth Amendment merely
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because it increases the risk of harm to a prisoner; the decision is unconstitutionally deliberately
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indifferent only if “the risk of harm from” the decision to house an inmate with other dangerous
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As discussed above, Vance and Walker were among many committee members who
participated in the housing decision sub judice. Plaintiff offers neither evidence nor argument
explaining why Vance and Walker are responsible for the decisions of these committees;
however, for purposes of deciding the summary judgment motion, these findings and
recommendations assume, without deciding, Vance and Walker are responsible for these
decisions.
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inmates “changes from being a risk of some harm to a substantial risk of serious harm.” Estate of
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Ford, 301 F.3d at 1051. Further, a prison official is entitled to qualified immunity for harm that
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arises from a housing decision if “a reasonable officer in [the defendant’s] position” would not
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have known the decision “posed an excessive or intolerable risk of serious injury.” Id. at 1052
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(citing Farmer, 511 U.S. at 847 n.9).
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For example, in Estate of Ford, the family and estate of an inmate who was killed by his
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cellmate brought a failure-to-protect claim against the prison officials, arguing their decision to
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house the decedent with a known “predator” was deliberately indifferent. 301 F.3d at 1047. The
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cellmate in Estate of Ford, Diesso, was “characterized as ‘extremely violent and dangerous,’” was
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involved in a number of attacks on guards and other inmates, “was designated a ‘predator,’” he
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“often requested to be celled with known homosexuals,” and “wanted to cell with Ford but
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[prison officials initially] did not allow it to happen.” Id. at 1046. The decedent, Ford, was
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“widely known to [prison] staff as an effeminate homosexual,” but was not “classified as a
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‘victim.’” Id. at 1046-47. Two weeks before Ford was transferred to Diesso’s cell, Diesso was
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observed behaving strangely and was prescribed temporary medication. Ford was transferred to
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Diesso’s cell, and, two days later, Diesso attacked and killed Ford. Id. at 1047. “The walls of the
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cell were covered with bloody handprints and smears, and the words ‘die demon’ were written in
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blood on one wall.” Id. The district court concluded that genuine issues of material fact
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precluded summary judgment whether defendants were deliberately indifferent to a substantial
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risk of harm to Ford, and accordingly denied qualified immunity; the Ninth Circuit reversed. Id.
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at 1048, 1051-53. The court concluded the prison officials were entitled to qualified immunity:
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“Although [defendants’] decision[s] to . . . allow Diesso to be double-celled with Ford turned out
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to be quite unfortunate . . . , we cannot say that a reasonable correctional officer would have
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clearly understood that the risk of serious harm was so high that he should not have authorized the
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double-celling.” Id. at 1051.
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Here, the court finds that defendants Walker and Vance are entitled to qualified immunity
27
because the decision to house plaintiff, a SNY EOP inmate, with those general population EOP
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inmates “that prison officials deemed capable of programming safely and effectively” (SUF ¶ 12),
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at most, increased the risk of harm to plaintiff; however, this court cannot say “that a reasonable
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correctional officer would have clearly understood that the risk of serious harm was so high that
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he should not have authorized” plaintiff’s housing in A-Facility. Estate of Ford, 301 F.3d at
4
1051.3 The court notes that plaintiff’s proffered evidence shows that plaintiff was coerced into
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surrendering his SNY status by the threat of maximum security confinement and administrative
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segregation, and that there exists a genuine dispute of material fact whether Vance and Walker
7
failed to follow prison procedures in this regard. However, as the Ninth Circuit observed in
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Estate of Ford, “[f]ailure to follow prison procedures” may establish “negligen[ce]; but
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negligence, or failure to avoid a significant risk . . . ‘cannot be condemned as the infliction of
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punishment.’” Id. at 1052 (quoting Farmer, 511 U.S. at 838). Instead, plaintiff must show that a
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reasonable officer in defendant’s position would have realized the housing decision “posed an
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excessive or intolerable risk of injury.” Id.
Here, defendants’ proffered evidence shows that CSP-Sacramento prison officials were
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forced to house SNY EOP Level IV inmates with GP EOP Level IV inmates because of the lack
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of institutional resources. Even though prison officials recognized the risks posed by housing GP
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and SNY EOP inmates together, the record shows that the officials attempted to mitigate those
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risks by only housing GP EOP inmates in A-Facility “that prison officials deemed capable of
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programming safely and effectively.” (SUF ¶ 12.) Cf. Turner v. Safley, 482 U.S. 78, 86 (1987)
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(“[J]udgments regarding prison security ‘are peculiarly within the province and professional
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expertise of corrections officials, and . . . courts should ordinarily defer to their expert judgment
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in such matters.’” (quoting Pell v. Procunier, 417 U.S., 827 (1974))). While undoubtedly some
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risk of harm to plaintiff persisted, this court cannot say a reasonable official in defendants’
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position would have realized the “risk of some harm” amounted “to a substantial risk of serious
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harm.” Estate of Ford, 301 F.3d at 1051; see also Pearson, 555 U.S. at 243-44 (“The principles of
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qualified immunity shield an officer from personal liability when an officer reasonably believes
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See Pearson, 555 U.S. at 236 (“[J]udges of the district courts . . . [are] permitted to exercise their
sound discretion in deciding which of the two prongs of the qualified immunity analysis should
be addressed first.”).
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that his or her conduct complies with the law.”).
Therefore, the court finds that defendants are entitled to qualified immunity and
3
recommends that summary judgment on plaintiff’s failure-to-protect claim asserted against
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defendants Vance and Walker be GRANTED.
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B. Medical-Deliberate-Indifference Claim Against Moreland
Defendants move for summary judgment on plaintiff’s medical-deliberate-indifference
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claim asserted against defendant Moreland. Plaintiff alleges that Moreland’s “Deliberate
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Indifference to Plaintiff’s medical needs” constituted “Cruel and Unusual Punishment” under the
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Eighth Amendment. (SAC 17:20-23.) Defendants argue summary judgment should be granted
10
because “Officer Moreland had no notice of a ‘serious’ medical need,” and that plaintiff’s
11
statement to Moreland that his “shoulder was ‘really causing [him] severe pain,’ . . . is
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insufficient to establish a ‘serious’ medical need was known by Moreland.” (Mot. Summ. J. 9:11-
13
18 (citing Decl. M. Jennings 125, ECF No. 199).) Plaintiff opposes arguing he informed
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Moreland of his “serious medical needs,” and “Moreland’s failure to act violated . . . Plaintiff’s
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8th Amendment right[s].” (Opp’n 6:27-7:4.)
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“A defendant is liable for denying needed medical care only if he ‘knows of and
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disregards an excessive risk to inmate health and safety.’” Lolli v. Cnty. of Orange, 351 F.3d
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410, 419 (9th Cir. 2003) (quoting Gibson v. Cnty. of Washoe, 290 F.3d 1175, 1187 (9th Cir.
19
2002)). A delay of medical treatment evinces deliberate indifference only if the delay caused
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“significant harm and that Defendants should have known this to be the case.” Hallett v. Morgan,
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296 F.3d 732, 745-46 (9th Cir. 2002). Thus, the issue is whether plaintiff “presented evidence
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from which a reasonable jury could conclude that” Moreland “knew of and w[as] deliberately
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indifferent to [the] substantial risk of serious harm [plaintiff] faced if not properly treated.” Lolli,
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351 F.3d at 420.
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Here, the only evidence plaintiff points to in his opposition is his verified SAC, in which
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he avers: “Plaintiff asked A.Moreland for medical attention,” to which Moreland replied:
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“There’s nothing I can do.” (SAC 15:16-18.) Moreland herself “does not recall that Plaintiff
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requested medical attention at any time on August 12, 2007, nor does she recall that Plaintiff ever
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1
showed her, or tried to show her, his shoulder injury.” (SUF ¶ 29.) This factual dispute,
2
however, is immaterial because plaintiff has provided the court with insufficient evidence from
3
which a reasonable jury could conclude that Moreland, a nonmedical correctional officer, “knew
4
of the risk of harm that [plaintiff] faced if denied medical attention.” Lolli, 351 F.3d at 421.
5
Here, the only evidence, plaintiff’s request for medical attention, does not create a genuine
6
dispute of material fact that Moreland—a correctional officer without medical training—“was
7
subjectively aware of the risk to” plaintiff. Clouthier, 591 F.3d 1247. Thus, there is no genuine
8
dispute of material fact on the subjective component of the deliberate indifference test, because
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no reasonable trier of fact could infer from the evidence that defendant Moreland “conscious[ly]
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disregard[ed] . . . a serious risk of harm.” Toguchi v. Chung, 391 F.3d 1051, 1059 (9th Cir.
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2004).
12
Moreover, this conclusion is consistent with persuasive authority applying the deliberate
13
indifference standard to nonmedical prison personnel. In their motion for summary judgment,
14
defendants offer a Third Circuit case as persuasive authority for the proposition that “absent a
15
reason to believe (or actual knowledge) that prison doctors or their assistants are mistreating (or
16
not treating) a prisoner, a non-medical prison official . . . will not be chargeable with the Eighth
17
Amendment scienter requirement of deliberate indifference.” Spruill v. Gillis, 372 F.3d 218, 236
18
(3d Cir. 2004). (Mot. Summ. J. 9:25-10:12.) The court in Spruill reasoned: “If a prisoner is
19
under the care of medical experts . . . , a non-medical prison official will generally be justified in
20
believing that the prisoner is in capable hands.” Spruill, 372 F.3d at 236. The undersigned finds
21
this reasoning persuasive. The record in this case establishes that plaintiff was an EOP inmate
22
receiving medication and medical supervision several times a day. Further, the undisputed facts
23
show that plaintiff was examined by medical personnel after the exercise yard altercation. Thus,
24
plaintiff’s claim for medical deliberate indifference does not survive for the additional reason that
25
Moreland was justified in believing that plaintiff was in the “capable hands” of “medical experts”
26
in the EOP facility, negating the subjective component of “deliberate indifference.” Id.
27
Therefore, the court, finding no genuine dispute of material fact, recommends that
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summary judgment on plaintiff’s medical-deliberate-indifference claim asserted against defendant
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Moreland be GRANTED.
2
V. Conclusion
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4
Accordingly, IT IS HEREBY RECOMMENDED that defendants’ supplemental motion
for summary judgment (ECF No. 214) be GRANTED.
5
These findings and recommendations are submitted to the United States District Judge
6
assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days
7
after being served with these findings and recommendations, any party may file written
8
objections with the court and serve a copy on all parties. Such a document should be captioned
9
“Objections to Magistrate Judge’s Findings and Recommendations.” In his objections petitioner
10
may address whether a certificate of appealability should issue in the event he files an appeal of
11
the judgment in this case. See Rule 11, Federal Rules Governing Section 2254 Cases (the district
12
court must issue or deny a certificate of appealability when it enters a final order adverse to the
13
applicant). Any reply to the objections shall be served and filed within fourteen days after service
14
of the objections. The parties are advised that failure to file objections within the specified time
15
may waive the right to appeal the District Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th
16
Cir. 1991).
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Dated: August 8, 2013
_____________________________________
CAROLYN K. DELANEY
UNITED STATES MAGISTRATE JUDGE
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