Securities and Exchange Commission v. Vassallo et al

Filing 538

ORDER signed by Judge John A. Mendez on 12/17/14 GRANTING Receiver's Eighth Application for Fees and Costs. (Manzer, C)

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1 FUTTERMAN DUPREE DODD CROLEY MAIER LLP JAMIE L. DUPREE (158105) 2 JAIME G. TOUCHSTONE (233187) 180 Sansome Street, 17th Floor 3 San Francisco, CA 94104 Telephone: (415) 399-3840 4 Facsimile: (415) 399-3838 jdupree@fddcm.com 5 jtouchstone@fddcm.com 6 Attorneys for Receiver Stephen E. Anderson 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 SACRAMENTO 11 SECURITIES AND EXCHANGE COMMISSION, 12 Plaintiff 13 v. 14 ANTHONY VASSALLO, et al, 15 Defendants. 16 Case No. CV 09-000665 JAM-DAD ORDER GRANTING RECEIVER’S EIGHTH APPLICATION FOR FEES AND COSTS Local Rule 66-232(g) Date: Time: Courtroom: Judge: December 17, 2014 9:30 a.m. 6, 14th Floor Hon. John A. Mendez 17 18 The eighth application of court-appointed receiver Stephen E. Anderson (“Receiver”) for 19 fees and costs incurred from September 1, 2013 through August 31, 2014, came on regularly for 20 hearing on December 17, 2014, at 9:30 a.m. in Courtroom 6 of the above-entitled Court, located 21 at 501 I Street, Sacramento, California, 95814, with Jamie L. Dupree appearing on behalf of 22 Receiver; 23 Having reviewed the papers of Receiver, and having heard the argument of counsel, and 24 FOR GOOD CAUSE SHOWN, the Court hereby finds and orders as follows: 25 Receiver’s Eighth Application for Fees and Costs is hereby GRANTED. Adequate and 26 proper notice of this application was provided to Equity Investment Management and Trading, 27 Inc. investors and other interested parties. The fees and costs sought by Receiver are reasonable 28 and the services rendered have been of benefit to the receivership estate. FUTTERMAN DUPREE 1 DODD CROLEY MAIER LLP [PROPOSED] ORDER APPROVING RECEIVER’S EIGHTH APPLICATION FOR FEES AND COSTS CASE NO. CV 09-000665 JAM-DAD 1 Accordingly, Receiver is authorized to make the following payments: 2 Name 3 4 5 6 7 8 Fees Costs Total Payment Receiver Stephen E. Anderson $36,213.75 $867.27 $37,081.02 Stephan A. Werth, C.P.A. $4,602.50 -- $4,602.50 Cindi Sherrod $14,775.00 $549.55 $15,324.55 Futterman Dupree Dodd Croley Maier LLP $85,495.50 $4,291.36 $89,786.86 TOTALS $141,086.75 $5,708.18 $146,794.93 9 10 11 12 IT IS SO ORDERED. 13 14 Dated: December 17, 2014 15 /s/ John A. Mendez___________________ 16 United States District Court Judge 17 18 19 20 21 22 23 24 25 26 27 28 FUTTERMAN DUPREE DODD CROLEY MAIER LLP 2 [PROPOSED] ORDER APPROVING RECEIVER’S EIGHTH APPLICATION FOR FEES AND COSTS CASE NO. CV 09-000665 JAM-DAD

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