McCoy v. Department of the Army et al
Filing
78
ORDER signed by Senior Judge Lawrence K. Karlton on 5/31/11 GRANTING IN PART AND DENYING IN PART 67 Motion for Summary Judgment filed by John H. McHugh. The motion is granted with respect to plaintiff's claim for compensatory damages for her retaliation claim and denied on all other grounds. (Meuleman, A)
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UNITED STATES DISTRICT COURT
6
FOR THE EASTERN DISTRICT OF CALIFORNIA
7
ROSLYN McCOY,
8
NO. CIV. S-09-1973 LKK/CMK
9
Plaintiff,
10
11
12
13
v.
DEPARTMENT OF THE ARMY -ARMY CORPS OF ENGINEERS and
HONORABLE JOHN McHUGH,
SECRETARY OF THE ARMY,
collectively,
O R D E R
14
Defendants.
15
/
16
Roslyn
McCoy, a former employee of the Army Corps of
17
Engineers brought this employment discrimination suit. Plaintiff
18
claims that she was terminated from her clerical position with the
19
Corps because of her dyslexia, in violation of the Rehabilitation
20
Act of 1973. The complaint alleges both retaliation and disparate
21
treatment. Pending before the court is a motion for summary
22
judgment by defendant John McHugh, Secretary of the Army. For the
23
reasons explained below, defendant’s motion is GRANTED with respect
24
to plaintiff’s claim for compensatory damages for retaliation, and
25
is DENIED in all other respects.
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////
1
I. Plaintiff’s Allegations
1
2
Plaintiff began her employment as an administrative support
3
assistant in the Equal Employment Opportunity office at the Army
4
Corps of Engineers in May 2005. She was hired through the Workforce
5
Recruitment Program, which provides funding for agencies within the
6
Defense Department to hire people with disabilities for limited
7
terms. Plaintiff self-designated as having a learning disability
8
when she applied for the job.
9
Prior to starting work, plaintiff spoke to supervisor Linda
10
Brown about her disability, and they discussed accommodations that
11
would be provided to plaintiff. Plaintiff asserts that one of those
12
accommodations was that Ms. Brown would proofread plaintiff’s
13
work.1 Ms. Brown also supervised Barbara Dwyer, an EEO specialist.
14
When plaintiff’s initial term of employment ended in October,
15
2005, Ms. Brown converted plaintiff’s term to a two-year position
16
as a Program Support Clerk. In that position, plaintiff provided
17
clerical and administrative support to Ms. Brown, Ms. Dwyer, and
18
other managers.
19
In April, 2006, plaintiff was entering the office at the same
20
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23
24
25
26
1
This is alleged in the Second Amended Complaint (“SAC”) at
¶ 8. It is asserted to be in dispute. In a declaration, Ms. Brown
asserts that “at no point did I inform Ms. McCoy or accept from her
that she would not be responsible for her own work and that she had
no obligation to proof read her final product.” Def.’s Ex. C ,Decl.
Linda Brown (“Brown Decl.”) ¶ 13. However, in the EEO hearing in
this matter, Brown stated: “The reasonable accommodation I provided
you for where I was proofreading your work prior–while we were
waiting for the computer technology equipment. . . and for you to
tell me that it was working for you and that I no longer needed to
proofread your work.” Pl.’s Ex. 1, Brown EEO Testimony 207:12-17.
2
1 time as A.R. Smith, an African-American2 employee of the Corps.
2 Smith heard plaintiff say to him “Where are you going? We don’t
3 allow your kind in here.” Def.s’ Ex. D, Dep. A.R. Smith (“Smith
4 Dep.”)
19:24-25,
26:1-2.
Mr.
Smith
found
the
comment
to
be
5 “inappropriate,” id. 19:10-11, “unconscionable and defamatory,” Ex.
6 4 to Smith Dep. He reported the incident to Ms. Brown. Smith Dep.
7 37:11-18; Ex. 4 to Smith Dep. Ms. Brown counseled plaintiff about
8 the incident.
9
10
In June, 2006, plaintiff received a positive performance
evaluation from Ms. Brown.
11
In August, 2006, plaintiff and Ms. Dwyer met with the Chief
12
of Staff for the Sacramento office, Ms. Richert. In the meeting,
13
plaintiff, Dwyer, and Richert spoke confidentaly about Ms. Brown.
14
Plaintiff complained about some problems that she had with Ms.
15
Brown, and Ms. Richert asked plaintiff whether plaintiff was
16
claiming to have been subject to discrimination and a hostile work
17
environment. Plaintiff states that she raised concerns about
18
hostile work environment and disability discrimination at the
19
meeting, McCoy Decl. ¶ 7, but this fact is disputed by defendants.
20
Ms. Brown learned of the meeting, either before or after it
21
occurred, and learned that the meeting was about her management
22
style.3 Testimony of Linda Brown at EEO hearing, Pl.’s Ex. 6
23
2
24
Ms. Dwyer testified in the EEO hearing that Mr. Smith is
African-American, but plaintiff disputes this fact on the basis
that Ms. Dwyer lacks personal knowledge of it.
25
3
26
Defendant claims that Ms. Brown never learned about the
substance of the meeting. However Ms. Brown testified at the EEO
3
1
163:21-24.
2
In August, 2006, plaintiff was involved in making changes to
3
a flyer for a “Diversity Jubilee” event sponsored by the EEO
4
office. After plaintiff made her changes, some of the contents of
5
the flyer were inaccurate. On or about August 23, 2006, Richert and
6
Brown met with plaintiff to discuss the inaccuracies. In the
7
meeting, Richert asked plaintiff whether she was expected to
8
proofread her own work, and plaintiff responded “no.” Ms. Brown
9
declares that she considered this to be a false statement by
10
plaintiff about her job responsibilities and that it “led her to
11
immediately question Ms. McCoy’s candor and sharply eroded my trust
12
in her.” Brown Decl. ¶ 13. Plaintiff disputes this statement by
13
Brown, alleging that it is pretext.
14
On or about August 23, 2006, Brown noticed that someone on her
15
staff had set up meetings with volunteers for the Diversity
16
Jubilee. She wanted to reward the initiative shown by the person
17
who had set up the meetings and inquired separately of both Dwyer
18
and plaintiff as to whose idea it was to set up the meetings. Both
19
Dwyer and plaintiff claimed credit for the meetings. Brown then met
20
with Dwyer and plaintiff together and asked them whose idea it was.
21
Dwyer indicated that it was her idea, and plaintiff remained
22
silent. Plaintiff also remained silent when Brown asked her why she
23
was claiming credit for Dwyer’s work. The parties dispute the
24
meaning of plaintiff’s silence, and whether, in fact, the idea to
25
26
hearing that she learned that the meeting was about her management
style. Pl.’s Ex. 6 163:21-24.
4
1
set up the meetings was exclusively Dwyer’s.
2
On September 7, 2006, Brown gave notice to plaintiff that she
3
was
4
probationary period. The notice stated:
5
6
7
8
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terminated
effective
September
15,
2006,
within
her
You
are
being
terminated
because
of
your
unsatisfactory conduct including your making a false
statement to the Chief of Staff during a meeting on
23 August 2006 wherein you stated “you were not
required to proofread your work”; on 24 August 2006,
you made a false statement to me when you said that
it was your idea to meet with Diversity Jubilee
volunteers
prior
to
the
event;
and
your
inappropriate comment to a member of the Safety
Office on 7 April 2006.
10
11
Notice of Termination, Ex. E to Brown Decl. Plaintiff disputes that
12
these were the real reasons for her termination.
13
Plaintiff filed a formal EEO complaint on October 17, 2006,
14
alleging
15
February 2009 before an Administrative Law Judge (“ALJ”). On April
16
16, 2009, the Department of the Army issued a final agency decision
17
(“FAD”), in which it implemented the ALJ’s decision that the
18
defendant had met its burden of showing that the termination was
19
for legally sufficient reasons. Plaintiff received an emailed copy
20
of the FAD on April 16, 2009 and on April 17, 2009. Plaintiff
21
received a copy of the FAD via certified mail on April 23, 2009.
22
discrimination
and
reprisal.
A
hearing
was
held
in
II. Standard for a Motion for Summary Judgment
23
Summary judgment is appropriate when there exists no genuine
24
issue as to any material fact. Such circumstances entitle the
25
moving party to judgment as a matter of law. Fed. R. Civ. P. 56(c);
26
see also Adickes v. S.H. Kress & Co., 398 U.S. 144, 157 (1970);
5
1
Secor Ltd. v. Cetus Corp., 51 F.3d 848, 853 (9th Cir. 1995). Under
2
summary judgment practice, the moving party
3
4
5
6
always bears the initial responsibility of informing
the district court of the basis for its motion, and
identifying those portions of “the pleadings,
depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if
any,” which it believes demonstrate the absence of a
genuine issue of material fact.
7
Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (quoting Fed.
8
R. Civ. P. 56(c)).
9
If the moving party meets its initial responsibility, the
10
burden then shifts to the opposing party to establish the existence
11
of a genuine issue of material fact. Matsushita Elec. Indus. Co.
12
v. Zenith Radio Corp., 475 U.S. 574, 585-86 (1986); see also First
13
Nat’l Bank of Ariz. v. Cities Serv. Co., 391 U.S. 253, 288-89
14
(1968); Secor Ltd., 51 F.3d at 853. In doing so, the opposing party
15
may not rely upon the denials of its pleadings, but must tender
16
evidence of specific facts in the form of affidavits and/or other
17
admissible materials in support of its contention that the dispute
18
exists. Fed. R. Civ. P. 56(e); see also First Nat’l Bank, 391 U.S.
19
at 289. In evaluating the evidence, the court draws all reasonable
20
inferences from the facts before it in favor of the opposing party.
21
Matsushita, 475 U.S. at 587-88 (citing United States v. Diebold,
22
Inc., 369 U.S. 654, 655 (1962) (per curiam)); County of Tuolumme
23
v. Sonora Cmty. Hosp., 236 F.3d 1148, 1154 (9th Cir. 2001).
24
Nevertheless, it is the opposing party’s obligation to produce a
25
factual predicate as a basis for such inferences. See Richards v.
26
Nielsen Freight Lines, 810 F.2d 898, 902 (9th Cir. 1987). The
6
1
opposing party “must do more than simply show that there is some
2
metaphysical doubt as to the material facts . . . . Where the
3
record taken as a whole could not lead a rational trier of fact to
4
find for the nonmoving party, there is no ‘genuine issue for
5
trial.’” Matsushita, 475 U.S. at 586-87 (citations omitted).
III. Analysis
6
7
Defendant
moves
for
summary
judgment
on
the
basis
that
8
plaintiff’s claims are time-barred, that the claims fail as a
9
matter of law, and that plaintiff’s remedies should be limited.
10
A. Plaintiff’s claim is not time-barred.
11
Defendant argues that all of plaintiff’s claims are time-
12
barred because plaintiff filed this action 92 days after receiving
13
the final agency decision on her claim. It has been held that there
14
is a
15
Plaintiff argues that defendant has waived this defense by not
16
raising it earlier, or in the alternative, that equitable tolling
17
applies
18
defendant’s counsel throughout the administrative procedure that
19
email service of documents is not sufficient and that papers needed
20
to be served by mail with a certificate of service. Plaintiff
21
claims that she reasonably took this to mean that the notice of
22
final agency decision was not received until it was received by
23
certified mail on April 23, 2009. Below the court discusses both
24
the last date for filing and whether tolling applies.
90-day time limit imposed by the Rehabilitation Act.
since
plaintiff
reasonably
relied
on
statements
by
25
A federal employee may file an employment discrimination suit
26
in district court after exhausting her administrative remedies. As
7
1
a "precondition to filing [an employment discrimination suit] the
2
complainant must seek relief in the agency that has allegedly
3
discriminated against him." Kraus v. Presidio Trust Facilities
4
Division/Residential Mgmt. Branch, 572 F.3d 1039, 1043 (9th Cir.
5
2009)(quoting Brown v. GSA, 425 U.S. 820 (1976)). After exhausting
6
administrative remedies, the complainant has ninety days to file
7
her complaint in the district court. “A complainant who has filed
8
an individual complaint. . . is authorized under Title VII, the
9
ADEA and the Rehabilitation Act to file a civil action in an
10
appropriate United States District Court (a) within 90 days of
11
receipt of the final action on an individual or class complaint if
12
no appeal has been filed.” 29 C.F.R § 1614.407.
13
The 90-day statute of limitations for suing the federal
14
government for employment discrimination is not a jurisdictional
15
bar, and may be equitably tolled. Irwin v. Dep't of Veterans
16
Affairs, 498 U.S. 89, 96 (1990). “We have allowed equitable tolling
17
in situations where the claimant has actively pursued his judicial
18
remedies by filing a defective pleading during the statutory
19
period, or where the complainant has been induced or tricked by his
20
adversary’s misconduct into allowing the filing deadline to pass.”
21
Id. See also, Williams-Scaife v. Department of Defense Dependent
22
Sch.,
23
applicable in employment discrimination cases filed by federal
24
employees.”). “Equitable tolling does not depend on any wrongful
25
conduct by the defendant to prevent the plaintiff from suing.
26
Instead, it focuses on whether there was excusable delay by the
925
F.2d
346
(9th
Cir.
8
1991)(“[E]quitable
tolling
is
1
plaintiff.” Santa Maria v. Pacific Bell, 202 F.3d 1170, 1178 (9th
2
Cir. 2000). In Santa Maria, the court concluded that equitable
3
tolling
4
information to know of the possible existence of a claim.” Id.
5
Equitable tolling is not appropriate when the late filing is due
6
to plaintiff’s lack of due diligence. Irwin,498 U.S. at 95; Scholar
7
v. Pacific Bell, 963 F.2d 264, 268 (9th Cir. 1992). Moreover, “a
8
pro se petitioner’s lack of legal sophistication is not, by itself,
9
an
10
does
not
extraordinary
apply
once
circumstance
the
plaintiff
warranting
“has
equitable
sufficient
tolling.”
Rasberry v. Garcia, 448 F.3d 1150, 1151 (9th Cir. 2006).
11
Although not precisely defined in the statute, regulations,
12
or Ninth Circuit case law, other circuits have held that “receipt”
13
of final agency action is actual or constructive notice of the
14
action, and that it need not be by mail, or even written. See,
15
e.g., Ebbert v. DaimlerChrystler Corp., 319 F.3d 103, 116 (3d Cir.
16
2003)(“[W]e hold that oral notice can suffice to start the 90-day
17
period.). As explained below, that rule is not tendered in this
18
case.
19
Here plaintiff argues that equitable tolling applies to the
20
period between her initial receipt of the notice of the final
21
agency action by email and when she received the decision by
22
certified mail. It is undisputed that plaintiff received an emailed
23
copy of the final agency decision on April 16, 2009 and again on
24
April 17, 2009. Plaintiff received a copy of the final agency
25
decision by certified mail on April 23, 2009. Plaintiff filed her
26
original complaint with this court on July 17, 2007, within 90 days
9
1
of receiving the certified mail copy of the final agency decision,
2
but 92 days after first receiving the decision by email.
3
Plaintiff argues that defendant’s counsel in the EEO hearing
4
informed her throughout the EEO process that documents needed to
5
be
6
mail/electronically is insufficient service.” Decl. McCoy ¶ 12;
7
August 31, 2007 email, Ex. 2 to Decl. McCoy. Counsel's admonition
8
was made in response to plaintiff’s request to receive documents
9
electronically so that she could use software to read the documents
served
certified
allowing
“sending
12
administrative process and at the time of the filing of the
13
original complaint, avers that she reasonably believed that this
14
principle applied to calculating the time for filing her complaint
15
after receiving the notice of final agency decision. From these
16
undisputed
17
limitations was equitably tolled for the period in between April
18
16, 2007, and April 23, 2007, and that plaintiff’s complaint was
19
timely filed.
concludes
In sum the court concludes that
that
given
by
disability. Decl. McCoy ¶ 11. Plaintiff, who was pro se during the
court
comprehension,
documents
11
the
better
and
to
facts
for
mail,
10
20
her
by
the
plaintiff’s
statute
of
plaintiff reasonably relied
21
on defendant’s counsel’s statements, and thus reasonably believed
22
that her claim had accrued only upon receipt of
23
decision by mail. Without implying that there was any wrongdoing
24
by defendant’s counsel, the court finds that counsel’s statements
25
resulted in inadequate notice of the statutory period. See Scholar
26
v. Pacific Bell, 963 F.2d 264, 268 (9th Cir. 1992)(equitable
10
the final agency
1
tolling appropriate “when the EEOC's notice of the statutory period
2
was clearly inadequate.”). Plaintiff did not fail to exercise due
3
diligence, and filed her claim within 90 days of receiving the
4
final agency decision by mail.
5
Although the court may not rely on plaintiff’s pro se status
6
in and of itself as a basis for equitable tolling, plaintiff’s lack
7
of legal sophistication, coupled with counsel’s statements that
8
email delivery of documents does not constitute sufficient service
9
within the EEO process, resulted in an “extraordinary circumstance
10
warranting equitable tolling.” Rasberry, 448 F.3d at 1151.4
11
B. Plaintiff’s Disparate Treatment Claim
12
Plaintiff argues that she was terminated from her employment
13
because her supervisor, Linda Brown, was biased against people with
14
learning disabilities, including plaintiff.
15
The Rehabilitation Act of 1973, 29 U.S.C. § 791 prohibits
16
employment discrimination by the federal government against people
17
with
18
Rehabilitation Act, a plaintiff must demonstrate that (1) she is
19
a person with a disability, (2) who is otherwise qualified for
20
employment,
21
disability.” Walton v. United States Marshals Serv., 492 F.3d 998,
22
1005 (9th Cir. 2007). “The requisite degree of proof necessary to
23
establish a prima facie case for Title VII and ADEA claims on
disabilities.
and
“To
(3)
state
suffered
a
prima
facie
discrimination
case
under
because
of
the
her
24
25
26
4
Having concluded that equitable tolling applies, the court
need not consider plaintiff’s claim that the defendant waived her
untimely filing.
11
1
summary judgment is minimal and does not even need to rise to the
2
level of a preponderance of the evidence.” Wallis v. J.R. Simplot
3
Co., 26 F.3d 885, 889 (9th Cir. 1994). Once a plaintiff establishes
4
a prima facie case, the burden shifts to the defendant to produce
5
a legitimate non-discriminatory reason for the adverse employment
6
action--in this case, termination. McDonnell Douglas Corp. v.
7
Green, 411 U.S. 792, 802 (U.S. 1973); Sisson v. Helms, 751 F.2d 991
8
(9th Cir. 1985)(applying the McDonnell Douglas burden-shifting
9
framework to Rehabilitation Act claims). The plaintiff then must
10
“be afforded a fair opportunity to show that [defendant’s] stated
11
reason for respondent's rejection was in fact pretext.” McDonnell
12
Douglas Corp., 411 U.S. at 803.
13
Although the burden of proof remains on plaintiff throughout
14
the burden-shifting analysis, “as a general matter, the plaintiff
15
in an employment discrimination action need produce very little
16
evidence in order to overcome an employer's motion for summary
17
judgment. This is because the ultimate question is one that can
18
only be resolved through a searching inquiry - one that is most
19
appropriately conducted by a factfinder, upon a full record.”
20
Chuang v. University of Cal. Davis, 225 F.3d 1115, 1124 (9th Cir.
21
2000).
22
i. The Prima Facie Case
23
Defendant does not dispute that plaintiff has met the first
24
and second elements of the prima facie case–that she was disabled
25
and that she was otherwise qualified for employment. Defendant
26
argues that plaintiff cannot satisfy the third element because she
12
1
cannot show that there were any employees similarly situated to
2
plaintiff, let alone any that were treated favorably. Defendants
3
argue that such a showing is required in order to establish a
4
disparate treatment claim.
5
The defendant’s argument demonstrates its weakness. If there
6
are no other persons similarly situated, it cannot follow that a
7
claim will not lie and plaintiff must lose her case. Defendant has
8
pointed out some differences between plaintiff and the putative
9
similarly situated employees. Barbara Dwyer had the same supervisor
10
as plaintiff, but substantially different job responsibilities.
11
Indeed, plaintiff provided clerical support to Ms. Dwyer. The other
12
employees listed by plaintiff as similarly situated, worked in
13
different departments and under different supervisors. Evidence of
14
similarly situated employees who were treated more favorably,
15
however, is but one way of satisfying the third element of the
16
McDonnell-Douglas prima facie case. That element can also be
17
satisfied by showing that “other circumstances surrounding the
18
adverse
19
discrimination.” Peterson v. Hewlett-Packard Co., 358 F.3d 599, 603
20
(9th Cir. 2004). Thus, the Circuit court has explained “[i]n the
21
context of a lay-off, plaintiff need not show that he was replaced
22
by a member of a different race; rather, he must show that his lay
23
off occurred under circumstances giving rise to an inference of
24
discrimination. Aragon can establish this inference by showing the
25
employer had a continuing need for [his] skills and services in
26
that [his] various duties were still being performed, or by showing
employment
action
give
13
rise
to
an
inference
of
1
that
others
not
in
[his]
protected
class
were
treated
more
2
favorably." Aragon v. Republic Silver State Disposal, 292 F.3d 654,
3
660 (9th Cir. 2002)(internal citation omitted).
4
In the instant matter plaintiff has offered evidence that
5
could support a finding that her termination was motivated by Ms.
6
Brown’s
7
declaration by Army Corps of Engineers employee Penelope Cross, who
8
testified
9
Bayless that Rosyln McCoy was not of average intelligence, nor
10
could she read or write, or words to that effect.” On another
11
occasion,
12
“mentally handicapped.” Decl. of Penelope Cross, Pl.’s Ex. 13.
13
These statements could show that Brown associates dyslexia with
14
intellectual deficiency. Defendants object to the Cross declaration
15
on the basis that it contradicts an earlier declaration by Ms.
16
Cross in which she only identified one statement by Ms. Brown. That
17
declaration submitted by the defendant, however, also contains a
18
statement by Ms. Cross that she heard Ms. Brown say that each of
19
her
20
another.” January 30, 2009 Decl. of Cross, Ex. A to Def.’s Reply
21
Brief. This statement, if true, surely gives rise to an inference
22
that Ms. Brown associates being disabled with stupidity. Defendant
23
argues
24
“handicapped by one form of stupidity or another,” Brown did not
25
use those words with a discriminatory animus. Clearly Brown’s
26
intent is for the trier of fact, and cannot be disregarded simply
bias
against
the
disabled.
That
evidence
includes
a
that on two occasions she “heard Linda Brown tell Sue
Penelope
employees
that
was
even
Cross
heard
“handicapped
if
she
did
14
Brown
by
say
one
refer
form
that
her
to
of
plaintiff
stupidity
employees
as
or
were
1
because she says so. Moreover, other evidence has been produced by
2
plaintiff.
3
Plaintiff avers in a declaration, that on several occasions,
4
Brown “expressed great anger and resentment” about the time and
5
effort she had to give her own daughter, who Brown referred to as
6
“mentally retarded,” and “mentally ill.” McCoy Decl. ¶ 9.
7
In his motion, defendant’s only argument as to plaintiff’s
8
prima facie case is about the insufficiency of the similarly-
9
situated employees proffered by plaintiff. The court finds that the
10
evidence produced by plaintiff raises a material fact as to whether
11
the circumstances surrounding plaintiff’s termination give rise to
12
an inference of discrimination. Plaintiff has therefore made a
13
prima facie case of discrimination.
14
ii. Defendant’s proffered non-discriminatory reason for the
15
termination.
16
“When
the
plaintiff
has
proved
a
prima
facie
case
of
17
discrimination, the defendant bears only the burden of explaining
18
clearly the nondiscriminatory reasons for its actions.” Tex. Dep't
19
of Cmty. Affairs v. Burdine, 450 U.S. 248, 260 (1981). “This burden
20
is
21
credibility assessment.’” Reeves v. Sanderson Plumbing Prods., 530
22
U.S. 133, 142 (U.S. 2000) (quoting St. Mary's Honor Center, supra,
23
at 509).
one
of
production,
not
persuasion;
it
‘can
involve
no
24
In this case, defendant has met its burden by asserting that
25
plaintiff was fired for the three reasons stated in her termination
26
letter i.e. that she made a racially offensive remark to a co15
1
worker, and that she twice made false statements at work.
2
iii. Plaintiff’s Pretext Argument
3
Plaintiff argues that there are triable issues of material
4
fact as to whether she was actually terminated because of her
5
disability, and not for the reasons stated in the termination
6
letter and repeated in defendant’s motion. A plaintiff can prove
7
pretext either “(1) indirectly, by showing that the employer's
8
proffered
9
internally
explanation
is
inconsistent
unworthy
or
of
otherwise
credence
not
because
believable,
it
or
is
(2)
10
directly, by showing that unlawful discrimination more likely
11
motivated the employer.” Chuang v. University of Cal. Davis, 225
12
F.3d 1115, 1127 (9th Cir. 2000)5. The court looks at the two types
13
of evidence cumulatively; “a combination of the two kinds of
14
evidence may in some cases serve to establish pretext so as to make
15
summary judgment improper.” Id. Additionally, the prima facie case
16
itself may raise a genuine issue of material fact regarding the
17
truth of the employers’ proffered reasons. Id.
18
In response to defendant’s motion Plaintiff addresses each of
19
the three stated reasons given by the employer. First, the incident
20
with Mr. Smith occurred six months before the termination. Moreover
21
a performance review that occurred between plaintiff’s remarks to
22
Mr. Smith and plaintiff’s termination made no mention of the
23
incident. In that performance review, plaintiff received “success”
24
25
26
5
The court does not stop to explore what sometimes appears
to be confusion about the proof required to prevail at trial and
the showing necessary to defeat a motion for summary judgement.
16
1
or “excellence” marks in all sections. Pl.’s Ex 4. Defendant argues
2
that the incident did not appear in the performance review because
3
the review period closed on April 30, 2006, and Brown did not learn
4
of the Smith incident until May 2, 2006. This assertion is not
5
dispositive. Plaintiff asserts in her declaration
6
appeared to be satisfied after plaintiff apologized to Mr. Smith,
7
and plaintiff did not hear anything more about the issue until she
8
received her termination letter. McCoy Decl. ¶ 10.
that Brown
9
Second, one of the stated reasons for the termination was that
10
plaintiff had falsely taken credit for work performed by her co-
11
worker, Ms. Dwyer. However, prior to the termination, Ms. Dwyer
12
told
13
intentionally lied. EEO Hearing Transcript, Pl.’s Ex. 12.
Brown
that
she
did
not
believe
that
plaintiff
had
14
Third, one of defendant’s stated reasons for the termination
15
was that plaintiff made the false statement that she was not
16
required
17
evidence that Brown had, in fact, agreed to proofread plaintiff’s
18
work as an accommodation for plaintiff’s disability. Pl.'s Ex. 1
19
207:12-17 (testimony by Ms. Brown that she agreed to proofread
20
plaintiff’s work). A fact finder could infer, therefore, that Brown
21
knew that plaintiff’s statement in this regard was not false, and
22
that Brown was merely using that basis as a pretext.
to
proofread
her
own
work.
Plaintiff
has
presented
23
Defendant argues that the evidence is insufficient to overcome
24
the so-called “same-actor inference” established in Bradley v.
25
Harcourt, Brace & Co., 104 F.3d 267 (9th Cir. 1996). There, the
26
court held that “where the same actor is responsible for both the
17
1
hiring and the firing of a discrimination plaintiff, and both
2
actions occur within a short period of time, a strong inference
3
arises that there was no discriminatory action." Here, Brown
4
converted plaintiff from an 80-day position to a two-year term on
5
October 1, 2005. However, plaintiff has rebutted this inference
6
with evidence showing that Brown became biased while working with
7
plaintiff because of the perceived burden imposed by plaintiff’s
8
disability. See Coghlan v. Am. Seafoods Co. LLC, 413 F.3d 1090,
9
1097 (9th Cir. 2005)(same inference actor may have been rebutted
10
if
plaintiff
“proffered
evidence
suggesting
that
Andreassen
11
developed a bias against Norwegians during that period.”).6
12
Thus, the court concludes that plaintiff has provided evidence
13
from which a trier of fact could conclude that “the employer's
14
proffered
15
internally inconsistent or otherwise not believable.” Chuang,
16
supra. In her prima facie case, plaintiff also provided evidence
17
that her termination was motivated by unlawful discrimination on
18
Brown’s part. Together, these two categories of evidence offered
19
by plaintiff raise a genuine issue of material fact as to whether
20
defendant’s stated reason for firing plaintiff was, in fact,
21
pretext.
22
C. Plaintiff’s Retaliation Claim
23
explanation
is
unworthy
of
credence
because
it
is
Plaintiff claims that she was terminated in retaliation for
24
25
26
6
In any event an inference, however strong, is merely a
matter that permits a trier of fact to resolve evidence, it does
not resolve the issue of whether there is a triable issue of fact.
18
1
complaining to Ms. Richert on August 9, 2006 about a hostile work
2
environment and disability discrimination. Plaintiff’s retaliation
3
claim is subject to the same burden-shifting analysis as her
4
disparate treatment claim, except that in order to establish a
5
prima facie case, plaintiff must show that (1) she engaged in
6
protected activity, and (2) that she suffered an adverse employment
7
action, and (3) that a causal link exists between the two events.
8
Steiner v. Showboat Operating Co., 25 F.3d 1459 (9th Cir. 1994).
9
i. Plaintiff’s Prima Facie Case for Retaliation
10
There
is
a
dispute
about
whether
plaintiff
engaged
in
11
protected activity on August 9, 2006. Plaintiff declares that she
12
raised the issue of disability discrimination in the meeting with
13
Richert. McCoy Decl. ¶ 7. While defendant disputes that fact, that
14
merely creates a material issue of fact. Thus the court concludes
15
that there remains a genuine issue of material fact as to whether
16
plaintiff engaged in protected activity on August 9, 2006.
17
Plaintiff undisputedly suffered an adverse employment action
18
when she was terminated on September 15, 2009. Plaintiff therefore
19
must only show a causal link between the protected activity and the
20
termination.
21
Plaintiff tenders two arguments to support the causal link.
22
First is that a link can be inferred from the close temporal
23
proximity of the two events. The Ninth Circuit appears to draw the
24
line for timing-based inferences of causation at about three
25
months. See Villiarimo v. Aloha Island Air, Inc., 281 F.3d 1054,
26
1065 (9th Cir. 2002)(surveying cases in which a causal link was
19
1
inferred when there was a lapse of less than three months, but no
2
causal link inferred where the lapse was four five or
3
months,). In this case, there was a lapse of only five weeks, so
4
a causal link could be inferred.
eight
5
Nonetheless, defendant argues that there is no evidence that
6
Brown knew of plaintiff’s alleged protected activity, and that such
7
knowledge is a prerequisite for establishing a causal link. Brown
8
admitted that she knew that the subject of the meeting between
9
plaintiff and Richert was Brown’s “management style.” EEO Hearing
10
Testimony of Linda Brown, Pl.’s Ex. 6:20-21. A causal connection
11
can be established even if the evidence is only that the decision-
12
maker “suspected” protected activity. Actual knowledge is not
13
required. Hernandez v. Spacelabs Med., Inc., 343 F.3d 1107,1113
14
(9th
15
he-know-and-when-did-he-know-it” question. “Such questions are
16
often
17
inappropriate for resolution on summary judgment. It is frequently
18
impossible
19
contradicting someone's contention that he did not know something,
20
and Hernandez has no such evidence.” Id. at 1114.
Cir.2003.
difficult
for
Ultimately
to
a
answer,
this
and
plaintiff...to
for
is
that
discover
a
“what
reason
direct
are
did
often
evidence
21
Given the above, the court concludes that plaintiff has met
22
her burden of presenting a prima facie case that she was terminated
23
in retaliation for complaining about disability discrimination.
24
ii. Defendant’s proffered reason for the termination.
25
As noted above, defendant has met its burden by explaining
26
that plaintiff was fired for the three reasons stated in her
20
1
termination letter: that she made a racially offensive remark to
2
a co-worker, and that she twice made false statements at work.
3
iii. Plaintiff’s Pretext Argument
4
In addition to the analysis and facts discussed above
5
respect to plaintiff’s discrimination pretext argument, plaintiff
6
offers evidence specific to her retaliation pretext argument. In
7
particular, plaintiff offers evidence that Brown had gotten “very
8
angry” in the past when plaintiff met with a Human Resources
9
official about her job title. McCoy Decl. ¶ 6. Brown had indicated
10
that in her opinion “going over her head” was a terminable offense.
11
Id. Plaintiff contends that evidence of this prior incident is
12
evidence that Brown was likely to have gotten angry when plaintiff
13
complained
14
termination.7
to
Richert,
and
that
this
was
a
cause
of
with
her
15
The court finds that plaintiff has raised a genuine issue as
16
to whether defendant’s stated reasons for the termination were in
17
fact pretext.
18
D. Remedies
19
Defendant requests that plaintiff’s remedies be limited in two
20
ways: (1) plaintiff’s claim for back pay should be limited to a one
21
year period, since back pay for time beyond her appointed term is
22
speculative; and (2) no compensatory damages are available for
23
plaintiff’s retaliation claim. The court takes each issue in turn.
24
////
25
7
26
As noted above there is a issue of fact as to whether
plaintiff in fact complained about job bias.
21
1
i. Speculative Damages
2
Plaintiff seeks back pay to the date of her termination, and
3
front pay to a reasonable date beyond the date of the judgment.
4
Defendant argues that plaintiff is only entitled to recover back
5
pay up to the point when her two-year term would have ended, on
6
September 30, 2007.
7
Back-pay under the Rehabilitation Act is an equitable remedy.
8
Lutz v. Glendale Union High Sch., Dist. No. 205, 403 F.3d 1061,
9
1069 (9th Cir. 2005). Generally, the amount of back-pay awarded may
10
not be speculative. See, e.g., Fresh Fruit & Vegetable Workers
11
Local 1096 v. NLRB, 539 F.3d 1089 (9th Cir. 2008)(holding, in the
12
context of an unfair labor practice, that “[t]he [National Labor
13
Relations] Board may not impose a back pay award in the absence of
14
record
15
employees" because such an award would be “purely conjectural.”).
16
Thus, defendant argues, back-pay for any time after September 30,
17
2007, when plaintiff’s two-year term of employment would have
18
terminated, is too speculative for the court to award.
evidence
as
to
the
circumstances
of
the
individual
19
Plaintiff argues that a triable issue exists as to whether
20
plaintiff’s employment would have continued beyond September 30,
21
2007. Plaintiff submits evidence from a human resources official,
22
who declares that Brown had approached him about making plaintiff’s
23
position permanent. Decl. Ted. Surratt, Pl.’s Ex 7.
24
In this case, the court may decide, in its discretion, that
25
back and front pay beyond September 30, 2007 may be awarded,
26
////
22
1
depending on facts found at trial.8
2
ii. Compensatory Damages for Retaliation
3
On this issue, the court is confronted with an unambiguous
4
statute that says one thing, and two Ninth Circuit opinions which,
5
put together, unambiguously hold the opposite.
6
The Civil Right Act of 1991, 42 U.S.C. § 1981a, provides for
7
compensatory damages in some cases of intentional discrimination,
8
including for violations of section 501 the Rehabilitation Act, 29
9
U.S.C. § 791. “In an action brought by a complaining party. under
10
the powers, remedies, and procedures set forth in. . . section
11
505(a) of the Rehabilitation Act. . . against a respondent who
12
engaged in unlawful intentional discrimination [as opposed to
13
disparate impact] under section 501 of the Rehabilitation Act. .
14
. , or who violated the requirements of section 501 of the Act (29
15
U.S.C. 791). . . , the complaining party may recover compensatory
16
and punitive damages. . . ." 42 USCS § 1981a(a)(2). In this case,
17
plaintiff is alleging violations of 29 U.S.C. § 791, and seems
18
therefore unambiguously entitled to recover compensatory damages
19
on the face of the statute.
20
However, the Ninth Circuit has held, “[b]y statute, the
21
remedies for violations of the ADA and the Rehabilitation Act are
22
co-extensive with each other, 42 U.S.C. § 12133; 29 U.S.C. §
23
24
25
26
8
Although the amount of back pay is a matter for the court to
decide, Lutz, 403 F.3d at 1069, the court may rely on an advisory
jury for fact-finding relating to the appropriate amount of back
or front pay. Traxler v. Multnomah County, 596 F.3d 1007, 1013 (9th
Cir. 2010)(citing Lutz, supra).
23
1
794a(a)(2), and are linked to Title VI of the Civil Rights Act of
2
1964, 42 U.S.C. § 2000d, et seq. These statutes require that ADA
3
and Rehabilitation Act remedies be construed the same as remedies
4
under Title VI." Ferguson v. City of Phoenix, 157 F.3d 668 (9th
5
Cir. 1998)(cert. denied at 529 U.S. 1159).
6
The Rehabilitation Act itself contains no anti-retaliation
7
provision, but expressly incorporates the ADA’s anti-retaliation
8
provision,
42
9
available
for
U.S.C.
§
12203.
retaliation
Compensatory
under
the
damages
ADA.
are
not
Interpreting
§
10
1981a(a)(2), the Ninth Circuit has held “the text of section 1981a
11
is not ambiguous. It explicitly delineates the specific statutes
12
under the ADA for which punitive and compensatory damages are
13
available. . . [the statute] limits its remedial reach to ADA
14
discrimination claims, and does not incorporate ADA retaliation
15
claims.” Alvarado v. Cajun Operating Co., 588 F.3d 1261, 1268 (9th
16
Cir.
17
compensatory damages are not available for ADA retaliation claims.”
18
Id. at 1269.
19
2009).
The
court
held
ultimately
that
“punitive
and
Combining the Ferguson holding that ADA and Rehabilitation Act
20
remedies
21
compensatory damages are not available for retaliation under the
22
ADA, it appears that in this circuit compensatory damages are not
23
available for retaliation under the Rehabilitation act.
24
25
26
are
co-extensive,
with
Alvarado’s
holding
that
IV. Conclusion
For the reasons stated above, the court ORDERS as follows:
[1] Defendant’s motion for summary judgment, ECF No. 67,
24
1
is GRANTED in part and DENIED in part.
2
[2] The motion is GRANTED with respect to plaintiff’s
3
claim
4
claim.
5
[3] The motion is DENIED on all other grounds.
for
compensatory
6
IT IS SO ORDERED.
7
DATED:
May 31, 2011.
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
25
damages
for
her
retaliation
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