Kent v. California Department of Consumer Affairs et al
Filing
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ORDER signed by Judge Kimberly J. Mueller on 8/28/13 ORDERING that Henderson factors one, two, four and five weigh in favor of the sanction of dismissal with prejudice, and factor three does not favor dismissal. On balance, dismissal is justified and the appropriate court action. CASE CLOSED (Kastilahn, A)
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UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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JOHN KENT,
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Civ No. S-09-2905 KJM AC
Plaintiff,
v.
ORDER
CALIFORNIA DEPARTMENT OF
CONSUMER AFFAIRS, et al.,
Defendant.
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On July 8, 2013, this court directed plaintiff to show cause within two weeks of
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that order why this action should not be dismissed for plaintiff’s failure to prosecute. Plaintiff has
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not responded to the court’s order, although he was properly served.
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Under Rule 41(b) of the Federal Rules of Civil Procedure, a court may dismiss an
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action if a plaintiff fails to prosecute. A 41(b) dismissal “‘must be supported by a showing of
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unreasonable delay.’” Omstead v. Dell, Inc., 594 F.3d 1081, 1084 (9th Cir. 2010) (quoting
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Henderson v. Duncan, 779 F.2d 1421, 1423 (9th Cir. 1986)). In this case, plaintiff did not
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participate in the preparation of the joint pretrial statement and, according to defendants’ pretrial
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statement, did not undertake any discovery in this case.
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Prior to dismissing for failure to prosecute under Rule 41(b), the court must
consider the factors outlined in Henderson namely: “(1) the public’s interest in expeditious
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resolution of litigation; (2) the court’s need to manage its docket; (3) the risk of prejudice to the
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defendants; (4) the public policy favoring disposition of cases on their merits; and (5) the
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availability of less drastic sanctions.” 779 F.2d at 1423. “The district court has the inherent
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power sua sponte to dismiss a case for lack of prosecution.” Id.
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First, the public has an interest in expeditious resolution of litigation. Here
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plaintiff did not pursue discovery and did not cooperate with defendants to prepare the pretrial
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statement. Yourish v. Cal. Amplifier, 191 F.3d 983, 990 (9th Cir. 1999) (“[T]he public’s interest
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in expeditious resolution of litigation always favors dismissal.”). Plaintiff’s failure to timely
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prosecute his case shows that the case will be further delayed if the court were to give him
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additional time to file a separate pretrial statement, particularly as there is no suggestion he will
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comply. The first Henderson factor weighs in favor of dismissal.
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Second, plaintiff’s delays have interfered with management of this court’s docket.
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The court directed him to cooperate with defendants to prepare a joint pretrial statement but
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plaintiff has ignored that order. In addition, during the course of the litigation, plaintiff failed to
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provide initial disclosures and then failed to oppose defendants’ motion for sanctions. See
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Yourish, 191 F.3d at 990 (finding the district court’s interest in managing its docket strongly
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favored dismissal because “[p]laintiffs tardily filed their motion for a written order, requiring the
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district court to devote further time and resources to this matter rather than to the merits of an
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amended complaint.”). This second factor also weighs strongly in favor of dismissal.
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The third factor does not favor dismissal, as defendant has not been prejudiced by
plaintiff’s actions and may receive a windfall for his dilatory behavior.
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Regarding the fourth factor, as the Ninth Circuit explained in Morris v. Morgan
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Stanley & Co., 942 F.2d 648, 652 (9th Cir. 1991), “[a]lthough there is indeed a policy favoring
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disposition on the merits, it is the responsibility of the moving party to move towards that
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disposition at a reasonable pace, and to refrain from dilatory and evasive tactics.” The court finds
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this factor to favor dismissal. So far as the court can determine, plaintiff has done nothing to
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move this case toward a disposition on the merits, after it has been pending nearly four years.
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The case is plaintiff’s, yet he has done next to nothing to bring it to trial.
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As for the fifth and final factor, “[t]he district court need not exhaust every
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sanction short of dismissal before finally dismissing a case, but must explore possible and
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meaningful alternatives.” Henderson, 779 F.2d at 1424 (citing Nevijel v. North Coast Life Ins.
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Co., 651 F.2d 671, 674 (9th Cir.1981)); see Nevijel, 651 F.2d at 674 (“less drastic alternatives
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include allowing further amended complaints, allowing additional time, or insisting that appellant
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associate experienced counsel”); Thompson v. Hous. Auth. of City of Los Angeles, 782 F.2d 829,
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832 (9th Cir. 1986) (finding dismissal appropriate after the court granted several pretrial
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conference continuances, plaintiff was not prepared for the conferences, and plaintiff was warned
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that failure to be prepared would result in a dismissal). In this case, plaintiff has a history of
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failing to comply with court orders and deadlines and has been subject to monetary sanctions. He
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also has been warned that he faced dismissal if he continued to ignore his obligations in
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connection with the litigation. The court finds this factor also favors dismissal.
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III.
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CONCLUSION
Henderson factors one, two, four and five weigh in favor of the sanction of
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dismissal with prejudice, and factor three does not favor dismissal. On balance, dismissal is
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justified and the appropriate court action.
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IT IS SO ORDERED.
DATED: August 28, 2013.
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UNITED STATES DISTRICT JUDGE
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