Reyes, et al., v. Modesto, et al.,

Filing 38

FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Kendall J. Newman on 7/6/12 Recommending that that Plaintiffs' complaint be dismissed with prejudicere 1 , 14 . These FINDINGS AND RECOMMENDATIONS are referred to U.S. District Judge Kimberly J. Mueller. Objections to these F&Rs due within fourteen days. (Mena-Sanchez, L)

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1 2 3 4 5 6 7 8 IN THE UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 VICTORIA REYES; JOSE REYES, JR., 11 Plaintiffs, No. 2:09-cv-03114 KJM KJN PS 12 v. 13 JOSEPH MODESTO, et al., 14 Defendants. FINDINGS AND RECOMMENDATIONS 15 / 16 17 On October 18, 2011, the court dismissed this case without prejudice pursuant to 18 Federal Rule of Civil Procedure 4(m) based on plaintiffs’ failure to effectuate service of process 19 on any of the defendants.1 On March 27, 2012, the court granted plaintiffs’ request to reopen the 20 case and, in relevant part, entered the following order: 21 Plaintiffs may either attempt to effectuate service of their First Amended Complaint through the U.S. Marshal’s office or file a second amended complaint, which will be subject to screening. Within 30 days of the date of this order, plaintiffs must file a notice with the court indicating whether they intend to effectuate service of their First Amended Complaint through the U.S. Marshal’s office or file a second amended complaint. Thereafter, the magistrate judge will enter a separate order 22 23 24 25 1 26 This action proceeds before the undersigned pursuant to Eastern District of California Local Rule 302(c)(21) and 28 U.S.C. § 636(b)(1). 1 1 addressing the timing and other requirements addressed to the option selected by plaintiffs. 2 3 (Order, Mar. 27, 2012, at 2 (emphasis in original), Dkt. No. 36.) 4 Plaintiffs failed to file the court-ordered notice and have taken no action in this 5 case since the court entered the March 27, 2012 order. Accordingly, the court ordered plaintiffs 6 to show cause why this case should not be dismissed with prejudice pursuant to Federal Rule of 7 Civil Procedure 41(b) and Local Rules 110 and 183(a) for failure to prosecute this action and 8 failure to comply with the court’s orders.2 (Order to Show Cause (“OSC”), June 1, 2012, at 3, 9 Dkt. No. 37.) Plaintiffs failed to respond to the OSC or take any other action in this case.3 10 Pursuant to Federal Rule of Civil Procedure 41(b), a district court may dismiss an 11 action for failure to prosecute, failure to comply with the Federal Rules of Civil Procedure, 12 failure to comply with the court’s local rules, or failure to comply with the court’s orders.4 See, 13 e.g., Chambers v. NASCO, Inc., 501 U.S. 32, 44 (1991) (recognizing that a court “may act sua 14 sponte to dismiss a suit for failure to prosecute”); Hells Canyon Preservation Council v. U.S. 15 Forest Serv., 403 F.3d 683, 689 (9th Cir. 2005) (recognizing that courts may dismiss an action 16 pursuant to Federal Rule of Civil Procedure 41(b) sua sponte for a plaintiff’s failure to prosecute 17 18 19 20 21 22 23 24 25 26 2 The court provided plaintiffs with a lengthy list of authorities supporting the dismissal of a case for failure to prosecute or failure to comply with the court’s Local Rules and orders. (OSC at 2-3.) 3 The undersigned notes that the court’s orders filed March 27, 2012, and June 1, 2012, have been returned to the court as undeliverable. However, plaintiffs have a duty to keep the court informed of their current addresses, and service of the court’s orders at the addresses on record was effective. In relevant part, Local Rule 182(f) provides: “Each appearing attorney and pro se party is under a continuing duty to notify the Clerk and all other parties of any change of address or telephone number of the attorney or the pro se party. Absent such notice, service of documents at the prior address of the attorney or pro se party shall be fully effective.” The undersigned also notes that plaintiffs have filed notices of change of address in the past, and appear to be familiar with the need to keep the court apprised of their current addresses. 4 Rule 41(b) provides, in part: “(b) Involuntary Dismissal; Effect. If the plaintiff fails to prosecute or to comply with these rules or a court order, a defendant may move to dismiss the action or any claim against it.” Fed. R. Civ. P. 41(b). 2 1 or comply with the rules of civil procedure or the court’s orders); Ferdik v. Bonzelet, 963 F.2d 2 1258, 1260 (9th Cir. 1992) (“Pursuant to Federal Rule of Civil Procedure 41(b), the district court 3 may dismiss an action for failure to comply with any order of the court.”), cert. denied, 506 U.S. 4 915 (1992); Pagtalunan v. Galaza, 291 F.3d 639, 642-43 (9th Cir. 2002) (affirming district 5 court’s dismissal of case for failure to prosecute when habeas petitioner failed to file a first 6 amended petition), cert. denied, 538 U.S. 909 (2003). This court’s Local Rules are in accord. 7 See E. Dist. Local Rule 110 (“Failure of counsel or of a party to comply with these Rules or with 8 any order of the Court may be grounds for imposition by the Court of any and all sanctions 9 authorized by statute or Rule or within the inherent power of the Court.”); E. Dist. Local 10 Rule 183(a) (providing that a pro se party’s failure to comply with the Federal Rules of Civil 11 Procedure, the court’s Local Rules, and other applicable law may support, among other things, 12 dismissal of that party’s action). 13 A court must weigh five factors in determining whether to dismiss a case for 14 failure to prosecute, failure to comply with a court order, or failure to comply with a district 15 court’s local rules. See, e.g., Ferdik, 963 F.2d at 1260. Specifically, the court must consider: 16 17 18 (1) the public’s interest in expeditious resolution of litigation; (2) the court’s need to manage its docket; (3) the risk of prejudice to the defendants; (4) the public policy favoring disposition of cases on their merits; and (5) the availability of less drastic alternatives. 19 Id. at 1260-61; accord Pagtalunan, 291 F.3d at 642-43; Ghazali v. Moran, 46 F.3d 52, 53 (9th 20 Cir. 1995), cert. denied, 516 U.S. 838 (1995). The Ninth Circuit Court of Appeals has stated that 21 “[t]hese factors are not a series of conditions precedent before the judge can do anything, but a 22 way for a district judge to think about what to do.” In re Phenylpropanolamine (PPA) Prods. 23 Liab. Litig., 460 F.3d 1217, 1226 (9th Cir. 2006). 24 Although involuntary dismissal can be a harsh remedy, the five relevant factors 25 weigh in favor of dismissal of this action. The first two factors strongly support dismissal of this 26 action. Plaintiffs’ case was already dismissed once before for failure to effectuate service of 3 1 process. Despite the court’s reopening of this case approximately six months after judgment was 2 entered, plaintiff’s again failed to file the notice required by the court and failed to respond to the 3 OSC. Plaintiffs’ conduct, despite clear warnings of the consequences for failing to act, strongly 4 suggests that plaintiffs have abandoned this case or are not interested in seriously prosecuting it. 5 See, e.g., Yourish v. Cal. Amplifier, 191 F.3d 983, 990 (9th Cir. 1999) (“The public’s interest in 6 expeditious resolution of litigation always favors dismissal.”). Any further time spent by the 7 court on this case, which plaintiffs have demonstrated a lack of any serious intention to pursue, 8 will consume scarce judicial resources and take away from other active cases. See Ferdik, 963 9 F.2d at 1261 (recognizing that district courts have inherent power to manage their dockets 10 without being subject to noncompliant litigants). Indeed, this case has consumed the court’s 11 resources since November 2009, and plaintiff have not even served a summons and complaint 12 yet. 13 In addition, the third factor, which considers prejudice to a defendant, should be 14 given some weight. See Ferdik, 963 F.2d at 1262. Although plaintiffs have not effectuated 15 service of the complaint and summons on the defendants, those defendants remain named in a 16 lawsuit that was filed in 2009. It is difficult to quantify the prejudice suffered by the defendants 17 here; however, it is enough that the defendants have been named in a lawsuit that plaintiffs have 18 effectively abandoned. At a minimum, the defendants have been prevented from attempting to 19 resolve this case on the merits by plaintiffs’ unreasonable delay in prosecuting this action. 20 Unreasonable delay is presumed to be prejudicial. See, e.g., In re Phenylpropanolamine (PPA) 21 Prods. Liab. Litig., 460 F.3d at 1227. 22 The fifth factor, which considers the availability of less drastic measures, also 23 supports dismissal of this action. As noted above, the court has actually pursued remedies that 24 are less drastic than a recommendation of dismissal. See Malone v. U.S. Postal Serv., 833 F.2d 25 128, 132 (9th Cir. 1987) (“[E]xplicit discussion of alternatives is unnecessary if the district court 26 actually tries alternatives before employing the ultimate sanction of dismissal.”), cert. denied, 4 1 Malone v. Frank, 488 U.S. 819 (1988). The court reopened plaintiffs’ closed case, provided 2 plaintiffs with time to notify the court whether they intended to serve their First Amended 3 Complaint or file a Second Amended Complaint, and granted plaintiffs an opportunity to explain 4 their failure to file the required notice. Moreover, the court advised plaintiffs that they were 5 required to actively prosecute this action and follow the court’s orders. It also warned plaintiffs 6 in clear terms that failure to file a response to the OSC would result in a recommendation of 7 dismissal with prejudice. Warning a plaintiff that failure to take steps towards resolution of his 8 or her action on the merits will result in dismissal satisfies the requirement that the court consider 9 the alternatives. See, e.g., Ferdik, 963 F.2d at 1262 (“[O]ur decisions also suggest that a district 10 court’s warning to a party that his failure to obey the court’s order will result in dismissal can 11 satisfy the ‘consideration of alternatives’ requirement.”) (citing Malone, 833 F.2d at 132-33). At 12 this juncture, the court finds no suitable alternative to a recommendation for dismissal of this 13 action. This finding is supported by the fact that plaintiffs are proceeding in forma pauperis and 14 thus would very likely be unable to pay any monetary sanction imposed in lieu of dismissal. 15 The court also recognizes the importance of giving due weight to the fourth factor, 16 which addresses the public policy favoring disposition of cases on the merits. However, for the 17 reasons set forth above, factors one, two, three, and five strongly support a recommendation of 18 dismissal of this action, and factor four does not materially counsel otherwise. Dismissal is 19 proper “where at least four factors support dismissal or where at least three factors ‘strongly’ 20 support dismissal.” Hernandez v. City of El Monte, 138 F.3d 393, 399 (9th Cir. 1998) (citations 21 and quotation marks omitted). Under the circumstances of this case, the other relevant factors 22 outweigh the general public policy favoring disposition of actions on their merits. See Ferdik, 23 963 F.2d at 1263. 24 For the reasons stated above, IT IS HEREBY RECOMMENDED that plaintiffs’ 25 action be dismissed with prejudice pursuant to Federal Rule of Civil Procedure 41(b) and Local 26 Rules 110 and 183(a). 5 1 These findings and recommendations are submitted to the United States District 2 Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within fourteen 3 days after being served with these findings and recommendations, any party may file written 4 objections with the court and serve a copy on all parties. Id.; see also E. Dist. Local Rule 304(b). 5 Such a document should be captioned “Objections to Magistrate Judge’s Findings and 6 Recommendations.” Any response to the objections shall be filed with the court and served on 7 all parties within fourteen days after service of the objections. E. Dist. Local Rule 304(d). 8 Failure to file objections within the specified time may waive the right to appeal the District 9 Court’s order. Turner v. Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez v. Ylst, 951 F.2d 10 11 12 1153, 1156-57 (9th Cir. 1991). IT IS SO RECOMMENDED. DATED: July 6, 2012 13 14 15 _____________________________________ KENDALL J. NEWMAN UNITED STATES MAGISTRATE JUDGE 16 17 18 19 20 21 22 23 24 25 26 6

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