Draper v. Rosairo et al

Filing 225

PRELIMINARY JURY INSTRUCTIONS before Judge Kimberly J. Mueller on 6/17/2014. (Reader, L)

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UNITED STATES DISTRICT COURT

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FOR THE EASTERN DISTRICT OF CALIFORNIA

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JOHN CLINT DRAPER,

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No. 2:10-CV-0032 KJM EFB

Plaintiff,
v.

PRELIMINARY JURY INSTRUCTIONS

D. ROSARIO, et al.,
Defendants.

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DATED: June 17, 2014.

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UNITED STATES DISTRICT JUDGE

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Preliminary Instruction 1:
Ladies and gentlemen: You are now the jury in this case. It is my duty to instruct you on
the law.
It is your duty to find the facts from all the evidence in the case. You, and you alone, are

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the judges of the facts. You will hear the evidence, decide what the facts are, and then apply

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those facts to the law which I will give to you. This is how you will reach your verdict.

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You must follow the law as I give it to you whether you agree with it or not. And you

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must not be influenced by any personal likes or dislikes, opinions, prejudices, or sympathy. That

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means that you must decide the case solely on the evidence before you. The evidence will consist

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of the testimony of witnesses, documents, and other things received into evidence as exhibits and

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any facts on which the lawyers agree or which I may instruct you to accept.

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You must not infer from these instructions or from anything I may say or do as indicating
that I have an opinion regarding the evidence or what your verdict should be.
In following my instructions, you must follow all of them and not single out some and
ignore others; they are all important.

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Preliminary Instruction 2:

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During the trial you may hear me use a few terms that you may not have heard before. I

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will briefly explain some of the most common to you. The party who has brought suit is called

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the plaintiff. In this action, the plaintiff is John Draper. The party being sued is called the

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defendant. The defendant in this case is David Rosario.

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Plaintiff is represented by Victor Meng, Caitlin Blythe, Robert O’Leary, and Elizabeth
Patterson and defendant is represented by David Carrasco and Rene Lucaric.

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The attorneys representing the parties in this case are not allowed to speak with you.
When you see the attorneys at a recess or pass them in the halls and they do not speak to you,
they are not being rude or unfriendly – they are simply following the law.

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You will sometimes hear me refer to “counsel.” Counsel is another way of saying
“lawyers” or “attorneys.” I will sometimes refer to myself as the “court.”

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To help you follow the evidence, I will give you a brief summary of the positions of the
parties:

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In September 2009, Mr. Draper was an inmate and Mr. Rosario was a Correctional Officer

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at California State Prison—Solano in Vacaville, California. Mr. Draper alleges that Mr. Rosario

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violated Mr. Draper’s constitutional rights by using excessive force against him, in violation of

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his Eighth Amendment right to be free from cruel and unusual punishment, during an incident

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that occurred at the prison on September 9, 2009. Mr. Draper alleges that he suffered injuries as a

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result of this use of force.

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Officer Rosario denies that he used excessive force on Mr. Draper and denies that he
caused Mr. Draper any injury.

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Plaintiff has the burden of proving his claims. He must prove his claims by a

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preponderance of the evidence. When a party has the burden of proof on any claim by a

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preponderance of the evidence, it means you must be persuaded by the evidence that the claim is

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more probably true than not true.

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/////

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/////
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You should base your decision on all of the evidence, regardless of which party presented
it.

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Preliminary Instruction 3:

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All persons stand equal before the law, and are to be dealt with as equals in a court of
justice.

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Preliminary Instruction 4:
This is not an action against the State of California or against the California Department of
Corrections and Rehabilitation, sometimes called CDCR, or any prison. This is an action against

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Officer Rosario. Whether the State of California would or would not reimburse this defendant is
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irrelevant and should not be considered.

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Preliminary Instruction 5:

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The evidence you are to consider in deciding what the facts are consists of:

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1) the sworn testimony of any witness;

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2) the exhibits which are received into evidence; and

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3) any facts to which the parties have agreed.

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There are rules of evidence that control what can be received into evidence. From time to

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time during the trial, I may make rulings on objections or motions made by the lawyers. When I

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sustain an objection, I am excluding that evidence from this trial. If I sustain or uphold an

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objection to a question that goes unanswered by the witness, you should not draw any inferences

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or conclusions from the question. You must ignore the question and must not guess what the

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answer might have been. When I overrule an objection, I am permitting that evidence to be

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admitted.

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Sometimes I may order that evidence be stricken from the record and that you disregard or

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ignore the evidence. That means that when you are deciding the case, you must not consider the

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evidence that I told you to disregard.

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It is counsels’ duty to object when the other side offers testimony or other evidence that

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they believe is not admissible. You should not be unfair or prejudiced against either party

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because they made objections

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You should not infer or conclude from any ruling or other comment I may make that I

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have any opinion on the merits of the case favoring one side or the other. I do not favor one side

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or the other.

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Preliminary Instruction 6:
Some witnesses, because of education or experience, are permitted to state opinions and
the reasons for those opinions.
Opinion testimony should be judged just like any other testimony. You may accept it or

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reject it, and give it as much weight as you think it deserves, considering the witness’s education

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and experience, the reasons given for the opinion, and all the other evidence in the case.

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Preliminary Instruction 7:
The parties have agreed to certain facts that will be read to you. You should therefore treat
these facts as having been proved.

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Preliminary Instruction 8:

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Certain charts and summaries not received in evidence may be shown to you in order to

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help explain the contents of books, records, documents, or other evidence in the case. They are

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not themselves evidence or proof of any facts. If they do not correctly reflect the facts or figures

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shown by the evidence in the case, you should disregard these charts and summaries and

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determine the facts from the underlying evidence.

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Preliminary Instruction 9:

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In reaching your verdict, you may consider only the testimony and exhibits received into

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evidence. Certain things are not evidence, and you may not consider them in deciding what the

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facts are. I will list them for you:

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(1) Arguments and non-testimonial statements by counsel for either party are not

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evidence. Counsel for the parties are not witnesses. What they say in their opening statements,

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will say in their closing arguments, and at other times is intended to help you interpret the

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evidence, but it is not evidence. If the facts as you remember them differ from the way they have

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stated them, your memory of them controls.

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(2) Questions and objections by counsel for either party are not evidence.

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(3) Testimony that has been excluded or stricken, or that you have been instructed to

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disregard, is not evidence and must not be considered. In addition, sometimes testimony and

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exhibits are received only for a limited purpose. When I instruct you that an item of evidence will

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be or has been admitted for a limited purpose, you must consider it only for that limited purpose

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and for no other.

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(4) Anything you may have seen or heard when the court was not in session is not
evidence. You are to decide the case solely on the evidence received at the trial.

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Preliminary Instruction 10:
Evidence may be direct or circumstantial. Direct evidence is direct proof of a fact, such as

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testimony by a witness about what that witness personally saw or heard or did. Circumstantial

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evidence is proof of one or more facts from which you could find another fact. You should

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consider both kinds of evidence. The law makes no distinction between the weight to be given to

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either direct or circumstantial evidence. It is for you to decide how much weight to give to any

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evidence.

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By way of example, if you wake up in the morning and see that the sidewalk is wet, you
may find from that fact that it rained during the night. However, other evidence, such as a turned
on garden hose, may provide a different explanation for the presence of water on the sidewalk.
Therefore, before you decide that a fact has been proved by circumstantial evidence, you
must consider all the evidence in the light of reason, experience, and common sense.

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Preliminary Instruction 11:

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In deciding the facts in this case, you may have to decide which testimony to believe and

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which testimony not to believe. You may believe everything a witness says, or part of it, or none

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of it. Proof of a fact does not necessarily depend on the number of witnesses who testify about it.

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In considering the testimony of any witness, you may take into account:

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(1) the opportunity and ability of the witness to see or hear or know the things testified to;

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(2) the witness’s memory;

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(3) the witness’s manner while testifying;

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(4) the witness’s interest in the outcome of the case and any bias or prejudice;

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(5) whether other evidence contradicted the witness’s testimony;

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(6) the reasonableness of the witness’s testimony in light of all the evidence; and

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(7) any other factors that bear on believability.

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The weight of the evidence as to a fact does not necessarily depend on the number of

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witnesses who testify about it. The test is not which side brings the greater number of witnesses

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or takes the most time to present its evidence, but which witnesses and which evidence appeal to

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your minds as being most accurate and otherwise trustworthy.

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Preliminary Instruction 12:

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A witness may be discredited or impeached by evidence that is contradictory or shows

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that at some other time the witness has said or done something or has failed to say or do

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something which is inconsistent with the witness’s present testimony. The evidence that a

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witness has been convicted of a crime may also be considered, along with all other evidence, in

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deciding whether or not to believe the witness and how much weight to give to the testimony of

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the witness. This evidence may not be considered for any other purpose.

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As I have already instructed you, it is up to you to decide which testimony to believe and

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which testimony not to believe. You may believe everything a witness says, or part of it, or none

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of it.

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Preliminary Instruction 13:

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From time to time during the trial, it may become necessary for me to talk with the

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attorneys out of the hearing of the jury, either by having a conference at the bench when the jury

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is present in the courtroom, or by calling a recess. Please understand that while you are waiting,

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we are working. The purpose of these conferences is not to keep relevant information from you,

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but to decide how certain evidence is to be treated under the rules of evidence and to avoid

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confusion and error.

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Of course, we will do what we can to keep the number and length of these conferences to

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a minimum. I may not always grant a request for a conference. Do not consider my granting or

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denying a request for a conference as any indication of my opinion of the case or of what your

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verdict should be.

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Preliminary Instruction 14:
At the end of the trial, you will have to make your decision based on what you recall of

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the evidence. You will not have a transcript of the trial. I urge you to pay close attention to the

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testimony as given.

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If at any time you cannot hear the testimony, evidence, questions, or arguments or see the
witnesses or evidence, let me know so that I can correct the problem.

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Preliminary Instruction 15:
If you wish, you may take notes to help you remember the evidence. If you do take notes,

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please keep them to yourself until you and your fellow jurors go to the jury room to decide the

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case. Do not let note-taking distract you. When you leave, your notes should be left in the

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courtroom. No one will read your notes. They will be destroyed at the conclusion of the case.

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Whether or not you take notes, you should rely on your own memory of the evidence.

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Notes are only to assist your memory. You should not be overly influenced by your notes or those

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of your fellow jurors.

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Preliminary Instruction 16:

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I will now say a few words about your conduct as jurors.

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First, keep an open mind throughout the trial, and do not decide what the verdict should be

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until you and your fellow jurors have completed your deliberations at the end of the case.

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Second, because you must decide this case based only on the evidence received in the case

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and on my instructions as to the law that applies, you must not be exposed to any other

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information about the case or to the issues it involves during the course of your jury duty. Thus,

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until the end of the case or unless I tell you otherwise:

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Do not communicate with anyone in any way and do not let anyone else communicate

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with you in any way about the merits of the case or anything to do with it. This includes

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discussing the case in person, in writing, by phone or electronic means, via e-mail, text

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messaging, or any Internet chat room, blog, Web site or other feature. This applies to

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communicating with your fellow jurors until I give you the case for deliberation, and it applies to

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communicating with everyone else including your family members, your employer, the media or

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press, and the people involved in the trial, although you may notify your family and your

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employer that you have been seated as a juror in the case. But, if you are asked or approached in

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any way about your jury service or anything about this case, you must respond that you have been

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ordered not to discuss the matter and to report the contact to the court.

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Because you will receive all the evidence and legal instruction you properly may consider

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to return a verdict: do not read, watch, or listen to any news or media accounts or commentary

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about the case or anything to do with it; do not do any research, such as consulting dictionaries,

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searching the Internet or using other reference materials; and do not make any investigation or in

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any other way try to learn about the case on your own.

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Third, if you need to communicate with me simply give a signed note to the clerk to give
to me.
Fourth, do not make up your mind about what the verdict should be until after you have

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gone to the jury room to decide the case and you and your fellow jurors have discussed the

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evidence. Keep an open mind until then.
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The law requires these restrictions to ensure the parties have a fair trial based on the same

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evidence that each party has had an opportunity to address. A juror who violates these

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restrictions jeopardizes the fairness of these proceeding and a mistrial could result, meaning that

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there would have to be a new trial. If any juror is exposed to any outside information, please

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notify the court immediately.

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Preliminary Instruction 17:

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The next phase of the trial will now begin. First, each side may make an opening

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statement. An opening statement is not evidence. It is simply an outline to help you understand

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what that party expects the evidence will show. A party is not required to make an opening

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statement.

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Counsel for Mr. Draper will then present evidence, and counsel for Officer Rosario may

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cross-examine. Then counsel for Officer Rosario may present evidence, and Mr. Draper’s

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counsel may cross-examine.

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After the evidence has been presented, I will instruct you on the law that applies to the
case and the attorneys will make closing arguments.
After that, you will go to the jury room to deliberate on your verdict.

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Preliminary Instruction for Recess:

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We are about to take our first break during the trial, and I want to remind you of the

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instructions I gave you earlier. Until the trial is over, you are not to discuss this case with anyone,

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including your fellow jurors, members of your family, people involved in the trial, or anyone else,

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nor are you allowed to permit others to discuss the case with you. If anyone approaches you and

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tries to talk to you about the case, please let me know about it immediately. Do not read or listen

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to any news reports of the trial. Do not conduct any research of any kind, including by using a

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cell phone or other electronic device, or by going to a library or other outside source. Finally, you

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are reminded to keep an open mind until all the evidence has been received and you have heard

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the arguments of counsel, the instructions of the court, and the views of your fellow jurors.

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If you need to speak with me about anything, simply give a signed note to the clerk to give
to me.
I will not repeat these admonitions each time we recess or adjourn, but you will be
reminded of them on such occasions.

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