Johnson v. Walker
Filing
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FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Dale A. Drozd on 0531/11 recommending that petitioner's application for a writ of habeas corpus be denied. Referred to Judge John A. Mendez. Objections due within 21 days. (Plummer, M)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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MALCOLM AUGUSTUS JOHNSON,
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Petitioner,
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No. CIV S-10-0237 JAM DAD P
vs.
JAMES WALKER, Warden,
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Respondent.
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FINDINGS & RECOMMENDATIONS
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Petitioner is a state prisoner proceeding pro se with a petition for a writ of habeas
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corpus pursuant to 28 U.S.C. § 2254. Petitioner challenges a judgment of conviction entered
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against him on May 25, 2007 in the Sacramento County Superior Court on charges of possession
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of methamphetamine, transportation of methamphetamine, and possession of drug paraphernalia.
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He seeks federal habeas relief on the following grounds: (1) his sentence violates the Double
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Jeopardy Clause and his federal constitutional rights to due process and to a jury trial; (2) the
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sentence imposed upon him was not supported by sufficient evidence; and (3) his trial and
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appellate counsel rendered ineffective assistance. Upon careful consideration of the record and
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the applicable law, the undersigned will recommend that petitioner’s application for habeas
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corpus relief be denied.
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FACTUAL BACKGROUND
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In its unpublished memorandum and opinion affirming petitioner’s judgment of
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conviction on appeal1, the California Court of Appeal for the Third Appellate District provided
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the following factual summary:
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A jury convicted defendant Malcolm Augustus Johnson of two
counts of possession of methamphetamine (Health & Saf. Code, §
11377, subd. (a)), and single counts of transportation of
methamphetamine (Health & Saf. Code, § 11379, subd. (a)) and
possession of drug paraphernalia (Health & Saf. Code, § 11364).
Defendant admitted an on-bail allegation and two prior convictions
for transportation of methamphetamine for personal use. The court
struck one of the prior conviction allegations, and imposed a term
of eight years and eight months in state prison.2
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BACKGROUND
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On March 1, 2006, Sacramento County Sheriff’s Detective Kevin
Reali and other officers went to defendant's residence, where he
was found lying on a baggie of 1.62 grams of methamphetamine.
A search of the residence also revealed a functional digital scale, a
narcotics pipe, and two notebooks containing pay/owe sheets.
Defendant’s wallet contained $258 cash: a $100 bill, one $50 bill,
four $20 bills, one $5 bill, and twenty-three $1 dollar bills.
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Searching defendant’s car, officers found methylsulfonylmethane
(MSM), an additive commonly added to methamphetamine to
increase the product. The methamphetamine was not analyzed to
see whether it contained any MSM.
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On November 12, 2006, Sacramento County Sheriff’s Sergeant
John Zwolinski pulled over defendant's car for running a stop sign.
Sergeant Zwolinski searched the car and found two cellular
phones, two black plastic scales, and a small CD case containing
syringes, spoons, numerous small plastic baggies, and two baggies
of methamphetamine.
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The baggies with methamphetamine were found in a false bottom
of a cigarette box in which cigarettes had been glued to the top.
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Notice of Lodging Documents on April 28, 2010 (Doc. No. 13), Resp’t’s Lod. Doc. 4
(hereinafter Opinion).
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The court also imposed two concurrent three-year prison terms for probation violations
in two unrelated cases.
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On the outside of the two baggies was written the word “ball” in
black pen. They contained respectively 3.72 grams and 2.97 grams
of methamphetamine. The pipes were like those used for smoking
methamphetamine, and the spoons, scales, and pipes contained
methamphetamine residue. Sergeant Zwolinski also found a bottle
of prenatal dietary supplement, which defendant claimed was
vitamin B-12, which he used when “jones’ing.” Appellant had
$286 in cash: twelve $20 bills, three $10 bills, one $5 bill, and
eleven $1 dollar bills.
Defendant gave a Miranda v. Arizona (1966) 384 U.S. 436 [16 L
.Ed.2d 694] waiver and told Sergeant Zwolinski he was not a drug
dealer, but he admitted selling methamphetamine from time to
time. He injected methamphetamine, which he last used two days
ago. Defendant used about a gram each time, three to four times a
week, and denied knowledge of the methamphetamine in his car.
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Over defendant's objection, Detective Reali testified as an expert
regarding possession of methamphetamine for sale. He testified
that .1 grams of methamphetamine was a useable dose, but most
consumers will need a greater dose. A typical user will carry one
to two grams on their person, and someone with sufficient
tolerance could use one-and-a-half to two grams. The detective
admitted some addicts may use scales to avoid accidental overdose.
While the 1.62 grams found on defendant in his residence was
consistent with personal use and not a large amount of
methamphetamine, the pay/owe sheets demonstrated possession for
the purpose of sale. Based on a hypothetical regarding the drugs
found in the November 12 stop, Deputy Reali concluded that they
were also used for sale.
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Defendant, testifying, said he had been using drugs for the last 31
years, since he was 14. At the time of his arrest he was using two
to four grams of methamphetamine a day, if he could afford it. He
was relatively clean on March 1, 2006, so a half a gram would have
lasted him the day.
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Defendant said the pay/owe sheets were a shopping list and list of
people to whom he owed money, both unrelated to
methamphetamine. He intended to use rather than sell the
methamphetamine found in both searches. Defendant also denied
making any of the statements to Sergeant Zwolinski.
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Defendant was charged with possession of methamphetamine for
sale (Health & Saf.Code, § 11378) in counts 1 and 2 along with
transportation of methamphetamine in count 3, and possession of
drug paraphernalia in count 4. The jury convicted defendant on
counts 3 and 4, acquitted him of counts 1 and 2, but convicted him
in counts 1 and 2 of the lesser included offenses of possession of
methamphetamine.
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At sentencing, the court determined that in order to be eligible for
Proposition 36 probation defendant had the burden of proving by a
preponderance of the evidence his possession and transportation
offenses were for personal use and not for sale. Defendant
objected to placing the burden of proof on him, and requested
Proposition 36 probation on the basis of the jury’s acquittal on the
possession for sale charges. The court disagreed, finding defendant
did not possess the methamphetamine for personal use, and was
therefore ineligible for Proposition 36 probation.
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ANALYSIS
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I. Standards of Review Applicable to Habeas Corpus Claims
An application for a writ of habeas corpus by a person in custody under a
judgment of a state court can be granted only for violations of the Constitution or laws of the
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United States. 28 U.S.C. § 2254(a). A federal writ is not available for alleged error in the
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interpretation or application of state law. See Wilson v. Corcoran, 562 U.S.___, ___, 131 S. Ct.
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13, 16 (2010); Estelle v. McGuire, 502 U.S. 62, 67-68 (1991); Park v. California, 202 F.3d 1146,
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1149 (9th Cir. 2000).
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Title 28 U.S.C. § 2254(d) sets forth the following standards for granting federal
habeas corpus relief:
An application for a writ of habeas corpus on behalf of a
person in custody pursuant to the judgment of a State court shall
not be granted with respect to any claim that was adjudicated on
the merits in State court proceedings unless the adjudication of the
claim (1) resulted in a decision that was contrary to, or involved
an unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
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(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
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For purposes of applying § 2254(d)(1), “clearly established federal law” consists
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of holdings of the United States Supreme Court at the time of the state court decision. Stanley v.
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Cullen, 633 F.3d 852, 859 (9th Cir. 2011) (citing Williams v. Taylor, 529 U.S. 362, 405-06
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(2000)). Nonetheless, “circuit court precedent may be persuasive in determining what law is
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clearly established and whether a state court applied that law unreasonably.” Stanley, 633 F.3d at
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859 (quoting Maxwell v. Roe, 606 F.3d 561, 567 (9th Cir. 2010).
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A state court decision is “contrary to” clearly established federal law if it applies a
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rule contradicting a holding of the Supreme Court or reaches a result different from Supreme
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Court precedent on “materially indistinguishable” facts. Price v. Vincent, 538 U.S. 634, 640
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(2003). Under the “unreasonable application” clause of § 2254(d)(1), a federal habeas court may
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grant the writ if the state court identifies the correct governing legal principle from the Supreme
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Court’s decisions, but unreasonably applies that principle to the facts of the prisoner’s case.3
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Lockyer v. Andrade, 538 U.S. 63, 75 (2003); Williams, 529 U.S. at 413; Chia v. Cambra, 360
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F.3d 997, 1002 (9th Cir. 2004). In this regard, a federal habeas court “may not issue the writ
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simply because that court concludes in its independent judgment that the relevant state-court
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decision applied clearly established federal law erroneously or incorrectly. Rather, that
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application must also be unreasonable.” Williams, 529 U.S. at 412. See also Schriro v.
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Landrigan, 550 U.S. 465, 473 (2007); Lockyer, 538 U.S. at 75 (it is “not enough that a federal
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habeas court, in its independent review of the legal question, is left with a ‘firm conviction’ that
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the state court was ‘erroneous.’”). “A state court’s determination that a claim lacks merit
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precludes federal habeas relief so long as ‘fairminded jurists could disagree’ on the correctness of
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the state court’s decision.” Harrington v. Richter, 562 U.S.___,___,131 S. Ct. 770, 786 (2011)
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(quoting Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)). Accordingly, “[a]s a condition for
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obtaining habeas corpus from a federal court, a state prisoner must show that the state court’s
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ruling on the claim being presented in federal court was so lacking in justification that there was
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an error well understood and comprehended in existing law beyond any possibility for fairminded
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disagreement.” Harrington,131 S. Ct. at 786-87.
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Under § 2254(d)(2), a state court decision based on a factual determination is not to be
overturned on factual grounds unless it is “objectively unreasonable in light of the evidence
presented in the state court proceeding.” Stanley v. Cullen, 633 F.3d 852, 859 (9th Cir. 2011)
(quoting Davis v. Woodford, 384 F.3d 628, 638 (9th Cir. 2004)).
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If the state court’s decision does not meet the criteria set forth in § 2254(d), a
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reviewing court must conduct a de novo review of a habeas petitioner’s claims. Delgadillo v.
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Woodford, 527 F.3d 919, 925 (9th Cir. 2008); see also Frantz v. Hazey, 533 F.3d 724, 735 (9th
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Cir. 2008) (en banc) (“[I]t is now clear both that we may not grant habeas relief simply because
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of § 2254(d)(1) error and that, if there is such error, we must decide the habeas petition by
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considering de novo the constitutional issues raised.”).
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The court looks to the last reasoned state court decision as the basis for the state
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court judgment. Stanley, 633 F.3d at 859; Robinson v. Ignacio, 360 F.3d 1044, 1055 (9th Cir.
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2004). If the last reasoned state court decision adopts or substantially incorporates the reasoning
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from a previous state court decision, this court may consider both decisions to ascertain the
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reasoning of the last decision. Edwards v. Lamarque, 475 F.3d 1121, 1126 (9th Cir. 2007) (en
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banc). “When a federal claim has been presented to a state court and the state court has denied
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relief, it may be presumed that the state court adjudicated the claim on the merits in the absence
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of any indication or state-law procedural principles to the contrary.” Harrington, 131 S. Ct. at
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784-85. This presumption may be overcome by a showing “there is reason to think some other
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explanation for the state court’s decision is more likely.” Id. at 785 (citing Ylst v. Nunnemaker,
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501 U.S. 797, 803 (1991)). Where the state court reaches a decision on the merits but provides
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no reasoning to support its conclusion, a federal habeas court independently reviews the record to
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determine whether habeas corpus relief is available under § 2254(d). Stanley, 633 F.3d at 860;
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Himes v. Thompson, 336 F.3d 848, 853 (9th Cir. 2003). “Independent review of the record is
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not de novo review of the constitutional issue, but rather, the only method by which we can
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determine whether a silent state court decision is objectively unreasonable.” Himes, 336 F.3d at
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853. Where no reasoned decision is available, the habeas petitioner still has the burden of
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“showing there was no reasonable basis for the state court to deny relief.” Harrington, 131 S. Ct.
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at 784.
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When it is clear, however, that a state court has not reached the merits of a
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petitioner’s claim, the deferential standard set forth in 28 U.S.C. § 2254(d) does not apply and a
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federal habeas court must review the claim de novo. Stanley, 633 F.3d at 860; Reynoso v.
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Giurbino, 462 F.3d 1099, 1109 (9th Cir. 2006); Nulph v. Cook, 333 F.3d 1052, 1056 (9th Cir.
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2003).
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II. Petitioner’s Claims
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A. Whether Petitioner’s Sentence Violates his Rights to Due Process and a Jury Trial
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In petitioner’s first ground for relief, he claims that the trial judge violated his
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rights to due process and to a jury trial when he sentenced petitioner to prison time instead of
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releasing him on probation pursuant to California Proposition 36. (Pet. at 35.)4 Petitioner argues
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that his sentence “exceeded the statutory maximum . . . which was out patient treatment pursuant
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to Proposition 36 and not prison.” (Id.) As explained by the California Court of Appeal, in
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declining to sentence petitioner to an outpatient treatment program pursuant to Proposition 36,
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the trial judge found that petitioner possessed the methamphetamine for sale rather than personal
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use even though the jury had acquitted him of possession of methamphetamine for sale.
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(Opinion at 5, 10.) Petitioner claims this finding by the trial judge violated his rights to due
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process and to a jury trial, as set forth in Cunningham v. California, 549 U.S. 270 (2007).
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Petitioner explains, “[t]he verdict established outpatient treatment as the maximum sentence
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allowed based on facts found true by the jury, such that petitioner’s prison sentence relying on
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facts rejected by the jury violated his federal right to due process and jury trial.” (Id.)
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Petitioner also argues that the state appellate court’s decision rejecting his
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sentencing claims is contrary to the rule of law established in Apprendi v. New Jersey, 530 U.S.
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466 (2000) and Blakely v. Washington, 542 U.S. 296 (2004), and that the state courts’ reliance
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on state law permitting a trial court to use acquitted upon conduct to impose a sentence above the
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Page number citations such as these are to the page number reflected on the court’s
CM/ECF system and not to page numbers assigned by the parties.
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statutory maximum is contrary to the holdings in Apprendi, Blakely, and Cunningham. (Id. at
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35-37.) Petitioner claims that the state court’s finding that the provisions of Proposition 36 do
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not constitute his statutory maximum sentence is contrary to “clearly established federal law
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holding that a statutory maximum is defined by facts admitted by a defendant or found true by a
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jury.” (Id. at 37-38.) Petitioner argues, “the statutory maximum was Proposition 36, because
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under California law, if a person is eligible for outpatient therapy, as petitioner was once he was
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found not guilty of possession for sale, incarceration is not a possible option, the trial court was
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mandated to sentence him to participation in Proposition 36 outpatient therapy as petitioner
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requested.” (Id. at 37.) Petitioner summarizes his first ground for relief as follows: “Once the
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jury’s verdict rejected petitioner’s charge for possession for sale, there were no barriers to
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petitioner’s statutory eligibility, and the trial court’s failure to sentence him to outpatient therapy
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exceeded the statutory maximum for his sentence as defined by federal law, and violated his right
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to due process and jury trial under the Fifth and Sixth Amendments to the United States
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Constitution.” (Id. at 38.)
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In his second ground for relief, petitioner claims that “the trial court’s use of
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acquitted conduct in sentencing petitioner beyond the statutory maximum violated his Fifth
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Amendment Rights to Due Process and Sixth Amendment right to jury trial.” (Id.) Again,
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petitioner argues that the sentencing judge was not entitled to make his own finding, contrary to
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the jury verdict, that petitioner possessed the methamphetamine for sale, and then use that
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finding to sentence him to prison. (Id. at 38-39.) Petitioner cites the decisions in Cunningham
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and United States v. Brady, 928 F.2d 844, 851-52 (9th Cir. 1991) abrogated on other grounds by
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Nichols v. United States, 511 U.S. 738 (1994) in support of his second ground for relief.
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1. State Court Decision
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The California Court of Appeal rejected petitioner’s due process and Sixth
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Amendment claims, reasoning as follows:
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Proposition 36, the Substance Abuse and Crime Prevention Act of
2000, added section 1210.1 to the Penal Code, which requires the
trial court to grant probation with a drug treatment condition to
anyone convicted of a “nonviolent drug possession offense” unless
disqualified by the provisions of section 1210.1, subdivision (b).
(§ 1210.1, subd. (a).) Section 1210, subdivision (a), defines a
“nonviolent drug possession offense” as “the unlawful personal
use, possession for personal use, or transportation for personal use
of any controlled substance identified in Section 11054, 11055,
11056, 11057 or 11058 of the Health and Safety Code, or the
offense of being under the influence of a controlled substance in
violation of Section 11550 of the Health and Safety Code.”
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Here, defendant was not disqualified from Proposition 36
probation by any of the provisions of section 1210.1, subdivision
(b). Instead, the trial court found him ineligible because it found
defendant's possession and transportation of methamphetamine
was not for personal use.
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Defendant contends his acquittal on charges of possession of
methamphetamine for sale with respect to both incidents precluded
the court from finding he was ineligible for Proposition 36
probation because he possessed and transported the drugs for sale
rather than personal use. Specifically, he argues the court's use of
acquitted conduct to deny Proposition 36 probation violated due
process generally, the due process and jury trial rights applied to
California sentencing law in Cunningham, and the court also
violated due process by placing on him the burden of proving his
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possession and transportation offenses were for personal use. We
disagree.
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A.
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In People v. Takencareof (1981) 119 Cal. App.3d 492, the
defendant was charged with burglary and arson. (Id. at p. 495.)
The defendant pled guilty to burglary and the jury acquitted him of
the arson count. (Ibid.) During sentencing, the trial court referred
to the great harm caused by the arson and denied the defendant
probation. (Id. at p. 497.) The appellate court remanded for
resentencing, finding the trial court erred in considering the
damage caused by the arson, because defendant had been acquitted
of that charge. (Id. at p. 498.)
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Defendant argues that the rule of Takencareof precluded the trial
court from using acquitted conduct to deny Proposition 36
probation, as this action increased his punishment through the use
of acquitted conduct. Subsequent to defendant's opening brief, the
California Supreme Court overruled Takencareof. (People v.
Towne (2008) 44 Cal.4th 63 (Towne).) Addressing whether a
court could use facts implicitly found not true by the jury in its
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decision to impose an upper term (id. at p. 83), the Supreme Court
concluded neither due process, double jeopardy, nor the right to
jury trial justified the rule of Takencareof, and accordingly
overruled that decision. (Id. at pp. 85-86.)
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Under Towne, acquitted conduct can be considered in sentencing
without violating due process. We find the Supreme Court's
decision precludes us from following Takencareof and accordingly
reject defendant's claim.
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B.
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Apprendi v. New Jersey (2000) 530 U.S. 466 [147 L.Ed.2d 435]
held that other than the fact of a prior conviction, any fact
increasing the penalty for a crime beyond the statutory maximum
must be tried to a jury and proven beyond a reasonable doubt. (Id.
at p. 490 [147 L.Ed.2d at p. 455].) “[T]he ‘statutory maximum’ for
Apprendi purposes is the maximum sentence a judge may impose
solely on the basis of the facts reflected in the jury verdict or
admitted by the defendant. [Citation.]” (Blakely v. Washington
(2004) 542 U.S. 296, 303 [159 L.Ed.2d 403, 413], italics omitted.)
In Cunningham, the United States Supreme Court held that by
“assign[ing] to the trial judge, not to the jury, authority to find the
facts that expose a defendant to an elevated ‘upper term’ sentence”,
California's determinate sentencing law “violates a defendant's
right to trial by jury safeguarded by the Sixth and Fourteenth
Amendments.” (Cunningham, supra, 549 U.S. at p. ---- [166
L.Ed.2d at p. 864].)
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Defendant contends the “statutory maximum” supported by the
verdicts was that he transported methamphetamine for personal
use, and therefore was eligible for Proposition 36 probation. He
argues the court's finding to the contrary violated Cunningham and
Apprendi.
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The leading California Supreme Court case holds Proposition 36
effects a sentence reduction rather than the statutory maximum for
the offense. “[N]othing in section 1210.1 [Proposition 36] could
have created an enhancement to petitioner's sentence since, when it
applies, section 1210.1 reduces the potential punishment.” (In re
Varnell (2003) 30 Cal.4th 1132, 1142 (Varnell).) “[I]n enacting
Proposition 36, the electorate understood incarceration to be the
preexisting standard penalty; it intended probation and treatment to
reduce the penalty that would otherwise apply.” (People v. Dove
(2004) 124 Cal. App.4th 1, 11 (Dove)].)
Courts applying Proposition 36 have concluded, “neither Apprendi
nor Blakely prohibited the trial court from deciding, based on the
preponderance of the evidence, whether defendant's possession or
transportation was for personal use for purposes of Proposition
36.” (Dove, supra, 124 Cal. App.4th at p. 11; see also People v.
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Barasa (2002) 103 Cal. App.4th 287, 294 (Barasa) [Apprendi does
not apply because Proposition 36 “effects a sentence reduction,
rather than an increase in the ‘prescribed statutory maximum’
sentence”]; People v. Glasper (2003) 113 Cal. App.4th 1104, 1115
[following Barasa].)
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Defendant argues these cases are distinguished as they were
decided before Cunningham. He claims Cunningham “reaffirmed
that a statutory maximum is determined by a jury's verdict and not
a number, such as [an] upper term.” This misconstrues
Cunningham, a decision not relevant to the issue before us.
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Cunningham did not address the sentence reduction scheme of
Proposition 36 or otherwise support defendant's argument that
Proposition 36 probation is the statutory maximum sentence.
Indeed, Cunningham specifically identified “the middle term
specified in California's statutes, . . . as the relevant statutory
maximum.” (Cunningham, supra, 549 U.S. at p. ---- [166 L.Ed.2d
at p. 876].)
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Probation is a matter of clemency, not of right. (People v. Superior
Court ( Du ) (1992) 5 Cal. App.4th 822, 831.) In Varnell, our
Supreme Court found this general principle equally applicable to
Proposition 36 probation, and concluded it was a sentence
reduction rather than establishing a new statutory maximum for the
relevant offense. (Varnell, supra, 30 Cal.4th at p. 1142.) Nothing
in Cunningham diminishes the authority of that holding. We are
bound to follow Varnell, and like the courts in Dove, Barasa, and
Glaser, conclude the rule of Apprendi does not apply to the court's
decision as to whether defendant is eligible for Proposition 36
probation.5 The court's finding that defendant possessed and
transported drugs for sale rather than personal use, in spite of the
jury's verdict to the contrary did not implicate the rights to jury trial
and due process set forth in Apprendi, Blakely, and Cunningham.
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C.
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Barasa, supra, held the defendant has the burden of proving by a
preponderance of the evidence that his drug offenses were for
personal use and therefore eligible for sentence reduction under
Proposition 36. (Barasa, supra, 103 Cal. App.4th at p. 296; see
also Dove, supra, 124 Cal. App.4th at p. 10 [applying Barasa] .)
The trial court applied the same standard in finding defendant's
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Nor, as defendant contends, does the fact that Barasa involved guilty pleas rather than
an acquittal (see Barasa, supra, 103 Cal. App.4th at p. 290) change our analysis. Barasa's holding
is based on the premise that Proposition 36 reduces punishment rather than establishing a new
maximum sentence. (Id. at pp. 294-295.) Whether the case involves a guilty plea or an acquittal
and conviction on a lesser offense is irrelevant to the Apprendi analysis.
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drugs were not for personal use, and defendant argues this violates
due process.
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Evidence Code section 500 provides: “Except as otherwise
provided by law, a party has the burden of proof as to each fact the
existence or nonexistence of which is essential to the claim for
relief or defense that he is asserting.” Citing this provision, the
court in Barasa determined the defendant, as the party seeking
relief under Proposition 36, had the burden of proving by a
preponderance of the evidence the drugs he transported were for
personal use. (Barasa, supra, 103 Cal. App.4th at p. 296.)
We agree with the reasoning of the Court of Appeal in Barasa. As
already discussed, the California Supreme Court held in Varnell
that Proposition 36 operates as a sentence reduction. (Varnell,
supra, 30 Cal.4th at p. 1142.) The defendant is therefore the party
seeking relief under this provision, and, under Evidence Code
section 500, the party upon whom the burden of proof should be
placed. As there is no justification for placing a higher burden, this
burden should be carried by a preponderance of the evidence.
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This is consistent with our decision in People v. Atwood (2003)
110 Cal. App.4th 805, where we held the People had the burden to
prove the purpose of a missed probation interview when seeking to
terminate Proposition 36 probation and send the defendant to
prison. (Id. at pp. 811-813.) “The burdens of producing evidence
and of persuasion flow from a party's status as a claimant seeking
relief. In Barasa, the defendant was the claimant. Here, the
People, not defendant, are the claimant. Because they are both
claimants, both the defendant in Barasa and the People in this case
are properly assigned the burdens of producing evidence and of
persuasion.” (Id. at p. 812.) It is entirely consistent with due
process to place the burden of proof on defendant as the party
seeking relief under Proposition 36.
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(Opinion at 5-11.)
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2. Applicable Federal Standards
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Federal collateral review of a state criminal conviction is limited to determining
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whether petitioner's federal constitutional or other federal rights have been violated and does not
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extend to review a state's application of its own laws. Jackson v. Ylst, 921 F.2d 882, 885 (9th
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Cir. 1990); Cacoperdo v. Demosthenes, 37 F.3d 504, 507 (9th Cir. 1994) (recognizing that the
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decision whether to impose sentences concurrently or consecutively is a matter of state criminal
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procedure and is not within the purview of federal habeas corpus). Federal courts must defer to
12
1
the state courts’ interpretation of state sentencing laws. Estelle, 502 U.S. at 67-68; Bueno v.
2
Hallahan, 988 F.2d 86, 88 (9th Cir. 1993). Absent a showing of fundamental unfairness, a state
3
court's application or misapplication of its own sentencing laws does not generally justify federal
4
habeas relief. Christian v. Rhode, 41 F.3d 461, 469 (9th Cir. 1994). “So long as the type of
5
punishment is not based upon any proscribed federal grounds such as being cruel and unusual,
6
racially or ethnically motivated, or enhanced by indigency, the penalties for violations of state
7
statutes are matters of state concern.” See Makal v. Arizona, 544 F.2d 1030, 1035 (9th Cir.
8
1976).
9
A criminal defendant is entitled to a trial by jury and to have every element
10
necessary to sustain his conviction proven by the state beyond a reasonable doubt. U. S. Const.
11
amends. V, VI, XIV. In Apprendi, the United States Supreme Court held that the Due Process
12
Clause of the Fourteenth Amendment requires any fact other than a prior conviction that
13
“increases the penalty for a crime beyond the prescribed statutory maximum” to be “submitted to
14
a jury and proved beyond a reasonable doubt.” 530 U.S. at 490. In Blakely, the United States
15
Supreme Court decided that a defendant in a criminal case is entitled to have a jury determine
16
beyond a reasonable doubt any fact that increases the statutory maximum sentence, unless the
17
fact was admitted by the defendant or was based on a prior conviction. 542 U.S. at 303-04. The
18
Supreme Court also clarified the definition of “statutory maximum” for purposes of this
19
constitutional rule by stating: “the relevant ‘statutory maximum’ is not the maximum sentence a
20
judge may impose after finding additional facts, but the maximum he may impose without any
21
additional facts.” Id. at 2537. In United States v. Booker, 543 U.S. 220 (2005), the United States
22
Supreme Court applied Blakely to the Federal Sentencing Guidelines. The court again clarified
23
that “‘the statutory maximum’ for Apprendi purposes is the maximum sentence a judge may
24
impose solely on the basis of the facts reflected in the jury verdict or admitted by the defendant.”
25
Id. at 232. Citing the decisions in Apprendi and Blakely, the Supreme Court in Cunningham held
26
that California’s Determinate Sentencing Law violates a defendant’s right to a jury trial to the
13
1
extent it permits a trial court to impose an upper term based on facts found by the court rather
2
than by a jury. 549 U.S. at 288-89. The court determined that “the middle term prescribed in
3
California’s statutes, not the upper term, is the relevant statutory maximum.” Id. at 288. The
4
Ninth Circuit has subsequently held that Cunningham may be applied retroactively on collateral
5
review. Butler v. Curry, 528 F.3d 624, 639 (9th Cir. 2008).
6
3. Analysis
7
The determination of the California Court of Appeal that California’s Proposition
8
36 is a sentence “reduction” rather than the statutory maximum for the relevant offense is binding
9
on this court. See Bradshaw v. Richey, 546 U.S. 74, 76 (2005) (“We have repeatedly held that a
10
state court's interpretation of state law, including one announced on direct appeal of the
11
challenged conviction, binds a federal court sitting in habeas corpus”). Therefore, petitioner’s
12
prison sentence did not exceed the statutory maximum for his crimes and is not prohibited by the
13
rule of law established in Apprendi, Cunningham, or Blakely. Therefore, the state appellate
14
court’s decision rejecting petitioner’s claims was not contrary to or an unreasonable application
15
of federal law and may not be set aside. See Lockyer, 538 U.S. at 75; Williams, 529 U.S. at 413.
16
Courts considering claims similar to those petitioner raises here have reached this
17
same conclusion. In this regard, subsequent to the Booker decision the Ninth Circuit has held
18
that a sentencing court does not violate the Sixth Amendment right to jury trial by considering
19
conduct that a defendant was acquitted upon in sentencing so long as the sentence imposed does
20
not exceed the statutory maximum sentence on the counts of conviction. United States v.
21
Mercado, 474 F.3d 654 (9th Cir. 2007). The court in Mercado noted that “every other Court of
22
Appeals to consider the issue has agreed with the proposition that the use of acquitted conduct at
23
sentencing does not violate the Constitution,” and held that “Booker has not abrogated the
24
previously prevailing constitutional jurisprudence that allowed sentencing courts to consider
25
conduct underlying acquitted criminal charges.” Id. at 657, 658. See also United States v.
26
Valentine, No. 07-10017, 2009 WL 424544, at *1 (9th Cir. Feb. 20, 2009) (“A sentencing judge
14
1
may rely upon uncharged or even acquitted conduct in making a guidelines calculation.”);
2
United States v. Chong, No. 06-10100, 2007 WL 1991064, at *1 (9th Cir. July 6, 2007)
3
(concluding that a trial court’s consideration of conduct underlying an acquitted charge in
4
imposing sentence did not violate the defendant’s right to due process).6
5
In federal court, a trial judge is entitled to find by a preponderance of the evidence
6
all facts relevant to the determination of a sentence below the statutory maximum. United States
7
v. Treadwell, 593 F.3d 990, 1017-18 (9th Cir.), cert. denied, ___ U.S. ___, 131 S. Ct. 488 (2010).
8
See also Winn v. Cate, No. 2:08-cv-01895-JWS, 2010 WL 1558956, *6 (E.D. Cal. April 19,
9
2010) (rejecting claim similar to that raised in the instant petition).
10
11
In light of this authority, petitioner is not entitled to federal habeas relief with
respect to his due process and Sixth Amendment challenges to his state court imposed sentence.
12
B. Whether Petitioner’s Sentence Violates the Double Jeopardy Clause
13
In his third ground for relief, petitioner argues that the state trial court violated the
14
Double Jeopardy Clause when it relied upon acquitted conduct to decline the imposition of a
15
sentence under California’s Proposition 36. (Pet. at 40.) This claim is foreclosed by the United
16
States Supreme Court’s holding that the Double Jeopardy Clause “does not prevent the
17
sentencing court from considering conduct underlying [an] acquitted charge, so long as that
18
conduct has been proved by a preponderance of the evidence.” United States v. Watts, 519 U.S.
19
148, 147 (1997).
20
21
The California Court of Appeal rejected petitioner’s Double Jeopardy claim based
upon reasoning similar to that employed by the Supreme Court in Watts, stating as follows:
22
Defendant claims use of the acquitted conduct to render him
ineligible for Proposition 36 treatment violates the state and federal
prohibitions against double jeopardy. We disagree.
23
24
/////
25
6
26
Citation of these unpublished dispositions by the Ninth Circuit Court of Appeals is
appropriate pursuant to Fed. R. App. P. 32.1 and U.S. Ct. of App. 9th Cir. Rule 36-3(b).
15
1
As we have already discussed, the California Supreme Court held
the use of a fact implicitly rejected by the verdict in sentencing
does not violate double jeopardy. (Towne, supra, 44 Cal.4th at p.
85.) The United States Supreme Court has come to the same
conclusion. (United States v. Watts (1997) 519 U.S. 148, 157 [136
L.Ed.2d 554, 565].)
2
3
4
6
Although these cases are mentioned elsewhere in his brief,
defendant’s double jeopardy argument does not discuss them, let
alone provide us with a reason to disregard the rulings of either
Supreme Court.
7
(Opinion at 11-12.) The state appellate court’s decision in this regard was not contrary to or an
8
unreasonable application of the legal principles announced by the Supreme Court in Watts.
9
Accordingly, petitioner is not entitled to federal habeas relief on his Double Jeopardy claim.
5
10
C. Insufficient Evidence
11
Petitioner next challenges the sufficiency of the evidence to support the trial
12
judge’s finding, for the limited purpose of determining his sentence, that petitioner possessed the
13
methamphetamine in question for sale and not for personal use. (Pet. at 11, 41-42.) Petitioner
14
argues the evidence was insufficient because the jury acquitted him of the charge of possession of
15
methamphetamine for sale. (Id. at 41.) He also complains that the trial judge relied on the
16
opinion of Detective Reali that petitioner possessed the methamphetamine for sale, even though
17
the detective “had never qualified as an expert before at trial, did not know how
18
methamphetamine tolerance operates in the body, did not know petitioner’s drug history, and did
19
not know what a usable quantity would be for someone with an extensive drug use history.” (Id.
20
at 42.) Petitioner further argues that his own trial testimony established that he possessed the
21
methamphetamine for personal use only. (Id.)
22
1. State Court Decision
23
The California Court of Appeal rejected these arguments, reasoning as follows:
24
Defendant also claims the ruling that the methamphetamine was
not for personal use was an abuse of discretion because it was not
supported by substantial evidence and was based on improper
expert testimony. We reject the contentions.
25
26
/////
16
1
A.
2
We will uphold the trial court's finding that the defendant’s drugs
were not possessed or transported for personal use if it is supported
by substantial evidence. (See, Dove, supra, 124 Cal. App.4th at p.
10.) Defendant’s possession of pay/owe sheets, a cutting agent for
methamphetamine, large sums of cash, several scales, and his
admission to an officer that he sold small quantities of
methamphetamine all support the conclusion that the
methamphetamine in his possession in both incidents was not for
personal use. Although defendant also possessed paraphernalia for
using the drug, the expert testified that some drug dealers also use
their own product. Taken together, this is substantial evidence
supporting the court's findings.
3
4
5
6
7
8
B.
9
Defendant contends Deputy Reali was unqualified to testify as an
expert on possession of methamphetamine for sale. We disagree.
“A person is qualified to testify as an expert if he has special
knowledge, skill, experience, training, or education sufficient to
qualify him as an expert on the subject to which his testimony
relates.” (Evid. Code, § 720, subd. (a).) An expert is qualified if
he has sufficient skill or experience in the field so that his
testimony would be likely to assist the jury in the search for the
truth. (Mann v. Cracchiolo (1985) 38 Cal.3d 18, 38.) The trial
court’s determination whether a witness qualifies as an expert is
subject to review for abuse of discretion. (People v. Catlin (2001)
26 Cal.4th 81, 131.)
10
11
12
13
14
15
16
Detective Reali testified as an expert on the possession of
methamphetamine for the purpose of sale. Defendant objected,
asserting Detective Reali had no expertise on the effect of a
person’s tolerance for methamphetamine on whether the drug was
possessed for personal use. The court overruled the objection and
allowed the detective to testify as an expert on possession of
methamphetamine for sale.
17
18
19
20
Detective Reali took an 80-hour narcotics course from the
Department of Justice, and also studied matters related to the sale
of narcotics in the 80-hour Department of Justice detective core
course. The majority of his narcotics course was on
methamphetamine. As a detective for the narcotics street team, he
made arrests for people engaged in illegal drug activity, though he
never made a purchase of, or participated in, a sale operation for
methamphetamine. He was not familiar with the manufacture of
methamphetamine, precisely how to cut it, specifically how it
affects the addictive centers of the brain, or how the body develops
tolerance for the drug. He had testified as an expert at preliminary
hearings four times, though never before at trial.
21
22
23
24
25
26
/////
17
1
Defendant argues Detective Reali knew no more than the average
person on whether methamphetamine was possessed for sale rather
than personal use and therefore was not qualified to give expert
testimony. The only case cited by defendant in support of his
argument, People v. Chakos (2007) 158 Cal. App.4th 357, is
inapposite. In Chakos, the court held that expertise in possession
of illegal drugs for sale did not qualify the witness in determining
whether the marijuana was possessed illegally or for legal
medicinal purposes. (Id. at pp. 365, 367-368.) Detective Reali did
not testify on whether the methamphetamine was possessed legally,
but whether this illegal drug was possessed for personal use or sale.
His training and experience qualify him to testify on this matter
and the court did not abuse its discretion in allowing his expert
testimony.
2
3
4
5
6
7
8
9
(Opinion at 14-16.)
10
2. Analysis
11
The United States Supreme Court announced the federal standard for determining
12
the sufficiency of the evidence to support a conviction in Jackson v. Virginia, 443 U.S. 307
13
(1979). Under Jackson, there is sufficient evidence to support a conviction if, “after viewing the
14
evidence in the light most favorable to the prosecution, any rational trier of fact could have found
15
the essential elements of the crime beyond a reasonable doubt.” Id. at 319. The standard
16
announced in Jackson “operates to give ‘concrete substance’ to the presumption of innocence, to
17
ensure against unjust convictions, and to reduce the risk of factual error in a criminal
18
proceeding.” Id. at 315 (quoting In re Winship, 397 U.S. 358, 363 (1970)). Petitioner’s
19
sufficiency of the evidence claim does not involve a challenge to his conviction. Rather, it
20
concerns the evidence necessary to support a sentence imposed by a state court judge. Under
21
these circumstances, it appears that petitioner’s claim challenges only the state courts’
22
interpretation of state sentencing law. As noted above, claims of state sentencing error are not
23
/////
24
/////
25
/////
26
/////
18
1
generally cognizable in federal habeas corpus proceedings.7 However, assuming arguendo that
2
the Jackson standard applies in assessing this federal habeas claim, petitioner is not entitled to
3
relief.
4
In determining the reasonableness of the state court decision on petitioner’s
5
sufficiency of the evidence claim this court would apply Jackson in light of California law
6
regarding sufficiency of the evidence to support a reduced sentence. See Jackson, 443 U.S. at
7
324 (federal habeas claims “must be gauged in the light of the applicable [state] law defining the
8
element”). As described by the California Court of Appeal, in California “the defendant has the
9
burden of proving by a preponderance of the evidence that his drug offenses were for personal
10
use and therefore eligible for sentence reduction under Proposition 36.” (Opinion at 10.) The
11
trial judge in this case applied that same standard in determining that petitioner possessed the
12
methamphetamine for sale.8 (Id.) Accordingly, the question before this court, under Jackson, is
13
whether any rational trier of fact could conclude that petitioner failed to prove by a
14
preponderance of the evidence that he possessed the methamphetamine for personal use. Other
15
courts have applied a similar test in analogous circumstances. See, e.g., Lambert v. Workman,
16
No. 00-CV-313-TCK-FHM, 2009 WL 1941971, at *9 (N.D. Okla. July 2, 2009) (“Under the
17
AEDPA, a challenge to the sufficiency of the evidence must establish that no ‘rational trier of
18
fact’ could have found Petitioner competent by a preponderance of the evidence”); Perez v. Cain,
19
No. 04-1905, 2008 WL 108661, at *8 (E.D. La. Jan. 8. 2008) (“Applying the Jackson standard to
20
7
21
22
23
24
25
26
In federal criminal trials, trial judges can find sentencing factors by a preponderance of
the evidence and not fun afoul of due process and the Sixth Amendment, so long as the sentence
imposed is not more severe than the statutory maximum for the offense established by the jury’s
verdict, does not negate the presumption of innocence or relieve the prosecution of the burden of
proving guilt of the underlying crime, and does not create a separate offense calling for a separate
penalty. McMillan v. Pennsylvania, 477 U.S. 79, 91-93 (1986).
8
Preponderance of the evidence “simply means what it says, viz., that the evidence on
one side outweighs, preponderates over, is more than, the evidence on the other side, not
necessarily in number of witnesses or quantity, but in its effect on those to whom it is addressed.”
People v. Miller, 171 Cal. 649, 652 (1916). See also CALJIC 2.50.2 (“‘Preponderance of the
evidence’ means evidence that has more convincing force than that opposed to it.”)
19
1
the insanity defense under Louisiana law, the inquiry for a reviewing court is whether any
2
rational trier of fact, viewing the evidence in the light most favorable to the prosecution, could
3
conclude beyond a reasonable doubt that the defendant failed to prove by a preponderance of the
4
evidence that he was insane at the time of the offense”); Sandoval v. Director, No. 6:07cv512,
5
2008 WL 4365919, at *3 (E.D. Tex. Sept. 19. 2008) (decision to revoke defendant’s probation
6
supported by sufficient evidence where it did not appear that no rational trier of fact could have
7
determined by a preponderance of the evidence that defendant had violated a term of his
8
probation); Player v. Quarterman, No. 3:05cv2119, 2006 WL 2601678, at *3 (N.D. Tex., Sept.
9
11, 2006) (same).
10
Here, there was sufficient evidence introduced at petitioner’s trial from which the
11
sentencing judge could have found by a preponderance of the evidence that petitioner possessed
12
the methamphetamine for sale (or could have found that petitioner failed to sustain his burden
13
under the same standard to establish to the contrary). Following the verdict, the trial court heard
14
argument from counsel on whether petitioner possessed the methamphetamine for personal use.
15
(Reporter’s Transcript on Appeal (RT) at 325-30.) After hearing those arguments, the trial judge
16
concluded petitioner possessed the methamphetamine for sale. The trial judge reached his
17
decision based on evidence introduced at trial that petitioner possessed, among other things,
18
numerous plastic baggies, a butane torch, two plastic scales, two cell phones, 66 dosages of
19
drugs, and $286 in cash. (Id. at 331.) The trial judge also noted petitioner’s trial testimony that
20
he in fact sold small amounts of the drug. (Id. at 332.) Finally, the trial court noted that “the
21
officers testified that based upon all these circumstances that it was their opinion that he
22
possessed it for purposes of sale.” (Id. at 331.) All of this evidence fully supports the trial
23
court’s finding, based upon a preponderance of the evidence, that petitioner possessed the
24
methamphetamine in question for sale. This is true even though petitioner testified that he
25
possessed the methamphetamine for personal use and that his drug habit required him to
26
consume relatively large amounts of the drug. The trial judge was free to disregard this
20
1
testimony and to rely on other evidence introduced at trial, including the testimony of Detective
2
Reali, in reaching his contrary conclusion.
3
Nor is petitioner entitled to relief on his claim that the trial judge improperly
4
relied on the testimony of Detective Reali in finding that petitioner possessed the
5
methamphetamine for sale. This claim is essentially a challenge to the state court’s interpretation
6
of state law concerning the admissibility of evidence. A purported error in applying the
7
California Evidence Code does not support the granting of federal habeas relief. Wilson v.
8
Corcoran, 131 S. Ct. at 16 (emphasizing that it is not the province of a federal habeas court to re-
9
examine state court determinations on state law questions); Estelle, 502 U.S. at 67-68 (same). In
10
any event, under the circumstances of this case the trial judge’s reliance on Detective Reali’s
11
testimony to support his sentencing determination did not render petitioner’s sentencing
12
proceedings fundamentally unfair. Significant evidence, even apart from Detective Reali’s
13
testimony, supported the trial judge’s decision that petitioner possessed the methamphetamine for
14
sale.
15
16
17
18
For all of these reasons, petitioner is not entitled to federal habeas relief with
respect to his claim that the evidence was insufficient to support his prison sentence.
D. Ineffective Assistance of Counsel
Petitioner claims that both his trial counsel and his appellate counsel rendered
19
ineffective assistance. After setting forth the applicable legal standards, the court will evaluate
20
these claims in turn below.
21
1. Applicable Legal Standards
22
The Sixth Amendment guarantees the effective assistance of counsel. The United
23
States Supreme Court set forth the test for demonstrating ineffective assistance of counsel in
24
Strickland v. Washington, 466 U.S. 668 (1984). To support a claim of ineffective assistance of
25
counsel, a petitioner must first show that, considering all the circumstances, counsel’s
26
performance fell below an objective standard of reasonableness. 466 U.S. at 687-88. After a
21
1
petitioner identifies the acts or omissions that are alleged not to have been the result of
2
reasonable professional judgment, the court must determine whether, in light of all the
3
circumstances, the identified acts or omissions were outside the wide range of professionally
4
competent assistance. Id. at 690; Wiggins v. Smith, 539 U.S. 510, 521 (2003). Second, a
5
petitioner must establish that he was prejudiced by counsel’s deficient performance. Strickland,
6
466 U.S. at 693-94. Prejudice is found where “there is a reasonable probability that, but for
7
counsel’s unprofessional errors, the result of the proceeding would have been different.” Id. at
8
694. A reasonable probability is “a probability sufficient to undermine confidence in the
9
outcome.” Id. See also Williams, 529 U.S. at 391-92; Laboa v. Calderon, 224 F.3d 972, 981
10
(9th Cir. 2000). A reviewing court “need not determine whether counsel’s performance was
11
deficient before examining the prejudice suffered by the defendant as a result of the alleged
12
deficiencies . . . . If it is easier to dispose of an ineffectiveness claim on the ground of lack of
13
sufficient prejudice . . . that course should be followed.” Pizzuto v. Arave, 280 F.3d 949, 955
14
(9th Cir. 2002) (quoting Strickland, 466 U.S. at 697). In assessing an ineffective assistance of
15
counsel claim “[t]here is a strong presumption that counsel’s performance falls within the ‘wide
16
range of professional assistance.’” Kimmelman v. Morrison, 477 U.S. 365, 381 (1986) (quoting
17
Strickland, 466 U.S. at 689). There is, in addition, a strong presumption that counsel “exercised
18
acceptable professional judgment in all significant decisions made.” Hughes v. Borg, 898 F.2d
19
695, 702 (9th Cir. 1990) (citing Strickland, 466 U.S. at 689).
20
The Strickland standards apply to appellate counsel as well as trial counsel. Smith
21
v. Murray, 477 U.S. 527, 535-36 (1986); Miller v. Keeney, 882 F.2d 1428, 1433 (9th Cir. 1989).
22
However, an indigent defendant “does not have a constitutional right to compel appointed
23
counsel to press nonfrivolous points requested by the client, if counsel, as a matter of
24
professional judgment, decides not to present those points.” Jones v. Barnes, 463 U.S. 745, 751
25
(1983). Counsel “must be allowed to decide what issues are to be pressed.” Id. Otherwise, the
26
ability of counsel to present the client’s case in accord with counsel’s professional evaluation
22
1
would be “seriously undermined.” Id. See also Smith v. Stewart, 140 F.3d 1263, 1274 n.4 (9th
2
Cir. 1998) (counsel not required to file “kitchen-sink briefs” because it “is not necessary, and is
3
not even particularly good appellate advocacy.”) There is, of course, no obligation to raise
4
meritless arguments on a client’s behalf. See Strickland, 466 U.S. at 687-88 (requiring a
5
showing of deficient performance as well as prejudice). Thus, counsel is not deficient for failing
6
to raise a weak issue. See Miller, 882 F.2d at 1434. In order to demonstrate prejudice in this
7
context, petitioner must show that, but for appellate counsel’s errors, he probably would have
8
prevailed on appeal. Id. at 1434 n.9.
9
2. Trial Counsel
10
Petitioner argues that his trial counsel rendered ineffective assistance by failing to
11
“request a special finding from the jury that the drugs petitioner transported were for ‘personal
12
use.’” (Pet. at 43.) Petitioner reasons that if the jury had been presented with such an instruction,
13
it would have found “true” that petitioner’s possession of the methamphetamine was for personal
14
use, and the trial court would then have been “obligated” to sentence petitioner to a drug
15
treatment program pursuant to Proposition 36. (Id.)
16
The Sacramento County Superior Court rejected this claim, reasoning as follows:
17
Petitioner next claims ineffective assistance of counsel, in failing
. . . to request special findings on sales and eligibility for
Proposition 36.
18
19
As the claim is based on the record, the claim could have been
raised on appeal and therefore is barred under Dixon.
20
Regardless, it is meritless in any event. . . . [T]he court denied
Proposition 36 probation after determining that the possession was
not for personal use, which is an issue for the court and not the jury
to decide (People v. Dove (2004) 124 Cal. App.4th 1; People v.
Glasper (2003) 113 Cal. App.4th 1104; People v. Barasa (2002)
103 Cal. App.4th 287), as was held on the appeal in this matter by
the Third District. As such, trial counsel could not have requested
special findings regarding personal use. The claim, therefore, fails
(Bower, supra).
21
22
23
24
25
26
(Id. at 110.)
23
1
Petitioner argues that the Sacramento County Superior Court’s decision rejecting
2
this claim is “erroneous” because the cases cited in the court’s order do not necessarily preclude
3
trial counsel from requesting a finding from the jury on the issue of whether the defendant’s
4
possession of drugs was for personal use. (Id. at 44.) Petitioner also argues that the cases cited
5
by the Superior Court in its order are “no longer controlling authority post-Cunningham, which
6
requires petitioner’s statutory maximum based on the verdicts to be Proposition 36 outpatient
7
probation.” (emphasis in original.) (Id.)
8
9
Petitioner has failed to demonstrate prejudice with respect to this claim. Even if
petitioner’s trial counsel had requested and obtained a finding by the jury that petitioner
10
possessed the methamphetamine for sale, the trial judge was free to redetermine this issue for
11
purposes of sentencing under Proposition 36. People v. Harris, 171 Cal. App.4th 1488, 1498
12
(2009) (“We recognize that the acquittal of a charge or not true finding of a sentencing allegation
13
generally does not bind the trial court from redetermining the personal use issue for Proposition
14
36 purposes based on the preponderance of the evidence standard because an acquittal or not true
15
finding merely means that the jury was not convinced beyond a reasonable doubt on such issue.”)
16
There is no evidence before this court indicating that the trial judge would have sentenced
17
petitioner to probation if the jury had made a finding that petitioner possessed the
18
methamphetamine for personal use. As described above, the judge properly relied on the
19
evidence introduced at trial to determine that petitioner possessed the methamphetamine for sale,
20
notwithstanding the jury’s verdict of acquittal on that same charge.
21
The court also notes that to be “deficient,” trial counsel's performance must be
22
objectively unreasonable “under prevailing professional norms” and under “all the
23
circumstances” of the particular case. Strickland, 466 U.S. at 687-88. A reviewing court must
24
also “evaluate the conduct from counsel's perspective at the time.” Id. at 689. In light of the
25
Sacramento County Superior Court’s ruling on this claim, based on its understanding that “trial
26
counsel could not have requested special findings regarding personal use,” petitioner has failed to
24
1
establish that his trial counsel’s failure to request a specific jury finding on whether he possessed
2
the methamphetamine for personal use was objectively unreasonable under prevailing
3
professional norms.
4
For all of the above-described reasons, the rejection of this ineffective assistance
5
of trial counsel claim by the state courts cannot be characterized as unreasonable and petitioner is
6
therefore not entitled to federal habeas relief. See Premo v. Moore, ___U.S. ___, ___, 131 S. Ct.
7
733, 743-45 (2011).
8
3. Appellate Counsel
9
In his final ground for relief, petitioner claims that his appellate counsel rendered
10
ineffective assistance by failing to raise on appeal a claim that his trial counsel was ineffective in
11
failing to request a special jury finding that petitioner possessed the methamphetamine for
12
personal use. (Pet. at 48-49.)
13
For the reasons set forth above, this court has found petitioner’s claim that his trial
14
counsel rendered ineffective assistance to lack merit. Of course, petitioner’s appellate counsel
15
had no obligation to raise meritless issues on appeal. Strickland, 466 U.S. at 687-88. Appellate
16
counsel’s decision to raise other issues that he believed, in his professional judgment, had more
17
merit than the ineffective assistance of trial counsel claim suggested by petitioner was clearly
18
“within the range of competence demanded of attorneys in criminal cases.” McMann v.
19
Richardson, 397 U.S. 759, 771 (1970). Accordingly, the rejection of petitioner’s ineffective
20
assistance of appellate counsel claim by the state courts also cannot be characterized as
21
unreasonable and petitioner is therefore not entitled to federal habeas relief with respect to this
22
claim.
23
4. Evidentiary Hearing
24
Petitioner requests an evidentiary hearing on his claims of ineffective assistance of
25
trial and appellate counsel.
26
/////
25
1
2
3
4
Pursuant to 28 U.S.C. § 2254(e)(2), an evidentiary hearing is only appropriate
under the following circumstances:
(e)(2) If the applicant has failed to develop the factual basis of a
claim in State court proceedings, the court shall not hold an
evidentiary hearing on the claim unless the applicant shows that-
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(A) the claim relies on-
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(i) a new rule of constitutional law, made retroactive to cases on
collateral review by the Supreme Court, that was previously
unavailable; or
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(ii) a factual predicate that could not have been previously
discovered through the exercise of due diligence; and
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(B) the facts underlying the claim would be sufficient to establish
by clear and convincing evidence that but for constitutional error,
no reasonable fact finder would have found the applicant guilty of
the underlying offense[.]
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Under this statutory scheme, a district court presented with a request for an
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evidentiary hearing must first determine whether a factual basis exists in the record to support a
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petitioner’s claims and, if not, whether an evidentiary hearing “might be appropriate.” Baja v.
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Ducharme, 187 F.3d 1075, 1078 (9th Cir. 1999). See also Earp v. Ornoski, 431 F.3d 1158, 1166
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(9th Cir. 2005); Insyxiengmay v. Morgan, 403 F.3d 657, 669-70 (9th Cir. 2005). A petitioner
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requesting an evidentiary hearing must also demonstrate that he has presented a “colorable claim
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for relief.” Earp, 431 F.3d at 1167 (citing Insyxiengmay, 403 F.3d at 670, Stankewitz v.
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Woodford, 365 F.3d 706, 708 (9th Cir. 2004) and Phillips v. Woodford, 267 F.3d 966, 973 (9th
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Cir. 2001)). To show that a claim is “colorable,” a petitioner is “required to allege specific facts
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which, if true, would entitle him to relief.” Ortiz v. Stewart, 149 F.3d 923, 934 (9th Cir. 1998)
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(internal quotation marks and citation omitted). Moreover, the Supreme Court has recently held
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that federal habeas review under 28 U.S.C. § 2254(d)(1) “is limited to the record that was before
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the state court that adjudicated the claim on the merits” and “that evidence introduced in federal
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court has no bearing on” such review. Cullen v. Pinholster, 563 U.S. ___, ___, 131 S. Ct. 1388,
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1398, 1400 (2011).
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In any event, the court concludes that no additional factual supplementation is
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necessary in this case and that an evidentiary hearing is not appropriate with respect to the
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petitioner’s ineffective assistance of counsel claims. The facts alleged in support of these claims,
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even if established at a hearing, would not entitle petitioner to federal habeas relief. Therefore,
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petitioner’s request for an evidentiary hearing should be denied.
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CONCLUSION
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For the foregoing reasons, IT IS HEREBY RECOMMENDED that petitioner’s
application for a writ of habeas corpus be denied.
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These findings and recommendations are submitted to the United States District
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Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty-
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one days after being served with these findings and recommendations, any party may file written
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objections with the court and serve a copy on all parties. Such a document should be captioned
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“Objections to Magistrate Judge’s Findings and Recommendations.” Any reply to the objections
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shall be served and filed within fourteen days after service of the objections. Failure to file
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objections within the specified time may waive the right to appeal the District Court’s order.
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Turner v. Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez v. Ylst, 951 F.2d 1153 (9th Cir.
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1991). In his objections petitioner may address whether a certificate of appealability should issue
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in the event he files an appeal of the judgment in this case. See Rule 11, Federal Rules
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Governing Section 2254 Cases (the district court must issue or deny a certificate of appealability
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when it enters a final order adverse to the applicant).
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DATED: May 31, 2011.
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DAD:8
johnson237.hc
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