Schwartz v. Lassen County et al
Filing
146
ORDER signed by Chief Judge Morrison C. England, Jr on 9/27/2013 GRANTING-IN-PART and DENYING-IN-PART 117 Motion to Strike and GRANTING 82 Motion for Summary Judgment as to Plaintiff's federal claims. Plaintiff's state law claims are DISMISSED without prejudice for lack of jurisdiction. CASE CLOSED. (Donati, J)
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UNITED STATES DISTRICT COURT
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EASTERN DISTRICT OF CALIFORNIA
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NANCY SCHWARZ, on behalf of
herself individually as the mother of
MICHAEL PARKER, deceased; and
NANCY SCHWARZ, as the
representative and administrator of
MICHAEL PARKER’S ESTATE,
v.
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MEMORANDUM AND ORDER
Plaintiffs,
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No. 2:10-cv-03048-MCE-CMK
LASSEN COUNTY ex rel. the LASSEN
COUNTY JAIL (DETENTION
FACILITY), et al.,
Defendants.
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Plaintiff Nancy Schwarz (“Plaintiff”), the mother of decedent Michael Parker
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(“Parker”), on behalf of herself and as successor-in-interest to Parker, seeks redress
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against Defendants Lassen County (“the County” or “Lassen”), Undersheriff John
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Mineau (“Mineau”) (collectively, “Defendants”), and the City of Susanville, for injuries
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allegedly suffered by Plaintiff and Parker related to Parker’s detainment at the Lassen
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County Adult Detention Facility and Parker’s death at Renown Hospital in Reno,
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Nevada.
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Plaintiffs’ Fourth Amended Complaint alleges the following claims against the
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County and Mineau, pursuant to 42 U.S.C. § 1983: deliberate indifference to serious
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medical needs in violation of the Fourteenth Amendment;1 deprivation of the basic
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necessities of life in violation of the Fourteenth Amendment; deprivation of life without
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due process in violation of the Fourteenth Amendment;2 failure to provide medical care
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for serious medical condition in violation of the Fourteenth Amendment Amendment, and
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violation of the right of familial association under the First and Fourteenth Amendments.
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Additionally, Plaintiff brings state law claims for negligent infliction of emotional
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distress and failure to discharge a mandatory duty pursuant to California Government
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Code § 815.6 against both the County and Mineau. Plaintiff also brings state law claims
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against the County for failure to summon medical care for an inmate pursuant to
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California Government Code § 845.6, and reckless or malicious neglect of a dependent
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adult pursuant to California Welfare and Institutions Code § 15657.
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Presently before the Court is Lassen and Mineau’s Motion for Summary
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Judgment pursuant to Federal Rule of Civil Procedure 56.3 (ECF No. 82.) For the
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reasons set forth below, the Motion for Summary Judgment is GRANTED.4
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Claims by pretrial detainees are analyzed under the Due Process Clause of the Fourteenth
Amendment. Thompson v. Worch, 6 F. App'x 614, 616 n.1 (9th Cir. 2001) (citing Frost v. Agnos, 152 F.3d
1124, 1128 (9th Cir.1998)). However, the Eighth Amendment’s deliberate indifference standard applies to
Fourteenth Amendment claims that correction facility officials failed to address the medical needs of
pretrial detainees. See, e.g., Lolli v. County of Orange, 351 F.3d 410, 418-19 (9th Cir. 2003.) In short,
“the Fourteenth Amendment due process rights of pretrial detainees are analogized to those of prisoners
under the Eighth Amendment.” Cabrales v. County of Los Angeles, 864 F.2d 1454, 1461 (9th Cir. 1988),
vacated on other grounds, 490 U.S. 1087 (1989), opinion reinstated, 886 F.2d 235 (9th Cir.1989).
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Plaintiff brings this claim as a Fourteenth Amendment Due Process claim. However, the clear
thrust of Plaintiff’s claim for deprivation of life without due process is that Defendants were deliberately
indifferent to Parker’s serious medical need. Such a claim falls squarely within the Cruel and Unusual
Punishments Clause of the Eighth Amendment. See Morgan v. Morgensen, 465 F.3d 1041, 1045 (9th Cir.
2006) (“The Eighth Amendment's prohibition against cruel and unusual punishment protects prisoners not
only from inhumane methods of punishment but also from inhumane conditions of confinement.”) (citing
Farmer v. Brennan, 511 U.S. 825, 832, 811 (1994)). Accordingly, the standards of the Eighth Amendment
govern this claim.
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All further references to “Rule” or “Rules” are to the Federal Rules of Civil Procedure unless
otherwise noted.
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Because oral argument will not be of material assistance, the Court orders this matter submitted
on the briefs. E.D. Cal. Local R. 230(g).
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PROCEDURAL HISTORY
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On February 13, 2013, Defendants Lassen County and John Mineau moved for
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summary judgment. (ECF No. 82.) Plaintiff filed an opposition to the motion April 1,
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2013 (ECF No. 107), accompanied by a Statement of Undisputed and Disputed Facts
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(ECF No. 108). The County filed a reply on April 15, 2013. (ECF No. 115.)
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Subsequently, on April 17, 2013, Lassen County filed a Motion to Strike portions of
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Plaintiff’s Statement of Undisputed and Disputed Facts. (ECF No. 117.) On May 10,
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2013, Plaintiff filed a Response to the Motion to Strike. (ECF No. 124.)
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Then, on July 9, 2013, the Court issued the following minute order:
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Plaintiff failed to authenticate the exhibits to Plaintiff's
Opposition to Defendant Lassen County's Motion for
Summary Judgment (ECF No. 108). In ruling on a motion for
summary judgment, the Court cannot consider documents
which do not have a proper foundation laid to authenticate
them. See Canada v. Blain's Helicopters, Inc., 831 F.2d 920,
925 (9th Cir. 1987). Plaintiff has five (5) days from the date
of this minute order to submit to the Court documents which
lay a proper foundation to authenticate the exhibits to
Plaintiff's Opposition. The Court will not consider documents
submitted to authenticate the exhibits after this five day
period. Any exhibit which Plaintiff fails to authenticate will be
considered inadmissible and will not be considered by the
Court in ruling on Defendant Lassen County's Motion for
Summary Judgment. On the Court's own motion, the motion
hearing on Defendant Lassen County's Motion for Summary
Judgment (ECF No. 82) currently scheduled for July 11,
2013, is continued to August 22, 2013 at 2:00 p.m. in
courtroom 7. (Deutsch, S) (Entered: 07/09/2013).
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(ECF No. 134.) In response to the Court’s minute order, Plaintiff submitted a
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Supplemental Affidavit to authenticate exhibits. (ECF No. 136.)
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BACKGROUND5
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Michael Parker was arrested on July 4, 2009. (Dep. Nancy Schwarz, ECF
No. 108-1 at 34.)
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The following facts are undisputed unless otherwise noted.
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Parker’s mother, Nancy Schwarz, posted his bail of $2,500 on that occasion. (Id. at 35.)
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He was released the same day. (Id.) Parker was again arrested on July 11, 2009, for
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violating the temporary restraining order prohibiting him from contacting his ex-girlfriend,
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Meredith Sides. (Id. at 26.) Schwarz again bailed Parker out. (Id.) On July 16, 2009,
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Parker was arrested for violating the protective order. (Decl. John Mineau, Ex. A, ECF
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No. 84-1 at 2; Dep. Schwarz, ECF No. 108-1 at 36.) His bail was set at $75,000. (Decl.
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Mineau, Ex. A, ECF No. 84-1 at 2.) On July 16, 2009, Parker filled out a “Lassen County
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ADF Questionnaire.” (ECF No. 108-8 at 42.) This Questionnaire indicates that Parker
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takes medication prescribed by a doctor, has a heart condition, and is allergic to certain
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medications. (Id.) That same day, Parker filled out a “Receiving Screening Form.”
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(ECF No. 108-8 at 43.) This form indicates that Parker took medication for heart
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disease, is allergic to certain medications, and has a “painful dental condition,” next to
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which it is noted “wisdom teeth.” (Id.)
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Records from Banner Lassen Medical Center indicate that labs were ordered for
Parker on July 18, 2009. (ECF No. 108-8 at 32.)
This form does not indicate that Parker was in pain. (Id.) Also on July 20, 2009,
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Parker and an officer filled out the Lassen County Adult Detention Facility Receiving
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Screening Form. (ECF No. 108-8 at 39.) The Form indicates that Parker is currently
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taking certain medications (Digitec, Tyzac and Cumidin) for a heart disorder. (Id.) The
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form also indicates that Parker recently saw a psychiatric doctor and is allergic to
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penicillin. (Id.) Parker also filled out a Lassen County ADF Questionnaire that day.
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(ECF No. 108-8 at 40.) This Questionnaire indicates that Parker suffers from a heart
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condition, takes medication prescribed by a doctor and is allergic to medications. (Id.)
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Also on July 20, 2009, Parker submitted a Health Care Services request stating “need
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meds put on cart.” (ECF No. 108-8 at 38.)
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On July 21, 2009, Nurse Practitioner John Anderson saw Parker. (Dep. John
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Anderson, Ex. C to Decl. Scott Cavanaugh, ECF No. 83-3 at 5.) Nurse Anderson works
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with Dr. Hal Meadows. (Dep. Anderson, Ex. C to Decl. Cavanaugh, ECF No. 83-3 at 3.)
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Dr. Meadows has been the Lassen County Jail’s contract physician since the mid-to-late
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1980s. (Dep. Hal Meadows, Ex. D to Decl. Scott Cavanaugh, ECF No. 83-4 at 3.)
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Dr. Meadows had also been Parker’s treating physician since Parker was about seven
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years old. (Dep. Schwarz, ECF No. 108-1 at 25.) Anderson’s notes from the July 21,
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2009, evaluation state: “37 year old male for an intake evaluation, taking Coumadin,
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Digitalis, and Naprosyn, has had INR done Saturday, has history of chronic back pain,
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had extra pillow, cardiovascular S1-S2.” (Id.)
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On July 23, 2009, while detained at the Facility, Parker submitted a Health Care
Services Request to see a doctor because he believed he was being given his
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medications at the wrong time. (Decl. Mineau, Ex. B, ECF No. 84-1 at 4.) Anderson
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received this Request and reviewed it on July 26, 2009, and wrote his initial “J” in the
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lower right hand corner, and also wrote “No problem” on it, meaning he would fix this
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problem. (Dep. John Anderson, ECF No. 83-3 at 5.)
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On July 24, 2009, Parker submitted a Health Care Services Request stating that
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he had experienced numbness in his left arm and feet for three to four days. (Decl.
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Mineau, Ex. C, ECF No. 84-1 at 6.) Anderson saw Parker “within 24 hours or so” of this
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complaint. (Dep. Anderson, Ex. C to Decl. Cavanaugh, ECF No. 83-3 at 6.) During that
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visit, Anderson note the following notes: “37 year old male here for chest pain and left
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arm pain, no distress, chest pain yesterday, no radiation, walked into office unaided,
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objective cardiovascular S1, S2, murmur heard . . . Respiratory CTA, equal grip, has full
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range of motion, feet were full range of motion, equal Blanch response, pedal pulse is
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equal, skin warm.” (Id.) Anderson’s assessment of Parker from that visit stated: “Left
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arm numbness transitory, feet numbness transitory.” (Id. at 6-7.) Anderson also wrote a
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plan based on the assessment, which stated: “meds as ordered, return to clinic as
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needed.” (Id. at 7.) Anderson also wrote a note on the form, stating “tell custody with
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chest pain, meaning whenever [Parker] got his chest pain, be sure to tell somebody.”
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(Id.)
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On August 2, 2009, Parker submitted a Health Care Services Request stating that
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he had experienced pain in the form of “lower stomach cramps” for three to four days.
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(Decl. Mineau, Ex. D., ECF No. 84-1 at 8.) On August 3, 2009, Parker against submitted
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a Health Care Services Request, which stated he had pain in his lower stomach. (Id. at
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9.) Anderson saw Parker again on August 3, 2009. (Dep. Anderson, Ex. C to Decl.
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Cavanaugh, ECF No. 83-3 at 8.) Anderson’s notes from that visit state: “37 year old
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male complains of lower abdomen cramping and pain for the last four to five days,
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denies diarrhea . . . Last BM this a.m., loose to normal, denies history of [Irritable
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Bowel].” (Id.) During that visit, Anderson listened to Parker’s abdomen with a
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stethoscope. (Id.) Anderson noted “something about lower right quadrant, no rebound,
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lower abdomen with tenderness to palpitation.” (Id. at 9.) Anderson palpated or pushed
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in the lower abdomen and Parker said it hurt. (Id.) Anderson’s assessment was early
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gastritis, and Anderson made a plan for Parker to consume only clear liquids for twenty-
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four hours, and then to eat a diet of bananas, rice, applesauce, toast. (Id.) Parker was
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to return to the clinic in the morning for a follow up, “consider CBC, abdomen
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ultrasound.” (Id.) Anderson also stated that Parker did not have a fever, which would
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have indicated a bacterial type of infection. (Id. at 10.)
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Anderson saw Parker again on August 5, 2009. (Dep. Anderson, Ex C. to Decl.
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Cavanaugh, ECF No. 83-3 at 10.) This visit was not in response to a Health Care
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Services Request. (Id.) Anderson stated that during this visit, he observed that Parker
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“was still without fever, but the generalized tenderness in the abdomen was still there
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and [Anderson] thought [he] was feeling a mass . . . The bowel sounds were normal, but
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with a questionable mass, [Anderson] sent him up to the hospital for a special study, the
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CT of the abdomen.” (Id.) This visit was the first time Anderson noted any potential
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mass in Parker’s abdominal area. (Id.) On August 5, 2009, Anderson filled out and
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signed a Medical Department Information Chrono, containing the “medical
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recommendation” for “CT abdomen” and contains the note “abd. pain.” (Medication Log,
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ECF No. 108-8 at 18.) The same form contains the note “8-6-09 @ 0930 DONE.” (Id.)
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On August 6, 2009, Parker was admitted to Banner Lassen Hospital, where he
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had a CT exam of his abdomen and pelvis with contrast. (Dep. Meadows (ECF No. 83-4
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at 5).) The following day, Parker was transferred to Renown Hospital, where he had a
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drain placed to drain a pararectal abscess. (Defs.’ Statement Undisputed Facts (ECF
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No. 82-2); Pl.’s Response to Defs.’ Statement of Undisputed Facts (ECF NO. 108 at 5
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(“Undisputed”).) An inmate’s visitation rights are suspended while the inmate is in the
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hospital. (Decl. Mineau, ECF No. 84 at 2.)
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Around August 7, 2009, Schwarz’s husband posted Parker’s bail so Schwarz
could visit Parker in the hospital. (Dep. Schwarz (ECF No. 83-2 at 6.) On August 13,
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2009, Parker was released from Renown. On August 19, 2009, Parker’s family
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physician, Dr. Meadows— also the contract doctor for the hospital—removed the drain
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tube at his office.
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On September 1, 2009, Parker acquired a letter from a treating physician,
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Jasmine Dhindsa. (Ex. D to Dep. Jasmine Dhindsa, Ex. E to Decl. Cavanaugh, ECF
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No. 83-5 at 10.) The letter states, in relevant part:
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To Whom It May Concern:
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Mr. Parker is a patient at our facility. I see him for medical
conditions that need to be treated and monitored closely. It is
my understanding that he is to be incarcerated. This would
be detrimental to his medical conditions. He has an intraabdominal abscess, and a colonic fistula from the abscess to
the sigmoid colon. He has been treated with a course of
therapeutic antibiotics. He has also developed diverticulitis
that requires a specific diet and care in order to prevent a
flare up of this condition. It is not my intent to discourage any
legal actions against Mr. Parker, but to give my medical
opinion that incarceration would not be in his best medical
interest.
If an alternative of house arrest could be
considered, I feel that would be the most beneficial to his
medical well being.
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(Id.)
On September 11, 2009, Dr. Meadows wrote a letter on Parker’s behalf. (Ex. 5 to
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Dep. Meadows, Ex. D to Decl. Cavanaugh, ECF No. 83-4 at 16.) The letter states, in
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relevant part:
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Michael Parker has been my patient for several years. He
recently was hospitalized in Reno with a pelvic abscess,
which was treated surgically. After removing the drain, a
repeat CT scan was performed, which demonstrates a
persistent, enlarging recurrent abscess. It is quite likely that
Michael is going to need another surgical procedure. If
possible, his upcoming incarceration should be converted to
a house arrest, because of the need for ongoing surgical care
in Reno, coupled with hospitalization and numerous followups.
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(Id.) Dr. Meadows’ intent in writing this letter was not to tell the jail staff “don’t
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incarcerate this guy because, if you do, he’s going to have serious health problems.”
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(Dep. Meadows, Ex. D. to Decl. Cavanaugh, ECF No. 83-4 at 9.) Rather, the letter “was
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directed to either the jail commander or the sheriff or the judge, because . . . they’re the
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ones, and primarily the judge, who make that decision. The judge, I think, makes the
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decision based on recommendations from the commander or the sheriff.” (Id.)
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On September 22, 2009, Parker was arrested at the Lassen Credit Union at 12:01
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PM for violation of the restraining order. (Decl. Mineau, Ex. E, ECF No. 84-1 at 11.)
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Schwarz was present when Parker was arrested, and states that she told the officers
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that incarceration would kill her son.6 (Aff. Schwarz, ECF No. 108-5 at 2.) Parker was
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then taken to the Facility.
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Parker’s bail was ultimately set at $150,000. (Decl. Mineau, Ex. E, ECF No. 84-1
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at 11.) The Lassen County Adult Detention Facility Preebooking Sheet for Parker’s
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September 22, 2009, arrest shows that his bail was initially set at $31,250, and was
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“raised per/crt”7 to $150,000.00. (Decl. Mineau, Ex. E, ECF No. 84-1 at 11.)
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When Parker was booked in the jail on September 22, 2009, Officer Russell filled
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out the “Receiving Screening Form,” at 12:20. (Medication Log (Facility Records), ECF
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No. 108-8 at 14.) That form indicates that Parker was currently taking medication for
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heart disease and high blood pressure. (Id.) It also indicates that Parker had a special
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“low mass” diet prescribed by a physician. (Id.)
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This fact is disputed.
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The parties do not dispute that this notation means “raised per court.”
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It shows that Parker was recently hospitalized and contains the note “colon.” (Id.) A
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second form, titled “Lassen County ADF Questionnaire,” filled out on September 22,
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2009, indicates that Parker had a heart condition, was allergic to medication, took
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medication prescribed by a doctor, but notes “N” next to the questions “Recently
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hospitalized?” and “Recently treated by a doctor?” (ECF No. 108-8 at 15.) A Medical
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Incident Report, also completed September 22, 2009, states “has a cist on colon, Dr. is
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going CAT scans every 2 weeks.” (ECF No. 108-8 at 16.)
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On September 22, 2009, Parker submitted a Health Care Services Request,
stating “need to make apt for CT scan on abdomen.” (ECF No. 108-8 at 17.) That form
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contains no indication that Parker was in pain. (Id.) On September 25, Parker was
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transported to Banner Lassen Hospital for a CT scan of his abdomen. On
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September 29, Parker submitted a medical form to “find out what the CT scan says.”
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(Medication Log (Facility Records), ECF No. 108-8 at 13.) On September 29, Parker did
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not check the box on the form which indicates the patient is experiencing pain. (Id.)
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According to Schwarz, on September 22, 2009, after Parker was arrested,
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Schwarz went home, retrieved Parker’s medications and the letters from Drs. Dhindsa
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and Meadows. (Dep. Schwarz, ECF No. 108-1 at 126.) Schwarz estimates she got to
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the jail at 1:30 or 1:45. (Id.) The clerk from the jail told Schwarz that Parker had been
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booked and accepted Parker’s medicine. (Id. at 127.)
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Schwarz told the clerk that she did not need a receipt for the medication. (Id. at 128.)
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According to Schwarz, when she visited Parker one week later, on September 30,
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2009. (Dep. Schwarz, ECF No. 108-1 at 60.) According to Schwarz, Parker looked
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“very sick,” “drawn,” “like he had lost some weight,” and was begging Schwarz to get him
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help. (Id.) Parker told Schwarz he was in a lot of pain. (Id.) Parker told Schwarz that
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he had put in several requests for medical care but had not seen a doctor. (Id.) That
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day, Schwarz talked to the clerk on duty as she left the jail, and asked the clerk to see if
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they could get somebody to get Parker medical help. (Id. at 61.)
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Schwarz saw Parker again on October 7, when she says he had visibly lost over forty
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pounds and looked very ill.8 (Dep. Schwarz, Ex. B to Decl. Cavanaugh, ECF No. 83-2 at
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8.) When Schwarz asked Parker why he had not seen a doctor, he replied that the
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Facility staff had told him to quit complaining. (Id. at 9.)
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On October 1, Parker submitted another form which said “CT scan.” (Medication
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Log (Facility Records), ECF No. 108-8 at 12.) On that form, Nurse Anderson wrote
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“results ordered again.” (Id.) There was again no indication on the form that Parker was
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in pain, as the box marked “pain” is not checked, and Parker did not indicate he
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experienced any other symptoms. (Id.)
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On October 2, 2009, Parker submitted another form to “see CT scan says.”
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(Medication Log (Facility Records), ECF No. 108-8 at 4.) Again, there was no indication
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on the form that Parker was in pain. (Id.) On October 4, Dr. Meadows saw Parker.
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(Dep. Meadows, Ex. D to Decl. Cavanaugh, ECF No. 83-4 at 11.) During that visit,
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Parker told Dr. Meadows he had no symptoms, which indicated that Parker was not in
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pain other than constipation, which Meadows discussed with Parker. (Id.) Dr. Meadows
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performed an abdominal exam on Parker and found nothing abnormal. (Id.) During the
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examination, Dr. Meadows performed a four-quadrant palpation and felt for masses. (Id.
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at 12.) Dr. Meadows fount that Parker’s abdomen was soft, not tender, and
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Dr. Meadows could not detect any masses. (Id.) Dr. Meadows knew that Parker had a
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pelvic abscess, and planned to have another CT scan performed to double check that
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the abscess had resolved. (Id. at 13.)
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On October 9, Parker submitted a medical form stating that he had stomach pain.
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(Medication Log (Facility Records), ECF No. 108-8 at 5.) That form contains the note
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“went to hospital.” (Id.) On October 10, at 4:56 AM, Parker used the jail intercom to alert
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guards that he was experiencing abdominal pain. (Lassen County Sheriff Department
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Adult Detention Facility Informational Report, ECF No. 85-1 at 2.) Parker was almost
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immediately taken to Banner Lassen Hospital. (Id.)
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This fact is disputed. (See Dep. Meadows, ECF No. 83-4 at 14.)
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At 5:09 AM, Correctional Supervisor Joan Schmidt left a message on the cell phone of
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Commander John Mineau to advise that Parker had been taken to the hospital. (Id.)
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After his arrival at Banner Lassen, Parker was transferred to the Renown Regional
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Medical Center, on October 10, 2009. (Ex. C to Dep. Iida, Ex. G to Decl. Cavanaugh,
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ECF No. 83-7 at 6.) Again, upon his arrival at Renown Regional Medical Center, Parker
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stated that his pain started the night before, he thought it would get better, but it
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continued so he was taken to the hospital. (Id.)
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Thereafter, Parker did not contact Schwarz to set up a visit. (Dep. Schwarz, ECF
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No. 108-1 at 67.) Schwarz asked the clerks where her son was and why he had not set
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up an appointment. (Id.) Schwarz states that “nobody had any idea. Nobody knew
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nothing.” (Id.) Schwarz then went to put money on Parker’s books and noticed that
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Parker had close to $200 on his books already. (Id.) At this point, Schwarz felt she had
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to ask Undersheriff Mineau for information about her son. (Id. at 68.) Mineau was the
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instructor of a class which Schwarz was enrolled in. (Id.) At this class, Schwarz asked
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Mineau if she could speak with Mineau outside and asked Mineau about Parker. (Id.)
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Mineau informed Schwarz of Parker’s hospitalization. (Id.) Mineau petitioned the DA
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and the Public Defender to allow Parker’s release on his own recognizance. (Decl.
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Mineau, ECF No. 84 at 2.) Parker was released on his own recognizance on
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October 26, 2009. (Decl. Mineau, Ex. M, ECF No. 84-2 at 14.) Parker’s release allowed
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Schwarz to visit Parker in the hospital before he died. (Decl. Mineau, ECF No. 84 at 2.)
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On November 5, 2009, Parker died of gastronomical complications. (Washoe
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County District Health Department, Certificate of Death, ECF No. 108-12 at 1.)
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STANDARD
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A.
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Motion to Strike
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The Court may strike “from any pleading any insufficient defense or any
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redundant, immaterial, impertinent, or scandalous matter.” Fed. R. Civ. P. 12(f). “[T]he
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function of a 12(f) motion to strike is to avoid the expenditure of time and money that
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must arise from litigating spurious issues by dispensing with those issues prior to
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trial . . . .” Sidney-Vinstein v. A.H. Robins Co., 697 F.2d 880, 885 (9th Cir. 1983).
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Immaterial matter is that which has no essential or important relationship to the claim for
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relief or the defenses being pleaded. Fantasy, Inc. v. Fogerty, 984 F.2d 1524, 1527
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(9th Cir. 1993), rev’d on other grounds, 510 U.S. 517 (1994) (internal citations and
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quotations omitted). Impertinent matter consists of statements that do not pertain, and
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are not necessary, to the issues in question. Id.
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B.
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Motion for Summary Judgment
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The Federal Rules of Civil Procedure provide for summary judgment when “the
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movant shows that there is no genuine dispute as to any material fact and the movant is
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entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a); see also Celotex Corp. v.
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Catrett, 477 U.S. 317, 322 (1986). One of the principal purposes of Rule 56 is to
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dispose of factually unsupported claims or defenses. Celotex Corp., 477 U.S. at 325.
Rule 56 also allows a court to grant summary judgment on part of a claim or
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defense, known as partial summary judgment. See Fed. R. Civ. P. 56(a) (“A party may
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move for summary judgment, identifying each claim or defense—or the part of each
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claim or defense—on which summary judgment is sought.”); see also Allstate Ins. Co. v.
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Madan, 889 F. Supp. 374, 378-79 (C.D. Cal. 1995).
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The standard that applies to a motion for partial summary judgment is the same as that
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which applies to a motion for summary judgment. See Fed. R. Civ. P. 56(a); State of
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Cal. ex rel. Cal. Dep’t of Toxic Substances Control v. Campbell, 138 F.3d 772, 780
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(9th Cir. 1998) (applying summary judgment standard to motion for summary
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adjudication).
6
In a summary judgment motion, the moving party always bears the initial
7
responsibility of informing the court of the basis for the motion and identifying the
8
portions in the record “which it believes demonstrate the absence of a genuine issue of
9
material fact.” Celotex, 477 U.S. at 323. If the moving party meets its initial
10
responsibility, the burden then shifts to the opposing party to establish that a genuine
11
issue as to any material fact actually does exist. Matsushita Elec. Indus. Co. v. Zenith
12
Radio Corp., 475 U.S. 574, 586-87 (1986); First Nat’l Bank v. Cities Serv. Co., 391 U.S.
13
253, 288-89 (1968).
14
In attempting to establish the existence or non-existence of a genuine factual
15
dispute, the party must support its assertion by “citing to particular parts of materials in
16
the record, including depositions, documents, electronically stored information,
17
affidavits[,] or declarations . . . or other materials; or showing that the materials cited do
18
not establish the absence or presence of a genuine dispute, or that an adverse party
19
cannot produce admissible evidence to support the fact.” Fed. R. Civ. P. 56(c)(1). The
20
opposing party must demonstrate that the fact in contention is material, i.e., a fact that
21
might affect the outcome of the suit under the governing law. Anderson v. Liberty Lobby,
22
Inc., 477 U.S. 242, 248, 251-52 (1986); Owens v. Local No. 169, Assoc. of W. Pulp and
23
Paper Workers, 971 F.2d 347, 355 (9th Cir. 1987). The opposing party must also
24
demonstrate that the dispute about a material fact “is ‘genuine,’ that is, if the evidence is
25
such that a reasonable jury could return a verdict for the nonmoving party.” Anderson,
26
477 U.S. at 248.
27
///
28
///
13
1
In other words, the judge needs to answer the preliminary question before the evidence
2
is left to the jury of “not whether there is literally no evidence, but whether there is any
3
upon which a jury could properly proceed to find a verdict for the party producing it, upon
4
whom the onus of proof is imposed.” Anderson, 477 U.S. at 251 (quoting Improvement
5
Co. v. Munson, 81 U.S. 442, 448 (1871)) (emphasis in original). As the Supreme Court
6
explained, “[w]hen the moving party has carried its burden under Rule [56(a)], its
7
opponent must do more than simply show that there is some metaphysical doubt as to
8
the material facts.” Matsushita, 475 U.S. at 586. Therefore, “[w]here the record taken as
9
a whole could not lead a rational trier of fact to find for the nonmoving party, there is no
10
‘genuine issue for trial.’” Id. 87.
11
In resolving a summary judgment motion, the evidence of the opposing party is to
12
be believed, and all reasonable inferences that may be drawn from the facts placed
13
before the court must be drawn in favor of the opposing party. Anderson, 477 U.S. at
14
255. Nevertheless, inferences are not drawn out of the air, and it is the opposing party’s
15
obligation to produce a factual predicate from which the inference may be drawn.
16
Richards v. Nielsen Freight Lines, 602 F. Supp. 1224, 1244-45 (E.D. Cal. 1985), aff’d,
17
810 F.2d 898 (9th Cir. 1987).
18
19
ANALYSIS
20
21
A.
Plaintiff’s Evidence in Support of Motion
22
23
As a preliminary matter, the Court must address the admissibility of certain
24
documents that Plaintiff submitted in support of her Opposition to Defendants’ Motion for
25
Summary Judgment. For evidence to be admissible, it also must be shown to be
26
authentic.
27
///
28
///
14
1
Federal Rule of Evidence 901(a) states that “[t]he requirement of authentication or
2
identification as a condition precedent to admissibility is satisfied by evidence sufficient
3
to support a finding that the matter in question is what its proponent claims.” Fed. R.
4
Evid. 901(a). “Authentication and identification represent a special aspect of relevancy .
5
. . . This requirement of showing authenticity or identity falls into the category of
6
relevancy dependent upon fulfillment of a condition of fact and is governed by the
7
procedure set forth in Rule 104(b).” Fed. R. Evid. 901, Advisory Committee’s Note.
8
9
Plaintiff originally failed to authenticate the documents that she submitted in
support of her Opposition. (See ECF No. 108 at 25 (“Index of Exhibits”).) The Court
10
issued a minute order requiring Plaintiff to authenticate the exhibits submitted in support
11
of her Opposition. (ECF No. 134.) Plaintiff then filed a Supplemental Affidavit to
12
authenticate exhibits. (ECF No. 136.)
13
Plaintiff sufficiently authenticated the various depositions submitted in support of
14
her motion. (ECF Nos. 108-1 (Dep. Nancy Schwarz), 108-2 (Dep. Tammy Langrehr),
15
108-3 (Dep. John Anderson), 108-6 (Dep. Dr. Jasmine Dhindsa), 108-9 (Dep. Dr. Calvin
16
Iida).) Plaintiff has also adequately authenticated Banner Lassen Medical Center
17
records (ECF No. 108-4), which Plaintiff’s counsel states “were received by subpoena
18
issued by opposing counsel and served upon the offices of Hager & Hearne” (ECF
19
No. 136 at 3), and records from the Lassen County Sheriff’s Department, Adult Detention
20
Facility (ECF Nos. 108-8, 108-11), which Plaintiff states were produced by the County
21
(ECF No. 136 at 3, 4). The affidavits of Nancy Schwarz (ECF No. 108-5) and Laura Lee
22
(ECF No. 108-15) are also properly authenticated, as is the Certificate of Death (ECF
23
No. 108-12) which was obtained by subpoena from Washoe County District Health
24
Department. To the extent that there are still problems of authentication with these
25
documents, the Court recognizes that Plaintiff is the non-movant in this summary
26
judgment setting, and thus is “not attempting to prove its case, but instead seeks only to
27
demonstrate that a question of fact remains for trial.” Burch v. Regents of Univ. of Cal.,
28
433 F. Supp. 2d 1110, 1121 (E.D. Cal. 2006).
15
1
“Recognizing the significance of this difference, the Ninth Circuit long ago adopted ‘a
2
general principle’ whereby it ‘treat[s] the opposing party's papers more indulgently than
3
the moving party's papers.’” Id. (quoting Lew v. Kona Hosp., 754 F.2d 1420, 1423
4
(9th Cir. 1985)). Thus, while problems may remain with these documents, the Court
5
finds that Plaintiff would be able to authenticate these documents at trial or provide this
6
evidence in an admissible form. Accordingly, the Court may consider these exhibits in
7
ruling on the Motion for Summary Judgment. (ECF No. 82.)
8
However, Plaintiff also submitted certain exhibits which Plaintiff still fails to
9
authenticate, and which may not be authenticated at trial. First, Plaintiff submitted what
10
Plaintiff contends is “the encyclopedia definition of ‘sepsis.’” (ECF No. 108-7). Plaintiff
11
asks that the Court take judicial notice of this definition, and states:
12
15
[T]his definition was taken from a website of general access
that defines medical terms. This definition was taken from
the website to be used to define sepsis as a medical term.
Stedman’s Medical Dictionary . . . defines sepsis as ‘the
presence of various pathogenic organisms, or their toxins, in
the blood or tissues.’ The general definition from the website
is more complete.
16
The “encyclopedia” that this definition was taken from is Wikipedia, and thus may not be
17
considered as admissible evidence. See Bing Shun Li v. Holder, 400 F. App'x 854, 857
18
(5th Cir. 2010) (“We agree with those courts that have found Wikipedia to be an
19
unreliable source of information.”); Fleishman v. Cont'l Cas. Co., No. 09 C 00414, 2011
20
WL 5866264, at *4 (N.D. Ill. Nov. 22, 2011) (“As useful as Wikipedia is as an information
21
source, a Wikipedia entry is not admissible evidence.”).
13
14
22
Similarly, Plaintiff submitted as Exhibit 13 a “fact sheet on endocarditis,” prepared
23
by the Better Health Channel. (ECF No. 108-13; ECF No. 136 at 4.) The Court notes
24
that
25
26
27
28
It is now well recognized that ‘[a]nyone can put anything on
the internet. No website is monitored for accuracy and
nothing contained therein is under oath or even subject to
independent verification absent underlying documentation . . .
hackers can adulterate the content on any web-site from any
location at any time. For these reasons, any evidence
procured off the Internet is adequate for almost nothing . . . .
16
1
Internet Specialties W., Inc. v. ISPWest, CV 05-3296 FMC AJWX, 2006 WL 4568796, *1
2
(C.D. Cal. Sept. 19, 2006) (quoting Wady v. Provident Life and Accident Ins. Co. of Am.,
3
216 F. Supp. 2d. 1060, 1064. (C.D. Cal. 2002)). To authenticate this document, Plaintiff
4
must have someone with knowledge of the accuracy of the contents of the internet
5
printouts testify. Id. at *2 (citing In re Homestore.com, Inc., Securities Litig., 347 F.
6
Supp. 2d 769, 782 (C.D. Cal. 2004)). It is not enough to have “the person who went to
7
the website and printed out the homepage” testify as to their authenticity. Id. at *1.
8
Accordingly, this document is inadmissible and will not be considered by the Court.
9
Plaintiff also submits “a copy of the Core Jail Standards adopted by the American
10
Correctional Association, recommended and used by 90% of jails and prisons in the
11
United States even if not certified according to the website of this Association and is
12
generally available to the public on the internet.” (ECF No. 136 at 4 (citing to ECF No.
13
108-14).) For the same reasons that Exhibit 13 (Fact Sheet on Endocarditis) is
14
inadmissible, this exhibit is also inadmissible and will not be considered by the Court.
15
Finally, Plaintiff fails to submit any authentication whatsoever for Exhibit 16, which
16
is a definition of the medication Keflex, apparently taken from the website drugs.com.
17
(ECF No. 108-16.) Even if Plaintiff had attempted to authenticate this document, Plaintiff
18
would be unable to for the reasons set forth above. Accordingly, the Court will not
19
consider this document in ruling on the Motion for Summary Judgment.
20
21
B.
Motion to Strike
22
23
Defendants Lassen and Mineau moved to strike portions of Plaintiff’s Statement
24
of Disputed and Undisputed Facts. First, Lassen and Mineau contend that “where
25
Plaintiff admits facts are undisputed, Plaintiff’s addition of further facts should be struck
26
as immaterial and/or impertinent.” (ECF No. 117-1 at 2.) Plaintiff admits that
27
Defendants’ Undisputed Facts numbers 2, 6, 8, 10, 11, 12, 13, 14, 15, 16, 17, 18, 22, 23,
28
25, 26, 27, 28, 29, 34, 38, 40, 50, 56, 61, 62, 63 and 81 are undisputed.
17
1
However, Plaintiff then goes on to state that these facts are “incomplete,” and Plaintiff’s
2
response to these facts each add additional facts. Defendants contend that these
3
responses by Plaintiff fail to comply with Eastern District of California Local Rule 260(b),
4
which provides that the party opposing a summary judgment must dispute the moving
5
party’s statement of undisputed facts, and that the opposing party may also file a
6
statement of disputed facts. Plaintiff attempts to combine the two, by both responding to
7
Defendants’ Statement of Undisputed Facts and adding in her own facts. Defendants
8
thus contend that the Court “should strike the language following Plaintiff’s admission
9
that the facts are undisputed . . . .” (ECF No. 117-1 at 2.)
10
Defendants also request that the Court strike “all of Plaintiff’s facts unsupported
11
by evidence.” (ECF No. 117-1 at 3.) Plaintiff purports to dispute Defendants’
12
Undisputed Facts 4, 5 and 7, but fails to provide a citation to evidence which puts these
13
“undisputed facts” into dispute. (ECF No. 108 at 2, 3.) For example, Undisputed Fact 4
14
states: “Plaintiff Nancy Schwarz, Parker’s mother, testified that ‘he spent a lot of his adult
15
life in County Jail. I don’t deny that.’” (ECF No. 82-2 at 2.) In support of this undisputed
16
fact, Defendants cite to the Deposition of Nancy Schwarz. (Id.) By way of response,
17
Plaintiff states: “Disputed. What is the definition of a lot.” (ECF No. 108 at 2.) To the
18
extent that this response is coherent, it fails to provide a citation to evidence which puts
19
Defendants’ statement of undisputed fact into actual dispute.
20
Plaintiff contends that “Plaintiff . . . has the right to point out the insufficiency of the
21
stated facts in any manner that demonstrates that the Defendant lacks the facts or law
22
supporting the allegations by the Defendant in support of the Motion for Summary
23
Judgment.” (ECF No. 124 at 2.) Plaintiff apparently fails to understand the Local Rules
24
are binding on the parties and govern cases within this District.
25
///
26
///
27
///
28
///
18
1
Local Rule 260(b) requires that “[a]ny party opposing a motion for summary judgment or
2
summary adjudication shall reproduce the itemized facts in the Statement of Undisputed
3
Facts and admit those facts that are undisputed and deny those that are disputed,
4
including with each denial a citation to the particular portions of any pleading, affidavit,
5
deposition, interrogatory answer, admission, or other document relief upon in support of
6
that denial.” L.R. 260(b) (emphasis added).
7
Requiring strict compliance with [the local rule governing
summary judgment motions] is justified both by the nature of
summary judgment and by the rule's purposes. The moving
party's statement [of undisputed facts] specifies the material
facts and directs the district judge and the opponent of
summary judgment to the parts of the record [that] the
movant believes support his statement. The opponent then
has the opportunity to respond by filing [a statement of
disputed facts] and affidavits showing genuine factual issues.
The procedure contemplated by the rule thus isolates the
facts that the parties assert are material, distinguishes
disputed from undisputed facts, and identifies the pertinent
parts of the record.
8
9
10
11
12
13
14
United States v. Burrell, 2:11-CV-03079-GEB, 2013 WL 1858424 (E.D. Cal. May 2,
15
2013) (quoting Gardels v. Cent. Intelligence Agency, 637 F.3d 770, 773 (D.C. Cir.1980)).
16
However, while Plaintiff’s responses are to Undisputed Facts 4, 5 and 7 are non-
17
responsive, they are not “redundant, immaterial, impertinent, or scandalous matter.”
18
Fed. R. Civ. P. 12(f). Thus, the Court declines to strike Plaintiff’s response. However,
19
the Court finds that Plaintiff has failed to show that these facts are disputed, as Plaintiff’s
20
responses are unsupported by evidence and therefore are not considered by the Court.
21
Defendants also request that the Court sustain Defendants’ objections to the
22
evidence submitted by Plaintiff to dispute Defendants’ Undisputed Facts. Defendant
23
objects to Plaintiff’s response to Defendants’ Undisputed Fact 44, 45, 46, 47, 58 and 78.9
24
Rather than strike these responses, as they are not “redundant, immaterial, impertinent,
25
or scandalous matter,” Fed. R. Civ. P. 12(f), the Court simply declines to consider any
26
statements of fact not supported by the admissible evidence before the Court.
27
28
9
Defendants also object to Plaintiff’s response to Undisputed Facts 4, 5 and 7. However, the
Court disregards these responses for failure to comply with local rules, and thus the Court need not
consider Defendants’ other objections to these responses.
19
1
Thus, as set forth above, Plaintiff’s responses which rely on information obtained from
2
websites, or other inadmissible evidence, will not be considered by the Court, as such
3
evidence is inadmissible.
4
Defendants also object to Plaintiff’s responses which rely on the affidavit of Cesar
5
Lucatero, as well as object to the affidavit itself, because Lucatero was never provided
6
as a potential witness in Plaintiff’s initial Rule 26 disclosures or Plaintiff’s four
7
supplemental disclosures. (ECF No. 117-1 at 8.) Defendants attach Plaintiff’s Rule 26
8
initial disclosures, as well as Plaintiff’s four supplemental disclosures, to Defendants
9
Motion to Strike. (ECF No. 117-3.) None of these disclosures contain Mr. Lucatero’s
10
name. Plaintiff responds that “[t]he affidavit of Cesar Lucatero was disclosed within the
11
discovery period,” (ECF No. 124 at 7) yet provides no evidence to refute the evidence
12
submitted by Defendants. Rule 37(c)(1) states, “if a party fails to provide information or
13
identify a witness as required by Rule 26(a) or (e), the party is not allowed to use that
14
information or witness to supply evidence on a motion, at a hearing, or at trial, unless the
15
failure was substantially justified or is harmless.” Fed. R. Civ. P. 37(c)(1). Here, Plaintiff
16
fails to show that Mr. Lucatero was identified as a witness as required by Rule 26, and
17
also fails to show that this failure was substantially justified or is harmless. Thus, the
18
affidavit of Mr. Lucatero is inadmissible as evidence, and any response by Plaintiff to an
19
Undisputed Fact which purports to rely on Mr. Lucatero’s affidavit is disregarded.
20
Additionally, Defendants take issue with various responses by Plaintiff which,
21
according to Defendants, misstate the evidence, are irrelevant, and are vague and
22
ambiguous. (ECF No. 117-1 at 12.) Such objections “are all duplicative of the summary
23
judgment standard itself . . . . A court can award summary judgment only when there is
24
no genuine dispute of material fact. It cannot rely on irrelevant facts, and thus relevance
25
objections are redundant.” Burch v. Regents of Univ. of Cal., 433 F. Supp. 2d 1110,
26
1119 (E.D. Cal. 2006). Moreover, “[a]s a practical matter, . . . this entire exercise of
27
considering evidentiary objections on a motion for summary judgment [is] futile and
28
counter-productive. . . .
20
1
[T]his procedure begins to defeat the objectives of modern summary judgment
2
practice—namely, promoting judicial efficiency and avoiding costly litigation.” Id. at
3
1122. Defendants appear to have lost sight of the fact that the Court is not bound to
4
accept either party’s statement of the facts—these are statements of facts, and not the
5
facts or evidence themselves. The statements of disputed and undisputed facts are
6
intended to, and hopefully do, assist the Court in deciding the motion for summary
7
judgment. However, the Court necessarily must review and carefully consider the
8
evidence before it to determine the relevant facts, and whether those facts are disputed
9
or undisputed based on the factual record before it. Accordingly, Defendants’ remaining
10
evidentiary objections to Plaintiff’s Responses and Plaintiff’s Additional Material Facts
11
are denied as moot.
12
Finally, Defendants contend that the Court should overrule Plaintiff’s objection to
13
Defendant’s Statement of Undisputed Fact No. 54. (ECF No. 117-1 at 15.) Defendant’s
14
Fact 54 states: “Parker’s intake form at Banner Lassen Hospital reports that Parker’s
15
‘pain started about 1930 tonight. Finally told CO’s about 10 minutes ago so now here.’”
16
(ECF No. 82-2 at 11 (citing Ex. F, Banner Lassen Medical Records).) Plaintiff’s
17
Response states: “Disputed. The hospital record reporting what was said to the doctor
18
at intake is hearsay. A mistake was made in an earlier record where it stated that the
19
inmate had seen Dr. Meadows when, in fact, he had not.” (ECF No. 108 at 16.) Neither
20
party appears to notice that the records from Banner Lassen Hospital were not actually
21
submitted as Exhibit F to the Declaration of Scott Cavanaugh. Rather, records from
22
Renown Regional Medical Center were submitted as Exhibit F to the Declaration of Scott
23
Cavanaugh (although Cavanaugh’s Declaration states that Exhibit F is a true and correct
24
copy of excerpts from Michael Parker’s medical records from Banner Lassen Hospital).
25
Accordingly, Plaintiff’s objection is denied as moot.
26
///
27
///
28
///
21
1
C. Section 1983 Claims Against Lassen County
2
3
Plaintiff’s claim against Susanville arises under 42 U.S.C. § 1983, which provides
4
in relevant part: “Every person who, under color of any statute, ordinance, regulation,
5
custom, or usage, of any State . . . , subjects, or causes to be subjected, any citizen of
6
the United States . . . to the deprivation of any rights, privileges, or immunities secured
7
by the Constitution and laws, shall be liable to the party injured . . . .” Plaintiff claims
8
Susanville’s practices and policies, or lack thereof, violated Plaintiff’s constitutional
9
rights.
10
Plaintiff’s claims against Lassen are based on Monell v. Department of Social
11
Services, which held “municipalities were ‘persons” under § 1983 and thus could be held
12
liable for causing a constitutional deprivation.” Fairley v. Luman, 281 F.3d 913, 916
13
(9th Cir. 2002) (citing Monell v. Dep’t of Social Servs., 436 U.S. 658, 690 (1978)). “While
14
local governments may be sued under § 1983, they cannot be held vicariously liable for
15
their employees' constitutional violations.” Gravelet-Blondin v. Shelton, 12-35121, 2013
16
WL 4767182, *7 (9th Cir. Sept. 6, 2013) (quoting Monell, 436 U.S. at 690, 694). Instead,
17
a municipality is subject to suit under § 1983 only “if it is alleged to have caused a
18
constitutional tort through ‘a policy statement, ordinance, regulation, or decision officially
19
adopted and promulgated by that body's officers.’” Id. (quoting City of St. Louis v.
20
Praprotnik, 485 U.S. 112, 121 (1988)). Alternatively, liability may be based on a policy,
21
practice or custom of omission amounting to deliberate indifference.” See Gibson v. City
22
of Washoe, Nevada, 290 F.3d 1175 (9th Cir.2002).
23
Thus, a plaintiff may state a civil rights claim against a municipality under § 1983
24
by showing she has suffered a deprivation of a constitutionally protected interest, and
25
that the government “had a deliberate policy, custom, or practice that was the ‘moving
26
force’ behind the constitutional violation . . . .” Galen v. County of Los Angeles,
27
477 Fl.3d 652, 667 (9th Cir. 2007) (quoting Monell, 436 U.S. at 694-95); Cornejo v.
28
County of San Diego, 504 F.3d 853, 855 n.4 (9th Cir. 2007).
22
1
“To meet this requirement, the plaintiff must show both causation-in-fact and proximate
2
causation.” Gravelet-Blondin, 2013 WL 4767182 at *7 (citing Harper v. City of
3
Los Angeles, 533 F.3d 1010, 1026 (9th Cir. 2008)).
4
Monell therefore requires Plaintiff prove: (1) she “was deprived of a constitutional
5
right”; (2) the municipality “had a policy”; (3) “the policy amounted to deliberate
6
indifference to her constitutional rights; and (4) the policy was the moving force behind
7
the constitutional violation.” Mabe v. San Bernardino Cnty., Dep’t of Pub. Soc. Servs.,
8
237 F.3d 1101, 1110-11 (9th Cir. 2001).
9
There are three ways to show an affirmative policy or practice of a municipality:
10
(1) by showing “a longstanding practice or custom which constitutes the “standard
11
operating procedure” of the local government entity”; (2) “by showing that the decision-
12
making official was, as a matter of state law, a final policymaking authority whose edicts
13
or acts may fairly be said to represent official policy in the area of decision”; or (3) “by
14
showing that an official with final policymaking authority either delegated that authority
15
to, or ratified the decision of, a subordinate.” Menotti v. City of Seattle, 409 F.3d 1113,
16
1147 (9th Cir. 2005) (quoting Ulrich v. City and County of San Francisco, 308 F.3d 968,
17
984 (9th Cir. 2002)). To establish a policy of omission, Plaintiffs must show that “the
18
municipality's deliberate indifference led to its omission and that the omission caused the
19
employee to commit the constitutional violation.” Gibson v. City of Washoe, 290 F.3d
20
1175, 1186 (9th Cir. 2002). Plaintiffs can establish deliberate indifference only by
21
showing that “the municipality was on actual or constructive notice that its omissions
22
would likely result in a constitutional violation.” Id. An “improper custom may not be
23
predicated on isolated or sporadic incidents; it must be founded upon practices of
24
sufficient duration, frequency and consistency that the conduct has become a traditional
25
method for carrying out policy.” Trevino v. Gates, 99 F.3d 911, 918 (9th Cir.1996).
26
Plaintiff’s Opposition argues at length that the jail facility staff was deliberately
27
indifferent to Parker’s serious medical needs.
28
///
23
1
Even assuming that the jail staff was deliberately indifferent to Parker’s serious medical
2
needs, Parker must show that there was “an official policy, practice, or custom”
3
employed by Lassen which caused the constitutional violation which Parker suffered.
4
Plaintiff’s Opposition to Defendant’s Motion for Summary Judgment puts forward
5
multiple “policies” which Plaintiff contends caused the constitutional violation Parker
6
allegedly suffered. First, Plaintiff states that “[a] Correctional Officer without medical
7
training screened Michael Parker, the jail was on notice of his serious health condition
8
and did nothing to seek a medical evaluation, assure that his medications were
9
administered, or determine his condition when he entered the jail.” (Id. at 14.) On a
10
similar note, Plaintiff asserts that the Facility “had no check on medical condition of the
11
inmates at booking except by a non-medically trained correctional officer . . . .” (Id. at
12
17.) First, the Court notes that some of these contentions are specific to Parker—these
13
contentions do not specifically state that there is an overarching policy of failing to
14
adequately screen incoming arrestees for medical conditions, seek medical evaluations
15
for inmates, assure that medications are properly administered, or determine arrestees’
16
conditions when the arrestees enter jail. Nonetheless, for the sake of thorough analysis,
17
Plaintiff’s contention that the Facility “had no check on medical condition of the inmates
18
at booking except by a non-medically trained correctional officer . . .” (id. at 17) will be
19
addressed as a “policy.”
20
Plaintiff provides evidence from Tammy Langrehr, a supervisor at the Facility,
21
stating that “from the time the deputy or the police officer brings [an arrestee] into the
22
sally port,” the officers at the Facility “go out to the sally port, get the inmate out of the
23
car, ask them questions pertaining if they have any drugs, weapons, any conditions we
24
need to know about, walk them into the jail, pat them down while they are still
25
handcuffed, . . . have them have a seat, and we start going through property, medical
26
questions, . . . log all that.” (ECF No. 108-2 at 11-12.) Lengrehr went on to clarify that
27
arrestees are asked, in the sally port, about “any medical conditions” the arrestee has,
28
“anything we need to know about.” (Id. at 12.)
24
1
If an arrestee tells the officer that they have a medical condition, Lengrehr stated, “I ask
2
them to elaborate on their medical condition, if they take any medications, what kind of
3
medications do they take, and if they have taken them or when they take them.” (Id.)
4
When asked “[w]hat is the policy of the [Facility] if there is a condition that you believe
5
requires a medical check?” Lengrehr responded: “If it’s an emergent condition that
6
requires a medical check the deputy or police officer needs to take them up to the
7
hospital if it’s an emergency situation. If not an emergent situation, we document on the
8
medical form what medical conditions they have and then they see Dr. Meadows or our
9
PA John Anderson in the morning on sick call.” (Id. at 12-13.) An “emergency situation”
10
would be “if there is physical sign of injury, any major type of injury that the jail cannot
11
accommodate, if they say they are having chest pains, any major problems.” (Id. at 13.)
12
The direct to make that decision comes from “[the Facility’s] medical form.” (Id.)
13
Lengrehr also testified in her deposition about the Facility’s “handwritten medical
14
screening form.” (ECF No. 108-2 at 25.) Lengrehr testified that the officer asks the
15
inmate the questions on the form. (Id.) If an inmate needed a particular diet, it would be
16
filled out on the screening form “at the time of booking . . . .” (Id. at 27.) Then, when the
17
inmate “go[es] to see the doctor, the doctor would look at this and write a chrono for a
18
special diet. That chrono then goes to the kitchen and we get a copy as well so we
19
know that the inmate has a special diet.” (Id.) Similarly, the form is marked by the
20
officer, based on answers from the inmate, whether the inmate takes medication
21
prescribed by a doctor. (Id. at 28.) “The inmate will then in turn on sick call see the
22
doctor and discuss this with the doctor. We don’t—we don’t prescribe medication. They
23
have to see the doctor. The doctor then asks them their medications . . . .” (Id.) The
24
intake form is given to the doctor who will see the inmate. (Id. at 28-29.) While “the
25
booking clerk does not have a responsibility of making sure that the [inmate] [is] seen by
26
the doctor,” the forms “go into . . . the medical box in intake.” (Id. at 29.) However,
27
Lengrehr could not answer whether there is a “direction and policy” for everyone in the
28
supervisor position to put the inmate on the sick call list. (Id. at 30.)
25
1
Thus, to the extent Plaintiff contends there was a custom or policy of failing to
2
properly screen individuals for medical issues, their medications, and whether the
3
individual is experiencing an emergency medical condition, Plaintiff not only fails to
4
provide evidence of this failure, Plaintiff offers evidence establishing that there is a policy
5
for such screening. To the extent that Plaintiff contends there was a failure to train
6
Facility employees about how to deal with medical conditions of incoming arrestees,
7
Plaintiff provides absolutely no evidence to support this contention. Moreover, Plaintiff
8
provides no evidence that it is constitutionally required that a medically trained employee
9
screen every incoming inmate, and the Court does not find that such a screening is
10
constitutionally mandated.
11
Plaintiff also contends that “a reasonable jury could conclude that the failure to
12
establish a policy to address the immediate medication needs of inmates with serious
13
medical conditions creates a risk that is sufficiently obvious as to constitute deliberate
14
indifference to those inmates’ medical needs.” (Id. (citing Natale v. Camden Cnty. Corr.
15
Facility, 318 F.3d 575 (3d Cir. 2003)). However, Plaintiff provides no evidence to
16
support her contention that there is a failure to establish a policy to address the
17
immediate medication needs of inmates—the immediate medication needs of inmates
18
are not at issue in this case, as there is no evidence Parker needed immediate
19
medication. This case is not one in which a diabetic arrestee immediately needed
20
insulin, as Plaintiff seems to contend. (See ECF No. 107 at 16 (citing Natale v. Camden
21
County Corr. Facility, 318 F.3d 575 (3d Cir. 2003).) Thus, while there may be a failure to
22
establish a policy to address the immediate medication needs of inmates,10 there is not a
23
scintilla of evidence causally linking this policy to Parker’s constitutional injury.
24
Plaintiff next contends that the Facility “had no protocol for determining if the bail
25
for pretrial detainees was accurate.” (ECF No. 107 at 17.)
26
///
27
10
28
The Court does not determine that such a policy is lacking, but rather assumes for the sake of
analysis that it is.
26
1
Again, this contention is irrelevant to this case, as Plaintiff has put forward no evidence
2
that the bail amount was inaccurate in Parker’s case. Thus, to the extent that Lassen is
3
constitutionally required to establish a protocol for Facility employees to determine if the
4
bail for pretrial detainees is accurate, the lack of such a protocol has no causal
5
connection to the constitutional violation which Parker allegedly suffered.
6
Finally, Plaintiff asserts that “the [Facility] should have medical personnel on site
7
available to treat and identify critical illness.” (ECF No. 107 at 19.) This final assertion
8
borders on the absurd, as it is undisputed that Dr. Meadows and Nurse Anderson were
9
available to treat and identify illnesses, including Parker’s.
10
In sum, Lassen is entitled to summary judgment on each of Plaintiff’s § 1983
11
claims against the County, as Plaintiff has presented no evidence to create a genuine
12
issue of material fact regarding a policy or practice, or lack thereof, that was the moving
13
force of the alleged constitutional violations.
14
15
Accordingly, Lassen’s motion for summary judgment is granted as to Plaintiff’s
federal claims.
16
17
D. Section 1983 Claims Against John Mineau
18
19
As set forth above, § 1983 “creates a cause of action against a person who,
20
acting under color of state law, deprives another of rights guaranteed under the
21
Constitution.” Jones v. Williams, 297 F.3d 930, 934 (9th Cir. 2002). Section 1983 does
22
not create any substantive rights; rather, it is the vehicle whereby plaintiffs can challenge
23
actions by governmental officials. “To prove a case under § 1983, the plaintiff must
24
demonstrate that (1) the action occurred ‘under color of state law’ and (2) the action
25
resulted in the deprivation of a constitutional right or federal statutory right.” Id. (quoting
26
Parratt v. Taylor, 451 U.S. 527, 535 (1981), overruled on other grounds by Daniels v.
27
Williams, 474 U.S. 327 (1986)).
28
///
27
1
The Ninth Circuit “ha[s] long permitted plaintiffs to hold supervisors individually
2
liable in § 1983 suits when culpable action, or inaction, is directly attributed to them.”
3
Starr v. Baca, 652 F.3d 1202, 1207 (9th Cir. 2011). Government officials acting as
4
supervisors may be liable under § 1983 under certain circumstances. “[W]hen a
5
supervisor is found liable based on deliberate indifference, the supervisor is being held
6
liable for his or her own culpable action or inaction, not held vicariously liable for the
7
culpable action or inaction of his or her subordinate.” Id. A defendant may be held liable
8
as a supervisor under § 1983 if there exists “either (1) his or her personal involvement in
9
the constitutional deprivation; or (2) a sufficient causal connection between the
10
supervisor's wrongful conduct and the constitutional violation.” Hansen v. Black,
11
885 F.2d 642, 646 (9th Cir. 1989); Starr, 652 F.3d at 1207.
12
A supervisor's physical presence is not required for supervisory liability. Starr,
13
652 F.3d at 1205. Rather, the requisite causal connection between a supervisor's
14
wrongful conduct and the violation of the prisoner's Constitutional rights can be
15
established in a number of ways. The plaintiff may show that the supervisor set in
16
motion a series of acts by others, or knowingly refused to terminate a series of acts by
17
others, which the supervisor knew or reasonably should have known would cause others
18
to inflict a constitutional injury. Dubner v. City & County of San Francisco, 266 F.3d 959,
19
968 (9th Cir. 2001); Larez v. City of Los Angeles, 946 F.2d 630, 646 (9th Cir. 1991).
20
Similarly, a supervisor's own culpable action or inaction in the training, supervision, or
21
control of his subordinates may establish supervisory liability. Starr, 652 F.3d at 1208;
22
Larez, 946 F.2d at 646. Finally, a supervisor's acquiescence in the alleged constitutional
23
deprivation, or conduct showing deliberate indifference toward the possibility that
24
deficient performance of the task may violate the rights of others, may establish the
25
requisite causal connection. Starr, 652 F.3d at 1208; Menotti v. City of Seattle, 409 F.3d
26
1113, 1149 (9th Cir. 2005).
27
///
28
///
28
1
Thus, to refute Mineau’s Motion for Summary Judgment on Plaintiff’s claims for
2
cruel and unusual punishment in violation of the Fourteenth Amendment, deprivation of
3
the basic necessities of life, failure to provide medical care for a serious medical
4
condition, and deprivation of life without due process,11 Plaintiff must show that there are
5
genuine issues of material fact as to whether Parker has a “serious medical need,” and
6
that Mineau was “deliberately indifferent” to that need.
7
Plaintiff’s Opposition contends that “it was only when John Mineau realized that
8
he had so neglected Michael Parker’s health at the [Facility] that Michael Parker was
9
going to die, that Mineau informed Michael’s mother that he was hospitalized.” (ECF
10
No. 107 at 6.) Plaintiff presents absolutely no evidence to support this contention.
11
Plaintiff also stated that:
12
Just as John Mineau was able to ask the Court to release
Michael Parker so his family could see him before he died,
John Mineau had the authority and duty to ask the Court for
house arrest for Michael Parker because he was too sick to
be in jail. John Mineau and Lassen County violated Michael
Parker’s constitutional rights by placing him in jail when they
were on notice that he was too sick to be in jail. John Mineau
and the jail failed to call either doctor to clarify the terms of
the medical danger so any statements by the doctors after
the fact are gratuitous . . . .
13
14
15
16
17
18
(ECF No. 107 at 17.)
19
However, Plaintiff submits no evidence, or legal authority, for the proposition that
20
Mineau had a duty to ask the Court for house arrest for Michael Parker. Plaintiff points
21
to no law or evidence establishing that Michael Parker had a right to be on house arrest.
22
The letters which Plaintiff contends establish this fact simply do not require house arrest,
23
as Plaintiff contends they do.
24
///
25
///
26
///
27
11
28
As stated above, the Court treats this claim as an Eighth Amendment claim rather than a claim
for a Substantive Due Process violation.
29
1
In short, as to Plaintiff’s claims against Mineau for cruel and unusual punishment,
2
deprivation of the basic necessities of life, deprivation of life without due process of law,
3
failure to provide medical care for a serious medical condition, Plaintiff has provided the
4
Court with absolutely no evidence creating a genuine issue of material fact as to whether
5
there is “culpable action, or inaction,” directly attributed to Mineau. Starr, 652 F.3d at
6
1207. Accordingly, Plaintiff has failed to meet her burden in opposing Mineau’s motion
7
for summary judgment on these claims.
8
Finally, in what appears to be argument related to Plaintiff’s claims against
9
Mineau for violation of her right to familial association, Plaintiff alleges that “John Mineau
10
deprived the Plaintiff of the knowledge that her son was hospitalized in critical condition
11
for two weeks[,] which was one half of the rest of his life.” According to Plaintiff:
12
On October 10, 2009, Michael Parker was again rushed to
Renown Hospital in Reno, Nevada. Nancy Schwarz
contacted the jail to see her son and was told that he was not
available. When Nancy Schwarz confronted John Mineau two
weeks later at a class he was teaching about where her son
was and why she couldn’t see him, he finally admitted that
Michael Parker was in critical condition in Renown.
13
14
15
16
(Id. at 19.) Plaintiff provides absolutely no argument, or even citation to case law,
17
suggesting how Mineau’s failure to relay this information to Plaintiff constitutes a
18
violation of Plaintiff’s First and Fourteenth Amendment rights.
19
Parents of a decedent have a constitutionally protected liberty interest in their
20
familial relationship under the Fourteenth Amendment. Curnow By and Through
21
Curnow v. Ridgecrest Police, 952 F.2d 321, 325 (9th Cir. 1991). “It is well established
22
that a parent has a fundamental liberty interest in the companionship and society of his
23
or her child and that the state’s interference with that liberty interest without due process
24
of law is remediable under 42 U.S.C. § 1983.” Lee v. City of Los Angeles., 250 F.3d
25
668, 685 (9th Cir. 2001) (internal citations, quotations, and alterations omitted).
26
///
27
///
28
///
30
1
The standard for such a violation is based on substantive due process, see Moreland v.
2
Las Vegas Metro. Police Dep't, 159 F.3d 365, 371 (9th Cir. 1998), as the Fourteenth
3
Amendment “provides heightened protection against government interference with
4
certain fundamental rights and liberty interests,” Washington v. Glucksberg, 521 U.S.
5
702, 721 (1997).
6
“The concept of ‘substantive due process,’ . . . forbids the government from
7
depriving a person of life, liberty, or property in such a way that ‘shocks the conscience’
8
or ‘interferes with rights implicit in the concept of ordered liberty.’” Nunez v. City of
9
Los Angeles, 147 F.3d 867, 871 (9th Cir. 1998) (quoting United States v. Salerno,
10
481 U.S. 739, 746 (1987)). “The substantive component of the Due Process Clause is
11
violated by executive action only when it ‘can properly be characterized as arbitrary, or
12
conscience shocking, in a constitutional sense.’” Arres v. City of Fresno, CV F 10-1628
13
LJO SMS, 2011 WL 284971, at *14 (E.D. Cal. Jan. 26, 2011) (quoting Collins v. City of
14
Harker Heights, 503 U.S. 115, 128 (1992)).
15
Thus, “[t]o prevail on a Fourteenth Amendment claim arising out of the loss of a
16
familial relationship, a plaintiff must show that the Defendant's conduct shocks the
17
conscience.” Provencio v. Vazquez, 258 F.R.D. 626, 640 (E.D. Cal. 2009) (citing
18
Moreland, 159 F.3d at 372); see also Arres, 2011 WL 284971, at *15 (“Conduct intended
19
to injure in some way unjustifiable by any government interest is the sort of official action
20
most likely to rise to conscience-shocking level.”); Kim v. City of Santa Clara,
21
No. C 09-00025 RS, 2010 WL 2034774, *6 (N.D. Cal. May 19, 2010). “What state of
22
mind shocks the conscience depends on the circumstances of a particular case.” Id.
23
Whether conduct “shocks the conscience” may be decided by the court on a motion for
24
summary judgment. Kim, 2010 WL 2034774, at *7.
25
As the Court’s order granting Defendant Susanville’s Motion for Summary
26
Judgment explained, a claim for violation of the First Amendment right to familial
27
association must identify a policy which interferes with core associational liberties.
28
///
31
1
See Lee v. City of Los Angeles, 250 F.3d 668, 685 (9th Cir. 2001); Zablocki v. Redhail,
2
434 U.S. 374, 388 (1978).
3
Here, Plaintiff does not even argue that Mineau’s conduct shocks the conscience,
4
much less cite to specific evidence showing conduct that shocks the conscience.
5
Similarly, Plaintiff fails to provide evidence of, or even reference to, a policy which
6
interfered with Plaintiff’s core associational liberties. As the Court’s previous order
7
stated, “judges are not like pigs, hunting for truffles buried in briefs.” Guatay Christian
8
Fellowship v. County of San Diego, 670 F.3d 957, 987 (9th Cir. 2011). Plaintiff has
9
failed to provide any evidence at all which would allow the Court to find that there is a
10
genuine issue of material fact warranting denial of Mineau’s motion for summary
11
judgment as to these claims.
12
13
Accordingly, Mineau’s motion for summary judgment is granted as to Plaintiff’s
federal claims.
14
15
E. State Law Claims
16
17
Pursuant to 28 U.S.C. § 1367(c)(3), if a federal district court has dismissed all
18
claims over which it has original jurisdiction, it may, in its discretion, dismiss without
19
prejudice supplemental state law claims brought in the same action. 28 U.S.C.
20
§ 1367(c)(3); see Acri v. Varian Assocs., Inc., 114 F.3d 999, 1001 (9th Cir. 1997)
21
(en banc). Several factors are considered in determining whether the Court should
22
exercise jurisdiction over the state law claims. These factors include economy,
23
convenience, fairness, and comity in deciding whether to retain jurisdiction over pendent
24
state claims. Imagineering, Inc. v. Kiewit Pac. Co., 976 F.2d 1303, 1309 (9th Cir. 1992)
25
(citing Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343, 353 (1988)). Although the court is
26
not required to dismiss the supplemental state law claims, “in the usual case in which all
27
federal-law claims are eliminated before trial, the balance of factors . . . will point toward
28
declining to exercise jurisdiction over the remaining state-law claims.”
32
1
Carnegie–Mellon Univ., 484 U.S. at 350 n.7; see also Schneider v. TRW, Inc., 938 F.2d
2
986, 993-94 (9th Cir. 1991).
3
Here, the Carnegie-Mellon factors weigh in favor of remand. Only state law
4
claims remain, and the case has yet to proceed to trial. Judicial economy does not favor
5
continuing to exercise supplemental jurisdiction. Nor do the comity and fairness factors
6
weigh in favor of exercising supplemental jurisdiction since “[n]eedless decisions of state
7
law should be avoided both as a matter of comity and to promote justice between the
8
parties, by procuring for them a surer-footed reading of applicable law.” United Mine
9
Workers of Am. v. Gibbs, 383 U.S. 715, 726 (1966). Plaintiff’s state law claims are
10
therefore dismissed without prejudice under 28 U.S.C. § 1367(c).
11
12
CONCLUSION
13
14
For the reasons set forth above, IT IS HEREBY ORDERED THAT:
15
1.
16
17
DENIED IN PART;
2.
18
19
Defendants’ Motion to Strike (ECF No. 117) is GRANTED IN PART and
Defendants’ Motion for Summary Judgment (ECF No. 82) is GRANTED as
to Plaintiff’s federal claims;
3.
20
Plaintiff’s state law claims are DISMISSED WITHOUT PREJUDICE for lack
of jurisdiction;
21
4.
The Clerk of the Court is directed to close the case.
22
IT IS SO ORDERED.
23
Dated: September 27, 2013
24
25
26
27
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