Modica v. Cox et al
Filing
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ORDER signed by Magistrate Judge Dale A. Drozd on 4/29/2013 ORDERING that this case is SET for a settlement conference on 6/10/2013 at 10:00 AM in Courtroom 8 (EFB) before Magistrate Judge Edmund F. Brennan; a representative with full and unlimited authority to negotiate and enter into a binding settlement on defendants' behalf shall attend in person; each party shall provide a confidential settlement conference statement to Sujean Park no later than 6/3/13. (cc: EFB, ADR) (Yin, K)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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ANTOINE E. MODICA, SR.,
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Plaintiff,
Defendants.
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No. 2:11-cv-02163 DAD P
ORDER OF REFERRAL FOR
SETTLEMENT WEEK AND SETTING
SETTLEMENT CONFERENCE
vs.
B. COX, et al.,
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Plaintiff is a former state prisoner proceeding pro se in a civil rights pursuant to
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42 U.S.C. § 1983. The court has determined that this case will benefit from a settlement
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conference; therefore, this case will be referred to Magistrate Judge Edmund F. Brennan to
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conduct a settlement conference at the U.S. District Court, 501 I Street, Sacramento, California
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95814 in Courtroom #8 on June 10, 2013, at 10:00 a.m. as part of the court’s Settlement Week
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Program.
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In accordance with the above, IT IS HEREBY ORDERED that:
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1. This case is set for a settlement conference before Magistrate Judge Edmund F.
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Brennan on June 10, 2013, at 10:00 a.m. at the U. S. District Court, 501 I Street, Sacramento,
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California 95814 in Courtroom #8.
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2. A representative with full and unlimited authority to negotiate and enter into a
binding settlement on defendants’ behalf shall attend in person.1
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3. Those in attendance must be prepared to discuss the claims, defenses and
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damages. The failure of any counsel, party or authorized person subject to this order to appear in
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person may result in the imposition of sanctions. In addition, the conference will not proceed
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and will be reset to another date.
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4. Each party shall provide a confidential settlement conference statement to
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Sujean Park, 501 I Street, Suite 4-200, Sacramento, California 95814, or via e-mail at
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spark@caed.uscourts.gov, so they arrive no later than June 3, 2013, and file a Notice of
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Submission of Confidential Settlement Conference Statement (See Local Rule 270(d)).
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Settlement statements should not be filed with the Clerk of the court nor served
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on any other party. Settlement statements shall be clearly marked “confidential” with the date
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and time of the settlement conference indicated prominently thereon.
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The confidential settlement statement shall be no longer than five pages in
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length, typed or neatly printed, and include the following:
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While the exercise of its authority is subject to abuse of discretion review, “the district
court has the authority to order parties, including the federal government, to participate in
mandatory settlement conferences... .” United States v. United States District Court for the
Northern Mariana Islands, 694 F.3d 1051, 1053, 1057, 1059 (9th Cir. 2012)(“the district court
has broad authority to compel participation in mandatory settlement conference[s].”). The term
“full authority to settle” means that the individuals attending the settlement conference must be
authorized to fully explore settlement options and to agree at that time to any settlement terms
acceptable to the parties. G. Heileman Brewing Co., Inc. v. Joseph Oat Corp., 871 F.2d 648, 653
(7th Cir. 1989), cited with approval in Official Airline Guides, Inc. v. Goss, 6 F. 3d 1385, 1396
(9th Cir. 1993). The individual with full authority to settle must also have “unfettered discretion
and authority” to change the settlement position of the party, if appropriate. Pittman v. Brinker
Int’l., Inc., 216 F.R.D. 481, 485-86 (D. Ariz. 2003), amended on recon. in part, Pitman v. Brinker
Int’l, Inc., 2003 WL 23353478 (D. Ariz. 2003). The purpose behind requiring the attendance of a
person with full settlement authority is that the parties’ view of the case may be altered during
the face to face conference. Pitman, 216 F.R.D. at 486. An authorization to settle for a limited
dollar amount or sum certain can be found not to comply with the requirement of full authority to
settle. Nick v. Morgan’s Foods, Inc., 270 F. 3d 590, 596-97 (8th Cir. 2001).
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a. A brief statement of the facts of the case.
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b. A brief statement of the claims and defenses, i.e., statutory or other
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grounds upon which the claims are founded; a forthright evaluation of the parties’ likelihood of
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prevailing on the claims and defenses; and a description of the major issues in dispute.
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c. A summary of the proceedings to date.
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d. An estimate of the cost and time to be expended for further discovery,
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pretrial, and trial.
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e. The relief sought.
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f. The party’s position on settlement, including present demands and
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offers and a history of past settlement discussions, offers, and demands.
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g. A brief statement of each party’s expectations and goals for the
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settlement conference.
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DATED: April 29, 2013.
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DAD:9
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