Wickliffe v. Swarthout et al
Filing
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ORDER and FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Gregory G. Hollows on 9/20/11 ORDERING that a district judge be assigned to this case; RECOMMENDING that 1 Petition for Writ of Habeas Corpus be dismissed. Referred to Judge Morrison C. England, Jr.; Objections to F&R due within 14 days.(Dillon, M)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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ERIC WICKLIFFE,
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Petitioner,
No. CIV S-11-2172 GGH P
vs.
GARY SWARTHOUT, Warden, et al.,
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ORDER and
FINDINGS AND RECOMMENDATIONS
Respondents.
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Petitioner, a state prisoner proceeding pro se, has filed a petition for writ of habeas
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corpus pursuant to 28 U.S.C. § 2254. Petitioner was convicted of second degree murder in 1990
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in Los Angeles County Superior Court and sentenced to a term of fifteen years to life with the
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possibility of parole. Petition, pp. 1, 110.1 Petitioner challenges the 2010 decision2 by the
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California Board of Parole Hearings (BPH) finding him unsuitable for parole at a subsequent
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parole consideration hearing.
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Petitioner challenges the parole denial on the following grounds: 1) application of
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The court’s electronic pagination is referenced.
Although the hearing was held on October 29, 2009, at which the decision was
announced, it did not become final until February 26, 2010. Petition, parole hearing transcript,
pp. 108-260.
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Marsy’s Law to deny parole for three years violated the Ex Post Facto Clause of the state and
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federal constitutions; 2) denial violated due process because it was unsupported by any relevant,
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reliable evidence in the record that petitioner currently poses an unreasonable risk of danger to
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society and it was arbitrary because the BPH failed to articulate a nexus between the factors cited
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and the conclusion that petitioner poses a public safety risk. Petition, pp. 5, 7, 9, 27-41.
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As to claim 2, on January 24, 2011, the United States Supreme Court in a per
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curiam decision found that the Ninth Circuit erred in commanding a federal review of the state’s
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application of state law in applying the “some evidence” standard in the parole eligibility habeas
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context. Swarthout v. Cooke, ___ U.S. ___, 131 S. Ct. 859, 861 (2011). Quoting, inter alia,
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Estelle v. McGuire, 502 U.S. 62, 67 (1991), the Supreme Court re-affirmed that “‘federal habeas
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corpus relief does not lie for errors of state law.’” Id. While the high court found that the Ninth
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Circuit’s holding that California law does create a liberty interest in parole was “a reasonable
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application of our cases” (while explicitly not reviewing that holding),3 the Supreme Court
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stated:
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When, however, a State creates a liberty interest, the Due Process
Clause requires fair procedures for its vindication-and federal
courts will review the application of those constitutionally required
procedures. In the context of parole, we have held that the
procedures required are minimal.
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Swarthout v. Cooke, at 862.
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While not specifically overruling Hayward v. Marshall, 603 F.3d 546 (9th Cir. 2010) (en
banc), the Supreme Court instead referenced Pearson v. Muntz, 606 F.3d 606 (9th Cir. 2010),
which further explained Hayward. Thus, the Supreme Court’s decision in Swarthout, essentially
overruled the general premise of Hayward. When circuit authority is overruled by the Supreme
Court, a district court is no longer bound by that authority, and need not wait until the authority is
also expressly overruled. See Miller v. Gammie, 335 F.3d 889, 899-900 (9th Cir. 2003) (en
banc). Furthermore, “circuit precedent, authoritative at the time it was issued, can be effectively
overruled by subsequent Supreme Court decisions that ‘are closely on point,’ even though those
decisions do not expressly overrule the prior circuit precedent.” Miller, 335 F.3d at 899 (quoting
Galbraith v. County of Santa Clara, 307 F.3d 1119, 1123 (9th Cir. 2002)). Therefore, this court
is not bound by Hayward.
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Citing Greenholtz,4 the Supreme Court noted it had found under another state’s
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similar parole statute that a prisoner had “received adequate process” when “allowed an
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opportunity to be heard” and “provided a statement of the reasons why parole was denied.”
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Swarthout v. Cooke, at 862. Noting their holding therein that “[t]he Constitution [] does not
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require more,” the justices in the instances before them, found the prisoners had “received at least
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this amount of process: They were allowed to speak at their parole hearings and to contest the
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evidence against them, were afforded access to their records in advance, and were notified as to
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the reasons why parole was denied.” Id.
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The Supreme Court was emphatic in asserting “[t]hat should have been the
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beginning and the end of the federal habeas courts’ inquiry....” Swarthout v. Cooke, at 862. “It
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will not do to pronounce California’s ‘some evidence’ rule to be ‘a component’ of the liberty
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interest....” Id., at 863. “No opinion of ours supports converting California’s “some evidence”
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rule into a substantive federal requirement.” Id., at 862. Thus, it appears there is no federal due
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process requirement for a “some evidence” review and it also appears that federal courts are
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precluded from review of the state court’s application of its “some evidence” standard.5 A
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review of the parole hearing transcript reveals that petitioner was allowed both an opportunity to
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be heard and provided a statement of reasons why parole was denied. See Petition, parole
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hearing transcipt, pp. 108-260. Therefore, claim 2 should be dismissed.
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With respect to claim 1, there is a separate ground for dismissal of petitioner’s ex
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Greenholtz v. Inmates of Neb. Penal and Correctional Complex, 442 U.S. 1, 16 (1979).
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The court notes some perversity in the result here. Loss of good-time credits, even for
a day, pursuant to decision at a prison disciplinary hearing, must be supported by “some
evidence.” Superintendent v. Hill, 472 U.S. 445, 455, 105 S.Ct. 2768 (1985). Assignment to
administrative segregation requires the same “some evidence” before such an assignment can be
justified. Bruce v. Ylst, 351 F.3d 1283, 1288 (9th Cir.2003). However, a denial of parole
eligibility after sometimes decades in prison, and where another opportunity for parole can be
delayed for as long as fifteen more years, requires no such protection from the federal due
process standpoint. Nevertheless, such is the state of the law.
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post facto claim, a challenge to the application of Proposition 96 to him, resulting in an increased
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(three-year) deferral period before his next parole suitability hearing, a claim that is not a
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challenge to the parole denial decision itself and is, therefore, not cognizable under 28 U.S.C. §
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2254. Although petitioner’s ultimate goal is a speedier release from incarceration, the
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immediate relief sought on this ground vis-a-vis Marsy’s Law is a speedier opportunity to
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attempt to convince BPH once again that he should be released; that is too attenuated from any
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past finding by the BPH of parole suitability for such a claim to sound in habeas. Rather this
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claim is a challenge to the constitutionality of state procedures denying parole eligibility or
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suitability and could properly proceed pursuant to an action under 42 U.S.C. § 1983. Skinner v.
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Switzer, ___U.S.___, 2011 WL 767703 at *8 (Mar. 7, 2011) (“Success in his suit for DNA
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testing would not ‘necessarily imply’ the invalidity of his conviction”); id,, citing Wilkinson v.
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Dotson, 544 U.S. 74, 82, 125 S. Ct. 1242, 1248 (2005) (“Success...does not mean immediate
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release from confinement or a shorter stay in prison” but “at most [a] new eligibility review” or
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“a new parole hearing....”). Moreover, the High Court in Wilkinson expressly noted that a claim
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seeking “an injunction barring future unconstitutional procedures did not fall within habeas’
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exclusive domain.” Id. at 81, 125 S.Ct. at 1247 [emphasis in original.] Even earlier, the Ninth
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Circuit had found that the challenge of inmates to a sex offender treatment program as a violation
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of, inter alia, the ex post facto clause and their due process rights was appropriate under § 1983
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because victory could only result in “a ticket to get in the door of the parole board....,” and did
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not undermine the validity of convictions or continued confinement. Neal v. Shimoda, 131 F.3d
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818, 824 (9th Cir. 1997).
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Moreover, currently, there is a class action proceeding, Gilman v. Fisher, CIV-S05-0830 LKK GGH,7 wherein “the procedures used in determining suitability for parole: the
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Cal. Penal Code § 3041.5, as amended in 2008 by Proposition 9 (Marsy’s Law).
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See Docket # 182 of Case No. 05-CV-0830.
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factors considered, the explanations given, and the frequency of the hearings” are what is at
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issue. Id., p. 7 [emphasis in original]. The “frequency of the hearings” is precisely what is at
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issue in the instant claim.
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The Gilman class is made up of:
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California state prisoners who: “(i) have been sentenced to a term
that includes life; (ii) are serving sentences that include the
possibility of parole; (iii) are eligible for parole; and (iv) have been
denied parole on one or more occasions.”
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Id., p. 9.8
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Plaintiff, as noted, sentenced to a term of fifteen years to life for second degree
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murder, fits squarely within the parameters of the Gilman class.9 Therefore, claim 1 should be
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be dismissed.10
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Accordingly, IT IS HEREBY ORDERED that a district judge be assigned to this
case.
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IT IS HEREBY RECOMMENDED that this petition be dismissed.
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If petitioner files objections, he shall also address if a certificate of appealability
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should issue and, if so, as to which issues. A certificate of appealability may issue under 28
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U.S.C. § 2253 “only if the applicant has made a substantial showing of the denial of a
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The Ninth Circuit affirmed the Order, certifying the class. See Docket # 258 in Case
No. 05-CV-0830.
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As a member plaintiff of a class action for equitable relief from prison conditions,
petitioner may not, as plaintiff, maintain a separate, individual suit for equitable relief involving
the same subject matter of the class action. See Crawford v. Bell, 599 F.2d 890, 892-93 (9th
Cir.1979); see also McNeil v. Guthrie, 945 F.2d 1163,1165 (10th Cir. 1991) (“Individual suits for
injunctive and equitable relief from alleged unconstitutional prison conditions cannot be brought
where there is an existing class action .”); Gillespie v. Crawford, 858 F.2d 1101, 1103 (5th
Cir.1988) (en banc) (“To allow individual suits would interfere with the orderly administration of
the class action and risk inconsistent adjudications.”).
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The further incongruity of proceeding with the “next parole hearing claim” in habeas
involves the standard of review. In habeas, the AEDPA unreasonable application of established
Supreme Court authority standard would apply; in civil rights, the district court would apply de
novo review.
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constitutional right.” 28 U.S.C. § 2253(c)(2). The certificate of appealability must “indicate
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which specific issue or issues satisfy” the requirement. 28 U.S.C. § 2253(c)(3).
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These findings and recommendations are submitted to the United States District
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Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen
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days after being served with these findings and recommendations, petitioner may file written
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objections with the court. Such a document should be captioned “Objections to Magistrate
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Judge’s Findings and Recommendations.” Petitioner is advised that failure to file objections
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within the specified time may waive the right to appeal the District Court’s order. Martinez v.
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Ylst, 951 F.2d 1153 (9th Cir. 1991).
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DATED: September 20, 2011
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/s/ Gregory G. Hollows
UNITED STATES MAGISTRATE JUDGE
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GGH:009
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wick2172.ofr
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