Gastile v. Virga et al

Filing 30

FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Edmund F. Brennan on 07/11/13 recommending that defendants' 02/20/13 motion to dismiss 19 be granted in part-such that plaintiff's claims against defendants Fong, Mills and Scruggs be dismissed without prejudice for failure to exhaust-and otherwise denied. MOTION to DISMISS 19 referred to Judge John A. Mendez. Objections due within 14 days. (Plummer, M)

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1 2 3 4 5 6 7 8 IN THE UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 TIMOTHY L. GASTILE, Plaintiff, 11 12 vs. 13 No. 2:11-cv-02829 JAM EFB P T. VIRGA, et al., Defendants. 14 FINDINGS AND RECOMMENDATIONS / 15 Plaintiff is a state prisoner proceeding without counsel in a civil rights action brought 16 17 under 42 U.S.C. § 1983. Defendants Fong, Mills, Scruggs, and Virga move to dismiss. Dckt. 18 No. 19. Defendants Day and Washington are not parties to the motion. For the reasons 19 explained below, the motion should be granted in part and denied in part. 20 I. The Complaint Plaintiff’s verified complaint, filed on October 26, 2011, alleges that defendant Virga, 21 22 while warden of California State Prison, Sacramento (“CSP-Sac”), “implemented, maintained, 23 and/or enforced a policy” of permanently placing two prisoners in cells designed to house only 24 one person. Dckt. No. 1 at 2-3. Plaintiff alleges that this “double-celling” makes it impossible 25 for prison staff to “maintain visual security and/or prevent in cell violences [sic].” Id. at 3-4 n.1. 26 //// 1 1 Pursuant to that policy, plaintiff was celled with an inmate named Joseph. Id. at 3. 2 Plaintiff claims that Joseph made a knife-like weapon that he used to sexually threaten plaintiff 3 and take his property. Id. In February 2011, plaintiff told defendant Scruggs that Joseph was 4 threatening him with a weapon and requested a cell move. Id. Prison staff conducted a search of 5 the cell and found the weapon in Joseph’s area of the cell. Id. After the search, defendant 6 Haring interviewed plaintiff. Id. Plaintiff allegedly told defendant Haring that Joseph had been 7 sexually threatening him and taking his property. Id. Nevertheless, Haring placed plaintiff back 8 in the cell with Joseph. Id. at 3-4. 9 On March 8, 2011, plaintiff told defendants Mills, Washington, Day, and Fong that 10 Joseph had made another weapon and that plaintiff still feared for his life and safety. Id. at 4. 11 Although the cell was searched again, staff did not locate the new weapon. Id. Plaintiff was 12 placed back in the cell with Joseph. Id. Several hours later, Joseph attacked plaintiff from 13 behind. Id. Joseph struck plaintiff on the head, ear, and face, causing plaintiff to fall to the 14 ground. Id. Joseph tried to rape plaintiff, prompting plaintiff to fight back and “nutralize[] [sic] 15 the situation.” Id. Plaintiff claims that staff could not see or prevent the attack because of poor 16 visibility into the cells. Id. 17 Documents attached to the complaint reveal that plaintiff was found guilty of a Rules 18 Violation for “Battery on an Inmate with a Weapon” as a result of the altercation. Id. at 19-20. 19 In the Rules Violation Report (“RVR”), reporting employee B. Hampton relayed that he had 20 discovered Joseph in his cell with both eyes completely swollen shut on March 10, 2011. Id. On 21 further examination, numerous wounds were discovered on Joseph’s body, mostly on his head 22 and face. Id.; see also id. at 12-14 (documentation and photographs of Joseph’s injuries). 23 Evidence adduced at the hearing indicated that plaintiff had beaten Joseph with a plastic cup. Id. 24 at 20, 22. Plaintiff pleaded guilty to the charge, saying, “I’m guilty for fighting. I didn’t know I 25 was going to get attacked. I tried to get a bed move. I tried to get the Officers to go get his 26 razor. He also had a sharpened bull-clip. We had been arguing. We fought. The bottom line is 2 1 I wouldn’t let him take me.” Id. at 19. Plaintiff was assessed 360 days credit forfeiture for the 2 offense. 3 II. Rule 12(b)(6) Standard 4 In order to survive a motion to dismiss under Fed. R. Civ. P. 12(b)(6), a complaint must 5 contain “enough facts to state a claim to relief that is plausible on its face.” Bell Atlantic Corp. 6 v. Twombly, 550 U.S. 544, 554-55, 562-63, 570 (2007) (stating that the 12(b)(6) standard that 7 dismissal is warranted if plaintiff can prove no set of facts in support of his claims that would 8 entitle him to relief “has been questioned, criticized, and explained away long enough,” and that 9 having “earned its retirement,” it “is best forgotten as an incomplete, negative gloss on an 10 accepted pleading standard”). Thus, the grounds must amount to “more than labels and 11 conclusions” or a “formulaic recitation of the elements of a cause of action. Id. at 1965. Instead, 12 the “[f]actual allegations must be enough to raise a right to relief above the speculative level on 13 the assumption that all the allegations in the complaint are true (even if doubtful in fact).” Id. 14 (internal citation omitted). Dismissal may be based either on the lack of cognizable legal 15 theories or the lack of pleading sufficient facts to support cognizable legal theories. Balistreri v. 16 Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir. 1990). 17 The complaint’s factual allegations are accepted as true. Church of Scientology of Cal. v. 18 Flynn, 744 F.2d 694, 696 (9th Cir. 1984). The court construes the pleading in the light most 19 favorable to plaintiff and resolves all doubts in plaintiff’s favor. Parks Sch. of Bus., Inc. v. 20 Symington, 51 F.3d 1480, 1484 (9th Cir. 1995). General allegations are presumed to include 21 specific facts necessary to support the claim. Lujan v. Defenders of Wildlife, 504 U.S. 555, 561 22 (1992). 23 The court may disregard allegations contradicted by the complaint’s attached exhibits. 24 Durning v. First Boston Corp., 815 F.2d 1265, 1267 (9th Cir. 1987); Steckman v. Hart Brewing, 25 Inc., 143 F.3d 1293, 1295-96 (9th Cir.1998). Furthermore, the court is not required to accept as 26 true allegations contradicted by judicially noticed facts. Sprewell v. Golden State Warriors, 266 3 1 F.3d 979, 988 (9th Cir. 2001) (citing Mullis v. U.S. Bankr. Ct., 828 F.2d 1385, 1388 (9th Cir. 2 1987)). The court may consider matters of public record, including pleadings, orders, and other 3 papers filed with the court. Mack v. South Bay Beer Distributors, 798 F.2d 1279, 1282 (9th Cir. 4 1986) (abrogated on other grounds by Astoria Fed. Sav. & Loan Ass’n v. Solimino, 501 U.S. 104 5 (1991)). “[T]he court is not required to accept legal conclusions cast in the form of factual 6 allegations if those conclusions cannot reasonably be drawn from the facts alleged.” Clegg v. 7 Cult Awareness Network, 18 F.3d 752, 754-55 (9th Cir. 1994). Neither need the court accept 8 unreasonable inferences, or unwarranted deductions of fact. Sprewell, 266 F.3d at 988. 9 Pro se pleadings are held to a less stringent standard than those drafted by lawyers. 10 Haines v. Kerner, 404 U.S. 519, 520-21 (1972). Unless it is clear that no amendment can cure 11 its defects, a pro se litigant is entitled to notice and an opportunity to amend the complaint before 12 dismissal. Lopez v. Smith, 203 F.3d 1122, 1127-28 (9th Cir. 2000) (en banc); Noll v. Carlson, 13 809 F.2d 1446, 1448 (9th Cir. 1987). 14 III. Analysis 15 Defendants advance four arguments in support of dismissal: (1) plaintiff’s complaint is 16 barred by Heck v. Humphrey, 512 U.S. 477, 487 (1994) because plaintiff has not demonstrated 17 that his disciplinary conviction for battery on Joseph has been invalidated; (2) plaintiff did not 18 administratively exhaust his claims against defendants; (3) plaintiff’s allegations do not state an 19 Eighth Amendment claim against defendant Virga; and (4) plaintiff’s claim for damages against 20 defendant Virga is barred by the Eleventh Amendment. Each argument will be addressed in 21 turn. 22 A. Heck Bar 23 Defendants argue that plaintiff’s suit is barred by Heck v. Humphrey and Edwards v. 24 Balisok, 520 U.S. 641 (1997), because his claims conflict with the disciplinary finding which 25 included a revocation of time credits. Plaintiff counters that his case concerns defendants’ 26 alleged failure to protect him from Joseph and not his allegedly defensive assault on Joseph. 4 1 Thus, plaintiff implicitly argues, his success in this case would not necessarily undermine the 2 RVR such that his forfeited time credits would have to be restored and accordingly Heck and 3 Balisok do not bar his suit. For the reasons that follow, the argument has merit. 4 Heck is one in a line of cases generally regarded as beginning with Preiser v. Rodriguez, 5 411 U.S. 475 (1973), in which the U.S. Supreme Court determined that state prisoners seeking 6 an injunction restoring good-time credits revoked in disciplinary proceedings must proceed 7 under the federal habeas corpus statute (28 U.S.C. § 2254) rather than via § 1983. The court 8 noted the historic role of the writ of habeas corpus as the vehicle for a confined individual to 9 attack the legality of her custody and obtain release and concluded that, because the habeas 10 statute dealt specifically with such a situation, it must be utilized rather than the more general 11 § 1983 where a prisoner attacks (1) the fact of confinement or (2) the duration of confinement. 12 Id. at 484-500. 13 In Heck, the Court further clarified what suits may not be brought under § 1983 but must 14 instead be pursued via a petition for writ of habeas corpus. 512 U.S. 477 (1994). There, the 15 court held that a state prisoner may not bring a damages claim under § 1983 attacking the 16 constitutionality of his criminal conviction unless and until the underlying conviction is 17 invalidated via habeas corpus or similar proceeding, because success in the § 1983 damages 18 action would necessarily establish the invalidity of the conviction and attendant confinement. Id. 19 at 478, 486-87. The Court emphasized that this rule, sometimes referred to as the “favorable 20 termination rule,” applies only where success in the civil rights suit would necessarily imply that 21 the conviction or sentence were invalid. Id. at 486-87 and n. 6-7. 22 The Court took up the interplay between federal civil rights actions and writs of habeas 23 corpus again in Edwards v. Balisok, 520 U.S. 641 (1997). In that case, the Court clarified that 24 the favorable termination rule applies to a state inmate who challenges a disciplinary action for 25 which he was assessed a credit loss, even where the inmate seeks no injunction restoring the 26 //// 5 1 lost credits, if success in a civil rights action would necessarily imply that the credits should not 2 have been revoked. Id. at 643-44, 646-47. 3 Conversely, in Muhammad v. Close, 544 U.S. 749 (2004), an inmate could challenge his 4 pre-disciplinary-hearing detention under § 1983 without first invalidating the discipline imposed, 5 because success in the action would not show his underlying criminal conviction to be invalid 6 nor shorten the duration of his sentence by requiring the restoration of revoked credits. The 7 Court clarified that Heck’s favorable termination rule does not apply categorically to all suits 8 challenging prison disciplinary proceedings. Id. at 754. Prison disciplinary proceedings do not 9 implicate the validity of the “fact of confinement” (see Preiser, 411 U.S. at 500) because “these 10 administrative determinations do not as such raise any implication about the validity of the 11 underlying conviction[.]” Muhammad, 544 U.S. at 754. Such proceedings may implicate the 12 “duration of confinement” (see Preiser, 411 U.S. at 500), if credits were revoked. Muhammad, 13 544 U.S. at 754. Because the plaintiff in Muhammad lost no credits as a result of the discipline 14 imposed, and because prison disciplinary hearings by their nature do not address the underlying 15 conviction, the plaintiff’s § 1983 action could not be “construed as seeking a judgment at odds 16 with his conviction or with the State’s calculation of time to be served in accordance with the 17 underlying sentence.” Id. at 754-55. 18 In Wilkinson v. Dotson, 544 U.S. 74 (2005), the Court surveyed the line of cases 19 beginning with Preiser in determining that inmates challenging state parole procedures could 20 proceed under § 1983. While the prisoners’ ultimate goal was arguably to obtain speedier 21 release under more favorable parole procedures, their success in obtaining such procedures in 22 their § 1983 suit would not necessarily mean speedier release – parole was not guaranteed under 23 the different procedures. Id. at 82. The Court emphasized that the favorable termination rule is 24 limited to situations in which success in the § 1983 action would necessarily invalidate 25 confinement or its duration. Id. at 81-82; see also Nelson v. Campbell, 541 U.S. 637, 647 (2004) 26 (noting that the Court has “stress[ed] the importance of the term ‘necessarily.’”). 6 1 The Court reiterated the availability of § 1983 where success in the suit would not 2 necessarily invalidate the prisoner’s underlying conviction nor shorten his sentence in Skinner v. 3 Switzer, ___ U.S. ___, 131 S. Ct. 1289, 1298-99 (2011). There, it held that a state prisoner 4 seeking DNA testing of crime-scene evidence could assert his claim under § 1983, even though 5 his ultimate aim was to use the evidence to support a claim of innocence. Id. at 1293. Success in 6 the § 1983 suit would only provide the inmate with access to the DNA evidence, which could 7 prove to be inculpatory, exculpatory, or neither. Id. The Court noted that none of its cases “has 8 recognized habeas as the sole remedy, or even an available one, where the relief sought would 9 neither terminate custody, accelerate the future date of release from custody, nor reduce the level 10 of custody.” Id. at 1299 (citing Wilkinson, 544 U.S. at 86, Scalia, J., concurring, internal 11 quotation marks omitted) & 1299 n.13. 12 Returning to the facts of this case, the disciplinary finding does not affect the validity of 13 plaintiff’s underlying criminal conviction and thus does not implicate the “fact of confinement.” 14 Muhammad, 544 U.S. at 754. Nor does this case implicate the “duration of confinement,” 15 because plaintiff’s success in this case would not necessarily invalidate the disciplinary finding 16 and attendant time credit forfeiture. Plaintiff was found guilty of assaulting Joseph with a 17 weapon. He does not contend here, and did not contend in his disciplinary hearing, that he did 18 not assault Joseph. Instead, plaintiff admits to the assault. But he alleges that the defendants 19 failed to protect him from Joseph put him in the position where fighting was likely to occur. It is 20 the alleged placement of plaintiff in, or the refusal to remove him from, conditions of 21 confinement where he was likely to be assaulted that form the basis of his claim. That these 22 alleged conditions may have ultimately led him to fight back (presumably in violation of prison 23 rules) does not alter the gravamen of his failure to protect claim. 24 Thus, plaintiff’s allegations are not inconsistent with the disciplinary ruling against him. 25 //// 26 //// 7 1 If plaintiff were to convince the fact-finder that his allegations are true and obtain a verdict in his 2 favor, that verdict would not imply that plaintiff’s rules violation conviction for assault is 3 invalid. Accordingly, Heck does not bar this suit. 4 B. 5 Exhaustion 1. 6 Standard The Prison Litigation Reform Act (“PLRA”) provides that “[n]o action shall be brought 7 with respect to prison conditions [under section 1983 of this title] until such administrative 8 remedies as are available are exhausted.” 42 U.S.C. § 1997e(a). “Prison conditions” subject to 9 the exhaustion requirement have been defined broadly as “the effects of actions by government 10 officials on the lives of persons confined in prison . . . .” 18 U.S.C. § 3626(g)(2); Smith v. 11 Zachary, 255 F.3d 446, 449 (7th Cir. 2001); see also Lawrence v. Goord, 304 F.3d 198, 200 (2d 12 Cir. 2002). To satisfy the exhaustion requirement, a grievance must alert prison officials to the 13 claims the plaintiff has included in the complaint, but need only provide the level of detail 14 required by the grievance system itself. Jones v. Bock, 549 U.S. 199, 218-19 (2007); Porter v. 15 Nussle, 534 U.S. 516, 524-25 (2002) (purpose of exhaustion requirement is to give officials 16 “time and opportunity to address complaints internally before allowing the initiation of a federal 17 case”). 18 Prisoners who file grievances must use a form provided by the California Department of 19 Corrections and Rehabilitation, which instructs the inmate to describe the problem and outline 20 the action requested. The applicable regulations have required, since January 28, 2011, that the 21 inmate “list all staff member(s) involved” and “describe their involvement[.]” Cal. Code Regs. 22 tit. 15, § 3084.2(a)(3) (2011). The grievance process has three levels of review to address an 23 inmate’s claims, subject to certain exceptions. See Cal. Code Regs. tit. 15, § 3084.7. 24 Administrative procedures generally are exhausted once a plaintiff has received a “Director’s 25 Level Decision,” or third level review, with respect to his issues or claims. Id. § 3084.1(b). 26 //// 8 1 Proper exhaustion of available remedies is mandatory, Booth v. Churner, 532 U.S. 731, 2 741 (2001), and “[p]roper exhaustion demands compliance with an agency’s deadlines and other 3 critical procedural rules[.]” Woodford v. Ngo, 548 U.S. 81, 90 (2006). For a remedy to be 4 “available,” there must be the “possibility of some relief . . . .” Booth, 532 U.S. at 738. Relying 5 on Booth, the Ninth Circuit has held: 6 [A] prisoner need not press on to exhaust further levels of review once he has received all “available” remedies at an intermediate level of review or has been reliably informed by an administrator that no remedies are available. 7 8 Brown v. Valoff, 422 F.3d 926, 935 (9th Cir. 2005). 9 In the Ninth Circuit, motions to dismiss for failure to exhaust administrative remedies are 10 normally brought under Rule 12(b). See Albino v. Baca, 697 F.3d 1023, 1029 (9th Cir. 2012). 11 Nonetheless, it remains well established that credibility of witnesses over material factual 12 disputes cannot be resolved on paper. Thus, when ruling on an exhaustion motion requires the 13 court to look beyond the pleadings in the context of disputed issues of fact, the court must do so 14 under “a procedure closely analogous to summary judgment.” Wyatt v. Terhune, 315 F.3d 1108, 15 1119, n.14 (9th Cir. 2003). Doing so ensures that a process is followed to test whether disputes 16 over facts pertaining to whether plaintiff actually exhausted available remedies are truly genuine 17 and material and therefore warrant live testimony, or whether the dispute(s) may be disposed of 18 by unrefuted declarations and exhibits. Therefore, following the suggestion in Wyatt, and 19 because care must be taken not to resolve credibility on paper if it pertains to disputed issues of 20 fact that are material to the outcome, the undersigned applies the Rule 56 standards to exhaustion 21 motions that require consideration of materials extrinsic to the complaint.1 See Chatman v. 22 Felker, No. Civ. S-06-2912 LKK EFB, 2010 WL 3431806, at *2-3 (E.D. Cal. Aug. 31, 2010). 23 //// 24 25 26 1 Here, defendants rely on testimonial evidence in the form of declarations from two prison officials and a documentary record to establish the facts in support of their contention that plaintiff failed to exhaust. 9 1 Failure to exhaust is an affirmative defense in the sense that defendants bear the burden 2 of proving plaintiff did not exhaust available remedies. Wyatt, 315 F.3d at 1119. To bear this 3 burden: 4 5 6 7 8 a defendant must demonstrate that pertinent relief remained available, whether at unexhausted levels of the grievance process or through awaiting the results of the relief already granted as a result of that process. Relevant evidence in so demonstrating would include statutes, regulations, and other official directives that explain the scope of the administrative review process; documentary or testimonial evidence from prison officials who administer the review process; and information provided to the prisoner concerning the operation of the grievance procedure in this case . . . . With regard to the latter category of evidence, information provided [to] the prisoner is pertinent because it informs our determination of whether relief was, as a practical matter, “available.” 9 10 11 Brown, 422 F.3d at 936-37 (citations omitted). Defendants’ motion to dismiss included a notice to plaintiff informing him of the 12 requirements for opposing a motion to dismiss for failure to exhaust available administrative 13 remedies. See Woods v. Carey, 684 F.3d 934 (9th Cir. 2012); Stratton v. Buck, 697 F.3d 1004, 14 1008-10 (9th Cir. 2012); Wyatt v. Terhune, 315 F.3d 1108, 1115, 1120 n.15 (9th Cir. 2003). 15 2. Analysis 16 Defendants argue that plaintiff has not properly exhausted an inmate appeal challenging 17 the double-celling policy or his housing with Joseph. Defendants’ evidence shows that plaintiff 18 filed only one appeal during 2011. Dckt. No. 19-2. That appeal was screened out at the first 19 level of review for failing to demonstrate an adverse effect. Id. 20 Plaintiff responds that he did exhaust his claims but that, during the time he was placed in 21 administrative segregation following the altercation with Joseph and then moved to a different 22 prison, his legal documents were “mysteriously” misplaced. Plaintiff has submitted evidence of 23 two relevant appeals. First, in an inmate appeal form dated March 12, 2009, plaintiff challenged 24 the double-celling policy. Dckt. No. 22 at 4. That form contains entries in the “Informal Level” 25 portion of the document which indicate that the appeal was received on April 6, 2009 and that 26 the appeal was “granted” at the informal level of review with the comment, “Your concerns are 10 1 duly noted.” Id. Second, in an appeal form dated March 11, 2011, plaintiff challenged staff’s 2 failure to house him apart from Joseph. Id. at 6. That appeal was rejected at the first level of 3 review on October 14, 2011 for failure to demonstrate a material adverse effect on plaintiff’s 4 welfare. Id. at 5-6. Plaintiff has not submitted any evidence indicating that he continued to 5 pursue this appeal after it was initially screened out and exhausted it before filing this action on 6 October 26, 2011. 7 Plaintiff’s evidence thus indicates that he filed an appeal regarding defendant Virga’s 8 alleged double-celling policy in 2009 which was “granted” at the informal level of review. 9 Defendants have not responded to this evidence. Because the evidence indicates that this appeal 10 was granted at the informal level, plaintiff was not obligated to pursue further levels of review in 11 order to exhaust it. Harvey v. Jordan, 605 F.3d 681, 685 (9th Cir. 2010) (“An inmate has no 12 obligation to appeal from a grant of relief . . . in order to exhaust his administrative remedies.”). 13 Accordingly, on the evidence before the court, defendants have failed to demonstrate that 14 plaintiff did not exhaust his claim against defendant Virga for enforcing the double-celling 15 policy. 16 The 2009 appeal pre-dated plaintiff’s requests that staff remove him from the cell he 17 shared with Joseph and his altercation with Joseph, however. Thus, it cannot serve to exhaust 18 plaintiff’s claims against defendants Fong, Mills, and Scruggs. Defendants have submitted 19 evidence that plaintiff’s 2011 appeal regarding his housing with Joseph was screened out at the 20 first level of review and plaintiff did not pursue the appeal further. Plaintiff has not rebutted that 21 evidence. In fact, the appeal was screened out only 12 days before this suit was filed, making it 22 exceedingly improbable that plaintiff would be able to re-submit the appeal and see it through to 23 the third level of review before filing. Accordingly, plaintiff’s claims against defendants Fong, 24 Mills, and Scruggs must be dismissed without prejudice for failure to exhaust. 25 //// 26 //// 11 1 C. Plaintiff’s Claim Against Defendant Virga 2 Defendant Virga argues that plaintiff’s claim against him for enforcing the double-celling 3 policy should be dismissed for failure to state a claim because “the prison policy of double 4 celling inmates is not per se unconstitutional.” Dckt. No. 19 at 9 (citing Bell v. Wolfish, 441 U.S. 5 520, 541 (1979); Rufo v. Inmates of Suffolk County Jail, 502 U.S. 367, 388 (1992); and Ford v. 6 Ramirez-Palmer (Estate of Ford), 301 F.3d 1043, 1051 (9th Cir. 2002)). Defendant Virga argues 7 that plaintiff’s allegations are simply a legal conclusion – that the policy is unconstitutional. 8 The cases cited by defendants merely instruct that double-celling inmates does not violate 9 the Constitution in all cases. Rufo, 502 U.S. at 388. Plaintiff’s allegations are not so sparse as to 10 claim solely and conclusorily that the double-celling policy is per se unconstitutional, however. 11 Rather, plaintiff alleges that the double-celling that occurred at CSP-Sac at the relevant time 12 were unconstitutional because it compromised sanitation (because there were inadequate 13 toileting facilities) and safety (because staff could not see well into the cells). Dckt. No. 1 at 3-4 14 n.1. Plaintiff additionally alleges that the double-celling at CSP-Sac caused prison overcrowding 15 “that not only overwhelm[ed] medical and mental health care, but . . . created a lethal survival of 16 the fittest, gladiator type, prison environment resulting in the murder, rape, assault, and/or 17 battery of innumerable prisoners throughout CDCR inclusive of plaintiff.” Id. at 3. 18 Accordingly, defendant Virga has failed to show that plaintiff’s allegations with regard to the 19 double-celling policy are insufficient to state a claim. 20 D. 21 Defendant Virga also argues that plaintiff’s claim for damages against him is barred by 22 the Eleventh Amendment and by the fact that, as a state official sued in his official capacity, he 23 is not a “person” amenable to suit under § 1983. 24 The Eleventh Amendment The 11th Amendment bars § 1983 suits against a State unless the state has waived its 25 sovereign immunity. Will v. Mich. Dep’t of State Police, 491 U.S. 58, 66 (1989). A suit against 26 a state official in his or her official capacity is treated as a suit against the State and is barred by 12 1 the 11th Amendment. Id. at 71. Similarly, a state official sued in his or her official capacity, 2 being treated as equivalent to the State, is not considered a “person” who may be sued under § 3 1983. However, suits against state officials in their official capacities seeking injunctive relief 4 are not treated as against the State and thus are not barred. Id. at 71 n.10. 5 On the other hand, “[c]learly, under § 1983, a plaintiff may sue a state officer in his 6 individual capacity for alleged wrongs committed by the officer in his official capacity.” Price 7 v. Akaka, 928 F.2d 824, 828-29 (9th Cir. 1990) (emphasis added). Thus, to determine whether a 8 § 1983 suit for damages against a state official is barred by the 11th Amendment and not 9 cognizable under § 1983, a court must determine whether the plaintiff has sued the official in his 10 or her official or individual capacity. In making that determination, the court looks to the basis 11 of the claims asserted and the nature of relief sought, and not just the label applied by plaintiff. 12 Id.; see also Shoshone-Bannock Tribes v. Fish & Game Comm’n, 42 F.3d 1278, 1284 (9th Cir. 13 1994). A plaintiff’s claim for damages against a defendant indicates that the defendant has been 14 sued in his or her individual capacity. Price, 928 F.2d at 828. 15 Plaintiff’s complaint states that all defendants, including defendant Virga, are sued in 16 their individual and official capacities. Dckt. No. 13 at 2-3. However, the complaint seeks 17 damages against defendant Virga. Id. at 7. This fact indicates that defendant Virga is sued in his 18 individual capacity. Price, 928 F.2d at 828. Because neither the 11th Amendment nor the 19 language of § 1983 bar plaintiff’s suit for damages against defendant Virga in his individual 20 capacity, the court must reject defendant Virga’s request that plaintiff’s damages claim against 21 him be dismissed. 22 E. 23 If the district court adopts the recommendations herein, plaintiff’s claims against 24 defendants Fong, Mills, and Scruggs will be dismissed without prejudice for failure to exhaust. 25 //// 26 //// Summary 13 1 Plaintiff’s claim against defendant Virga for implementing, maintaining, and/or enforcing the 2 double-celling policy will remain. (As noted above, defendants Day and Washington are not 3 parties to this motion, and plaintiff’s claims against them also remain.) 4 IV. 5 Recommendation Accordingly, IT IS HEREBY RECOMMENDED that defendants’ February 20, 2013 6 motion to dismiss (Dckt. No. 19) be granted in part – such that plaintiff’s claims against 7 defendants Fong, Mills, and Scruggs be dismissed without prejudice for failure to exhaust – and 8 otherwise denied. 9 These findings and recommendations are submitted to the United States District Judge 10 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days 11 after being served with these findings and recommendations, any party may file written 12 objections with the court and serve a copy on all parties. Such a document should be captioned 13 “Objections to Magistrate Judge’s Findings and Recommendations.” Failure to file objections 14 within the specified time may waive the right to appeal the District Court’s order. Turner v. 15 Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991). 16 Dated: July 11, 2013. 17 18 19 20 21 22 23 24 25 26 14

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