Fidelity Brokerage Services LLC v. Savell

Filing 23

STIPULATION and ORDER signed by Chief Judge Morrison C. England, Jr on 2/18/14: This case is hereby DISMISSED WITH PREJUDICE pursuant to Federal Rules of Civil Procedure Rule 41(a), each party to bear their own fees and costs. (Kaminski, H)

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1 2 3 4 5 6 7 8 9 10 Locke Lord LLP 500 Capitol Mall, Suite 1800 Sacramento, CA 95814 11 12 M. Taylor Florence (SBN 159695) tflorence@lockelord.com Krista J. Dunzweiler (SBN 227384) kdunzweiler@lockelord.com LOCKE LORD LLP 500 Capitol Mall, Suite 1800 Sacramento, CA 95814 Phone: (916) 930-2582 Fax: (916) 930-2501 Jennifer A. Kenedy (admitted pro hac vice) jkenedy@lockelord.com LOCKE LORD LLP 111 South Wacker Drive Chicago, IL 60606-4410 Phone: (312) 443-0700 Fax: (312) 443-0336 Attorneys for Plaintiff FIDELITY BROKERAGE SERVICES LLC 16 Jeffrey K. Compton (SBN 142969) jcompton@mzclaw.com Oriet Cohen-Supple (SBN 206781) ocohen@mzclaw.com MARKUN ZUSMAN FRENIERE& COMPTON LLP 465 California Street, 5th Floor San Francisco, CA 94104 Telephone: (415) 438-4515 Facsimile: (415) 434-4505 17 Attorneys for Defendant Eric Savell 13 14 15 18 UNITED STATES DISTRICT COURT 19 EASTERN DISTRICT OF CALIFORNIA 20 SACRAMENTO DIVISION 21 22 23 24 25 26 27 28 FIDELITY BROKERAGE SERVICES LLC, ) ) a limited liability company, ) ) Plaintiff, ) ) v. ) ) ) ERIC SAVELL, an individual, ) ) Defendant. ) ) ) UES CASE NO. 2:12-cv-01608-MCE-CKD JOINT RESPONSE TO ORDER TO SHOW CAUSE AND STIPULATED REQUEST FOR DISMISSAL; ORDER OF DISMISSAL 1 1 Plaintiff Fidelity Brokerage Services, LLC’s (“Fidelity”), through its counsel, M. Taylor 2 Florence, and Defendant Eric Savell (“Savell”), through his counsel of record, Jeffrey K. Compton 3 hereby agree and stipulate as follows: 4 WHEREAS, the dispute between the parties resolved through informal and confidential 5 resolution on or about October 25, 2012 pursuant to which Fidelity was to dismiss this action against 6 Savell in consideration for mutual promises and releases made by both parties, following the entry of 7 a Stipulated Award by FINRA; 8 WHEREAS, FINRA issued the Stipulated Award on or about December 20, 2012; and 9 WHEREAS, due to an administrative oversight, Fidelity did not request an order dismissing 10 Locke Lord LLP 500 Capitol Mall, Suite 1800 Sacramento, CA 95814 11 the action following the issuance of the Stipulated Award. IT IS HEREBY REQUESTED THAT the Complaint on file in this action and all claims for 12 relief be dismissed with prejudice pursuant to Federal Rules of Civil Procedure Rule 41(a), each 13 party to bear their own fees and costs. 14 15 Dated: February 6, 2014 LOCKE LORD LLP 16 /s/ M. Taylor Florence By: 17 M. Taylor Florence Attorney for Plaintiff FIDELITY BROKERAGE SERVICES LLC 18 19 20 Dated: February 6, 2014 MARKUN ZUSMAN FRENIERE & COMPTON LLP 21 22 /s/ Jeffrey K. Compton By: Jeffrey K. Compton Attorney for Defendant ERIC SAVELL 23 24 25 26 27 28 2 1 ORDER 2 IT IS HEREBY ORDERED that the Complaint and any all claims for relief of Plaintiff 3 FIDELITY BROKERAGE SERVICES LLC in Case No. 2:12-cv-01608-MCE-CKD filed in the 4 U.S. District Court for the Eastern District of California are hereby DISMISSED WITH 5 PREJUDICE pursuant to Federal Rules of Civil Procedure Rule 41(a), each party to bear their own 6 fees and costs. 7 8 IT IS SO ORDERED. Dated: February 18, 2014 9 10 Locke Lord LLP 500 Capitol Mall, Suite 1800 Sacramento, CA 95814 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 3

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