Aguirre v. County of Sacramento et al
Filing
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AMENDED FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Kendall J. Newman on 3/13/14 RECOMMENDING that Defendants motion to dismiss 28 be granted in part and denied in part; Defendants motion be granted as to 1) plaintiffs official capac ity claims against the individually named defendants; 2) plaintiffs inadequate medical care claims against defendants Place and Kinder; 3) plaintiffs conspiracy claims against defendants Place and Kinder; 4) plaintiffs negligence claim against def endant Sacramento County; Defendants' motion be denied as to 1) plaintiff's failure to protect claims against all defendants; 2) plaintiff's negligence claims against the individually named defendants; 3) the claim that plaintiff failed to administratively exhaust his retaliation claim. Referred to Judge Troy L. Nunley; Objections to F&R due within 14 days.(Dillon, M)
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UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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CARLOS R. AGUIRRE,
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No. 2:12-cv-2165 TLN KJN P
Plaintiff,
v.
AMENDED FINDINGS AND
RECOMMENDATIONS
COUNTY OF SACRAMENTO, et al.,
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Defendants.
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Introduction
Plaintiff is a former prisoner, proceeding without counsel, with a civil rights action
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pursuant to 42 U.S.C. § 1983. Pending before the court is defendants‘ motion to dismiss for
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failure to state a claim pursuant to 42 U.S.C. § 1983, and for failure to exhaust administrative
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remedies.
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On July 31, 2013, the undersigned recommended that defendants‘ motion be granted in
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part and denied in part. After reviewing the objections filed by the parties, the undersigned now
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issues these amended findings and recommendations, again recommending that defendants‘
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motion be granted in part and denied in part.
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Legal Standard for Motion to Dismiss for Failure to State a Claim
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Rule 12(b)(6) of the Federal Rules of Civil Procedures provides for motions to dismiss for
―failure to state a claim upon which relief can be granted.‖ Fed. R. Civ. P. 12(b)(6). In
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considering a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6), the court
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must accept as true the allegations of the complaint in question, Erickson v. Pardus, 551 U.S. 89
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(2007), and construe the pleading in the light most favorable to the plaintiff. Jenkins v.
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McKeithen, 395 U.S. 411, 421 (1969); Meek v. County of Riverside, 183 F.3d 962, 965 (9th Cir.
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1999). Still, to survive dismissal for failure to state a claim, a pro se complaint must contain more
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than ―naked assertions,‖ ―labels and conclusions‖ or ―a formulaic recitation of the elements of a
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cause of action.‖ Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555-57 (2007). In other words,
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―[t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory
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statements do not suffice.‖ Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). Furthermore, a claim
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upon which the court can grant relief must have facial plausibility. Twombly, 550 U.S. at 570.
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―A claim has facial plausibility when the plaintiff pleads factual content that allows the court to
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draw the reasonable inference that the defendant is liable for the misconduct alleged.‖ Iqbal, 556
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U.S. at 678. Attachments to a complaint are considered to be part of the complaint for purposes
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of a motion to dismiss for failure to state a claim. Hal Roach Studios v. Richard Reiner & Co.,
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896 F.2d 1542, 1555 n. 19 (9th Cir. 1990).
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A motion to dismiss for failure to state a claim should not be granted unless it appears
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beyond doubt that the plaintiff can prove no set of facts in support of his claims which would
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entitle him to relief. Hishon v. King & Spaulding, 467 U.S. 69, 73 (1984). In general, pro se
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pleadings are held to a less stringent standard than those drafted by lawyers. Haines v. Kerner,
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404 U.S. 519, 520 (1972). The court has an obligation to construe such pleadings liberally. Bretz
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v. Kelman, 773 F.2d 1026, 1027 n.1 (9th Cir. 1985) (en banc). However, the court‘s liberal
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interpretation of a pro se complaint may not supply essential elements of the claim that were not
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pled. Ivey v. Bd. of Regents of Univ. of Alaska, 673 F.2d 266, 268 (9th Cir. 1982).
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Plaintiff‘s Claims
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This action is proceeding on the amended complaint filed January 3, 2013. The
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defendants are Sacramento County Sheriff‘s Deputies Place and Kinder, Sacramento County
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Sheriff‘s Sergeants Martinez and Oania, Sacramento County Sheriff‘s Lieutenant Andris,
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Sacramento County Sheriff‘s Captain Cooper and Sheriff Jones. These defendants are sued in
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their personal and official capacities. Also named as a defendant is Sacramento County.
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Plaintiff was classified as a protective custody (―PC‖) inmate while housed at the
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Sacramento County Jail. (ECF No. 21 at 6.) On March 22, 2012, plaintiff was instructed to put
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on his tan PC shirt required for court attendance. (Id.) Plaintiff was taken to the basement of the
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court and placed in a holding area with other PC inmates. (Id.) As plaintiff and the other PC
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inmates were taken up the stairwell to the courtroom for their hearings by defendants Place and
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Kinder, they passed general population (―GP‖) inmates who were in the stairwell waiting for their
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court hearings. (Id. at 7.) Inmate Abeyta, a GP inmate waiting in the stairwell, attacked plaintiff.
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(Id.) Plaintiff suffered injuries as a result of the attack. (Id. at 10-14.).
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Plaintiff alleges that immediately after the attack, neither defendant Kinder nor defendant
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Place took steps to determine whether he required medical attention even though he had a bloody
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laceration on the outside of his lip. (Id. at 8-9.) After he returned to the holding tank, following
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his court hearing, plaintiff began feeling severe pain in his mouth and jaw. (Id. at 10.) Plaintiff
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called defendant Place to the holding cell and told him that he wanted to see medical. (Id. at 11.)
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Defendant Place looked at plaintiff‘s lip and said, ―you‘re fine.‖ (Id.) Defendant Place offered to
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get plaintiff some ice for his lip. (Id.) Approximately 30 minutes later defendant Place returned
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with the ice. (Id. at 11-12.)
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Plaintiff alleges that he decided to wait until he got back to his housing area to ask for
medical help because he did not want to ―piss-off‖ defendants. (Id. at 12.)
After plaintiff returned to his housing unit, he informed the floor officer of his medical
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need. (Id. at 13.) A short time later, a nurse examined plaintiff‘s lip and told him that she would
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get him to a doctor. (Id.) Some time later, plaintiff was seen by Dr. Nugget, who informed
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plaintiff that his cut lip would require sutures. (Id.) Plaintiff continued to suffer great pain and
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the sutures did not dissolve as promised. (Id. at 13-14.) Plaintiff alleges that his inner lip now
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has a lump of scar tissue. (Id. at 14.)
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Plaintiff alleges that defendant Sacramento County has a policy of having GP inmates
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wait in stairwells for court while PC inmates use the same stairwells without a deputy escort and
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with no protective barrier. (Id. at 17.) Plaintiff alleges that this policy poses a substantial risk of
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harm to PC inmates because they risk attack by GP inmates. (Id.)
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Plaintiff alleges that defendant Sacramento County is responsible for the conditions of the
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holding area. (Id. at 36.) Plaintiff alleges that the purpose of the holding tanks in the holding
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area is to securely maintain inmates awaiting court hearings. (Id. at 37.) Plaintiff alleges that
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multiple tanks were installed to allow jail officials to separate different classes of inmates. (Id.)
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Plaintiff alleges that defendants have chosen to bypass the use of the holding tanks and instead
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direct GP inmates to wait in the stairwells, putting PC inmates at a great risk of danger. (Id.)
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Plaintiff alleges that by bypassing the use of holding tanks, defendants have created a custom
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and/or policy or de facto policy of unsafely mixing the GP and PC inmates. (Id.)
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Plaintiff seeks injunctive relief and monetary damages.
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Plaintiff alleges that defendants violated his constitutional right to be free from violence at
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the hands of other inmates and his right to adequate medical care, conspired to violate his
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constitutional rights, retaliated against him for filing a grievance, and acted negligently in
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violation of state law.
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Discussion re: Motion to Dismiss For Failure to State a Claim
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Official Capacity
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Defendants argue that plaintiff‘s official capacity claims against the individually named
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defendants, i.e., Jones, Cooper, Andris, Martinez, Oania, Place and Kinder, should be dismissed
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as duplicative and unnecessary.
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Official capacity claims are another way of pleading an action against an entity of which
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an officer is an agent. Hafer v. Melo, 502 U.S. 21, 25 (1991) (quoting Kentucky v. Graham, 473
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U.S. 159, 165 (1985)). If the municipal entity is named as a defendant, it is not only unnecessary
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and redundant to name an officer in his official capacity after being named in his personal
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capacity, but it is improper. Luke v. Abbott, 954 F.Supp. 202, 204 (C.D.Cal.1997).
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Because Sacramento County is named as a defendant, the official capacity claims against
the individually named defendants should be dismissed. 1
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Defendants also argue that the official capacity claims against the individually named
defendants should be dismissed on grounds that they have no merit. Defendants cite City of St.
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Failure to Protect Claims Against Defendant Sacramento County
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Defendants move to dismiss plaintiff‘s failure to protect claims against defendant
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Sacramento County on the grounds that he has not stated a potentially colorable Eighth
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Amendment claim.
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A municipality such as the county is a ―person‖ under section 1983; however, a
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municipality ―cannot be held liable solely because it employs a tortfeasor—or, in other words, a
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municipality cannot be held liable under § 1983 on a respondeat superior theory.‖ Monell v.
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Dep't of Soc. Servs. of City of New York, 436 U.S. 658, 691 (1978). A municipality may be
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liable under section 1983 for monetary, declaratory, or injunctive relief where the constitutional
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deprivation was caused by the implementation or execution of ―a policy statement, ordinance,
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regulation, or decision officially adopted and promulgated by that body‘s officers.‖ Monell, 436
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U.S. at 690; see Bd. of the Cnty. Comm'rs of Bryan Cnty. v. Brown, 520 U.S. 397, 403–04
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(1997).
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To establish municipal liability, plaintiff must show: (1) he was deprived of a
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constitutional right; (2) the county had a policy, practice, or custom; (3) the policy, practice, or
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custom amounted to deliberate indifference to one or more of plaintiff's constitutional rights; and
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(4) the policy, practice, or custom was the ―moving force behind the constitutional violation.‖
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Van Ort v. Estate of Stanewich, 92 F.3d 831, 835 (9th Cir. 1996).
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Louis v. Praprotnik, 485 U.S. 112, 123 (1988), for the proposition that only those municipal
officials who have ―final policymaking authority‖ may be subject to Section 1983 liability
through their actions. In Prapotnik, the Supreme Court considered the contours of municipal
liability. In the section cited by defendants in the motion to dismiss, the Supreme Court noted
that in Pembaur v. City of Cincinatti, 475 U.S. 469 (1986), it undertook to define more precisely
when a decision by a government official or employee on a single occasion may be enough to
establish an unconstitutional municipal policy for Monell liability. 485 U.S. at 123. In
Pembauer, the Supreme Court held that ―only those municipal officials who have ‗final
policymaking authority‘ may by their actions subject the government to § 1983 liability.‖ Id.,
quoting Pembaur, 475 U.S. at 483.
Defendants‘ citation to Praprotnik addresses the liability of municipalities. The citation
does not address official capacity liability of individual defendants. Defendants do not move to
dismiss the municipal liability claims against defendant Sacramento County on the grounds that
the at-issue policy was not enacted by an authorized decision maker. Accordingly, the
undersigned will not address this issue any further.
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Because it appears that plaintiff was a pretrial detainee, and not a convicted prisoner, at
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the time of the incident, the applicable standard is by way of the due process clause of the
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Fourteenth Amendment rather than the Eighth Amendment: ―Due process requires that a pretrial
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detainee not be punished.‖ Bell v. Wolfish, 441 U.S. 520, 535 n.16 (1979). ―A sentenced inmate,
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on the other hand, may be punished, although that punishment may not be ―cruel and unusual‖
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under the Eighth Amendment.‖ Id. Nevertheless, as the rights of pretrial detainees under the
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Fourteenth Amendment ―are comparable‖ to prisoners‘ Eighth Amendment rights, the same
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standards are applied. Frost v. Agnos, 152 F.3d 1124, 1128 (9th Cir. 1998), citing Redman v.
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County of San Diego, 942 F.2d 1435, 1441 (9th Cir. 1991).
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This is not a case involving the application of force to quell a disturbance in which case a
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cruel and sadistic standard would apply. Wilson v. Seiter, 501 U.S. 294, 299 (1991). Rather, the
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issue here is one of failure to protect (whether purposeful or otherwise), which would be
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governed by Farmer v. Brennan, 511 U.S. 825 (1994). Deliberate indifference is the appropriate
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standard to be applied here.
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A prison official‘s deliberate indifference to a substantial risk of harm to an inmate
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violates the Eighth Amendment. Farmer v. Brennan, 511 U.S. at 828. To succeed on a claim of
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deliberate indifference to the threat of serious harm or injury by another prisoner, plaintiff must
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demonstrate that the deprivation of his rights was ―objectively, sufficiently serious.‖ Id. at 834.
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When the claim is predicated upon the failure to protect, the deprivation is deemed to be
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sufficiently serious if there was a substantial risk that the prisoner would suffer serious harm. Id.
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The prisoner must also demonstrate that the defendant had a ―sufficiently culpable state of mind.‖
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Id. The prisoner must demonstrate that the defendant knew of and disregarded an excessive risk
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to his safety: ―the official must both be aware of facts from which the inference could be drawn
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that a substantial risk of serious harm exists, and he must also draw the inference.‖ Id. at 837.
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Defendants argue that plaintiff has failed to identify a county policy that gave rise to the
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incident at issue. Defendants argue that plaintiff pleads only ―labels and conclusions‖ alleging
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that defendant Sacramento County acted with deliberate indifference by using stairwells as a
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holding area for GP inmates, while acknowledging that defendant Sacramento County has a
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written policy for segregation of PC inmates, separate holding cells for GP and PC inmates, uses
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clothing that distinguishes PC inmates, and has officers at the top and the bottom of the stairwell
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when PC inmates use the stairs into the court. Defendants also note that plaintiff alleges that after
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he was assaulted, defendants began providing PC inmates with escorts while they used the stairs
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to get into the court.
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Plaintiff alleges that defendant Sacramento County has a policy of totally separating GP
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inmates from PC inmates except on the stairwell. Plaintiff alleges that defendant Sacramento
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County permits the mixing of GP and PC inmates on the stairwell because it would take too long
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to release the GP inmates from the holding cells and escort them to court. In other words,
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plaintiff alleges that defendant disregards the safety of PC inmates in order to promote
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convenience.
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Plaintiff alleges that GP and PC inmates are separated in the Sacramento County Jail
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because GP inmates are ―mandated‖ to assault PC inmates. (ECF No. 21 at 8.) Plaintiff alleges
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that after attacking plaintiff, inmate Abeyta stated that ―I can‘t be around those guys (PC
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inmates).‖ (Id.) Plaintiff alleges that defendants were all aware of the constant and long standing
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threat of violence posed by GP inmates to PC inmates, which created the need for ―protective
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custody status.‖ (Id. at 17.) Plaintiff alleges that all defendants knew of the risk of harm created
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if PC and GP inmates were mixed. (Id.) Plaintiff alleges that the ―rule‖ mandating that GP
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inmates assault PC inmates is long-standing, well grounded and established throughout all
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correctional institutions, including the Sacramento County Jail. (Id. at 18.)
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Plaintiff argues that having correctional officers wait at the top and bottom of the stairs
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and not escort the PC inmates as they ascend the stairs does not sufficiently protect the PC
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inmates. Plaintiff alleges that he was injured as a result of defendant‘s policy of failing to totally
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separate PC inmates from GP inmates as they enter the court.
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Plaintiff‘s allegations regarding defendant‘s policy of mixing GP and PC inmates are
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more than ―naked assertions,‖ ―labels and conclusions‖ or ―a formulaic recitation of the elements
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of a cause of action.‖ Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555-57 (2007). Because
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defendant Sacramento County allegedly separates GP and PC inmates in all other circumstances,
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defendant‘s alleged policy of allowing GP inmates and PC inmates to be in such close proximity
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when they enter the court, allegedly due to convenience, arguably is unconstitutional. For these
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reasons, the undersigned finds that plaintiff has stated a colorable Fourteenth Amendment claim
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against defendant Sacramento County for failing to protect plaintiff. Defendant‘s motion to
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dismiss on this ground should be denied.
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Individual Capacity Claims Against Defendants Jones, Cooper, Andris, Martinez, Place
and Kinder
The individually named defendants, except for defendant Oania, argue that plaintiff has
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not pled sufficient facts to state a colorable Fourteenth Amendment failure to protect claim
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against them. Defendants argue that plaintiff has not alleged that any named defendant was
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aware of any facts that inmate Abeyta, who attacked plaintiff, posed a threat to plaintiff.
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Defendants argue that there are no facts that would permit an inference that any individually
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named defendant would have had a suspicion that an assault would occur while deputies were
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transporting inmates. Defendants argue that plaintiff has plead facts demonstrating that
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defendants actually took steps to protect his safety including placing him in a holding tank for
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protective custody inmates, dressing him in clothing that would identify him as a protective
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custody inmate and having deputies present as he ascended the stairwell.
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For the reasons the undersigned finds that plaintiff has met his burden of pleading the
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objective component of his failure to protect claim against defendant Sacramento County, the
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undersigned finds that plaintiff has met his burden of pleading the objective component of his
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failure to protect claim against the individually named defendants. Plaintiff has pled facts from
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which it may be reasonably inferred that he, as a PC inmate, suffered a substantial risk of harm
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when he walked up the stairs from the holding area to the courtroom. While plaintiff has not
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alleged that he or defendants knew that inmate Abeyta specifically posed a threat of harm,
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plaintiff has alleged that PC inmates generally suffered a serious risk of harm if housed with or
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allowed to be in the same proximity as GP inmates. Based on the nature of plaintiff‘s allegations,
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plaintiff is not required to show that defendants knew that inmate Abeyta posed a risk of harm to
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plaintiff.
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Defendants also argue that the measures taken to protect PC inmates demonstrate that
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plaintiff did not suffer a serious risk of harm. Plaintiff is alleging that defendants took steps to
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protect PC inmates and kept them totally separated from GP inmates except when they ascended
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the stairwell to enter the courtroom. Plaintiff alleges that he was still in danger from the GP
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inmates while ascending the stair even though there were sheriff‘s deputies at the top of the stairs.
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After plaintiff was attacked, defendants changed their policy to include officer escorts while PC
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inmates ascended the stairs. However, for purposes of the pending motion to dismiss, the
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undersigned finds that the measures allegedly taken to protect the PC inmates at the time plaintiff
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was attacked did not mitigate the substantial risk of harm the PC inmates faced when ascending
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the stairwell occupied by the GP inmates.
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Turning to the subjective component of plaintiff‘s failure to protect claim, defendants
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argue that plaintiff has not plead sufficient facts demonstrating that each individually named
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defendant acted with deliberate indifference. With regard to supervisory defendants Jones,
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Cooper, Andris and Martinez, in their objections to the original findings and recommendations,
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defendants argue that plaintiff‘s claims against supervisory defendants Jones, Cooper, Andris and
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Martinez are ―official capacity claims, based on their alleged policy-making ability.‖ (ECF No.
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40 at 2.) Defendants argue that these claims are duplicative of the claims against defendant
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Sacramento County and should be dismissed.
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Defendants appear to argue that when plaintiff alleges that he was injured by the
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execution of defendant Sacramento County‘s policy, defendant Sacramento County is liable for
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any injury and a claim against the defendants in their individual capacities is barred. This
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argument is without merit. See Craft v. County of San Bernardino, 2006 WL 4941829 at *2
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(C.D. Cal. 2006); Redman v. County of San Diego, 942 F.2d 1435 (9th Cir. 1991).
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Redman, supra, concerned a county‘s policy regarding the housing of homosexual
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detainees. The plaintiffs brought a Monell claim against the county and also sought to hold the
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sheriff individually liable for his participation in the promulgation of the policy in question. The
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Ninth Circuit held that the sheriff could be held individually liable. The Ninth Circuit noted that
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in order for individual liability to attach, the defendants must have had either a ―personal
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involvement in the constitutional deprivation,‖ or there must exist a sufficient causal connection
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between the action complained of and the official sued. Id. at 1446. With respect to jail policies,
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the Ninth Circuit found,
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Supervisory liability exists even without overt personal
participation in the offensive act if supervisory officials implement
a policy so deficient that the policy ―itself is a repudiation of
constitutional rights‖ and is ―the moving force of the violation.‖
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Id. (citations omitted.)
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Thus, the requisite causal connection can be established by the official setting in motion a
policy which the official knows or reasonably should know would cause others to inflict the
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constitutional injury. Id. at 1447. Merely being familiar with the policy or implementing it as
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directed by one‘s supervisor, however, is not sufficient to attach liability. Rather, the official
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―must have been responsible for developing and promulgating the policies in question.‖ Id. at
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1449.
Plaintiff alleges that defendant Sheriff Jones had the ―authority and ability to halt the
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unsafe mixing of PC and GP inmates despite his knowledge of the safety risks such mixing poses,
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allowed the mixing to continue, and continues to allow such mixing of PC and GP inmates in
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blatant and willful disregard of plaintiff‘s and all PC inmates‘ safety and protection.‖ (ECF No.
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21 at 36.) Plaintiff goes on to allege that defendant Jones either created the policy of permitting
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the mixing of GP and PC inmates on the stairwell or knowingly acquiesced to its creation and
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implementation. (Id. at 47.)
Plaintiff‘s claim that defendant Sheriff Jones created the at-issue policy is sufficient to
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establish supervisory liability pursuant to Redman. Accordingly, defendants‘ motion to dismiss
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the claims against defendant Jones in his individual capacity should be denied.
Defendants move to dismiss the claims against defendant Cooper believing that plaintiff‘s
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claims against this defendant seem to be only that his grievances were not processed to his
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satisfaction. ―[I]nmates lack a separate constitutional entitlement to a specific prison grievance
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procedure.‖ Ramirez v. Galaza, 334 F.3d 850, 969 (9th Cir. 2003).
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Plaintiff does allege that on July 3, 2012, defendant Cooper responded to plaintiff‘s
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grievance regarding the at-issue policy, stating that there was no additional information he could
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provide. (ECF No. 21 at 36.) However, plaintiff goes on to allege that defendant Cooper, as the
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Commander of the Court Security Division, either created or knowingly acquiesced to the
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implementation of the policy permitting the mixing of GP and PC inmates on the stairwell. (Id. at
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47.)
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Plaintiff‘s claim that defendant Cooper, the Commander of the Court Security Division,
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created the at-issue policy is sufficient to establish supervisory liability pursuant to Redman.
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Accordingly, defendants‘ motion to dismiss the claims against defendant Cooper in his individual
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capacity should be denied. Plaintiff is not basing defendant Cooper‘s liability solely on his
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response to a grievance.
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Defendants move to dismiss the claims against defendant Andris on the grounds that the
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only claim against this defendant is that he responded to one of plaintiff‘s grievances. Plaintiff
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alleges that on June 12, 2012, defendant Andris responded to plaintiff‘s grievance regarding the
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incident. (ECF No. at 35.) However, plaintiff goes on to allege that defendant Andris, the
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Assistant Commander of the Court Security Division, either created or knowingly acquiesced to
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the implementation of the policy permitting the mixing of GP and PC inmates on the stairwell.
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(Id. at 47.)
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Plaintiff‘s claim that defendant Andris, the Assistant Commander of the Court Security
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Division, created the at-issue policy is sufficient to establish supervisory liability pursuant to
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Redman. Accordingly, defendants‘ motion to dismiss the claims against defendant Andris in his
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individual capacity should be denied. Plaintiff is not basing defendant Andris‘s liability solely
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on his response to a grievance.
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Defendants move to dismiss the claims against defendant Martinez on the grounds that
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plaintiff‘s claims against defendant Martinez are based on his response to a grievance. Plaintiff
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alleges that defendant Martinez interviewed him in response to a grievance he filed regarding the
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incident. (Id. at 24-26.) Once again, however, plaintiff goes on to allege that defendant Martinez,
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a Sergeant, either created or knowingly acquiesced to the implementation of the policy permitting
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the mixing of GP and PC inmates on the stairwell. (Id. at 48.)
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Plaintiff‘s claim that defendant Martinez, a Sergeant, created the at-issue policy is
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sufficient to establish supervisory liability pursuant to Redman. Plaintiff is not basing defendant
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Martinez‘s liability solely on his response to a grievance. Accordingly, defendants‘ motion to
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dismiss the individual capacity claims against defendant Martinez should be denied.
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Defendants move to dismiss the claims against defendants Place and Kinder on the
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grounds that there are no allegations in the amended complaint that defendants had knowledge
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that plaintiff faced a substantial risk of harm when he ascended the stairwell that was occupied by
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the GP inmates.
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Plaintiff alleges that defendants Place and Kinder were the deputies who directed plaintiff
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to ascend the stairwell where the GP inmates were standing. (Id. at 7.) Plaintiff alleges that
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defendants Place and Kinder knew that plaintiff was a PC inmate. (Id.) Plaintiff alleges that all
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defendants, including defendants Place and Kinder, had knowledge that PC inmates needed to be
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segregated from GP inmates for their own protection. (Id.) Based on these allegations, it is
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reasonable to infer that defendants Place and Kinder knew that plaintiff, a PC inmate, faced a
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serious risk of harm when he was permitted to be in close physical proximity to the GP inmates as
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he ascended the stairs from the holding area to the courtroom. Based on these allegations, the
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undersigned finds that plaintiff has alleged sufficient facts against defendants Place and Kinder to
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state a potentially Fourteenth Amendment claim. Accordingly, defendants‘ motion to dismiss the
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failure to protect claims against defendants Place and Kinder should be denied.
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Medical Care Claims
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Plaintiff alleges that defendants Place and Kinder violated his constitutional right to
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adequate medical care for the injuries he suffered as a result of the assault by inmate Abeyta. In
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particular, plaintiff alleges that defendants Place and Kinder caused a delay in his receipt of
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medical care from Dr. Nugget which could have resulted in disfigurement of his lip or a painful
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infection. (Id. at 50.) Plaintiff alleges that he suffered unnecessary pain as a result of his delay in
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receipt of treatment. (Id.)
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1
Legal Standard
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To state a section 1983 claim for a constitutional violation based on inadequate medical
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care, plaintiff must allege ―acts or omissions sufficiently harmful to evidence deliberate
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indifference to serious medical needs.‖ Estelle v. Gamble, 429 U.S. 97, 106 (1976). A pretrial
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detainee‘s claim for unconstitutional conditions of confinement arises from the Fourteenth
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Amendment Due Process Clause rather than from the Eighth Amendment prohibition against
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cruel and unusual punishment. Bell v. Wolfish, 441 U.S. 520, 535, 1979). Nevertheless, the
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same standards are applied, requiring proof that the defendant acted with deliberate indifference.
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See Frost v. Agnos, 152 F.3d 1124, 1128 (9th Cir. 1998).
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To prevail, plaintiff must show both that his medical needs were objectively serious, and
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that defendant possessed a sufficiently culpable state of mind. Wilson v. Seiter, 501 U.S. 294,
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297–99 (1991); McKinney v. Anderson, 959 F.2d 853, 854 (9th Cir. 1992). A serious medical
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need is one that significantly affects an individual‘s daily activities, an injury or condition a
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reasonable doctor or patient would find worthy of comment or treatment, or the existence of
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chronic and substantial pain. See, e.g., McGuckin v. Smith, 974 F.2d 1050, 1059–60 (9th Cir.
16
1992), overruled on other grounds by WMX Techs. v. Miller, 104 F.2d 1133, 1136 (9th Cir.
17
1997) (en banc).
18
Deliberate indifference may be shown by the denial, delay or intentional interference with
19
medical treatment or by the way in which medical care is provided. Hutchinson v. United States,
20
838 F.2d 390, 394 (9th Cir. 1988). To act with deliberate indifference, a prison official must both
21
be aware of facts from which the inference could be drawn that a substantial risk of serious harm
22
exists, and he must also draw the inference. Farmer v. Brennan, 511 U.S. 825, 837, (1994). Thus,
23
a defendant is liable if he knows that plaintiff faces ―a substantial risk of serious harm and
24
disregards that risk by failing to take reasonable measures to abate it.‖ Id. at 847. ―[I]t is enough
25
that the official acted or failed to act despite his knowledge of a substantial risk of serious harm.‖
26
Id. at 842. A physician need not fail to treat an inmate altogether in order to violate that inmate's
27
Eighth Amendment rights. Ortiz v. City of Imperial, 884 F.2d 1312, 1314 (9th Cir. 1989).
28
////
13
1
A failure to competently treat a serious medical condition, even if some treatment is
2
prescribed, may constitute deliberate indifference in a particular case. Id. However, it is
3
important to differentiate common law negligence claims of malpractice from claims predicated
4
on violations of the Eight Amendment's prohibition of cruel and unusual punishment. In
5
asserting the latter, ―[m]ere ‗indifference,‘ ‗negligence,‘ or ‗medical malpractice‘ will not support
6
this cause of action.‖ Broughton v. Cutter Laboratories, 622 F.2d 458, 460 (9th Cir. 1980) (citing
7
Estelle, 429 U.S. at 105–06).
8
Discussion
9
Defendants argue that plaintiff has not alleged any facts demonstrating that defendant
10
Place acted with deliberate indifference to a serious medical need. In essence, plaintiff is arguing
11
that by telling plaintiff that he did not need medical care, defendant Place delayed the treatment
12
he received from Dr. Nugget.
13
A delay in medical care must have caused harm. See, e.g., O'Loughlin v. Doe, 920 F.2d
14
614, 617 (9th Cir. 1990) (repeatedly failing to satisfy requests for aspirins and antacids to
15
alleviate headaches, nausea and pains is not a constitutional violation; isolated occurrences of
16
neglect may constitute grounds for medical malpractice but do not rise to the level of unnecessary
17
and wanton infliction of pain); Anthony v. Dowdle, 853 F.2d 741, 743 (9th Cir. 1988) (no more
18
than negligence stated where prison warden and work supervisor failed to provide prompt and
19
sufficient medical care); Wood v. Housewright, 900 F.2d 1332, 1334, 1335 (1990) (affirming
20
finding that 11–day delay in treatment for broken orthopedic pin in inmate's shoulder did not
21
cause sufficient harm in part because ―the only remedy immediately available was a prescription
22
for painkillers.‖); Mayfield v. Craven, 433 F.2d 873, 874 (9th Cir. 1970) (11–day delay in treating
23
inmate‘s ―serious facial bone fractures‖ did not violate Eighth Amendment.)
24
The only harm plaintiff suffered as a result of the alleged delay in his receipt of medical
25
care was some additional pain. However, the alleged delay in plaintiff‘s receipt of treatment from
26
Dr. Nugget from the time plaintiff initially requested it from defendant Place was very brief, i.e.,
27
an hour or two at most. Pursuant to the case law cited above, the undersigned finds that this brief
28
delay did not constitute deliberate indifference. Accordingly, the motion to dismiss plaintiff‘s
14
1
2
inadequate medical care claim against defendant Place should be granted.
Defendants move to dismiss plaintiff‘s inadequate medical care against defendant Kinder
3
on the grounds that there are not allegations that defendant Kinder was aware that plaintiff
4
suffered any injury after being attacked by inmate Abeyta. Defendants argue that plaintiff‘s only
5
allegation against inmate Abeyta is that he failed to ask plaintiff if he wanted medical attention.
6
The undersigned agrees with defendants that plaintiff has failed to link inmate Abeyta to
7
his claim of inadequate medical care. Moreover, as discussed above, plaintiff‘s claim of
8
inadequate medical care is based on his brief delay in receipt of treatment from Dr. Nugget. Even
9
if plaintiff could link inmate Abeyta to this delay, he would still not have stated a colorable
10
inadequate medical care claim for the reasons discussed above. Accordingly, plaintiff‘s claim of
11
inadequate medical care against defendant Kinder should be dismissed.
12
Conspiracy
13
Plaintiff alleges that in order to escape liability for their involvement in the assault on
14
plaintiff by inmate Abeyta, defendants Place and Kinder intentionally failed to investigate the
15
assault and agreed not to report it or to issue any disciplinary charges against inmate Abeyta.
16
(ECF No. 21 at 51.)
17
To allege a claim of conspiracy under section 1983, plaintiff must allege facts with
18
sufficient particularity to show an agreement or a meeting of the minds to violate his
19
constitutional rights. Margolis v. Ryan, 140 F.3d 850, 853 (9th Cir. 1998); Woodrum v.
20
Woodward Cnty., 866 F.2d 1121, 1126 (9th Cir. 1989). Thus, pleading a conspiracy requires
21
more than a conclusory allegation that defendants conspired to deprive plaintiff‘s civil rights.
22
The Ninth Circuit applies a heightened pleading standard to conspiracy claims under section 1983
23
and has held that mere conclusory allegations of conspiracy (i.e. bare allegations that a defendant
24
―conspired‖ with another) are insufficient to state a claim. See Harris v. Roderick, 126 F.3d
25
1189, 1195 (9th Cir. 1997); Buckey v. Cnty. of Los Angeles, 968 F.2d 791, 794 (9th Cir. 1992).
26
Defendants argue that plaintiff‘s conclusory conspiracy claims are contradicted by other
27
allegations in the amended complaint. For example, plaintiff alleges that one week after the
28
incident, defendant Place issued an incident report. (ECF No. 21 a 21.) Plaintiff alleges that
15
1
defendant Place reported the facts of the assault to the District Attorney for possible prosecution.
2
(Id. at 28.) Plaintiff also alleges that inmate Abeyta was subject to disciplinary hearings and
3
found guilty of assault. (Id. at 23.)
4
Plaintiff‘s conclusory claims of conspiracy are unsupported and contradicted by other
5
allegations in the amended complaint, as set forth above. For this reason, defendants‘ motion to
6
dismiss plaintiff‘s conspiracy claims should be granted.
7
State Law Negligence Claims
8
9
Plaintiff alleges that defendants acted negligently, in violation of state law, when they
failed to protect him from the attack by inmate Abeyta. (ECF No. 21 at 52.) Plaintiff also alleges
10
that defendant Sacramento County acted negligently by maintaining the jail in a condition that
11
increased the risk that plaintiff would be injured. (Id. at 53.)
12
Regarding the individually named defendants, defendants argue that they are immune
13
from liability for acts of another person, i.e., inmate Abeyta, pursuant to California Government
14
Code § 820.8. This statute provides,
15
Except as otherwise provided by statute, a public employee is not
liable for an injury caused by the act or omission of another person.
Nothing in this section exonerates a public employee from liability
for injury proximately caused by his own negligent or wrongful act.
16
17
18
Cal. Govt. Code § 820.8.
19
This statute precludes only vicarious liability through the doctrine of respondeat superior,
20
and by its own terms, it does not apply when the public employee seeking immunity has himself
21
committed a wrongful act. See Weaver v. State of California, 63 Cal.App.4th 188, 202-03
22
(1998); see also Martinez v. Cahill, 215 Cal.App.2d 823, 824 (1963) (interpreting predecessor
23
statute).
24
Plaintiff is claiming that defendants created and implemented a policy which caused him
25
to be assaulted by a GP inmate. Plaintiff‘s claim against defendants is not based on the doctrine
26
of respondeat superior. Instead, plaintiff alleges that defendants proximately caused the injuries
27
he suffered as a result of the assault. Accordingly, defendants‘ motion to dismiss plaintiff‘s state
28
law claims pursuant to California Penal Code § 820.8 should be denied.
16
Defendants move to dismiss plaintiff‘s negligence claim against defendant Sacramento
1
2
County on the grounds that defendant Sacramento County is not liable for an injury to a prisoner
3
pursuant to California Government Code § 844.6(a)(2). Defendants also argue that, pursuant to
4
California Government Code § 845.2, defendant Sacramento County is immune to actions
5
alleging insufficient equipment, personnel or facilities.
6
California Government Code Section 844.6(a)(2) provides a public entity is not liable for
7
an injury to any prisoner. Pursuant to this section, defendant Sacramento County is not liable for
8
the injuries plaintiff suffered as a result of the assault by inmate Abeyta. Accordingly, plaintiff‘s
9
negligence claim against defendant Sacramento County should be dismissed.
10
The undersigned need not determine whether California Government Code § 845.2 bars
11
plaintiff‘s claim against defendant Sacramento County for maintaining unsafe jail condition,
12
which allegedly caused the assault by inmate Abeyta, as this claim is barred by § 844.6(a)(2).
13
Motion to Dismiss For Failure to Exhaust Administrative Remedies
14
Plaintiff alleges that defendant Oania retaliated against him for filing grievances.
15
Defendants move to dismiss this claim on the grounds that plaintiff failed to exhaust his
16
administrative remedies.
17
In Woods v. Carey, 684 F.3d 934, 936 (9th Cir. 2012), the Ninth Circuit held that the
18
notice required under Rand v. Rowland, 154 F.3d 952 (9th Cir. 1998) (en banc), and Wyatt v.
19
Terhune, 315 F.3d 1108 (9th Cir. 2003), regarding the requirements for opposing motions to
20
dismiss for failure to exhaust administrative remedies must be provided to a pro se prisoner
21
plaintiff at the time the defendants‘ motion was filed. Defendants‘ motion does not contain the
22
notice as required by Woods.2 For this reason, defendants‘ motion to dismiss plaintiff‘s
23
retaliation claim for failure to exhaust administrative remedies should be denied.3
24
////
25
2
26
27
28
While plaintiff is now out of custody, at the time he filed his opposition to the pending motion,
he was incarcerated in the Sacramento County Jail.
3
Motions to dismiss for failure to exhaust administrative remedies should be raised in nonenumerated 12(b) motions. Wyatt v. Terhune, 315 F.3d 1108, 1117-19 (9th Cir. 2003).
17
1
Accordingly, IT IS HEREBY RECOMMENDED that:
2
1. Defendants‘ motion to dismiss (ECF No. 28) be granted in part and denied in part;
3
2. Defendants‘ motion be granted as to 1) plaintiff‘s official capacity claims against the
4
individually named defendants; 2) plaintiff‘s inadequate medical care claims against
5
defendants Place and Kinder; 3) plaintiff‘s conspiracy claims against defendants Place
6
and Kinder; 4) plaintiff‘s negligence claim against defendant Sacramento County;
3. Defendants‘ motion be denied as to 1) plaintiff‘s failure to protect claims against all
7
8
defendants; 2) plaintiff‘s negligence claims against the individually named defendants;
9
3) the claim that plaintiff failed to administratively exhaust his retaliation claim.
10
These findings and recommendations are submitted to the United States District Judge
11
assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days
12
after being served with these findings and recommendations, any party may file written
13
objections with the court and serve a copy on all parties. Such a document should be captioned
14
―Objections to Magistrate Judge‘s Findings and Recommendations.‖ Any response to the
15
objections shall be filed and served within fourteen days after service of the objections. The
16
parties are advised that failure to file objections within the specified time may waive the right to
17
appeal the District Court‘s order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).
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Dated: March 13, 2014
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