Allen v. Barnes

Filing 20

FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Edmund F. Brennan on 4/29/2015 RECOMMENDING that petitioner's 1 application for writ of habeas corpus be denied. Referred to Judge John A. Mendez; Objections due within 14 days. (Yin, K)

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UNITED STATES DISTRICT COURT

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FOR THE EASTERN DISTRICT OF CALIFORNIA

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KELVIN MERJERYL ALLEN,

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No. 2:12-cv-2622-JAM-EFB P

Petitioner,
vs.

FINDINGS AND RECOMMENDATIONS

RONALD E. BARNES,
Movant.

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Petitioner is a state prisoner proceeding pro se with a petition for a writ of habeas corpus

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pursuant to 28 U.S.C. § 2254. He challenges a judgment of conviction entered against him in

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2010 in the Solano County Superior Court on charges of attempted involuntary manslaughter,

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corporal injury to a cohabitant, assault with a firearm, and mayhem. He seeks federal habeas

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relief on the following grounds: (1) the trial court’s admission into evidence of his prior acts of

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domestic violence violated his right to due process; (2) the trial court violated state law in

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imposing separate and unstayed sentences on both the firearm use sentence enhancement and the

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great bodily injury sentence enhancement as to the charge of mayhem; (3) the trial court’s

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imposition of a separate sentence enhancement for infliction of great bodily injury in connection

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with the mayhem charge violated the Double Jeopardy Clause, the Fourteenth Amendment Due

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Process Clause, and state law; and (4) the trial court’s imposition of the upper term on the great

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bodily injury and firearm use sentence enhancements constituted an abuse of discretion under
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state law. Upon careful consideration of the record and the applicable law, it is recommended

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that petitioner’s application for habeas corpus relief be denied.

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I. Background

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In its unpublished memorandum and opinion affirming petitioner’s judgment of

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conviction on appeal, the California Court of Appeal for the First Appellate District provided the

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following factual summary of petitioner’s crimes of conviction:

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Defendant Kelvin Menjeryl Allen was convicted of several charges
and related enhancements after he shot and seriously injured his
girlfriend, Mickey Kentra. The trial court sentenced defendant to
19 years in prison. On appeal, defendant contends the court erred
by: (1) admitting evidence of his prior acts of domestic violence
against Kentra, (2) failing to stay one of the enhancements under
Penal Code section 654,1 and (3) imposing upper-term sentences on
the enhancements.

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We reject defendant's arguments. However, we modify the
judgment to correct the implementation of section 654 as to some of
the charges against defendant, and to correct one other discrepancy
in the sentence. We affirm the judgment as modified.

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I. FACTUAL AND PROCEDURAL BACKGROUND

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A. The Charges Against Defendant

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An information charged defendant with: (1) attempted deliberate,
premeditated murder (§§ 187, subd. (a), 664; count one); (2)
inflicting corporal injury on a cohabitant (§ 273.5, subd. (a); count
two); (3) assault with a firearm (§ 245, subd. (a)(2); count three);
and (4) mayhem (§ 203; count four). As to all counts, the
information alleged defendant personally used a firearm (§ 12022.5,
subd. (a)) and inflicted great bodily injury under circumstances
involving domestic violence (§ 12022.7, subd. (e)).

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B. The Evidence Presented at Trial

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Kentra and defendant began dating a few years before the October
15, 2009, shooting. They began living together at defendant's
mother's house, where they stayed for about a year and a half. In
January 2009, Kentra moved into a two-bedroom apartment at 1513
Alamo Drive in Vacaville. A few months later, defendant moved
into the apartment with Kentra's permission. Kentra and defendant
shared a bedroom and slept in the same bed. From January to
October 2009, Kentra worked at a gas station and paid the bills.

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All statutory references are to the Penal Code unless otherwise stated. All references to
statutes defining criminal offenses or setting out punishments or enhancements refer to the
versions of those statutes in effect on October 15, 2009, the date of the charged crimes.
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A few months prior to October 2009, defendant acquired a shotgun,
which he kept by his side of the bed. He kept shotgun shells in the
bedroom and in their car. He sometimes kept the gun loaded. He
had a lock for the gun, but rarely if ever used it. When defendant
walked his dog, which he did most days, he took the shotgun with
him. Defendant generally took the shotgun with him when he left
the apartment.
Kentra and defendant had a turbulent relationship, and defendant
frequently accused Kentra of having sexual relations with men she
met at work. Defendant drove Kentra to and from work.
Defendant sometimes sat in the car and watched Kentra work, and
he became jealous because of her interactions with male customers.
Toward the end of their relationship, Kentra told defendant (about
once or twice per month) that she wanted to leave him and did not
want to be with him anymore. About four to six times prior to
October 15, 2009, defendant threatened to kill Kentra.
Defendant and Kentra had physical altercations during which he
punched and kicked her. In December 2007, while they were living
with defendant's mother, defendant kicked Kentra's arm and broke
it. Kentra did not report the incident to the police. When she went
to the hospital for treatment, she told the staff she fell down the
stairs, because she did not want to get defendant in trouble. On a
different occasion at defendant's mother's house, defendant shot
Kentra with a pellet gun. Once when Kentra returned from work,
defendant accused her of cheating on him and hit her. When Kentra
fell down, defendant kicked her. Although she had “a bunch of
bruises,” Kentra did not call the police or tell anyone about the
incident because she was afraid.

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Joleen Moore testified that, in May 2009, she was outside her
second-floor apartment at 1513 Alamo Drive when she heard
defendant and Kentra arguing in front of their apartment.
Defendant attempted to get Kentra to come into the apartment by
pulling her hair. He then struck Kentra in the face with his open
hand. Moore yelled that she was going to call the police, and
defendant began walking toward her. Moore went into her
apartment.
Monique Claxton and her eight-year-old son lived in the spare
bedroom in Kentra's apartment for a few months beginning
approximately in August 2009. Claxton frequently heard Kentra
and defendant arguing. One morning Claxton, who was in her
bedroom with the door shut, heard arguing and then the sound of
someone punching another person. Claxton came out of her
bedroom and saw Kentra sitting on the couch and defendant
standing over her, punching her head and face with his fists. Kentra
was holding her hands above her head and face, attempting to block
defendant's punches. Defendant punched Kentra at least five to
seven times.
As to this incident, Kentra testified she called defendant a
derogatory name, and he began punching her. Defendant said
“‘Bitch, don't do that to me. Don't call me names. I don't call out
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to you names. Don't ever do it again because I'll beat your ass.’ ”
When Claxton came out of her room and told defendant to stop, he
did so. Claxton called the police. When the police arrived, Kentra
told them she and defendant had been arguing but did not mention
the physical abuse, because she did not want defendant to get into
trouble. Claxton and her son moved out prior to October 15, 2009.

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On October 15, 2009, Kentra and defendant went to a swap meet in
Concord so defendant could sell some items. Defendant left his
shotgun on the bed. On the drive back to Vacaville, defendant and
Kentra argued. When they arrived at the apartment, defendant told
Kentra not to say anything and to go inside. Kentra sat down on the
couch and they continued arguing. Kentra told defendant to leave.
He responded by saying, “‘Bitch, I will kill you,’” or “‘I'm going to
kill you, bitch.’” He walked into the bedroom.
Kentra was afraid because defendant had previously threatened to
kill her, and because of the tone of his voice and the look in his
eyes. Kentra thought about running out the front door but did not
do so, because defendant had locked the door when they arrived.
Defendant always locked the door with four separate locks when
they went into the apartment.

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Kentra heard a clicking noise she recognized as the sound of
defendant putting shells into the shotgun. Defendant came out of
the bedroom holding his shotgun. He had been in the bedroom for
a few seconds. Defendant raised the shotgun to his shoulder and
pointed it at Kentra. He said, “‘Bitch, I'm going to kill you.’”
Kentra responded, “‘Go ahead. It's better than living here with
you.’”

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As Kentra raised her left arm to cover her head, defendant shot her.
Kentra testified she saw “this piece fly out of my arm,” and saw “all
the tendons hanging.” She passed out and did not regain
consciousness until she woke up in the hospital. Kentra did not
threaten defendant before he shot her, and she did not throw
anything at him or kick or hit him.
Kentra spent nine days in the hospital, including four in intensive
care. She sustained shotgun pellet wounds to her left arm, chest,
face and neck. Nerve damage in her mouth required the extraction
of her back teeth. She had scarring on her face, neck and chest.
Shotgun pellets were lodged in and around her heart. One pellet
blocked a blood vessel and caused her to suffer a “small heart
attack.” Doctors did not attempt to remove the pellets from
Kentra's heart because doing so could have caused greater damage.
A pellet lodged in Kentra's esophagus.
Kentra sustained severe injuries to her left arm, including extensive
loss of skin and muscle tissue and damage to her arteries and
nerves. Doctors performed several major surgeries, including
removing a vein from her calf and transplanting it to her forearm.
They also did a “tendon transfer reconstruction.” The damage to
Kentra's hand and arm is permanent. She cannot fully open her

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hand and has only a “rudimentary grasp” without fine motor control
or sensation. She is missing part of her arm.

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Christine Robinson, who lived in the apartment next to Kentra's,
heard defendant yelling at Kentra. Robinson heard defendant
scream at Kentra that he hated her and wished she was dead.
Robinson heard a gunshot. She then heard defendant scream, “‘Oh,
no. Oh, no.’” Robinson called 911.

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Defendant also called 911, less than a minute after Robinson did so,
and reported he had shot his girlfriend. Police arrived and detained
defendant outside the apartment. Defendant was distressed and
crying, and had blood on his arms and shirt. He initially was
cooperative, but later became “extremely agitated,” and it took five
officers to subdue him. Defendant said, “‘She's in there. Go help
her.’” He said he was stupid to have pointed the gun at Kentra, and
said, “‘I can't believe it.’”

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Officers found Kentra lying on the floor. She had shotgun pellet
wounds to her arm, chest, neck and face. There was a large amount
of blood on Kentra and on the floor.

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Defendant's shotgun was on the floor next to Kentra. The gun
contained one expended round and five live rounds. It was a
“standard pump shotgun” that functioned properly and did not fire
when jarred or jolted.

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After being transported to the police station, defendant waived his
Miranda 2 rights and spoke to police. Defendant said he and Kentra
had been in a dating relationship for approximately three years. He
said they fought frequently, usually because he thought Kentra's
former friends were a bad influence on her. He also believed she
had cheated on him in the past. Defendant said their arguments
sometimes became physical to the point of grabbing each other. He
did not admit kicking, punching or slapping Kentra. Defendant
stated that, on October 15, 2009, he and Kentra were arguing when
he grabbed her by the hair and yelled in her face, and she then
scratched his face. Defendant stated he was going to leave Kentra
and gathered his belongings, including his shotgun. He pointed the
shotgun at her, and it accidentally went off. He denied racking or
cocking the gun. During the interview, defendant asked about
Kentra's condition. When the detective asked if defendant had
pointed the gun at Kentra on previous occasions, defendant ended
the interview.

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C. The Verdicts and Sentence
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In defendant's first trial, the jury convicted him of corporal injury of
a cohabitant, assault with a firearm, and mayhem (counts two,
three, and four), and found true the related allegations of firearm
use and great bodily injury/domestic violence. The jury was unable
to reach a verdict as to the attempted murder charge (count one),
and the trial court declared a mistrial as to that count.

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Miranda v. Arizona (1966) 384 U.S. 436.
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After a retrial on count one, defendant was acquitted of attempted
murder, but convicted of the lesser offense of attempted voluntary
manslaughter (§§ 192, subd. (a), 664). The jury found true the
related enhancement allegations as to firearm use and great bodily
injury/domestic violence.

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The trial court sentenced defendant to the midterm of four years on
the mayhem count (count four) and the upper terms on the related
enhancements for firearm use (10 years), and great bodily
injury/domestic violence (five years), for an aggregate term of 19
years. The court stated that, pursuant to section 654, “sentencing
will be stayed on” counts one, two and three, as well as on the
associated enhancements for great bodily injury/domestic violence;
the court did not mention the firearm enhancements for those
counts.

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People v. Allen, No. A129723, 2012 WL 844532 (Cal.App. 1 Dist., Mar. 14, 2012), at **1-4.

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After analyzing petitioner’s appellate claims, the California Court of Appeal modified the

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judgment to impose and stay certain sentences and corrected the judgment to reflect an accurate

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statutory reference, but otherwise affirmed petitioner’s judgment of conviction. Id. at 11.
Petitioner subsequently filed a petition for review in the California Supreme Court, in

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which he raised the same claims that are contained in the petition before this court. Answer, Ex.

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G. That petition was summarily denied by order dated June 14, 2012. Answer, Ex. H.

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II. Standards of Review Applicable to Habeas Corpus Claims
An application for a writ of habeas corpus by a person in custody under a judgment of a

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state court can be granted only for violations of the Constitution or laws of the United States. 28

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U.S.C. § 2254(a). A federal writ is not available for alleged error in the interpretation or

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application of state law. See Wilson v. Corcoran, 562 U.S.___, ___, 131 S. Ct. 13, 16 (2010);

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Estelle v. McGuire, 502 U.S. 62, 67-68 (1991); Park v. California, 202 F.3d 1146, 1149 (9th Cir.

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2000).
Title 28 U.S.C. § 2254(d) sets forth the following standards for granting federal habeas

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corpus relief:

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An application for a writ of habeas corpus on behalf of a
person in custody pursuant to the judgment of a State court shall not
be granted with respect to any claim that was adjudicated on the
merits in State court proceedings unless the adjudication of the
claim -

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(1) resulted in a decision that was contrary to, or involved
an unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or

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(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.

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For purposes of applying § 2254(d)(1), “clearly established federal law” consists of

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holdings of the United States Supreme Court at the time of the last reasoned state court decision.

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Thompson v. Runnels, 705 F.3d 1089, 1096 (9th Cir. 2013) (citing Greene v. Fisher, ___ U.S.

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___, 132 S.Ct. 38 (2011); Stanley v. Cullen, 633 F.3d 852, 859 (9th Cir. 2011) (citing Williams v.

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Taylor, 529 U.S. 362, 405-06 (2000)). Circuit court precedent “may be persuasive in determining

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what law is clearly established and whether a state court applied that law unreasonably.” Stanley,

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633 F.3d at 859 (quoting Maxwell v. Roe, 606 F.3d 561, 567 (9th Cir. 2010)). However, circuit

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precedent may not be “used to refine or sharpen a general principle of Supreme Court

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jurisprudence into a specific legal rule that th[e] [Supreme] Court has not announced.” Marshall

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v. Rodgers, 133 S. Ct. 1446, 1450 (2013) (citing Parker v. Matthews, 132 S. Ct. 2148, 2155

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(2012) (per curiam)). Nor may it be used to “determine whether a particular rule of law is so

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widely accepted among the Federal Circuits that it would, if presented to th[e] [Supreme] Court,

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be accepted as correct. Id. Further, where courts of appeals have diverged in their treatment of

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an issue, it cannot be said that there is “clearly established Federal law” governing that issue.

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Carey v. Musladin, 549 U.S. 70, 77 (2006).

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A state court decision is “contrary to” clearly established federal law if it applies a rule

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contradicting a holding of the Supreme Court or reaches a result different from Supreme Court

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precedent on “materially indistinguishable” facts. Price v. Vincent, 538 U.S. 634, 640 (2003).

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Under the “unreasonable application” clause of § 2254(d)(1), a federal habeas court may grant the

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writ if the state court identifies the correct governing legal principle from the Supreme Court’s

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decisions, but unreasonably applies that principle to the facts of the prisoner’s case. 3 Lockyer v.

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Under § 2254(d)(2), a state court decision based on a factual determination is not to be
overturned on factual grounds unless it is “objectively unreasonable in light of the evidence
presented in the state court proceeding.” Stanley, 633 F.3d at 859 (quoting Davis v. Woodford,
384 F.3d 628, 638 (9th Cir. 2004)).
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Andrade, 538 U.S. 63, 75 (2003); Williams, 529 U.S. at 413; Chia v. Cambra, 360 F.3d 997, 1002

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(9th Cir. 2004). In this regard, a federal habeas court “may not issue the writ simply because that

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court concludes in its independent judgment that the relevant state-court decision applied clearly

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established federal law erroneously or incorrectly. Rather, that application must also be

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unreasonable.” Williams, 529 U.S. at 412. See also Schriro v. Landrigan, 550 U.S. 465, 473

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(2007); Lockyer, 538 U.S. at 75 (it is “not enough that a federal habeas court, in its independent

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review of the legal question, is left with a ‘firm conviction’ that the state court was ‘erroneous.’”).

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“A state court’s determination that a claim lacks merit precludes federal habeas relief so long as

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‘fairminded jurists could disagree’ on the correctness of the state court’s decision.” Harrington v.

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Richter, 562 U.S.___,___,131 S. Ct. 770, 786 (2011) (quoting Yarborough v. Alvarado, 541 U.S.

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652, 664 (2004)). Accordingly, “[a]s a condition for obtaining habeas corpus from a federal

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court, a state prisoner must show that the state court’s ruling on the claim being presented in

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federal court was so lacking in justification that there was an error well understood and

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comprehended in existing law beyond any possibility for fairminded disagreement.” Richter,131

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S. Ct. at 786-87.

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If the state court’s decision does not meet the criteria set forth in § 2254(d), a reviewing

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court must conduct a de novo review of a habeas petitioner’s claims. Delgadillo v. Woodford,

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527 F.3d 919, 925 (9th Cir. 2008); see also Frantz v. Hazey, 533 F.3d 724, 735 (9th Cir. 2008)

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(en banc) (“[I]t is now clear both that we may not grant habeas relief simply because of

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§ 2254(d)(1) error and that, if there is such error, we must decide the habeas petition by

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considering de novo the constitutional issues raised.”).

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The court looks to the last reasoned state court decision as the basis for the state court

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judgment. Stanley, 633 F.3d at 859; Robinson v. Ignacio, 360 F.3d 1044, 1055 (9th Cir. 2004). If

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the last reasoned state court decision adopts or substantially incorporates the reasoning from a

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previous state court decision, this court may consider both decisions to ascertain the reasoning of

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the last decision. Edwards v. Lamarque, 475 F.3d 1121, 1126 (9th Cir. 2007) (en banc). “When

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a federal claim has been presented to a state court and the state court has denied relief, it may be

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presumed that the state court adjudicated the claim on the merits in the absence of any indication
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or state-law procedural principles to the contrary.” Richter, 131 S. Ct. at 784-85. This

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presumption may be overcome by a showing “there is reason to think some other explanation for

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the state court’s decision is more likely.” Id. at 785 (citing Ylst v. Nunnemaker, 501 U.S. 797,

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803 (1991)). Similarly, when a state court decision on a petitioner’s claims rejects some claims

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but does not expressly address a federal claim, a federal habeas court must presume, subject to

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rebuttal, that the federal claim was adjudicated on the merits. Johnson v. Williams, ___ U.S. ___,

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___, 133 S.Ct. 1088, 1091 (2013).

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Where the state court reaches a decision on the merits but provides no reasoning to

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support its conclusion, a federal habeas court independently reviews the record to determine

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whether habeas corpus relief is available under § 2254(d). Stanley, 633 F.3d at 860; Himes v.

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Thompson, 336 F.3d 848, 853 (9th Cir. 2003). “Independent review of the record is not de novo

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review of the constitutional issue, but rather, the only method by which we can determine whether

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a silent state court decision is objectively unreasonable.” Himes, 336 F.3d at 853. Where no

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reasoned decision is available, the habeas petitioner still has the burden of “showing there was no

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reasonable basis for the state court to deny relief.” Richter, 131 S. Ct. at 784.

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A summary denial is presumed to be a denial on the merits of the petitioner’s claims.

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Stancle v. Clay, 692 F.3d 948, 957 & n. 3 (9th Cir. 2012). While the federal court cannot analyze

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just what the state court did when it issued a summary denial, the federal court must review the

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state court record to determine whether there was any “reasonable basis for the state court to deny

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relief.” Richter, 131 S. Ct. at 784. This court “must determine what arguments or theories ...

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could have supported, the state court's decision; and then it must ask whether it is possible

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fairminded jurists could disagree that those arguments or theories are inconsistent with the

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holding in a prior decision of [the Supreme] Court.” Id. at 786. The petitioner bears “the burden

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to demonstrate that ‘there was no reasonable basis for the state court to deny relief.’” Walker v.

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Martel, 709 F.3d 925, 939 (9th Cir. 2013) (quoting Richter, 131 S. Ct. at 784).

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When it is clear, however, that a state court has not reached the merits of a petitioner’s

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claim, the deferential standard set forth in 28 U.S.C. § 2254(d) does not apply and a federal

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habeas court must review the claim de novo. Stanley, 633 F.3d at 860; Reynoso v. Giurbino, 462

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F.3d 1099, 1109 (9th Cir. 2006); Nulph v. Cook, 333 F.3d 1052, 1056 (9th Cir. 2003).

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III. Petitioner’s Claims

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A. Erroneous Admission of Evidence

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In his first ground for relief, petitioner claims that the trial court’s admission into evidence

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of his prior acts of domestic violence against Kentra violated his right to due process. ECF No. 1

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at 27-32.4 He argues that this evidence was improperly admitted as to three of the counts against

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him (attempted murder, mayhem and assault with a deadly weapon) because those counts did not

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involve domestic violence. He contends the evidence was irrelevant and unduly inflammatory as

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to those three counts. Id. Petitioner specifically complains that evidence of his prior acts of

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domestic violence was admitted at his retrial on the sole count of attempted murder, which “did

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not involve domestic violence as an essential element.” Id. at 27. Petitioner argues that the

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evidence of prior crimes should have been restricted to the corporal injury count at his first trial.

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Id. at 28. Petitioner also argues that the trial erred in instructing the jurors that they could

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consider the evidence of prior domestic violence in connection with all of the counts against him,

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instead of limiting the applicability of this evidence to just the corporal injury count. Id.

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The California Court of Appeal rejected these arguments, reasoning as follows:

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A. Prior Acts of Domestic Violence

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1. Background

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Prior to both trials, defendant moved in limine to exclude evidence
of his prior domestic violence, arguing it constituted inadmissible
character evidence under Evidence Code section 1101, was
irrelevant and unduly prejudicial, and would violate his due process
rights. In both instances, the trial court excluded evidence that
defendant committed an act of domestic violence against his former
wife in 1995, but admitted evidence of defendant's prior domestic
violence against Kentra under Evidence Code section 1109. The
court instructed the jury it could consider the uncharged acts in
determining whether defendant was “disposed or inclined” to
commit domestic violence, and whether he committed the charged
offenses.

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Page number citations such as this one are to the page numbers reflected on the court’s
CM/ECF system and not to page numbers assigned by the parties.
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2. Analysis

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Evidence of a person's past conduct generally is inadmissible to
show his or her propensity to commit the charged crime, but is
admissible to prove facts other than propensity, such as motive,
opportunity, intent, preparation, plan, knowledge, identity, or
absence of mistake or accident. (Evid.Code, § 1101, subds.(a), (b).)
Under Evidence Code section 1109, in “a criminal action in which
the defendant is accused of an offense involving domestic violence,
“evidence of other acts of domestic violence is admissible to show
propensity. (Evid.Code, § 1109, subd. (a)(1), italics added.)
Defendant contends three of the charges against him - attempted
murder, assault with a firearm, and mayhem (counts one, three and
four) - were not offenses involving domestic violence within the
meaning of the statute, because those crimes do not “inherently”
involve domestic violence.5 Defendant argues it is not sufficient
that the evidence established his crimes in fact involved domestic
violence.6

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“A trial court's determination of the admissibility of evidence of
uncharged offenses is generally reviewed for an abuse of discretion.
[Citations.] To the extent the trial court's ruling depends on the
proper interpretation of the Evidence Code, however, it presents a
question of law; and our review is de novo. [Citation.]” (People v.
Walker (2006) 139 Cal.App.4th 782, 794–795 (Walker).)

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Evidence Code section 1109 does not include a list of offenses that
involve domestic violence.7 Instead, the statute incorporates the
definition of domestic violence in section 13700 (and, under certain
circumstances, the broader definition in Family Code section 6211).
(Evid.Code, § 1109, subd. (d)(3).)
Section 13700 defines
“domestic violence” as “abuse committed against an adult or a
minor who is a . . . cohabitant . . . or person with whom the suspect
. . . is having or has had a dating or engagement relationship” (§
13700, subd. (b)); “‘[a]buse’” means “intentionally or recklessly
causing or attempting to cause bodily injury, or placing another
person in reasonable apprehension of imminent serious bodily
injury to himself or herself, or another” (§ 13700, subd. (a)).
Applying these definitions, the evidence at trial clearly established
that defendant's crimes involved domestic violence. Kentra was

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Defendant concedes count two (corporal injury to cohabitant) inherently involves
domestic violence.
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Defendant did not raise this contention in the trial court, instead arguing for exclusion on
such grounds as irrelevance and prejudice. He therefore has forfeited his argument. (See People
v. Ogle (2010) 185 Cal.App.4th 1138, 1141–1142 [defendant forfeited argument that prior
offense was inadmissible because it was not an act of domestic violence].) In any event, as we
discuss in the text, defendant's contention is meritless.
7

In contrast, Evidence Code section 1108, which permits evidence of other sexual
offenses when a defendant is “accused of a sexual offense,” defines “‘[s]exual offense’” by listing
specified offenses and categories of conduct. (Evid.Code, § 1108, subds.(a), (d)(1)(A)-(F).)
11

1

defendant's cohabitant and was a person with whom he was in a
dating relationship. Defendant intentionally or recklessly caused
Kentra to suffer bodily injury, and placed her in reasonable
apprehension of imminent serious bodily injury, when he threatened
to kill her and then shot her.

2
3
4

Defendant relies on Walker, a murder case in which the trial court
admitted evidence of other sexual offenses under Evidence Code
section 1108, to support his argument that Evidence Code section
1109 does not apply. The Walker court stated the issue before it was
“whether [Evidence Code] section 1108, subdivision (d)(1)(E)'s
inclusion in the definition of sexual offense of crimes that involve
‘[d]eriving sexual pleasure or gratification from the infliction of
death, bodily injury, or physical pain on another person’ authorizes
use of evidence of other sexual offenses when the circumstances
under which a violent crime has been committed suggest the
defendant derived sexual pleasure or gratification from the victim's
pain, even though sexual pleasure or gratification is neither a
necessary element of the charged offense nor alleged in the
information as an enhancement or aggravating factor.” (Walker,
supra, 139 Cal.App.4th at p. 799.) The appellate court interpreted
section 1108 as requiring “that the requisite sexual transgression
must be an element or component of the crime itself without regard
to the evidence establishing a specific violation.” (Id. at p. 800; see
also ibid. [specified sexual misconduct must be “an element of the
charge (or applicable enhancement or aggravating factor) and not
simply a circumstance of the crime's commission”].)

5
6
7
8
9
10
11
12
13
14
15

In People v. Story (2009) 45 Cal.4th 1282 (Story), which also
involved Evidence Code section 1108, the Supreme Court
considered a similar issue. In a prosecution for first degree felony
murder based on the underlying offenses of rape and burglary, the
trial court admitted evidence of defendant's other sexual assaults
under Evidence Code section 1108. (Story, supra, 45 Cal.4th at pp.
1285–1288.)
The appellate court reversed the defendant's
conviction, holding he was not “‘accused of a sexual offense’”
within the meaning of Evidence Code section 1108, because murder
“‘is not found in any of the enumerated Penal Code sections nor
does it include as a necessary element nonconsensual sexual
contact.’” (Story, supra, 45 Cal.4th at p. 1291.) The Supreme
Court disagreed and affirmed the defendant's conviction. The Story
court declined to address whether Walker correctly interpreted
Evidence Code section 1108, but held that Walker was
distinguishable because it did not involve or discuss “the question
whether an open murder charge prosecuted as first degree murder
on a rape-felony-murder theory is a sexual offense under [Evidence
Code] section 1108.” (Story, supra, 45 Cal.4th at p. 1292.) The
Story court held that, even under the Walker court's narrow
interpretation, the defendant had been accused of a sexual offense
within the meaning of Evidence Code section 1108, because he had
been charged with felony murder with rape as an underlying felony;
accordingly, sexual misconduct was “an element or component of
the crime itself . . . .” (Story, supra, 45 Cal.4th at p. 1292.)

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12

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Defendant contends this court should adopt an interpretation of
Evidence Code section 1109 similar to Walker 's interpretation of
Evidence Code section 1108, and hold that attempted murder,
assault with a firearm, and mayhem are not “offense[s] involving
domestic violence,” because domestic violence is not an essential
element of those offenses. We reject this argument. First,
assuming Walker correctly interpreted Evidence Code section 1108,
defendant has not established that interpretation should be extended
to Evidence Code section 1109. To the contrary, in People v.
Brown (2011) 192 Cal.App.4th 1222, 1224–1225, 1230–1231,
1235–1237 (Brown), the appellate court expressly declined to
extend Walker to Evidence Code section 1109, and concluded that
the circumstances of a crime may establish it is an offense
involving domestic violence, even if domestic violence is not an
essential element of the crime. In Brown, the defendant was
charged and convicted of first degree murder in the homicide of his
former girlfriend. (Brown, supra, 192 Cal.App.4th at pp. 1224–
1225, 1230–1231.) The trial court admitted evidence of the
defendant's prior acts of domestic violence under Evidence Code
section 1109, holding that murder was an offense “‘involving
domestic violence.’” (Id. at pp. 1230–1231.) The appellate court
affirmed, stating: “Given the legislative history and the language of
[Evidence Code] section 1109, we agree with the trial court's
observation in this case that murder is ‘the ultimate form of
domestic violence,’ and that defendant's prior acts of domestic
violence were admissible based on the nature and circumstances of
his relationship with and conduct toward Bridget. Defendant was
charged with first degree murder based on strangling Bridget, his
former girlfriend, after a lengthy period in which he tried to
intimidate her because she chose to break up with him. He was
clearly ‘accused of an offense involving domestic violence’ within
the meaning of [Evidence Code] section 1109.” (Id. at p. 1237.)

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23
24
25
26

The Brown court rejected the defendant's argument that, under
Walker and Story, prior acts of domestic violence are not admissible
in a murder prosecution because murder is not listed as a crime
involving domestic violence in either Evidence Code section 1109,
section 13700, or Family Code section 6211. (Brown, supra, 192
Cal.App.4th at pp. 1237–1240.) While acknowledging that courts
have described Evidence Code sections 1108 and 1109 as
“‘virtually identical,’” the Brown court held there were “important
statutory distinctions relative to defendant's definitional arguments
in this case.” (Id. at p. 1238.) While Evidence Code section 1108
permits the introduction of propensity evidence when the defendant
“‘is accused of a sexual offense’” and defines that term in part with
a list of enumerated offenses, Evidence Code section 1109 provides
for the admission of propensity evidence when the defendant “‘is
accused of an offense involving domestic violence,’” and does not
define that term with a specified list of offenses. (Id. at p. 1240.)
Applying Brown here, defendant's prior acts of domestic violence
were admissible because, as discussed above, the evidence
established the charged offenses involved domestic violence.

27
28

A second basis for rejecting defendant's argument is that, even
under the Walker approach, defendant's prior acts of domestic
13

1

violence would be admissible to show propensity as to all four
charges. Under Walker, the specified misconduct must be an
element of the charged offense or “alleged in the information as an
enhancement or aggravating factor.”
(Walker, supra, 139
Cal.App.4th at p. 799, italics added; accord, id. at p. 800.) The
information here alleged that, in the commission of all four
offenses, defendant “personally inflicted great bodily injury upon
[Kentra], under circumstances involving domestic violence,” within
the meaning of section 12022.7, subdivision (e).8 (Italics added.)
Accordingly, defendant was, in each count, “accused of an offense
involving domestic violence [.]” (See Evid.Code, § 1109, subd.
(a)(1).)

2
3
4
5
6
7
8
9

Allen, 2012 WL 844532, at **4-6.
The question whether evidence of petitioner’s prior acts of domestic violence against

10

Kentra was properly admitted under California law is not cognizable in this federal habeas corpus

11

proceeding. Estelle, 502 U.S. at 67. The only question before this court is whether the trial court

12

committed an error that rendered the trial so arbitrary and fundamentally unfair that it violated

13

federal due process. Id. See also Jammal v. Van de Kamp, 926 F.2d 918, 919 (9th Cir. 1991)

14

(“the issue for us, always, is whether the state proceedings satisfied due process; the presence or

15

absence of a state law violation is largely beside the point”).

16

The United States Supreme Court “has never expressly held that it violates due process to

17

admit other crimes evidence for the purpose of showing conduct in conformity therewith, or that

18

it violates due process to admit other crimes evidence for other purposes without an instruction

19

limiting the jury’s consideration of the evidence to such purposes.” Garceau v. Woodford, 275

20

F.3d 769, 774 (9th Cir. 2001), overruled on other grounds by Woodford v. Garceau, 538 U.S. 202

21

(2003). In fact, the Supreme Court has expressly left open this question. See Estelle, 502 U.S. at

22

75 n.5 (“Because we need not reach the issue, we express no opinion on whether a state law

23

would violate the Due Process Clause if it permitted the use of ‘prior crimes’ evidence to show

24

propensity to commit a charged crime”). Accordingly, the state court’s rejection of petitioner’s

25

due process claim is not contrary to United States Supreme Court precedent.

26

See Mejia v. Garcia, 534 F.3d 1036, 1046 (9th Cir. 2008) (holding that state court had not acted

27
28

8

Section 12022.7, subdivision (e) incorporates the definition of domestic violence in
section 13700, subdivision (b), the same definition incorporated in Evidence Code section 1109.
14

1

objectively unreasonably in determining that the propensity evidence introduced against the

2

defendant did not violate his right to due process); Alberni v. McDaniel, 458 F.3d 860, 863-67

3

(9th Cir. 2006) (denying the petitioner’s claim that the introduction of propensity evidence

4

violated his due process rights under the Fourteenth Amendment because “the right [petitioner]

5

asserts has not been clearly established by the Supreme Court, as required by AEDPA”); United

6

States v. LeMay, 260 F.3d 1018 (9th Cir. 2001) (Fed. R. Evid. 414, permitting admission of

7

evidence of similar crimes in child molestation cases, under which the test for balancing probative

8

value and prejudicial effect remains applicable, does not violate the due process clause); Smith v.

9

Roe, 232 F. Supp. 2d 1073, 1088-89 (C.D. Cal. 2002) (applying analysis in LeMay to case

10
11

involving domestic violence).
In any event, any error in admitting evidence of petitioner’s prior acts of domestic

12

violence did not have “a substantial and injurious effect or influence in determining the jury’s

13

verdict.” Brecht v. Abrahamson, 507 U.S. 619, 637 (1993). See also Penry v. Johnson, 532 U.S.

14

782, 793-96 (2001). Petitioner was found guilty of attempted manslaughter, which requires a jury

15

finding that the defendant took at least one direct but ineffective step toward killing a person and

16

intended to kill that person, but was provoked and acted rashly and without due deliberation.

17

Clerk’s Transcript on Appeal (CT) at 241. As noted by respondent, the evidence that petitioner

18

took at least one direct step toward killing Kentra and intended to kill her is overwhelming, given

19

that he shot her at close range with a shotgun. Although the prior crimes evidence was potentially

20

powerful, “[the fact] that prior acts evidence is inflammatory is not dispositive in and of itself.”

21

LeMay, 260 F.3d at 1030. Evidence that petitioner had committed prior acts of domestic violence

22

against Kentra would not have had a substantial effect on the verdict under these facts.

23

The court also notes that the jury instructions in this case did not compel the jury to draw

24

an inference of propensity from evidence of petitioner’s prior acts of domestic violence. Rather,

25

the trial court instructed the jury at the close of the evidence that if they found petitioner had

26

committed the prior acts of domestic violence they could, but were not required to, “conclude

27

from that evidence that the defendant was disposed or inclined to commit domestic violence.”

28

CT at 152 (first trial), 244 (second trial). The jury was also instructed that if they found that
15

1

petitioner had such a disposition, they could, but were not required to, infer that he was likely to

2

have committed the charged offenses. Id. The jury was further instructed that if they concluded

3

that petitioner committed the prior acts, that conclusion was “only one factor to consider” and

4

was “not sufficient by itself to prove that [petitioner] is guilty of [the crimes charged].” Id. In

5

addition, the jury was instructed that the prosecution had the burden of proving all charges against

6

petitioner beyond a reasonable doubt. Id. The jury is presumed to have followed all of these

7

instructions. Weeks v. Angelone, 528 U.S. 225, 234 (2000); Brown v. Ornoski, 503 F.3d 1006,

8

1018 (9th Cir. 2007).

9

In sum, the admission of petitioner’s prior acts of domestic violence did not violate any

10

right clearly established by United States Supreme Court precedent or result in prejudice under

11

the circumstances of this case. Accordingly, petitioner is not entitled to relief on this due process

12

claim.

13

B. Failure to Stay Petitioner’s Sentence

14

In petitioner’s next ground for relief, he claims that the trial court violated Cal. Penal

15

Code § 6549 and his “right to be free of improper multiple punishment” when it imposed separate

16

and unstayed sentences on both the firearm use enhancement and the great bodily injury

17

enhancement as to the charge of mayhem. ECF No. 1 at 32-33. Petitioner conceded on direct

18

appeal that this issue was foreclosed by the state court decision in People v. Ahmed, 53 Cal.4th

19

156 (2011). Id. However, he explained that he was raising the claim for purposes of federal court

20

review. Id.

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9

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Cal. Penal Code § 654(a) provides: “An act or omission that is punishable in different
ways by different provisions of law shall be punished under the provision that provides for the
longest potential term of imprisonment, but in no case shall the act or omission be punished under
more than one provision.”
16

1
2

The California Court of Appeal rejected this sentencing claim based on the California
Supreme Court decision in Ahmed. The court reasoned as follows:

3

Defendant's first argument (i.e., that section 654 precludes
imposition of multiple enhancements) fails. Under Ahmed, section
1170.1 permits imposition of both a firearm enhancement and a
great bodily injury enhancement, and it is unnecessary to consider
section 654. (Ahmed, supra, 53 Cal.4th at pp. 165–167, 169.)
Defendant concedes this point in his supplemental brief.

4
5
6
7

Allen, 2012 WL 844532, at *8.

8
9

“[A] federal court is limited to deciding whether a conviction violated the Constitution,
laws, or treaties of the United States.” Estelle, 502 U.S. at 67-68. Habeas corpus relief is

10

unavailable for alleged errors in the interpretation or application of state sentencing laws by either

11

a state trial court or appellate court. “State courts are the ultimate expositors of state law,” and a

12

federal habeas court is bound by the state’s construction except when it appears that its

13

interpretation is an obvious subterfuge to evade the consideration of a federal issue. Mullaney v.

14

Wilbur, 421 U.S. 684, 691 (1975). So long as a state sentence “is not based on any proscribed

15

federal grounds such as being cruel and unusual, racially or ethnically motivated, or enhanced by

16

indigency, the penalties for violation of state statutes are matters of state concern.” Makal v. State

17

of Arizona, 544 F.2d 1030, 1035 (9th Cir. 1976). See also Cacoperdo v. Demosthenes, 37 F.3d

18

504, 507 (9th Cir. 1994) (“[t]he decision whether to impose sentences concurrently or

19

consecutively is a matter of state criminal procedure and is not within the purview of federal

20

habeas corpus); Hendricks v. Zenon, 993 F.2d 664, 674 (9th Cir. 1993) (petitioner’s claim

21

regarding merger of convictions for sentencing was exclusively concerned with state law and

22

therefore not cognizable in a federal habeas corpus proceeding). “Generally, a federal appellate

23

court may not review a state sentence that is within the statutory limits.” Walker v. Endell, 850

24

F.2d 470, 476 (9th Cir. 1987).

25

Petitioner’s claim that the trial court violated the California Penal Code in imposing

26

multiple sentence enhancements on the mayhem charge was denied by the California Court of

27

Appeal on state law grounds. The state court’s decision that petitioner’s sentence did not violate

28

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17

1

state law, derived from its analysis of state law, is binding on this court. See Lewis v. Jeffers, 497

2

U.S. 764, 780 (1990) (“federal habeas corpus relief does not lie for errors of state law . . . .”).

3

Petitioner has failed to demonstrate that his sentence violated federal law or that the state

4

court’s decision was contrary to or an unreasonable application of United States Supreme Court

5

authority. Petitioner cites no federal cases in support of this claim, and there is no evidence

6

before the court that petitioner’s sentence was violative of his right to due process or any other

7

federal constitutional right. Because petitioner’s allegations do not establish a federal

8

constitutional violation, he is not entitled to habeas corpus relief.

9
10

C. Double Punishment
Petitioner’s next claim is that the trial court imposed double punishment in violation of

11

state law when it sentenced him to a five year term for the great bodily injury enhancement. ECF

12

No. 1 at 33. He argues that pursuant to Cal. Penal Code § 12022.7, he could not receive an

13

additional term for the infliction of great bodily injury because it was an element of the offense of

14

mayhem. Id. Petitioner also argues that his sentence on the great bodily injury enhancement

15

violates the Double Jeopardy Clause because it constitutes multiple punishment for the same

16

offense. Id. at 33-34.10

17
18

The California Court of Appeal summarized the claim that petitioner raised in that court
as follows:

19

Defendant's second argument is that the trial court should have
stayed the great bodily injury enhancement because it overlapped
with the underlying offense of mayhem. In particular, defendant
notes that great bodily injury is an element of mayhem. (People v.
Pitts (1990) 223 Cal.App.3d 1547, 1559–1560 (Pitts); People v.
Keenan (1991) 227 Cal.App.3d 26, 36, fn. 7 (Keenan).) Defendant
also cites this court's decision in People v. Harbert (2009) 170
Cal.App.4th 42 (Harbert), in which we assumed section 654
applied to a great bodily injury enhancement under section 12022.7,
and stated the trial court had correctly stayed the enhancement
because it overlapped with the underlying offense (a violation of
Vehicle Code section 20001).
(See Harbert, supra, 170
Cal.App.4th at p. 59; but see People v. Chaffer (2003) 111

20
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22
23
24
25
26
27
28

10

Petitioner was sentenced under Cal. Penal Code § 12022.7(e), which provides: “Any
person who personally inflicts great bodily injury under circumstances involving domestic
violence in the commission of a felony or attempted felony shall be punished by an additional and
consecutive term of imprisonment in the state prison for three, four, or five years. As used in this
subdivision, “domestic violence” has the meaning provided in subdivision (b) of Section 13700.”
18

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5
6
7
8
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10
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12
13
14
15
16
17
18
19

Cal.App.4th 1037, 1044–1045 [section 654 does not bar
punishment for both (1) an offense and (2) a great bodily injury
enhancement].)
Allen, 2012 WL 844532 at *8.
The state appellate court denied petitioner’s claim, described above,
reasoning as follows:
The Ahmed court did not consider a claim that section 654 limited
the application of an enhancement because it overlapped with the
underlying offense. As the parties agree in their supplemental
briefs, however, Ahmed requires that we begin our analysis of this
claim by considering the specific sentencing statute at issue section 12022.7. (See Ahmed, supra, 53 Cal.4th at pp. 160–161,
162, 164.) Subdivisions (a) through (e) of section 12022.7 provide
enhancements for great bodily injury inflicted under various
specified circumstances; the enhancement in subdivision (e) is for
great bodily injury under circumstances involving domestic
violence. Subdivision (g) of section 12022.7 provides that
“[s]ubdivisions (a), (b), (c), and (d) shall not apply if infliction of
great bodily injury is an element of the offense”; subdivision (g)
does not specify such a limitation on the enhancement applicable
under subdivision (e), for great bodily injury under circumstances
involving domestic violence. Accordingly, although a section
12022.7 enhancement generally may not be applied where great
bodily injury is an element of the offense, “[t]he enhancement may
be applied . . . if the crime is committed under circumstances
involving domestic violence.” (See People v. Hawkins (2003) 108
Cal.App.4th 527, 530–531 (Hawkins).)
Here, defendant committed mayhem under circumstances involving
domestic violence. Accordingly, section 12022.7, subdivisions (e)
and (g), permit imposition of a great bodily injury enhancement.
Because section 12022.7 resolves this question, we need not
consider the more general provisions of section 654. (See Ahmed,
supra, 53 Cal.4th at pp. 160–161, 162, 164, 169.)

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21
22
23
24
25
26
27
28

Defendant contends that section 12022.7, subdivision (g), is
“ambiguous in its omission of subdivision (e), relating to domestic
violence,” and that therefore the court should proceed to address
section 654. According to defendant, section 12022.7, subdivision
(g), could mean either (1) “the subdivision (e) enhancement is
always applicable, even if great bodily injury is an element of the
substantive offense,” or (2) “subdivision (e) is applicable, even
when great bodily injury is an element of the substantive offense,
but only when domestic violence is not an element of that offense.”
But this perceived ambiguity does not assist defendant - as
defendant argued in his opening and reply briefs (in connection
with his challenge to the trial court's evidentiary rulings), domestic
violence is not an essential element of mayhem. (See § 203;
CALCRIM No. 801.) Although defendant's offense in fact
involved domestic violence, that could not provide a basis for
holding the enhancement under section 12022.7, subdivision (e), is
19

1

inapplicable (as defendant appears to suggest). To the contrary, the
existence of “circumstances involving domestic violence” is what
triggers that enhancement. (See § 12022.7, subd. (e).)\

2
3
4
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Id.
The opinion of the California Court of Appeal that petitioner’s sentence on the great
bodily injury enhancement did not violate state law is binding on this court, for the reasons set
forth above. The Court of Appeal did not specifically address petitioner’s argument that the trial
court’s imposition of a five year term for the great bodily injury sentence enhancement violated
the Double Jeopardy Clause. However, this court will assume the state court adjudicated that
claim on the merits and will perform an independent review of the record to determine whether
the state court’s decision was contrary to or an unreasonable application of controlling United
States Supreme Court precedent. Richter, 131 S.Ct. at 884-85; Johnson, 133 S.Ct. at 1091;
Stanley, 633 F.3d at 860.
The Double Jeopardy Clause of the Fifth Amendment guarantees that no person shall “be
subject for the same offense to be twice put in jeopardy of life or limb.” U.S. CONST. amend. V.
Essentially, the Double Jeopardy Clause guards against (1) a second prosecution for the same
offense after acquittal or conviction; and (2) multiple punishments for the same offense. See
Witte v. United States, 515 U.S. 389, 395–96 (1995) (citing United States v. Dixon, 509 U.S. 688,
704 (1993)). Petitioner’s claim before this court is concerned with the second part of this
definition.
“Because the substantive power to prescribe crimes and determine punishments is vested
with the legislature [citation omitted], the question under the Double Jeopardy Clause whether
punishments are ‘multiple’ is essentially one of legislative intent.” Ohio v. Johnson, 467 U.S.
493, 499 (1984). Sentencing enhancements that increase the penalty for a crime based on the
offender’s conduct do not offend double jeopardy principles where “a legislature specifically
authorizes cumulative punishment under two statutes.” Missouri v. Hunter, 459 U.S. 359, 368
(1983). See also Plascencia v. Alameida, 467 F.3d 1190, 1204 (9th Cir. 2006) (“when the
legislature intends to impose multiple punishments, double jeopardy is not invoked.”). Therefore,

28
20

1

this Court looks to the California legislature’s “legislative intent” to determine if the imposition

2

of a separate, consecutive sentence based on the finding that a § 12022.7(e) enhancement was true

3

offends the Double Jeopardy Clause.

4

California courts have made clear that the Double Jeopardy Clause is not offended by the

5

imposition of a separate, consecutive sentence enhancement pursuant to § 12022.7(e). The

6

California Supreme Court has rejected a Double Jeopardy challenge to multiple punishments

7

stemming from an incident of domestic violence under California law and involving § 12022.7(e).

8

See People v. Sloan, 42 Cal.4th 110, 119 (2007) (“[t]he Legislature has made clear that a

9

defendant may be convicted of more than one offense even if they arise out of the same act or

10

course of conduct,” citing California Penal Code § 954; and § 12022.7(e) does not offend federal

11

Double Jeopardy principles); People v. Chaffer, 111 Cal.App.4th at 1045–46 (a § 12022.7(e)

12

sentence enhancement does not violate California’s prohibition against multiple punishments for

13

the same offense as set forth in Penal Code § 654). Numerous federal courts have also found that

14

imposition of a separate, consecutive sentence based on a § 12022.7(e) enhancement does not

15

violate the Double Jeopardy Clause. See, e.g., Saddler v. Evans, No. 09-2067 W(JMA), 2011 WL

16

9150943. At **30-31 (S.D. Cal. Dec. 20, 2011); Ingram v. Varga, No. ED CV 10-00732 AHM

17

(VBK), 2011 WL 835788, at **7-9 (C.D. Cal. Jan. 21, 2011); Oliver v. Evans, No. CV 09–05727

18

ODW (RZ), 2010 WL 3928752, at *3 (C.D.Cal.2010) (additional punishment under § 12022.7(e)

19

was intended by California legislature, and therefore enhancement does not violate Double

20

Jeopardy) (citing Plascencia, 467 F.3d at 1204 and Sloan, 42 Cal.4th at 121); Massie v. Henry, 19

21

F. App’x. 585, 586–87 (9th Cir. 2001) (unpublished) (imposing § 12022.7 enhancement does not

22

violate double jeopardy because California statute requires proof of separate element of intent to

23

inflict great bodily injury) (citations omitted).

24

For the foregoing reasons, petitioner’s sentence on the great bodily injury enhancement

25

does not violate double jeopardy principles. See Hunter, 459 U.S. at 368; Plascencia, 467 F.3d at

26

1204.

27

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21

1
2
3

D. Upper Term Sentence
1. Violation of State Law
In his final claim for relief, petitioner argues that the trial court abused its discretion under

4

state law when it sentenced him to the upper term on the great bodily injury and firearm use

5

enhancements. ECF No. 1 at 34-35. The California Court of Appeal rejected this claim on state

6

law grounds, reasoning as follows:

7

C. The Upper Enhancement Terms

8

1. Background

9

At sentencing, after hearing argument from the parties and an
impact statement from Kentra, the court adopted the probation
department's recommendation to impose the four-year midterm on
the mayhem count. The court noted the “horrific” nature of the
crime and Kentra's severe injuries, while acknowledging defendant
had no criminal history. The court agreed with the prosecutor that
there were “some aggravating factors,” but stated “much of what
they rely upon are already accounted for in the enhancements.
That's just the way the law works.” The court stated, “[w]hen I
looked at both the aggravating and mitigating factors, on balance
it's pretty close . . . .”

10
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14
15
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The court imposed consecutive upper terms for the firearm use and
bodily injury enhancements. The court concluded that defendant's
firearm use was “aggravated,” based in part on Kentra's
vulnerability, i.e., she was seated on the couch in the locked
apartment when defendant shot her.
The upper term was
appropriate because of “how the gun was used, where the victim
was seated at the time. There was no way out. And a statement
was made prior to add terror in the victim's mind.”
As to the great bodily injury enhancement, the court concluded the
upper term was appropriate based on Kentra's extensive and
permanent injuries. The court noted Kentra's survival was
“miraculous.” The court also emphasized Kentra had survived not
because of anything defendant did but because she put her arm up
to block defendant's shot from hitting her in the face. The court
stated: “[T]he degree of injury with the victim actually surviving is
pretty dramatic, and if you just look at Ms. Kentra on first glance
she might look fine, but we know that's not true. Not only are the
pellets in her head for the rest of her life, the injury runs down her
arm, and the lack of mobility is essentially nothing more than what
has been described as a helper, turns her arm in many ways into an
object is how it's described.”
After announcing the aggregate 19–year sentence, as well as fines
and restitution, the court asked, “Is there anything else we need this
morning?” Defendant's counsel stated: “Just for me to state my
objection to the high term for appellate purposes, your Honor.” In
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1

response to a query from the court, counsel clarified that this
objection applied to both enhancements.

2
2. Analysis
3
Defendant contends the trial court abused its discretion by imposing
the upper terms for the enhancements. (See People v. Sandoval
(2007) 41 Cal.4th 825, 847 [trial court's sentencing decisions
reviewed for abuse of discretion].) We disagree.

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5
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In the trial court, defendant did not raise the challenges to his
sentence that he now asserts on appeal, stating only a general
objection to the upper terms “for appellate purposes.” Defendant
has not shown that his counsel could not have elaborated by stating
more specific objections, and has not shown the trial court would
not have considered such objections. He has thus forfeited his
contentions. (See People v. Scott (1994) 9 Cal.4th 331, 353, 356
[arguments about manner in which trial court exercises sentencing
discretion cannot be raised for first time on appeal].)

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8
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In any event, defendant has not shown an abuse of discretion. As to
the great bodily injury enhancement, defendant suggests the court's
reliance on the severity of Kentra's injuries to impose the upper
term was an improper dual use of this fact. (See Cal. Rules of
Court, rule 4.420(d) [“[a] fact that is an element of the crime upon
which punishment is being imposed may not be used to impose a
greater term”].) As noted above, although section 12022.7
generally precludes imposition of a great bodily injury
enhancement when such injury is an element of the underlying
offense (as it is in the case of mayhem, see Pitts, supra, 223
Cal.App.3d at pp. 1559–1560; Keenan, supra, 227 Cal.App.3d at p.
36, fn. 7), this prohibition does not apply when the injury is
inflicted under circumstances involving domestic violence under
section 12022.7, subdivision (e). (See § 12022.7, subd. (g);
Hawkins, supra, 108 Cal.App.4th at pp. 530–531.) Moreover, in
selecting the upper enhancement term of five years (§ 12022.7,
subd. (e)), the court could reasonably have concluded that Kentra's
severe and permanent injuries exceeded the minimum necessary to
impose the great bodily injury enhancement. (See People v.
Castorena (1996) 51 Cal.App.4th 558, 562 [upper term may be
imposed based on facts exceeding the minimum necessary to
establish elements of crime].) The trial court did not abuse its
discretion by imposing the upper term.

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As to the firearm use enhancement, defendant argues that the trial
court's reliance on Kentra's inability to flee the locked apartment
and defendant's threat to kill her are inconsistent with the jury's
acquittal on the charge of attempted deliberate, premeditated
murder. But the court's conclusion that defendant's gun use was
aggravated because he took advantage of Kentra's vulnerability and
because he threatened her before shooting is not undercut by the
fact that he may have taken those actions out of passion rather than
premeditation.

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/////
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Finally, defendant argues he was remorseful and attempted to
obtain medical assistance for Kentra after he shot her. (See Cal.
Rules of Court, rule 4.414(b)(7).) As the Attorney General notes,
there was also evidence defendant continued to maintain the
shooting was an accident. In any event, defendant has not shown
that the court abused its discretion by failing to give significant
weight to his apparent remorse.
Allen, 2012 WL 844532, at **9-10.
Petitioner’s claim that the trial court abused its discretion in imposing two upper terms is

7

based on state law and was denied by the California Court of Appeal on state law grounds. As

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noted above, the state court’s decision that petitioner’s sentence did not violate state law, derived

9

from its analysis of state law, is binding on this court. Accordingly, petitioner is not entitled to

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federal habeas relief on this claim.
2. Apprendi/Cunningham Claims
Petitioner argues for the first time in the traverse that his sentence violates the decisions of

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the United States Supreme Court in Apprendi v. New Jersey, 530 U.S. 466, 490 (2000),

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Cunningham v. California, 549 U.S. 270 (2007), and Blakely v. Washington, 542 U.S. 296

15

(2004). ECF No. 15 at 8-11. In Apprendi, Cunningham, and Blakely, the United States Supreme

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Court established that, for Sixth Amendment purposes, any fact that increases the penalty for a

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crime beyond the prescribed statutory maximum, except the fact of a prior conviction, must be

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submitted to a jury and proved beyond a reasonable doubt.

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A traverse is not the proper pleading to raise additional grounds for relief. See

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Cacoperdo, 37 F.3d at 507 (a traverse is not the proper pleading to raise additional grounds for

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relief); Greenwood v. Fed. Aviation Admin., 28 F.3d 971, 977 (9th Cir. 1994) (“we review only

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issues which are argued specifically and distinctly in a party’s opening brief”). Accordingly, to

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the extent petitioner is attempting to raise a new claim in the traverse based on the Sixth

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Amendment, habeas relief should be denied. Petitioner has also failed to exhaust any such claim

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in state court. Specifically, petitioner did not raise a Sixth Amendment challenge to his sentence

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in state court or cite the Apprendi, Cunningham, and Blakely decisions in his state court briefs.

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Exhaustion of state court remedies is a prerequisite to the granting of a petition for writ of habeas

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corpus. 28 U.S.C. §§ 2254(b)(1).
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Even if petitioner had properly raised in this court a Sixth Amendment claim based on

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Apprendi, Cunningham, and Blakely, and assuming the claim is not subject to a procedural

3

default, petitioner would not be entitled to federal habeas relief. Pursuant to California law at the

4

time petitioner was sentenced (August 31, 2010), California’s Determinate Sentencing Law for a

5

violation of a statute specifying three terms of imprisonment had been amended in response to the

6

Cunningham decision to provide that the choice between the three terms “shall rest within the

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sound discretion of the court” without the need to find and weigh aggravating or mitigating

8

factors. See Cal. Penal Code § 1170(b) (2009). In light of this amendment to California’s

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sentencing law, the trial judge’s exercise of discretion to sentence petitioner to the maximum term

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for the sentence enhancements did not violate the Sixth Amendment. See Chioino v. Kernan, 581

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F.3d 1182, 1186 (9th Cir. 2009) (describing California’s amended Determinate Sentencing Law

12

as “amending [the law] to comply with the constitutional requirements of Cunningham”); Butler

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v. Curry, 528 F.3d 624, 652 n. 20 (9th Cir. 2008) (“Following the decision in Cunningham, the

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California legislature amended its statutes such that imposition of the lower, middle or upper term

15

is now discretionary and does not depend on the finding of any aggravating factors.”); Ochoa v.

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Uribe, No. ED CV 12-586-RGK (PLA), 2013 WL 866118, at *7 (C.D. Cal. Jan. 28, 2013)

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(“Because the amendment to §1170(b) eliminated the middle term as the statutory maximum,

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petitioner has not shown that the imposition of the upper terms violated the rule formed in

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Apprendi, Blakely, and Cunningham.”); Lloyd v. Gonzalez, No. CV 11-3321 PJW, 2012 WL

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84046 at *3 (C.D. Cal. Jan. 10, 2012) (“Under [the 2007 amendment to California Penal Code

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§ 1170(b)] the trial judge was authorized in its (sic) discretion to sentence Petitioner to the upper

22

term without any aggravating factors being proven to a jury or admitted by Petitioner.”); Jones v.

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Knipp, No. EDCV 09-1395-JSL(CW), 2012 WL 3839428 at *6 (C.D. Cal. July 27, 2012).

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Moreover, even assuming arguendo that the trial court did violate the Sixth Amendment in

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selecting the upper term sentence on the sentence enhancements, any such error would be

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harmless in this case. See Washington v. Recuenco, 548 U.S. 212, 218-22 (2006) (Apprendi

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errors are subject to harmless error analysis); see also Brecht, 507 U.S. at 623. Here, there is no

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doubt that a jury would have found that the victim suffered great bodily injury and that petitioner
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1

committed the crimes with use of a firearm. The resulting sentence would have been the same

2

even if the issue had been submitted to the jury.

3

Accordingly, for all of these reasons, petitioner is not entitled to federal habeas relief on a

4

claim that his sentence violates the Sixth Amendment, as set forth in the Apprendi, Cunningham,

5

and Blakely decisions.

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IV. Conclusion

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For the foregoing reasons, IT IS HEREBY RECOMMENDED that petitioner’s
application for a writ of habeas corpus be denied.

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These findings and recommendations are submitted to the United States District Judge

10

assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days

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after being served with these findings and recommendations, any party may file written

12

objections with the court and serve a copy on all parties. Such a document should be captioned

13

“Objections to Magistrate Judge’s Findings and Recommendations.” Any reply to the objections

14

shall be served and filed within fourteen days after service of the objections. Failure to file

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objections within the specified time may waive the right to appeal the District Court’s order.

16

Turner v. Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez v. Ylst, 951 F.2d 1153 (9th Cir.

17

1991). In his objections petitioner may address whether a certificate of appealability should issue

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in the event he files an appeal of the judgment in this case. See Rule 11, Rules Governing Section

19

2254 Cases (the district court must issue or deny a certificate of appealability when it enters a

20

final order adverse to the applicant).

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DATED: April 29, 2015.

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