Villegas v. Swarthout et al
Filing
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ORDER signed by Magistrate Judge Craig M. Kellison on 11/18/2013 DISMISSING plaintiff's complaint with leave to amend; and plaintiff shall file an amended complaint within 30 days. (Yin, K)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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JESSE LEON VILLEGAS,
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No. 2:13-CV-0168-CMK-P
Plaintiff,
vs.
ORDER
GARY SWARTHOUT, et al.,
Defendants.
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Plaintiff, a state prisoner proceeding pro se, brings this civil rights action pursuant
to 42 U.S.C. § 1983. Pending before the court is plaintiff’s complaint (Doc. 1).
The court is required to screen complaints brought by prisoners seeking relief
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against a governmental entity or officer or employee of a governmental entity. See 28 U.S.C.
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§ 1915A(a). The court must dismiss a complaint or portion thereof if it: (1) is frivolous or
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malicious; (2) fails to state a claim upon which relief can be granted; or (3) seeks monetary relief
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from a defendant who is immune from such relief. See 28 U.S.C. § 1915A(b)(1), (2). Moreover,
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the Federal Rules of Civil Procedure require that complaints contain a “. . . short and plain
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statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2).
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This means that claims must be stated simply, concisely, and directly. See McHenry v. Renne,
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84 F.3d 1172, 1177 (9th Cir. 1996) (referring to Fed. R. Civ. P. 8(e)(1)). These rules are satisfied
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if the complaint gives the defendant fair notice of the plaintiff’s claim and the grounds upon
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which it rests. See Kimes v. Stone, 84 F.3d 1121, 1129 (9th Cir. 1996). Because plaintiff must
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allege with at least some degree of particularity overt acts by specific defendants which support
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the claims, vague and conclusory allegations fail to satisfy this standard. Additionally, it is
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impossible for the court to conduct the screening required by law when the allegations are vague
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and conclusory.
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I. PLAINTIFF’S ALLEGATIONS
Plaintiff alleges he has a serious medical condition which was not treated in a
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timely fashion while he was housed at California State Prison-Solano (CSP-Solano). Plaintiff
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claims that he broke his ankle, which required surgery to repair. However, there were delays in
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receiving the necessary orthopedic consultation and transportation to the surgery once it was
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approved. Plaintiff names as defendants the Chief Executive Officer, Austin; Chief Medical
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Officer, McCue; and a correctional captain, Peterson. He does not, however, explain how any of
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these three individuals were responsible for the delays he encountered in obtaining treatment.
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II. DISCUSSION
The treatment a prisoner receives in prison and the conditions under which the
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prisoner is confined are subject to scrutiny under the Eighth Amendment, which prohibits cruel
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and unusual punishment. See Helling v. McKinney, 509 U.S. 25, 31 (1993); Farmer v. Brennan,
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511 U.S. 825, 832 (1994). The Eighth Amendment “. . . embodies broad and idealistic concepts
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of dignity, civilized standards, humanity, and decency.” Estelle v. Gamble, 429 U.S. 97, 102
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(1976). Conditions of confinement may, however, be harsh and restrictive. See Rhodes v.
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Chapman, 452 U.S. 337, 347 (1981). Nonetheless, prison officials must provide prisoners with
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“food, clothing, shelter, sanitation, medical care, and personal safety.” Toussaint v. McCarthy,
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801 F.2d 1080, 1107 (9th Cir. 1986). A prison official violates the Eighth Amendment only
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when two requirements are met: (1) objectively, the official’s act or omission must be so serious
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such that it results in the denial of the minimal civilized measure of life’s necessities; and (2)
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subjectively, the prison official must have acted unnecessarily and wantonly for the purpose of
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inflicting harm. See Farmer, 511 U.S. at 834. Thus, to violate the Eighth Amendment, a prison
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official must have a “sufficiently culpable mind.” See id.
Deliberate indifference to a prisoner’s serious illness or injury, or risks of serious
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injury or illness, gives rise to a claim under the Eighth Amendment. See Estelle, 429 U.S. at
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105; see also Farmer, 511 U.S. at 837. This applies to physical as well as dental and mental
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health needs. See Hoptowit v. Ray, 682 F.2d 1237, 1253 (9th Cir. 1982). An injury or illness is
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sufficiently serious if the failure to treat a prisoner’s condition could result in further significant
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injury or the “. . . unnecessary and wanton infliction of pain.” McGuckin v. Smith, 974 F.2d
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1050, 1059 (9th Cir. 1992); see also Doty v. County of Lassen, 37 F.3d 540, 546 (9th Cir. 1994).
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Factors indicating seriousness are: (1) whether a reasonable doctor would think that the condition
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is worthy of comment; (2) whether the condition significantly impacts the prisoner’s daily
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activities; and (3) whether the condition is chronic and accompanied by substantial pain. See
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Lopez v. Smith, 203 F.3d 1122, 1131-32 (9th Cir. 2000) (en banc).
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The requirement of deliberate indifference is less stringent in medical needs cases
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than in other Eighth Amendment contexts because the responsibility to provide inmates with
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medical care does not generally conflict with competing penological concerns. See McGuckin,
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974 F.2d at 1060. Thus, deference need not be given to the judgment of prison officials as to
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decisions concerning medical needs. See Hunt v. Dental Dep’t, 865 F.2d 198, 200 (9th Cir.
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1989). The complete denial of medical attention may constitute deliberate indifference. See
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Toussaint v. McCarthy, 801 F.2d 1080, 1111 (9th Cir. 1986). Delay in providing medical
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treatment, or interference with medical treatment, may also constitute deliberate indifference.
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See Lopez, 203 F.3d at 1131. Where delay is alleged, however, the prisoner must also
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demonstrate that the delay led to further injury. See McGuckin, 974 F.2d at 1060.
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Negligence in diagnosing or treating a medical condition does not, however, give
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rise to a claim under the Eighth Amendment. See Estelle, 429 U.S. at 106. Moreover, a
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difference of opinion between the prisoner and medical providers concerning the appropriate
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course of treatment does not give rise to an Eighth Amendment claim. See Jackson v. McIntosh,
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90 F.3d 330, 332 (9th Cir. 1996).
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Here, plaintiff complains about the delay he experienced in obtaining surgery to
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fix his broken ankle. Between waiting for the approval of the surgery and transportation errors,
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plaintiff claims he had to wait a month after his injury to have his ankle repaired. As stated
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above, in order to state a claim for an Eighth Amendment violation where a delay in obtaining
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treatment is alleged, the plaintiff must demonstrate the delay led to further injury. No further
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injury is alleged in plaintiff’s complaint. Plaintiff also fails to allege that the delay he
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experienced was excessive or was intentional. In addition, plaintiff does not explain who was
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responsible for the delays.
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To state a claim under 42 U.S.C. § 1983, the plaintiff must allege an actual
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connection or link between the actions of the named defendants and the alleged deprivations.
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See Monell v. Dep’t of Social Servs., 436 U.S. 658 (1978); Rizzo v. Goode, 423 U.S. 362
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(1976). “A person ‘subjects’ another to the deprivation of a constitutional right, within the
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meaning of § 1983, if he does an affirmative act, participates in another's affirmative acts, or
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omits to perform an act which he is legally required to do that causes the deprivation of which
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complaint is made.” Johnson v. Duffy, 588 F.2d 740, 743 (9th Cir. 1978). Vague and
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conclusory allegations concerning the involvement of official personnel in civil rights violations
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are not sufficient. See Ivey v. Board of Regents, 673 F.2d 266, 268 (9th Cir. 1982). Rather, the
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plaintiff must set forth specific facts as to each individual defendant’s causal role in the alleged
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constitutional deprivation. See Leer v. Murphy, 844 F.2d 628, 634 (9th Cir. 1988).
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Finally, two of the defendants named are supervisory personnel. Supervisory
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personnel are generally not liable under § 1983 for the actions of their employees. See Taylor v.
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List, 880 F.2d 1040, 1045 (9th Cir. 1989) (holding that there is no respondeat superior liability
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under § 1983). A supervisor is only liable for the constitutional violations of subordinates if the
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supervisor participated in or directed the violations. See id. The Supreme Court has rejected the
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notion that a supervisory defendant can be liable based on knowledge and acquiescence in a
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subordinate’s unconstitutional conduct because government officials, regardless of their title, can
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only be held liable under § 1983 for his or her own conduct and not the conduct of others. See
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Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 1949 (2009). Supervisory personnel who
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implement a policy so deficient that the policy itself is a repudiation of constitutional rights and
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the moving force behind a constitutional violation may, however, be liable even where such
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personnel do not overtly participate in the offensive act. See Redman v. Cnty of San Diego, 942
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F.2d 1435, 1446 (9th Cir. 1991) (en banc).
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When a defendant holds a supervisory position, the causal link between such
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defendant and the claimed constitutional violation must be specifically alleged. See Fayle v.
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Stapley, 607 F.2d 858, 862 (9th Cir. 1979); Mosher v. Saalfeld, 589 F.2d 438, 441 (9th Cir.
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1978). Vague and conclusory allegations concerning the involvement of supervisory personnel
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in civil rights violations are not sufficient. See Ivey v. Board of Regents, 673 F.2d 266, 268 (9th
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Cir. 1982). “[A] plaintiff must plead that each Government-official defendant, through the
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official’s own individual actions, has violated the constitution.” Iqbal, 129 S.Ct. at 1948.
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It is possible that plaintiff is claiming the supervisory defendants are the ones
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responsible for the delay. However, as currently written, the complaint fails to make that
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connection. If the named defendants are the ones who were personally responsible for the delays
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plaintiff experienced, plaintiff needs to allege facts sufficient to make that connection. The
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complaint must set forth sufficient facts for the court and the defendants to understand who
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plaintiff is alleging is responsible for the violations, and what the alleged violations were.
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III. CONCLUSION
Because it is possible that the deficiencies identified in this order may be cured by
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amending the complaint, plaintiff is entitled to leave to amend prior to dismissal of the entire
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action. See Lopez v. Smith, 203 F.3d 1122, 1126, 1131 (9th Cir. 2000) (en banc). Plaintiff is
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informed that, as a general rule, an amended complaint supersedes the original complaint. See
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Ferdik v. Bonzelet, 963 F.2d 1258, 1262 (9th Cir. 1992). Thus, following dismissal with leave to
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amend, all claims alleged in the original complaint which are not alleged in the amended
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complaint are waived. See King v. Atiyeh, 814 F.2d 565, 567 (9th Cir. 1987). Therefore, if
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plaintiff amends the complaint, the court cannot refer to the prior pleading in order to make
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plaintiff's amended complaint complete. See Local Rule 220. An amended complaint must be
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complete in itself without reference to any prior pleading. See id.
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If plaintiff chooses to amend the complaint, plaintiff must demonstrate how the
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conditions complained of have resulted in a deprivation of plaintiff’s constitutional rights. See
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Ellis v. Cassidy, 625 F.2d 227 (9th Cir. 1980). The complaint must allege in specific terms how
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each named defendant is involved, and must set forth some affirmative link or connection
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between each defendant’s actions and the claimed deprivation. See May v. Enomoto, 633 F.2d
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164, 167 (9th Cir. 1980); Johnson v. Duffy, 588 F.2d 740, 743 (9th Cir. 1978).
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Finally, plaintiff is warned that failure to file an amended complaint within the
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time provided in this order may be grounds for dismissal of this action. See Ferdik, 963 F.2d at
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1260-61; see also Local Rule 110. Plaintiff is also warned that a complaint which fails to comply
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with Rule 8 may, in the court’s discretion, be dismissed with prejudice pursuant to Rule 41(b).
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See Nevijel v. North Coast Life Ins. Co., 651 F.2d 671, 673 (9th Cir. 1981).
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Accordingly, IT IS HEREBY ORDERED that:
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Plaintiff’s complaint is dismissed with leave to amend; and
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Plaintiff shall file an amended complaint within 30 days of the date of
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service of this order.
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DATED: November 18, 2013
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CRAIG M. KELLISON
UNITED STATES MAGISTRATE JUDGE
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