United States of America v. Approximately $42,000.00 in U.S. Currency, et al.

Filing 18

STATUS (PRETRIAL SCHEDULING) ORDER signed by Judge Kimberly J. Mueller on 9/23/13: Designation of Expert Witnesses due by 7/20/2014. Discovery due by 9/1/2014. Dispositive Motions filed by 10/10/2014. Final Pretrial Conference set for 12/18/2014 at 03:30 PM in Courtroom 3 (KJM) before Judge Kimberly J. Mueller. Jury Trial set for 2/23/2015 at 09:00 AM in Courtroom 3 (KJM) before Judge Kimberly J. Mueller. (Kaminski, H)

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UNITED STATES DISTRICT COURT

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FOR THE EASTERN DISTRICT OF CALIFORNIA

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UNITED STATES OF AMERICA,

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Plaintiff,

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No. 2:13-cv-00764-KJM-DAD

v.

STATUS (PRETRIAL SCHEDULING)

APPROXIMATELY $42,000.00 IN U.S.
CURRENCY, and APPROXIMATELY
$18,000.00 IN U.S. CURRENCY,

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ORDER

Defendants.

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An initial scheduling conference was held in this case on September 19, 2013.

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Kevin Khasigian appeared for plaintiff; Edward Burch appeared for claimants Mark Anthony

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Brown and Enrique Espinoza Leon. Having reviewed the parties’ Joint Status Report filed on

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August 30, 2013, and discussed a schedule for the case with counsel at the hearing, the court

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makes the following orders:

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I.

SERVICE OF PROCESS/NOTICE
All notice as required in this in rem action has been provided. All potential

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claimants to the defendant assets have been served.

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II.

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ADDITIONAL PARTIES/AMENDMENTS/PLEADINGS
No further joinder of parties or amendments to pleadings is permitted without

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leave of court, good cause having been shown. See Fed. R. Civ. P. 16(b); Johnson v. Mammoth

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Recreations, Inc., 975 F.2d 604 (9th Cir. 1992).

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III.

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JURISDICTION/VENUE
Jurisdiction is predicated upon 28 U.S.C. §§ 1345 and 1355(a). Venue is based on

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28 U.S.C. §§ 1355(b) and 1395. Jurisdiction and venue are not disputed.

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IV.

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DISCOVERY
Civil forfeiture actions are exempt from the initial disclosure requirements under

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Federal Rule of Civil Procedure 26(a)(1)(B)(ii). All discovery shall be completed by September

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1, 2014. In this context, “completed” means that all discovery shall have been conducted so that

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all depositions have been taken and any disputes relative to discovery shall have been resolved by

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appropriate order if necessary and, where discovery has been ordered, the order has been obeyed.

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All motions to compel discovery must be noticed on the magistrate judge’s calendar in

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accordance with the local rules of this court. While the assigned magistrate judge reviews

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proposed discovery phase protective orders, requests to seal or redact are decided by Judge

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Mueller as discussed in more detail below.

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As to non-retained witnesses only, including law enforcement officers, fingerprint

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experts and chemists, the parties stipulate that the reports prepared by these persons during the

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course of their work will satisfy Rule 26(a)(2)(B) requirements.

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V.

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DISCLOSURE OF EXPERT WITNESSES
All counsel are to designate in writing, file with the court, and serve upon all other

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parties the name, address, and area of expertise of each expert that they propose to tender at trial

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not later than July 20, 2014. The designation shall be accompanied by a written report prepared

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and signed by the witness. The report shall comply with Federal Rule of Civil Procedure

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26(a)(2)(B). By August 10, 2014, any party who previously disclosed expert witnesses may

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submit a supplemental list of expert witnesses who will express an opinion on a subject covered

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by an expert designated by an adverse party, if the party supplementing an expert witness
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designation has not previously retained an expert to testify on that subject. The supplemental

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designation shall be accompanied by a written report, which shall also comply with the conditions

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stated above.

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Failure of a party to comply with the disclosure schedule as set forth above in all

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likelihood will preclude that party from calling the expert witness at the time of trial. An expert

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witness not appearing on the designation will not be permitted to testify unless the party offering

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the witness demonstrates: (a) that the necessity for the witness could not have been reasonably

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anticipated at the time the list was proffered; (b) that the court and opposing counsel were

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promptly notified upon discovery of the witness; and (c) that the witness was promptly made

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available for deposition.

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For purposes of this scheduling order, an “expert” is any person who may be used

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at trial to present evidence under Rules 702, 703 and 705 of the Federal Rules of Evidence, which

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include both “percipient experts” (persons who, because of their expertise, have rendered expert

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opinions in the normal course of their work duties or observations pertinent to the issues in the

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case) and “retained experts” (persons specifically designated by a party to be a testifying expert

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for the purposes of litigation). A party shall identify whether a disclosed expert is percipient,

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retained, or both. It will be assumed that a party designating a retained expert has acquired the

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express permission of the witness to be so listed. Parties designating percipient experts must state

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in the designation who is responsible for arranging the deposition of such persons.

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All experts designated are to be fully prepared at the time of designation to render

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an informed opinion, and give the bases for their opinion, so that they will be able to give full and

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complete testimony at any deposition taken by the opposing party. Experts will not be permitted

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to testify at trial as to any information gathered or evaluated, or opinion formed, after deposition

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taken subsequent to designation. All expert discovery shall be completed by September 10,

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2014.

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VI.

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MOTION HEARING SCHEDULE
All dispositive motions, except motions for continuances, temporary restraining

orders, or other emergency applications, shall be heard no later than October 10, 2014. The
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parties may obtain available hearing dates by calling Casey Schultz, the Courtroom Deputy, at

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[phone].

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All purely legal issues are to be resolved by timely pretrial motions. Local Rule
230 governs the calendaring and procedures of civil motions; the following provisions also apply:

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(a)

The opposition and reply must be filed by 4:00 p.m. on the day due; and

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(b)

When the last day for filing an opposition brief falls on a legal holiday, the

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opposition brief shall be filed on the last court day immediately preceding the legal holiday.

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Failure to comply with Local Rule 230(c), as modified by this order, may be deemed consent to

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the motion, and the court may dispose of the motion summarily. Brydges v. Lewis, 18 F.3d 651,

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652-53 (9th Cir. 1994).

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The court places a page limit of twenty (20) pages on all moving papers, twenty

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(20) pages on oppositions, and ten (10) pages for replies. All requests for page limit increases

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must be made through the courtroom deputy clerk at least fourteen (14) days prior to the filing of

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the motion.

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Prior to filing a motion in a case in which the parties are represented by counsel,

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counsel shall engage in a pre-filing meet and confer to discuss thoroughly the substance of the

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contemplated motion and any potential resolution. Plaintiff’s counsel should carefully evaluate

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the defendants’ contentions as to deficiencies in the complaint, and in many instances, the party

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considering a motion should agree to any amendment that would cure a curable defect. Counsel

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should discuss the issues sufficiently so that if a motion of any kind is filed, including for

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summary judgment, the briefing is directed only to those substantive issues requiring resolution

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by the court. Counsel should resolve minor procedural or other non-substantive matters during

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the meet and confer. A notice of motion shall contain a certification by counsel filing the

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motion that meet and confer efforts have been exhausted, with a brief summary of meet and

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confer efforts.

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The parties are reminded that a motion in limine is a pretrial procedural device

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designed to address the admissibility of evidence. The court looks with disfavor upon

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dispositional motions presented at the Final Pretrial Conference or at trial in the guise of motions
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in limine. Although all motions in limine must be filed in conjunction with the joint pretrial

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statement, the court will hear only those motions it has identified to counsel before the hearing

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date.

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The parties are cautioned that failure to raise a dispositive legal issue that could

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have been tendered to the court by proper pretrial motion prior to the dispositive motion cut-off

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date may constitute waiver of such issue.

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VII.

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SEALING
No document will be sealed, nor shall a redacted document be filed, without the

prior approval of the court. If a document for which sealing or redaction is sought relates to the

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record on a motion to be decided by Judge Mueller, the request to seal or redact should be

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directed to her and not the assigned magistrate judge. All requests to seal or redact shall be

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governed by Local Rules 141 (sealing) and 140 (redaction); protective orders covering the

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discovery phase of litigation shall not govern the filing of sealed or redacted documents on the

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public docket. The court will only consider requests to seal or redact filed by the proponent of

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sealing or redaction. If a party plans to make a filing that includes material an opposing party has

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identified as confidential and potentially subject to sealing, the filing party shall provide the

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opposing party with sufficient notice in advance of filing to allow for the seeking of an order of

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sealing or redaction from the court.

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VIII.

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FINAL PRETRIAL CONFERENCE
The Final Pretrial Conference is set for December 18, 2014, at 3:30 p.m. At least

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one of the attorneys who will conduct the trial for each of the parties shall attend the Final Pretrial

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Conference. If by reason of illness or other unavoidable circumstance a trial attorney is unable to

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attend, the attorney who attends in place of the trial attorney shall have equal familiarity with the

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case and equal authorization to make commitments on behalf of the client.

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Counsel for all parties are to be fully prepared for trial at the time of the Final

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Pretrial Conference, with no matters remaining to be accomplished except production of

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witnesses for oral testimony. The parties shall confer and file a joint pretrial conference

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statement by November 27, 2014. The provisions of Local Rule 281 shall apply with respect to
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the matters to be included in the joint pretrial statement. In addition to those subjects listed in

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Local Rule 281(b), the parties are to provide the court with the following:

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- A plain, concise statement that identifies every non-discovery motion previously
tendered to the court and its resolution.
- A concise, joint list of undisputed core facts that are relevant to each claim.

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Disputed core facts should then be identified in the same manner. The parties are reminded not to

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identify every fact in dispute but only those disputed facts that are essential to the formulation of

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each claim. Each disputed fact and undisputed fact should be separately numbered or lettered.

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Where the parties are unable to agree on the core disputed facts, they should nevertheless list core

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disputed facts in the above manner.
- Concise lists of disputed evidentiary issues that will be the subject of a party’s
motion in limine.

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- Each party’s points of law, which concisely describe the legal issues of the trial

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which will be discussed in the parties’ respective trial briefs. Points of law should reflect issues

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derived from the core undisputed and disputed facts. Parties shall not include argument or

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authorities with any point of law.

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- A joint statement of the case in plain concise language, which will be read to the

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jury during voir dire and at the beginning of the trial. The purpose of the joint statement is to

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inform the jury what the case is about.

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Discovery documents to be listed in the pretrial statement shall not include
documents to be used only for impeachment and in rebuttal.
The parties are reminded that pursuant to Local Rule 281 they are required to

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attach to the Final Pretrial Conference Statement an exhibit listing witnesses and exhibits they

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propose to offer at trial. After the name of each witness, each party shall provide a brief

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statement of the nature of the testimony to be proffered. The parties may file a joint list or each

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party may file separate lists. These list(s) shall not be contained in the body of the Final Pretrial

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Conference Statement itself, but shall be attached as separate documents to be used as addenda to

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the Final Pretrial Order.
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Plaintiff’s exhibits shall be listed numerically. Claimants’ exhibits shall be listed

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alphabetically. The parties shall use the standard exhibit stickers provided by the court: pink for

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plaintiff and blue for defendants. In the event that the alphabet is exhausted, the exhibits shall be

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marked “AA-ZZ.” However, if the amount of claimants’ exhibits exceeds “ZZ” exhibits shall be

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then listed as A-3, A-4, A-5, etc. All multi-page exhibits shall be stapled or otherwise fastened

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together, and each page within the exhibit shall be numbered. The list of exhibits shall not

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include excerpts of depositions, which may be used to impeach witnesses. In the event that

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plaintiff and defendants offer the same exhibit during trial, that exhibit shall be referred to by the

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designation the exhibit is first identified. The court cautions the parties to pay attention to this

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detail so that all concerned, including the jury, will not be confused by one exhibit being

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identified with both a number and a letter. The parties are encouraged to consult concerning

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exhibits and, to the extent possible, provide joint exhibits, which shall be designated as JX and

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listed numerically, e.g., JX-1, JX-2.

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The Final Pretrial Order will contain a stringent standard for the offering at trial of

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witnesses and exhibits not listed in the Final Pretrial Order, and the parties are cautioned that the

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standard will be strictly applied. On the other hand, the listing of exhibits or witnesses that a

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party does not intend to offer will be viewed as an abuse of the court’s processes.

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Counsel shall produce all trial exhibits to Casey Schultz, the Courtroom Deputy,
no later than 3:00 p.m. on the Friday before trial.

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Failure to comply with Local Rule 281, as modified by this order, may be grounds
for sanctions.
The parties also are reminded that pursuant to Rule 16 of the Federal Rules of

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Civil Procedure it will be their duty at the Final Pretrial Conference to aid the court in: (a) the

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formulation and simplification of issues and the elimination of frivolous claims or defenses; (b)

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the settling of facts that should properly be admitted; and (c) the avoidance of unnecessary proof

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and cumulative evidence. Counsel must cooperatively prepare the joint Final Pretrial Conference

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Statement and participate in good faith at the Final Pretrial Conference with these aims in mind.1

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A failure to do so may result in the imposition of sanctions, which may include monetary

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sanctions, orders precluding proof, elimination of claims or defenses, or such other sanctions as

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the court deems appropriate.

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Concurrently with the filing of the Joint Final Pretrial Conference Statement,

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counsel shall submit to chambers the word processable version of the Statement, in its entirety

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(including the witness and exhibit lists) to: [e-mail].

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IX.

TRIAL SETTING

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The trial is set for February 23, 2015, at 9:00 a.m. The parties estimate a trial

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length of approximately three (3) days. Trial briefs are due by February 9, 2015. Claimants

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have demanded a jury trial.

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X.

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SETTLEMENT CONFERENCE
No settlement conference is currently scheduled. A settlement conference may be

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set at the time of the Final Pretrial Conference or at an earlier time at the parties’ request. In the

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event that an earlier settlement conference date or referral to the Voluntary Dispute Resolution

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Program (VDRP) is requested, the parties shall file said request jointly, in writing. Because the

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case will be tried to a jury, all parties should be prepared to advise the court whether they will

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stipulate to the trial judge acting as settlement judge and waive disqualification by virtue thereof.

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Counsel are instructed to have a principal with full settlement authority present at

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any Settlement Conference or to be fully authorized to settle the matter on any terms. At least

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seven (7) calendar days before the Settlement Conference, counsel for each party shall submit to

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the chambers of the settlement judge a confidential Settlement Conference Statement. Such

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statements are neither to be filed with the Clerk nor served on opposing counsel. Each party,

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however, shall serve notice on all other parties that the statement has been submitted. If the

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“If the pretrial conference discloses that no material facts are in dispute and that the undisputed
facts entitle one of the parties to judgment as a matter of law,” the court may summarily dispose
of the case or claims. Portsmouth Square v. S’holders Protective Comm., 770 F.2d 866, 868-69
(9th Cir. 1985).
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settlement judge is not the trial judge, the Settlement Conference Statement shall not be disclosed

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to the trial judge.

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XI.

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MODIFICATION OF STATUS (PRETRIAL SCHEDULING) ORDER
The parties are reminded that pursuant to Rule 16(b) of the Federal Rules of Civil

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Procedure, the Status (Pretrial Scheduling) Order shall not be modified except by leave of court

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upon a showing of good cause. Agreement by the parties pursuant to stipulation alone does not

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constitute good cause. Except in extraordinary circumstances, unavailability of witnesses or

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counsel does not constitute good cause.

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XII.

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OBJECTIONS TO STATUS (PRETRIAL SCHEDULING) ORDER
This Status Order will become final without further order of the court unless

objections are filed within fourteen (14) calendar days of service of this Order.
IT IS SO ORDERED.
DATED: September 23, 2013.

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UNITED STATES DISTRICT JUDGE

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