Nguyen v. California Prison Health Service, et al.

Filing 65

FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Edmund F. Brennan on 3/9/2017 RECOMMENDING Elam's 51 motion to dismiss be granted; and plaintiff's claims against Elam be dismissed with prejudice. Referred to Judge Morrison C. England, Jr.; Objections to F&R due within 14 days. (Yin, K)

Download PDF
1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 NAM BA NGUYEN, 12 Plaintiff, 13 14 15 No. 2:13-cv-963-MCE-EFB P v. FINDINGS AND RECOMMENDATIONS CALIFORNIA PRISON HEALTH SERVICE, et al., Defendants. 16 Plaintiff is a state prisoner proceeding pro se and in forma pauperis in an action brought 17 18 under 42 U.S.C. § 1983. He alleges in his second amended complaint violations of his Eighth 19 Amendment and Fourteenth Amendment due process rights. The crux of his complaint is that 20 defendants violated plaintiff’s federally protected rights by showing deliberate indifference to his 21 medical needs and improperly processing his administrative appeals. 22 Defendant Nathanial K. Elam moves to dismiss the claims against him on the ground that 23 he neither participated in nor caused the violations of which plaintiff complains. Careful review 24 of the pleadings shows that plaintiff has failed to state cognizable Eighth Amendment and due 25 process claims against Elam. Accordingly, as discussed below, the motion to dismiss should be 26 granted. 27 ///// 28 ///// 1 1 I. Background 2 A. 3 Although he is currently in the custody of U.S. Immigration and Customs Enforcement, Factual Allegations 4 plaintiff was a state inmate at Salinas Valley State Prison in California when he filed the second 5 amended complaint. ECF No. 50 at 4. At all relevant times, defendant Elam served as Chief 6 Executive Officer (“CEO”) of Clinical Services at California Medical Facility State Prison at 7 Vacaville (“CMF”). Id. 8 On May 21, 2010, plaintiff sustained injuries to his head, face, and hand in an altercation 9 with another inmate. ECF No. 15 at 5–6.1 Plaintiff also had a preexisting shoulder injury. Id. at 10 8. On the same day, a nurse informed him that a doctor had prescribed “[T]ylenol #3” for seven 11 days. Id. at 7. It is unclear whether plaintiff received it. See id. at 8. The following day, plaintiff 12 went to a clinic to have a dressing for his burned hand changed. Id. There, he complained of pain 13 in his jaw that prevented him from chewing food. Id. 14 On June 2, 2010, plaintiff visited defendant Sherman Champen, who worked as a nurse 15 practitioner at CMF. ECF No. 15 at 5, 9. Champen made an urgent request for X-rays to 16 plaintiff’s facial bones. Id. at 9, 48. Champen also requested (1) consultation with an orthopedic 17 surgeon regarding plaintiff’s shoulder, (2) Tylenol, and (3) cream for plaintiff’s hand burn. Id. at 18 9, 47, 49. 19 On June 23, 2010, plaintiff saw a doctor. Id. at 9, 51. The doctor discharged plaintiff 20 without ordering X-rays. Id. at 10. Around this time, plaintiff had lost weight because he could 21 not chew food normally due to his jaw pain. Id. Also, plaintiff was in pain because he had to 22 take a different medication on an empty stomach, which was apparently regular Tylenol. See id. 23 at 9–10, 59. 24 On July 9, 2010, plaintiff visited Champen again, who ordered ten days of Tylenol #3 and 25 urgent X-rays. Id. at 10. Plaintiff received neither. Id. 26 ///// 27 1 28 Although this allegation is from the amended complaint, the second amended complaint incorporates the relevant allegations from the amended complaint by reference. ECF No. 50 at 5. 2 1 Dissatisfied with his lack of medical care, plaintiff filed a “CDCR 602-HC” appeal (“first- 2 level appeal”) on or around July 14, 2010. Id. at 10, 59. Plaintiff’s request that the appeal be 3 heard on an emergency basis was denied. Id. at 11, 65–66. 4 On July 19, 2010, plaintiff went the clinic for X-rays of, inter alia, his “[f]acial bones” 5 and “[o]rbits.” Id. at 11, 68. Thereafter, he was taken to the emergency room, where defendant 6 M. Osman, M.D., informed him that he had a mildly displaced fracture of the right zygomatic 7 arch. Id. at 11. Dr. Osman had plaintiff transported to the outside hospital Doctor Medical 8 Center, San Pablo (“Doctor Medical Center”). Id. The doctor there prescribed twenty Vicodin 9 pills and discharged him with instructions to come back in a few weeks. Id. at 11, 75. 10 When plaintiff returned from the hospital, neither Dr. Osman nor Champen put him on a 11 soft meal diet. Id. at 11–12. Plaintiff also complained about the lack of treatment for his chronic 12 shoulder injury, including the failure to prescribe appropriate pain medication. Id. at 12. In 13 response, on July 23, 2010, Champen discontinued Tylenol #3 and prescribed Gabapentin for his 14 neuropathic pain. Id. at 12, 77. However, Champen did not order a soft meal diet. Id. at 12. 15 On August 10, 2010, plaintiff went to Doctor Medical Center for his follow-up visit. Id. 16 By this time, his weight had dropped from 165 to 140 pounds due to his inability to chew 17 normally. Id. The doctor there ordered that he receive a soft meal diet. Id. at 12, 79. Pursuant to 18 the doctor’s orders, Dr. Osman and Champen put plaintiff on a soft meal diet that day. Id. at 12– 19 13, 81. 20 On or around September 8, 2010, plaintiff received a response (“first-level response”) 21 partially granting his first-level appeal. Id. at 63. “M. Lotenstein” signed it on behalf of R.L. 22 Andreasen, M.D., who was Chief Medical Officer (“CMO”) of Inpatient Services at CMF. Id. at 23 4–5, 61, 63. In pertinent part, Dr. Andreasen granted plaintiff’s requests for pain management, X- 24 rays, and a referral to an orthopedic specialist, but denied his request for high-calorie liquid 25 drinks. Id. at 62–63. Dr. Andreasen determined that plaintiff had received all the appropriate 26 relief he sought and, therefore, the first-level response did not contemplate further relief. See id. 27 Plaintiff filed a second-level appeal on September 19, 2010. Id. at 14. This appeal was 28 denied in a response dated October 14, 2010 (“second-level response”). Id. at 86. The second3 1 level response states that plaintiff’s appeal “was reviewed by F. Santos . . . for Elam.” Id. 2 Further, it indicates that, in contrast to plaintiff’s first-level appeal, no one interviewed plaintiff in 3 connection with his second-level appeal. Id. Plaintiff filed his third-level appeal on or around 4 October 30, 2010. Id. at 14. In a response dated April 7, 2011 (“third-level response”), an 5 examiner denied this appeal. ECF No. 15 at 93–95. To support his decision, the examiner 6 reasoned that plaintiff received prescription pain medication, X-rays, a soft meal diet, and a 7 referral to an orthopedic surgeon. Id. at 94–95. Although the examiner noted that plaintiff did 8 not receive a high-calorie liquid diet, the examiner stated that plaintiff’s “request for liquid drink 9 was not appropriate for [his] problem; [his] weight was within normal limits.” Id. at 95. The 10 examiner concluded that plaintiff had “been evaluated by licensed clinical staff and . . . [was] 11 receiving treatment deemed medically necessary.” Id. 12 On December 10, 2010, plaintiff underwent an operation on his shoulder. Id. at 15, 97. 13 According to operation report, although the surgeon removed “multiple loose bodies [associated 14 with] degeneration of the left shoulder,” plaintiff “is well aware that [the] procedure will not 15 result in resolution of the degenerative change.” Id. at 97. 16 B. 17 Plaintiff filed a complaint under § 1983, ECF No. 1, which he amended on October 30, Procedural Background 18 2014, ECF No. 15. He alleges in his amended complaint that he sustained injuries after one of his 19 cellmates physically assaulted him, leaving him with various injuries. ECF No. 48 at 1. He 20 further alleged that the medical staff improperly delayed in prescribing him X-rays, pain 21 medication, and a soft meal diet to treat his injuries. Id. at 2. Based on these core allegations, 22 plaintiff asserts a claim under the Eighth Amendment for deliberate indifference to his medical 23 needs. Id. at 1. 24 In findings and recommendations issued on August 3, 2016, which the district judge 25 subsequently adopted (ECF No. 56), the undersigned found that plaintiff failed to state a 26 cognizable Eighth Amendment claim as to defendant Elam. ECF No. 48 at 4–6. In so finding, 27 the undersigned reasoned that plaintiff failed to allege that Elam, as CEO of clinical services at 28 CMF, “had any direct personal involvement in his medical care.” Id. at 4. The undersigned also 4 1 reasoned that plaintiff could not “pursue a constitutional claim against defendant Elam for failing 2 to provide sufficient answers or evidence in his appeal response.” Id. at 5. Further, the 3 undersigned noted that plaintiff’s own allegations indicated that the issues raised in his first-level 4 appeal had already been resolved when Elam learned of them at level two. Id. Additionally, the 5 undersigned rejected plaintiff’s theory that Elam was vicariously liable for his subordinates’ 6 alleged deliberate indifference, reasoning that his allegations were vague and failed to “allude to 7 any specific instances of supervisory misconduct.” Id. 8 Plaintiff filed his second amended complaint on August 29, 2016. ECF No. 50. Therein, 9 he asserts Eighth Amendment and due process claims against Elam. Id. at 13–14. In support of 10 these claims, plaintiff generally alleges that Elam disregarded his medical needs by: (1) denying 11 his appeals; (2) failing to supervise his staff in the execution of their duties; (3) failing to follow 12 various prison policies; and (4) failing to train his staff to follow such policies. See id. at 10–14. 13 More specifically, plaintiff alleges that: 14 15 • He did not receive an X-ray of his jaw and that Elam ignored this request in the second-level response, id. at 7; 16 • 17 policy, id. at 6; 18 • 19 • • Elam must have known of his medical conditions before his second-level appeal because he filed an emergency appeal and prison policy required Elam to consider it, id. at 9; 24 25 He did not receive an interview in connection with his second-level appeal in violation of prison policy, id. at 8; 22 23 A prison official who participated in his primary care interviewed him in connection with his first-level appeal in violation of prison policy, id. at 12; 20 21 His first-level appeal took more than thirty days to resolve in violation of prison • Elam’s failure to train his subordinates to comply with a prison policy regarding medical imaging services caused a delay in his being X-rayed, id. at 10–11; and 26 • The second-level response is deficient because, while it says F. Santos reviewed it 27 for Elam, neither of them signed it, id. at 8; see also ECF No. 15 at 86. 28 ///// 5 1 Elam moves to dismiss the second amended complaint, arguing generally that the 2 amended complaint does not remedy any of the deficiencies identified in the August 3, 2016 3 findings and recommendations. ECF No. 51 at 7. Elam argues that plaintiff continues to allege 4 that Elam “should be held liable for . . . deliberate indifference, not because he had any direct 5 involvement in the denial of Plaintiff’s medical care when the misconduct occurred, but because 6 the process in which Plaintiff complained about the misconduct . . . was mishandled.” Id. Elam 7 also argues that the second amended complaint, like its predecessor, lacks “specific instances of 8 supervisory misconduct.” Id. at 8. For instance, Elam asserts that plaintiff “does not allege that 9 . . . Elam even knew about the delays in processing his x-ray requests or refusal to issue soft meal 10 diets . . . [,] [or that] Elam failed to train the specific staff that allegedly denied the health care 11 requests or delayed the X-rays.” Id. Based on these alleged shortcomings, Elam requests 12 dismissal of plaintiff’s second amended complaint with prejudice. Id. 13 Plaintiff opposes Elam’s motion and raises several counterarguments mirroring the 14 allegations in the second amended complaint. First, he argues that he improperly failed to receive 15 an X-ray of his jaw and that Elam ignored this request in the second-level appeal. ECF No. 61 at 16 2. Second, plaintiff argues that Elam failed to ensure that his first-level appeal was processed 17 within thirty days as required by policy. Id. at 3. Third, plaintiff asserts that Champen 18 interviewed him in connection with his first-level appeal. This interview, according to plaintiff, 19 violated a policy prohibiting staff persons who participated in the decision under appeal from 20 reviewing it. Id. Fourth, plaintiff asserts that CMF’s policy was to interview inmates whose 21 appeals were partially granted and contends that Elam failed to interview him at level two despite 22 partially granting his first-level appeal. Id. Fifth, plaintiff cites various prison policies and 23 procedures and infers from them that Elam must have known of his medical condition before 24 receiving his second-level appeal. See id. at 4–5. 25 Elam replied on February 2, 2017. ECF No. 62. Similar to his motion to dismiss, Elam 26 argues that plaintiff failed to sufficiently allege that Elam was personally involved in the delay in 27 plaintiff’s medical care or that Elam knew about the delay. Id. at 2–3. Elam also argues that the 28 ///// 6 1 delay in processing plaintiff’s appeals did not harm him because plaintiff had already received the 2 requested medical care before the appeals were decided. Id. at 3–5. 3 II. Standard of Review 4 To survive a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), a 5 complaint must contain “enough facts to state a claim to relief that is plausible on its face.” Bell 6 Atlantic Corp. v. Twombly, 550 U.S. 544, 562–63, 570 (2007) (stating that the 12(b)(6) standard 7 that dismissal is warranted if plaintiff can prove no set of facts in support of his claims that would 8 entitle him to relief “has been questioned, criticized, and explained away long enough,” and that 9 having “earned its retirement,” it “is best forgotten as an incomplete, negative gloss on an 10 accepted pleading standard”). Thus, the grounds must amount to “more than labels and 11 conclusions” or a “formulaic recitation of the elements of a cause of action. Id. at 555. Instead, 12 the “[f]actual allegations must be enough to raise a right to relief above the speculative level on 13 the assumption that all the allegations in the complaint are true (even if doubtful in fact).” Id. 14 (citation omitted). Dismissal may be based either on the lack of cognizable legal theories or the 15 lack of pleading sufficient facts to support cognizable legal theories. Balistreri v. Pacifica Police 16 Dep’t, 901 F.2d 696, 699 (9th Cir. 1990) (citation omitted). 17 The complaint’s factual allegations are accepted as true. Church of Scientology of Cal. v. 18 Flynn, 744 F.2d 694, 696 (9th Cir. 1984) (citations omitted). The court construes the pleading in 19 the light most favorable to plaintiff and resolves all doubts in plaintiff’s favor. Parks Sch. of Bus., 20 Inc. v. Symington, 51 F.3d 1480, 1484 (9th Cir. 1995) (citation omitted). 21 The court may disregard allegations contradicted by the complaint’s attached exhibits. 22 Steckman v. Hart Brewing, Inc., 143 F.3d 1293, 1295–96 (9th Cir. 1998). Furthermore, the court 23 is not required to accept as true allegations contradicted by judicially noticed facts. Sprewell v. 24 Golden State Warriors, 266 F.3d 979, 988 (9th Cir. 2001) (citing Mullis v. U.S. Bankr. Ct., 828 25 F.2d 1385, 1388 (9th Cir. 1987)). The court also may consider matters of public record. MGIC 26 Indem. Corp. v. Weisman, 803 F.2d 500, 504 (9th Cir. 1986) (citations omitted). “[T]he court is 27 not required to accept legal conclusions cast in the form of factual allegations if those conclusions 28 cannot reasonably be drawn from the facts alleged.” Clegg v. Cult Awareness Network, 18 F.3d 7 1 752, 754–55 (9th Cir. 1994) (citations omitted). Nor must the court accept unreasonable 2 inferences or unwarranted deductions of fact. Sprewell, 266 F.3d at 988 (citation omitted). 3 In general, pro se pleadings are held to a less stringent standard than those drafted by 4 lawyers. Haines v. Kerner, 404 U.S. 519, 520 (1972) (per curiam). The court has an obligation 5 to construe such pleadings liberally. Bretz v. Kelman, 773 F.2d 1026, 1027 n.1 (9th Cir. 1985) 6 (en banc). However, the court’s liberal interpretation of a pro se complaint may not supply 7 essential elements of the claim that were not pled. Ivey v. Bd. of Regents of Univ. of Alaska, 673 8 F.2d 266, 268 (9th Cir. 1982); see also Pena v. Gardner, 976 F.2d 469, 471 (9th Cir. 1992) (per 9 curiam). 10 III. Legal Analysis 11 A. 12 The Eighth Amendment protects prisoners from inhumane methods of punishment and Eighth Amendment 13 inhumane conditions of confinement. Morgan v. Morgensen, 465 F.3d 1041, 1045 (9th Cir. 14 2006). Extreme deprivations are required to make out a conditions-of-confinement claim, and 15 “only those deprivations denying the minimal civilized measure of life’s necessities are 16 sufficiently grave to form the basis of an Eighth Amendment violation.” Hudson v. McMillian, 17 503 U.S. 1, 9 (1992) (citation omitted). “Prison officials have a duty to ensure that prisoners are 18 provided adequate shelter, food, clothing, sanitation, medical care, and personal safety.” Johnson 19 v. Lewis, 217 F.3d 726, 731 (9th Cir. 2000) (citations omitted). “The circumstances, nature, and 20 duration of a deprivation of these necessities must be considered in determining whether a 21 constitutional violation has occurred.” Id. “The more basic the need, the shorter the time it can 22 be withheld.” Id. (citations omitted). 23 To state an Eighth Amendment claim predicated on the denial of medical care, a plaintiff 24 must adequately allege that: (1) he had a serious medical need; and (2) the defendant’s response 25 to that need was deliberately indifferent. Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006); see 26 also Estelle v. Gamble, 429 U.S. 97, 106 (1976). A serious medical need exists if the failure to 27 treat the condition “could result in further significant injury or the unnecessary and wanton 28 infliction of pain.” Jett, 439 F.3d at 1096. “A prison official is deliberately indifferent to that 8 1 need if he ‘knows of and disregards an excessive risk to inmate health.’” Peralta v. Dillard, 744 2 F.3d 1076, 1082 (9th Cir. 2014) (en banc) (quoting Farmer v. Brennan, 511 U.S. 825, 837 3 (1994)). 4 “Vicarious liability may not be imposed on a supervisor for the acts of lower officials in a 5 § 1983 action.” Lemire v. Cal. Dep’t of Corrs. & Rehab., 726 F.3d 1062, 1074 (9th Cir. 2013) 6 (citation omitted); see also Iqbal, 556 U.S. at 676. “A prison official in a supervisory position 7 may be held liable under § 1983, however, if he or she was personally involved in the 8 constitutional deprivation or a sufficient causal connection exists between the supervisor’s 9 unlawful conduct and the constitutional violation.” Lemire, 726 F.3d at 1074–75 (citation 10 omitted). For a sufficient causal connection to exist, the plaintiff usually must show that the 11 supervisor had knowledge of the unlawful conduct. See id. at 1085 (citation omitted) (“The 12 requisite causal connection can be established by setting in motion a series of acts by others, or by 13 knowingly refusing to terminate a series of acts by others, which the supervisor knew or should 14 have known would cause others to inflict a constitutional injury.”); Starr v. Baca, 652 F.3d 1202, 15 1207 (9th Cir. 2011) (“[A] plaintiff may state a claim against a supervisor for deliberate 16 indifference based upon the supervisor’s knowledge of and acquiescence in unconstitutional 17 conduct by his or her subordinates.”); Taylor v. List, 880 F.2d 1040, 1045 (9th Cir. 1989) (“A 18 supervisor is only liable for constitutional violations of his subordinates if the supervisor. . . knew 19 of the violations and failed to act to prevent them.”). 20 In some cases, a plaintiff may base a claim of deliberate indifference to medical needs on 21 a supervisor’s failure to train his subordinates. Lemire, 726 F.3d at 1085. To prevail on such a 22 claim, the plaintiff normally must show that supervisors “are on actual or constructive notice that 23 a particular omission in their training program causes [subordinate] employees to violate citizens’ 24 constitutional rights.” Connick v. Thompson, 563 U.S. 51, 61 (2011) (citation omitted); see also 25 Clement v. Gomez, 298 F.3d 898, 905 (9th Cir. 2002) (stating that § 1983 liability for deliberate 26 indifference to medical needs may attach where “supervisors were on actual or constructive 27 notice of the need to train.” (citing Farmer v. Brennan, 511 U.S. 825, 841 (1994))). “A pattern of 28 similar constitutional violations by untrained employees is ordinarily necessary to demonstrate 9 1 [such notice] for purposes of failure to train.” See Connick, 563 U.S. at 62 (citation omitted); see 2 also Willard v. Cal. Dep’t of Corrs. & Rehab., No. 1:14–cv–00760–BAM, 2015 WL 4495916, at 3 *7 (E.D. Cal. July 23, 2015) (citing cases) (stating that the “cases in which supervisors have been 4 held liable under a failure to train/supervise theory involve conscious choices made with full 5 knowledge that a problem existed”). 6 In this case, plaintiff has failed to state a facially plausible claim against Elam for 7 deliberate indifference to his medical needs. Plaintiff has not adequately alleged that Elam knew 8 of his medical complaints before he submitted the second-level appeal on September 19, 2010. 9 Plaintiff argues that Elam must have known of his complaints before then because, on July 14, 10 2010, he filed his first-level appeal on an emergency basis and prison policy required Elam to 11 consider his emergency request. But the policy states that the Health Care Appeals Coordinator 12 (“HCAC”) “will consult with the CEO or designee . . . to determine if the appeal warrants 13 classification as an emergency appeal.” ECF No. 50 at 25 (emphasis added). Further, the 14 memorandum denying plaintiff’s emergency request indicates that the HCAC consulted with the 15 CMO, Dr. Andreasen, not Elam. ECF No. 15 at 66. Thus, plaintiff’s allegations fail to support a 16 plausible inference that Elam knew of his medical conditions before September 19, 2010. 17 Furthermore, while it is plausible that Elam received notice of plaintiff’s medical needs on that 18 date, plaintiff’s own allegations indicate that he had already received facial X-rays, a soft meal 19 diet, and various painkillers. Supra at 3; see also ECF No. 50 at 7 (plaintiff’s alleging that, by the 20 time he submitted his second-level appeal, “a few issue [sic] complained [of] in his appeal had 21 already been resolved”). Moreover, even if Elam learned of plaintiff’s medical needs on 22 September 19, 2010, he still was not “personally involved in the [alleged] constitutional 23 deprivation.” Lemire, 726 F.3d at 1074 (citation omitted). 24 Plaintiff counters that, irrespective of Elam’s personal involvement in the underlying 25 medical decisions, Elam acted with deliberate indifference to his medical needs by failing to 26 properly supervise his subordinates. But plaintiff has not plausibly alleged that Elam’s failure to 27 supervise was the cause of the subordinates’ alleged deliberate indifference to plaintiff’s medical 28 needs. Indeed, plaintiff does not allege any specific supervisory functions or responsibilities, let 10 1 alone explain how Elam failed to comply with them. Furthermore, plaintiff has not adequately 2 alleged that Elam knew of the medical staff’s purported misdeeds until September 19, 2010. By 3 then, however, essentially all of the challenged conduct had taken place. See supra at 3–4. 4 Therefore, plaintiff has not stated a cognizable failure-to-supervise claim. 5 Plaintiff also alleges that Elam failed to train his subordinates to comply with a prison 6 policy regarding access to medical imaging services (e.g., X-rays). The policy states that the 7 CEO is responsible for its implementation. ECF No. 50 at 30. Coupled with plaintiff’s other 8 allegations, the policy may support the inference that plaintiff’s X-ray requests were not 9 processed in a timely manner. However, plaintiff has not plausibly alleged that Elam had actual 10 or constructive notice that the supposed failure to train his subordinates regarding the policy was 11 causing them to violate prisoners’ Eighth Amendment rights. Plaintiff has not alleged a pattern of 12 similar violations by untrained medical personnel. In fact, plaintiff had already obtained his X- 13 rays when Elam received notice of the delay in processing them. Plaintiff seems to contend that 14 he never received an X-ray of his jaw. See ECF No. 50 at 7; ECF No. 61 at 2. But plaintiff’s 15 own medical records show that he received X-rays of his “[f]acial bones” and “[o]rbits” on July 16 19, 2010. ECF No. 15 at 68. Indeed, this is how the fracture of his right zygomatic arch was 17 discovered, id. at 68, 70–71, 73–75, which led to his receiving a soft meal diet, id. at 81–82. 18 Accordingly, plaintiff has failed to state a facially plausible failure-to-train claim against Elam. 19 Plaintiff raises additional allegations/arguments to support his assertion that Elam violated 20 his Eighth Amendment rights. These averments center on the manner in which Elam and other 21 persons processed his appeals. Concerning the first-level appeal, plaintiff alleges that it took 22 prison officials nearly two months to resolve it even though a policy required them to respond 23 within thirty days. ECF No. 50 at 18. Plaintiff also alleges that nurse practitioner Champen 24 interviewed him in connection with his first-level appeal. According to plaintiff, this interview 25 violated a policy prohibiting staff persons “who participated in the event or decision being 26 appealed” from “review[ing]” the appeal. Id. at 6, 18. However, Elam did not handle the first- 27 level appeal and plaintiff does not adequately allege that Elam caused these violations through a 28 ///// 11 1 failure to supervise or train his subordinates. Therefore, these allegations do not state a viable 2 Eighth Amendment claim against Elam. 3 Regarding the second-level appeal, plaintiff notes that Elam did not interview him even 4 though he partially granted his appeal. Plaintiff contends that this failure violated a prison policy 5 providing that “[p]artially granted and denied appeals require an interview.” Id. at 19. But 6 plaintiff has not alleged how Elam’s violation of this policy demonstrates deliberate indifference 7 to his medical needs. It is speculative to infer that Elam’s interviewing plaintiff would have 8 affected his appeals or medical care. Twombly, 550 U.S. at 555 (citation omitted) (“Factual 9 allegations must be enough to raise a right to relief above the speculative level[.]”). Moreover, 10 plaintiff had already received some of the care that he sought. Beyond that, plaintiff suggests that 11 Elam disregarded his second-level appeal because neither he nor F. Santos signed it even though 12 their names appear on it. See ECF No. 15 at 86. But this assertion is inconsistent with the vast 13 majority of plaintiff’s allegations and arguments, which presuppose that Elam decided the 14 second-level appeal. In any event, the assertion does not bear on the question of whether Elam 15 was deliberately indifferent to plaintiff’s medical needs, whether through a failure to 16 supervise/train or otherwise. 17 For the foregoing reasons, plaintiff has again failed to state a cognizable Eighth 18 Amendment claim against Elam. Accordingly, this claim should be dismissed with prejudice. 19 The claim is facially implausible and there is no factual or legal basis to infer that supplemental 20 allegations would salvage it. See Jordan v. Edwards, No. CV 15-3125 DOC (FFM), 2016 WL 21 2753389, at *4 (C.D. Cal. Apr. 18, 2016) (“[I]f it is absolutely clear that the deficiencies of the 22 complaint cannot be cured by amendment, a pro se complaint may be dismissed without leave to 23 amend.” (citing Karim–Panahi v. L.A. Police Dep’t, 839 F.2d 621, 623 (9th Cir. 1988); Swartz v. 24 KPMG LLP, 476 F.3d 756, 761 (9th Cir. 2007), report and recommendation adopted, No. CV 15- 25 3125 DOC (FFM), 2016 WL 2743457 (C.D. Cal. May 10, 2016))). 26 B. 27 “The Fourteenth Amendment reads . . . nor shall any State deprive any person of life, 28 liberty, or property, without due process of law, and protects the individual against arbitrary Due Process 12 1 action of government[.]” Ky. Dep’t of Corrs. v. Thompson, 490 U.S. 454, 459–60 (1989) 2 (citation omitted). Courts “examine procedural due process questions in two steps[.]” Id. “[T]he 3 first asks whether there exists a liberty or property interest which has been interfered with by the 4 State[.]” Id. (citation omitted). “[T]he second examines whether the procedures attendant upon 5 that deprivation were constitutionally sufficient[.]” Id. (citation omitted). 6 Here, plaintiff’s due process claim fails at the first step. Plaintiff’s relevant allegations 7 center on the manner in which Elam and other persons processed, and ultimately denied, his 8 appeals. However, as noted in the August 3, 2016 findings and recommendations, an “inmate has 9 no right to a specific grievance or appeal procedure.” ECF No. 48 at 4 (citing Ramirez v. Galaza, 10 334 F.3d 850, 860 (9th Cir. 2003)); see also Bingham v. Thomas, 654 F.3d 1171, 1177–78 (11th 11 Cir. 2011) (“[A] prison grievance procedure does not provide an inmate with a constitutionally 12 protected interest.”); Jones v. Cannedy, No. 2:10–cv–2174 KJM KJN P, 2012 WL 3260457, at *5 13 (E.D. Cal. Aug. 8, 2012) (“[P]laintiff cannot state a cognizable civil rights claim based solely on 14 allegations that prison officials ignored, inadequately responded to, or failed to properly process, 15 plaintiff’s administrative grievances.”), report and recommendation adopted, No. 2:10–cv–2174 16 KJM KJN P, 2012 WL 3260457 (E.D. Cal. Sep. 25, 2012). Accordingly, plaintiff has failed to 17 state a cognizable due process claim. 18 Therefore, it is recommended that this claim also be dismissed with prejudice. As with 19 plaintiff’s Eighth Amendment claim against Elam, it is facially implausible and there is no factual 20 or legal basis to infer that supplemental allegations would salvage it. See Jordan, 2016 WL 21 2753389, at *4 (citations omitted). 22 IV. 23 For the foregoing reasons, IT IS HEREBY RECOMMENDED that: 24 1. Elam’s motion to dismiss (ECF No. 51) be granted; and 25 2. Plaintiff’s claims against Elam be dismissed with prejudice. 26 These findings and recommendations will be submitted to the United States District Judge Conclusion 27 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days 28 after being served with these findings and recommendations, any party may file written 13 1 objections with the court and serve a copy on all parties. The document should be captioned 2 “Objections to Magistrate Judge’s Findings and Recommendations.” Any response to the 3 objections shall be filed and served within seven days after service of the objections. Failure to 4 file objections within the specified time may waive the right to appeal the District Court’s order. 5 Turner v. Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez v. Ylst, 951 F.2d 1153, 1157 (9th 6 Cir. 1991). 7 Dated: March 9, 2017. 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 14

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?