Miller, et al v. CEVA Logistics USA, Inc., et al
Filing
35
ORDER signed by District Judge Troy L. Nunley on 2/18/15 ORDERING For all the reasons set forth above the Court orders as follows: The Settlement Class is provisionally certified for settlement purposes; The Class Settlement is within the &q uot;range of reasonableness" and therefore preliminarily approved; The Court confirms the following persons as the class representatives: Ken Miller, Jeremie Todd, and Christopher Franklin; The Court appoints R. Duane Westrup of Westrup & A ssociates as Class Counsel for settlement purposes only; The Court confirms that Rust Consulting is appointed as the Claims Administrator; Parties are hereby ordered to meet and confer as to possible dates for the final fairness hearing and f ile with the Court a proposed date within 30 days of the entry of this Order. Upon the Court's approval of such date, the parties will submit an updated Notice of Class Action Settlement to the Court for final approval. With submission of the Notice of Class Action Settlement the parties will file an updated Implementation Schedule for all other applicable further proceedings, including Motions for attorney's fees; and The Court orders the parties to file briefings on whether the parties provided notice to the Attorney General pursuant to 28 U.S.C.A. § 1715. (Becknal, R)
1
2
3
4
5
6
7
8
UNITED STATES DISTRICT COURT
9
EASTERN DISTRICT OF CALIFORNIA
10
11
KEN MILLER, et al.,
Plaintiffs,
12
13
14
15
No. 2:13-cv-01321-TLN-CKD
v.
CEVA LOGISTICS USA, INC., et al.,
Defendants.
ORDER GRANTING PRELIMINARY
APPROVAL OF CLASS ACTION
SETTLEMENT, CERTIFYING THE
SETTLEMENT CLASS, AND PROVIDING
FOR NOTICE TO THE SETTLEMENT
CLASS
16
17
18
Plaintiffs Ken Miller, Jeremie Todd, and Christopher Franklin (“Plaintiffs”) brought a
19
class action on behalf of a class of drivers who were or are employed by Defendants ADECCO
20
USA, Inc. (“ADECCO”) and CEVA LOGISTICS U.S., INC. (“CEVA”) (“Defendants”).
21
(Complaint, ECF No. 2-1 at ¶1.) CEVA provides transportation services and employs truck
22
drivers to transport materials for its customers to and from certain destinations. (ECF No. 32 at
23
6.) ADECCO is an employment agency company. (ECF No. 32 at 6.)
24
Plaintiffs allege that Defendants: (1) failed to pay wages in violation of Labor Code
25
§§510, 1194(a), 1174 and 1197; (2) failed to provide meal and rest periods in violation of Labor
26
Code §§226.7 and 512; (3) failed to timely pay wages in violation of Labor Code §§201-204; (4)
27
failed to provide accurate itemized statements in violation of Labor Code §226; (5) violated
28
Business and Professions Code §17200 et seq. with unlawful, unfair, and fraudulent business
1
1
practices; and (6) violated Labor Code §2698 et seq. (See ECF No. 2-1.)
2
Plaintiffs filed a Motion for Preliminary Approval of Class Action Settlement on
3
September 26, 2014. (ECF No. 32.) The motion is unopposed. Plaintiffs’ motion requests that
4
this Court order the following: (1) grant preliminary approval of the class action settlement; (2)
5
approve a form and method of service of notice to the class; (3) establish a procedure for
6
members of the class to object, opt-out, and submit a claim form to participate in the settlement
7
proceeds; and (4) schedule a hearing for final approval of the settlement. For the reasons set forth
8
below, the motion is GRANTED.
I.
9
Background
On May 22, 2013, Plaintiffs filed a class action complaint against Defendants. (ECF No.
10
11
2-1.) The Complaint alleges six causes of action for violations of Labor Code §§ 201-204, 226,
12
226.7, 510, 512, 1194(a), 1197 and Business and Professions Code §17200 et seq. (See ECF No.
13
2-1.) Defendant removed the case to the United States District Court for the Eastern District of
14
California.1
The parties have agreed to settle the above-entitled action on a class-wide basis. (Notice
15
16
of Settlement, ECF No. 31.) Following the filing of the Complaint, the Parties exchanged
17
discovery and engaged in protracted litigation on substantive issues, reviewed and analyzed
18
documents and records of class members, and obtained additional data and information to
19
calculate damages. (ECF No. 32 at 6.) On August 7, 2014, the parties attended mediation with
20
Judge Richard Silver (Ret.). (ECF No. 32 at 6.) At the end of the mediation, Judge Silver
21
provided the Parties with a mediator’s proposal, which all Parties accepted. (ECF No. 32 at 6.)
The specific terms of the settlement agreement are set forth in a duly executed Stipulation
22
23
of Settlement and these terms are addressed in Plaintiff’s Motion for Preliminary Approval of
24
Class Action. (ECF No. 31 at 2.) Plaintiff has filed an unopposed Motion for Preliminary
25
Approval of Class Action Settlement. (ECF No. 32.)
26
II.
27
In Plaintiffs’ Motion for Preliminary Approval of Class Action Settlement, Plaintiffs
28
1
Summary of the Settlement
Case Number 39-2013-00297384-CU-OE-STK.
2
1
explain that Defendants shall pay a sum equal to $2,600,000.00 (the “Maximum Settlement
2
Amount”) to fund the settlement payments to the class members, administration of the settlement
3
and payment of an Enhancement Award and attorney’s fees and costs. (ECF No. 32 at 7.) CEVA
4
will contribute $2,500,000 toward the Maximum Settlement Amount and ADECCO will
5
contribute $100,000. (ECF No. 32 at 7.) The expected maximum Net Settlement Amount is
6
estimated to be $1,620,000.2 Each class member will be able to submit a Claim Form. Only the
7
class members who submit a valid and timely Claim Form will receive payment, unless agreed
8
otherwise by the parties. (ECF No. 32 at 8.) The Claims Administrator will divide the Net
9
Settlement Amount by the total number of Compensable Work Weeks worked during the Class
10
Period by the class members who submit a valid and timely claim form; this calculation will yield
11
the “Dollar Value” per Compensable Work Week. (ECF No. 32 at 7.) A class member’s
12
individual claim amount will be calculated by multiplying the Dollar Value per Compensable
13
Work Week by the total number of Compensable Work Weeks that the class member worked.
14
(ECF No. 32 at 7.)
At the time of final approval, each of the representative Plaintiffs will request that the
15
16
Court approve an enhancement of $15,000 each for acting as the class representatives. (ECF No.
17
32 at 8.) Furthermore, at the time of final approval, Westrup & Associates (“Class Counsel”) will
18
request attorneys’ fees in the amount of $865,000.00 and costs incurred, not to exceed
19
$50,000.00. (ECF No. 32 at 8.)
III.
20
A settlement of class litigation must be reviewed and approved by the court. Fed. Rule of
21
22
Civ. Proc. 23(e). This approval process is done in three stages:
23
First, the parties present a proposed settlement to the court for so-called “preliminary
approval.” If a class has not yet been certified, typically the parties will
simultaneously ask the court to “conditionally” certify a settlement class.
24
25
Second, if the court does preliminarily approve the settlement (and conditionally
26
27
28
Approval Process
2
The Net Settlement Amount of $1,620,000 is calculated as the Maximum Settlement Amount ($2,600,000) - Cost of
administration of the settlement ($20,000) - $15,000 for each of the three class representatives for an enhancement
($45,000) – Attorneys’ fees ($865,000) – Costs ($50,000).
3
1
2
3
4
5
certify the class), notice is sent to the class describing the terms of the proposed
settlement, class members are given an opportunity to object or, in Rule 23(b)(3)
class actions, to opt out of the settlement, and the court holds a fairness hearing at
which class members may appear and support or object to the settlement.
Third, taking account of all of the information learned during that process, the court
decides whether or not to give “final approval” to the settlement. As the parties may
also have moved for class certification at this point in the litigation, final approval
can also encompass a decision certifying the class.
6
Newberg on Class Actions, § 13:10 (5th ed. 2014). During the preliminary evaluation the court is
7
to examine the submitted materials and determine whether the proposed settlement terms seem
8
fair. In re Corrugated Container Antitrust Litig., 643 F.2d 195, 212 (5th Cir. 1981). Some courts
9
will hold a preliminary approval hearing, while others do not. Custom Led, LLC v. eBay, Inc.,
10
2013 WL 4552789, *1 (N.D. Cal. 2013). Given the parties’ briefings and the absence of
11
objection, the Court finds the motion is suitable for determination without oral argument.
12
IV.
Provisional Class Certification
13
In their motion, Plaintiffs request that the Court certify the class for settlement purposes.
14
(ECF No. 32 at 14.) FRCP 23(c)(1) permits a court to “make a conditional determination of
15
whether an action should be maintained as a class action, subject to final approval at a later
16
date.” Fry v. Hayt, Hayt & Landau, 198 F.R.D. 461, 466 (E.D. Pa. 2000) (citing Collier v.
17
Montgomery County Housing Authority, 192 F.R.D. 176, 181 (E.D. Pa. 2000)). In order to do
18
so, the prerequisites of FRCP 23(a) and (b) must first be satisfied.
19
20
1. FRCP 23(a) Requirements
The four requirements of FRCP Rule 23(a) are presented as the following:
21
22
23
24
25
26
27
(a) Prerequisites. One or more members of a class may sue or be sued as
representative parties on behalf of all members only if:
(1) the class is so numerous that joinder of all members is impracticable;
(2) there are questions of law or fact common to the class;
(3) the claims or defenses of the representative parties are typical of the
claims or defenses of the class; and
(4) the representative parties will fairly and adequately protect the interests
of the class.
The Court will address each prerequisite individually.
a. FRCP 23(a)(1) Numerosity
28
4
The numerosity requirement is satisfied if the class is so large that joinder of all
1
2
members would be impracticable. Hanlon v. Chrysler Corp., 150 F.3d 1011, 1019 (9th Cir.
3
1998). Although the numerosity requirement does not focus exclusively on the number of
4
members in the potential class, case law does suggest that very large numbers may be considered
5
impracticable.3
Here, the Plaintiff Class is defined as: “All persons who, at any time after four (4) years
6
7
prior to the filing of this action through the date of trial, are or were employed as drivers by
8
Defendants in California.” (ECF No. 2-1 at ¶ 14.) There are approximately 450 Class Members.
9
(Westrup Decl., ECF No. 32-2 ¶4.) The joinder of approximately 450 individuals to hear their
10
claims would overburden the Court’s docket and be impracticable. Therefore, the numerosity
11
requirement is satisfied.
b. FRCP 23(a)(2) Commonality
12
The second prerequisite for class certification is that there must be a common
13
14
question of law or fact to the class. Fed. R. Civ. P. 23(a)(2). The class members must share a
15
“common contention of such a nature that it is capable of class wide resolution – which means
16
that determination of its truth or falsity will resolve an issue that is central to the validity of each
17
one of the claims in one stroke.” Wal-Mart Stores, Inc. v. Dukes, 131 S. Ct. 2541, 2545 (2011).
18
The commonality requirement is generally satisfied where “the lawsuit challenges a system-wide
19
practice or policy that affects all of the putative class members.” LaDuke v. Nelson, 762 F.2d
20
1318, 1332 (9th Cir. 1985) (citing Armstrong v. Davis, 275 F.3d 849, 884 (9th Cir. 2001)).
21
Furthermore, commonality is met where class members “have suffered the same injury.” See
22
Wal-Mart Stores, Inc., 131 S. Ct. at 2551.
In the Complaint, Plaintiffs contend that Defendants violated various Labor Code
23
24
sections and Business and Professions Code sections by failing to pay wages, failing to provide
25
meal and rest periods, failing to timely pay wages, and failing to provide accurate itemized
26
3
27
28
The courts provide no strict number, but when a class is very large joinder is typically impracticable. See Gen. Tel.
Co. of the NW. v. EEOC, 446 U.S. 318, 330 (1980) (suggesting 15 is too few); Hayes v. Wal-Mart Stores, Inc., 725
F.3d 349, 357 (3d Cir. 2013) (presuming numerosity at 40); Consol. Rail Corp. v. Town of Hyde Park, 47 F.3d 473,
483 (2d Cir. 1995) (same).
5
1
statements. (ECF No. 2-1.) These alleged practices and policies apply class-wide. Furthermore,
2
the Plaintiffs allege that the conduct at issue here injured all class members in the exact same
3
way. Thus, the commonality requirement is met.
4
c. FRCP 23(a)(3) Typicality
5
The typicality prerequisite of FRCP 23(a) is fulfilled if “the claims or defenses of the
6
representative parties are typical of the claims or defenses of the class.” Fed.R.Civ.P. 23(a)(3).
7
Representative claims “are ‘typical’ if they are reasonably co-extensive with those of absent class
8
members; they need not be substantially identical.” Hanlon v. Chrysler Corp., 150 F.3d 1011,
9
1020 (9th Cir. 1998).
Here the class representatives, as fellow truck drivers, allegedly endured the same
10
11
exposure to Defendants’ conduct and experienced the same consequences. The representative
12
Plaintiffs share the same claims and the “same interest” as the class members, as well as suffered
13
the “same injury.” Gen. Tel. Co. of the Sw. v. Falcon, 457 U.S. 147, 156 (1982). Therefore,
14
typicality is met.
15
d. FRCP 23(a)(4) Adequacy
16
The final prerequisite under FRCP 23(a) is that the representative parties must be able to
17
fairly and adequately protect the interests of the class. Fed. R. Civ. P. 23(a)(4). To make this
18
determination, the Ninth Circuit proposed two questions for a court to ask: “(1) Do the
19
representative plaintiffs and their counsel have any conflicts of interest with other class
20
members, and (2) will the representative plaintiffs and their counsel prosecute the action
21
vigorously on behalf of the class?” Staton v. Boeing Co., 327 F.3d 938, 957 (9th Cir. 2003).
Here, Plaintiffs maintain that there is no conflict of interest and the Court is unaware of
22
23
any evidence that would suggest otherwise. Essentially each Plaintiff has the same claim.
24
Additionally, there is no evidence that the representative Plaintiffs and their counsel will not
25
prosecute the action vigorously. There is evidence that Plaintiffs’ counsel is competent given
26
their substantial experience in prosecuting complex litigation and class action lawsuits.
27
(Westrup Decl., ECF No. 32-2 ¶¶ 13–15.) Therefore, the final prerequisite of FRCP 23(a) is
28
met.
6
2. FRCP 23(b) Requirements
1
In addition to meeting all of the four prerequisites of 23(a), a class action must also meet
2
3
one of three requirements under FRCP 23 (b)(1), (b)(2), or (b)(3). Blake v. Arnett, 663 F.2d 906,
4
912 (1981). Plaintiffs seek class certification pursuant to FRCP 23(b)(3) which states:
5
(3) the court finds that the questions of law or fact common to
class members predominate over any questions affecting only
individual members, and that a class action is superior to other
available methods for fairly and efficiently adjudicating the
controversy.
6
7
8
a. Predominance of Common Questions
9
The Rule 23(b)(3) predominance test assesses whether proposed classes are “sufficiently
10
11
cohesive to warrant adjudication by representation.” Amchem Products, Inc. v. Windsor, 521
12
U.S. 591, 623 (1997). A court should look to the common questions because “when common
13
questions present a significant aspect of the case and they can be resolved for all members of the
14
class in a single adjudication, there is clear justification for handling the dispute on a
15
representative rather than on an individual basis.” Hanlon v. Chrysler Corp., 150 F.3d 1011,
16
1022 (9th Cir. 1998).
Here, each class member was allegedly subjected to the same failure to pay wages, failure
17
18
to provide meal and rest periods, and other such conduct by Defendant. Therefore, the common
19
question here is whether Defendants did in fact violate the various Labor Code sections and
20
Business and Professions Code sections, as Plaintiffs allege. Plaintiffs are claiming a common
21
practice and conduct by Defendant. Therefore, the common questions that the class members
22
share here are a significant aspect of the case and can be resolved in a single adjudication.
23
Therefore, the first portion of Rule 23(b)(3) is met.
24
b. Superiority of Class Action
25
Resolution of the claims of approximately 450 Class Members in one action is far
26
superior to individual lawsuits, because it promotes consistency and efficiency of adjudication.
27
Therefore, this portion of FRCP 23(b)(3) is satisfied.
28
///
7
1
V.
Preliminary Approval of Settlement
2
FRCP 23(e) provides that “[a] class action shall not be dismissed or compromised
3
without the approval of the court . . . ” Fed.R.Civ.P. 23(e)(2003). The purpose of preliminary
4
evaluation of proposed class action settlements is to determine whether the settlement is within
5
the “range of reasonableness.” 4 Newberg § 11.26. In reviewing a settlement, it is not a court's
6
province to “reach any ultimate conclusions on the contested issues of fact and law which
7
underlie the merits of the dispute. . . .” Class Plaintiffs v. City of Seattle, 955 F.2d 1268, 1291
8
(9th Cir. 1992). Instead a court should weigh the following factors: the strength of plaintiff’s
9
case; the risk, expense, complexity, and likely duration of further litigation; the stage of the
10
proceedings, and the value of the settlement offer. Collins v. Cargill Meat Solutions Corp., 274
11
F.R.D. 294, 301 (E.D. Cal. 2011). Given that some of these factors cannot be fully assessed until
12
the Court conducts the final approval hearing, “a full fairness analysis is unnecessary at this
13
stage.” See Tijero v. Aaron Bros., Inc., 301 F.R.D. 314, 324 (N.D. Cal. 2013) (citing Alberto v.
14
GMRI, Inc., 252 F.R.D. 652, 665 (E.D. Cal. 2008)).
15
Preliminary approval of a settlement and notice to the proposed class is appropriate: “[i]f
16
[1] the proposed settlement appears to be the product of serious, informed, noncollusive
17
negotiations, [2] has no obvious deficiencies, [3] does not improperly grant preferential treatment
18
to class representatives or segments of the class, and [4] falls with the range of possible approval.
19
. . .” Collins v. Cargill Meat Solutions Corp., 274 F.R.D. 294, 301–02 (E.D. Cal. 2011 (citing In
20
re Tableware Antitrust Litig., 484 F. Supp. 2d 1078, 1079 (N.D. Cal. 2007)).
21
22
a. The Settlement was the Product of Informed, Arm’s Length Negotiations
The settlement herein was reached after the Parties exchanged discovery and engaged in
23
protracted litigation on substantive issues, reviewed and analyzed documents and records of class
24
members, interviewed class members, and obtained additional data and information to calculate
25
damages. (ECF No. 32 at 12.) In addition, the Parties consulted with experts and participated in
26
a full-day mediation with a retired Judge. (ECF No. 32 at 12.) As a result, the Parties likely had
27
sufficient information to make an informed decision about the terms of the settlement.
28
Therefore, for purposes of preliminary approval, the Court is satisfied that the Settlement was the
8
1
2
3
product of informed and arm’s length negotiations.
b. The Proposed Settlement Has No “Obvious Deficiencies”
The Settlement provides for a Maximum Settlement Amount of $2,600,000 which will
4
fund the payments to the Class Members, administration of the settlement and payment of an
5
Enhancement Award and attorney’s fees and costs. The amount remaining after deducting the
6
attorney fees and costs, claims administration costs, and Class Representative Enhancement
7
Award, will be the Net Settlement Amount. (ECF No. 32 at 7.) The Claims Administrator will
8
then divide this amount by the total number of compensable work weeks worked during the class
9
period by the class members who submit a valid and timely claim form. (ECF No. 32 at 7.) This
10
will constitute the Dollar Value per compensable work week. Each class member’s individual
11
claim amount will be calculated by multiplying the Dollar Value per compensable work week by
12
the total number of compensable work weeks worked by the individual class member who
13
submits a claim form. (ECF No. 32 at 7.) The Court finds no obvious deficiencies in the
14
proposed method of apportioning the award to the class members.
15
Furthermore, the Court finds no obvious deficiencies with the Class Representative
16
payments of $15,000 each for acting as the class representatives. The Class Counsel attorneys’
17
fees of $865,000 and costs incurred not to exceed $50,000, also seem appropriate, and are
18
subject to court approval at the final approval hearing.
19
c. The Settlement does not improperly grant preferential treatment to class representatives
20
or segments of the class
21
There is nothing to suggest that the settlement improperly grants preferential treatment to
22
class representatives or segments of the class. As explained above, the amount remaining, after
23
attorney’s fees, costs and the enhancement awards are deducted, will be divided among the class
24
members, who submitted their Claim Forms, based on the number of compensable work weeks
25
they worked.
26
As for the Enhancement Awards, they also appear to be appropriate. Enhancement
27
Awards are common in class actions and are intended to compensate class representatives for
28
their time and efforts. Therefore, this is not preferential treatment of the class representatives,
9
1
but rather just providing them an award for performing a civic duty.
d. The Settlement Falls Well Within the Range of Possible Approval
2
In order to determine whether a settlement falls well within the range of possible approval,
3
4
a court must focus on “substantive fairness and adequacy” and “consider plaintiffs’ expected
5
recovery balanced against the value of the settlement offer.” Collins v. Cargill Meat Solutions
6
Corp., 274 F.R.D. 294, 302 (E.D. Cal. 2011) (citing In re Tableware Antitrust Litig., 484 F. Supp.
7
2d 1078, 1080 (N.D. Cal. 2007).
Plaintiffs have informed the Court that Defendants provided Plaintiffs with records to
8
9
assess Defendants’ exposure. (ECF No. 32 at 11.) Upon receipt of these records, Plaintiffs
10
concluded that Defendants’ potential exposure for failure to pay wages for non-drive time work
11
activity is approximately $750,000 (without interest and penalties). (ECF No. 32 at 11.)
12
Furthermore, Defendants’ potential exposure for failure to pay the premium wage for missed
13
meal periods is approximately $1,425,000 (without interest and penalties) for two and a half
14
meal period violations per work week. (ECF No. 32 at 11.) As for Defendants’ aggregate
15
exposure for failure to pay wages and failure to provide meal periods, if Plaintiffs prevail on
16
class certification, this will amount to $2,175,000 (without interest and penalties.) (ECF No. 32
17
at 12.) As for the Maximum Settlement Amount, this was calculated at $2,600,000. Plaintiffs
18
provide that the settlement amount is a compromise figure. (ECF No. 32 at 10.) Plaintiffs took
19
into account Defendants’ potential liability, possible damages, and the strengths and weaknesses
20
of the defenses. (ECF No. 32 at 10.)
If further litigation were to occur here, both parties would face significant risks. The
21
22
parties would be required to expend considerable time and resources which would potentially
23
outweigh any additional recovery Plaintiffs may receive or any potential minimized costs for
24
Defendants that could result from successful litigation. In light of this uncertainty, the proposed
25
settlement is fair, reasonable and adequate, and is in the best interest of the Class Members in
26
light of the facts and circumstances provided.
27
///
28
///
10
1
VI.
Approval of Notice Program
2
“Adequate notice is critical to court approval of a class settlement under Rule 23(e).”
3
Hanlon v. Chrysler Corp., 150 F.3d 1011, 1025 (9th Cir. 1998). “When the parties reach a
4
settlement agreement before a class determination and seek to stipulate that the settlement will
5
have class-wide scope, a class notice must be sent to provide absent class members with certain
6
basic information so that they have an opportunity to consider the terms of the settlement.” See
7
Newberg on Class Actions (4th Ed. 2002) §11.30.
8
9
For classes certified under FRCP 23(b)(3), the Court must direct to class members “the
best notice practicable under the circumstances, including individual notice to all members who
10
can be identified through reasonable effort.” Fed.R.Civ.P. 23(c)(2)(B). Pursuant to FRCP
11
23(c)(2)(B), the notice must clearly and concisely state as follows:
12
13
14
15
16
17
18
(i) the nature of the action;
(ii) the definition of the class certified;
(iii) the class claims, issues, or defenses;
(iv) that a class member may enter an appearance through an attorney if the member so
desires;
(v) that the court will exclude from the class any member who requests exclusion;
(vi) the time and manner for requesting exclusion; and
(vii) the binding effect of a class judgment on members under Rule 23(c)(3).
Here, the Notice of Class Action Settlement clearly lays out what the case is about, the
19
class definition and what the proposed settlement is (including the Maximum Settlement Amount,
20
the proposed Enhancement Awards for the Class Representatives, as well as the attorney fees and
21
costs). (ECF No. 32-4.) Furthermore, the Notice states what options an individual has, including
22
what they must do to collect money, request exclusion from the settlement, or object to the
23
settlement. (ECF No. 32-4.) The Notice also provides the address and phone number of class
24
counsel. (ECF No. 32-4 at 4.) The Court is satisfied that the requirements of FRCP 23(c)(2)(B)
25
are met.
26
27
As for the method of notice, the parties have agreed to use a third party Administrator to
handle the administration procedures. (ECF No. 32 at 13.) California authority generally
28
11
1
requires service of class notice by mail or similar reliable means. See Chance v. Superior Court,
2
58 Cal. 2d 275, 290 (1962). The procedure must be reasonably certain to reach class members.
3
Mullane v. Central Hanover Bank & Trust, 339 U.S. 306, 319 (1950). Here, the Administrator
4
will conduct a National Change of Address (“NCOA”) search to locate the most current addresses
5
of the Class Members. (ECF No. 32 at 13.) For any Notice that comes back with a new address,
6
the Administrator will re-mail the Notice to that Class Member. (ECF No. 32 at 13.) For any
7
Notice that comes back as “undeliverable,” the Administrator will conduct a “skip trace” and re-
8
mail the Notice to the newly obtained address. (ECF No. 32 at 13.) The Court finds this method
9
of notice to be reasonable and therefore approves.
10
VII.
11
For all the reasons set forth above the Court orders as follows:
12
1. The Settlement Class is provisionally certified for settlement purposes;
13
2. The Class Settlement is within the “range of reasonableness” and therefore
14
15
16
17
18
19
20
Conclusion
preliminarily approved;
3. The Court confirms the following persons as the class representatives: Ken Miller,
Jeremie Todd, and Christopher Franklin;
4. The Court appoints R. Duane Westrup of Westrup & Associates as Class Counsel for
settlement purposes only;
5. The Court confirms that Rust Consulting is appointed as the Claims
Administrator;
21
6. Parties are hereby ordered to meet and confer as to possible dates for the final fairness
22
hearing and file with the Court a proposed date within 30 days of the entry of this
23
Order. Upon the Court’s approval of such date, the parties will submit an updated
24
Notice of Class Action Settlement to the Court for final approval. With submission of
25
the Notice of Class Action Settlement the parties will file an updated Implementation
26
Schedule for all other applicable further proceedings, including Motions for attorney’s
27
fees.
28
7. The Court orders the parties to file briefings on whether the parties provided
12
1
notice to the Attorney General pursuant to 28 U.S.C.A. § 1715.
2
3
4
IT IS SO ORDERED
Dated: February 18, 2015
5
6
7
Troy L. Nunley
United States District Judge
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
13
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?