Alford v. Gyaami et al

Filing 33

ORDER and FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Dale A. Drozd on 06/01/15 ORDERING the clerk of the court is directed to randomly assign a United States District Judge to this action. U.S. District Judge Kimberly J. Mueller randoml y assigned to this action. Also, RECOMMENDING that Defendants' motion for summary judgment 26 be granted. The court decline to exercise supplemental jurisdiction over any state law claims and dismiss any state law claims without prejudice to plaintiff re-filing them in state court; and this action be closed. MOTION for SUMMARY JUDGMENT 26 referred to Judge Kimberly J. Mueller. Objections due within 14 days. (Plummer, M)

Download PDF
1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 THOMAS T. ALFORD, 12 Plaintiff, 13 14 No. 2:13-cv-2143 DAD P v. ORDER AND DR. GYAAMI et al., 15 FINDINGS AND RECOMMENDATIONS Defendants. 16 Plaintiff is a state prisoner proceeding pro se with a civil rights action seeking relief under 17 18 42 U.S.C. § 1983. This matter is before the court on a motion for summary judgment brought 19 pursuant to Rule 56 of the Federal Rules of Civil Procedure on behalf of defendants Dr. Gyaami 20 and Dr. Calderon. Plaintiff has filed an opposition to the motion, and defendants have filed a 21 reply. 22 23 24 25 For the reasons discussed below, the court will recommend that defendants’ motion for summary judgment be granted. BACKGROUND Plaintiff is proceeding on an amended complaint against defendants Dr. Gyaami and Dr. 26 Calderon. Therein, plaintiff alleges that defendant Dr. Gyaami failed to provide him with 27 adequate dental care. For example, plaintiff alleges that Dr. Gyaami forced plaintiff to “flop 28 around like [a] fish” in the dental chair during a teeth cleaning and never provided him with an 1 1 anesthetic during the procedure. Plaintiff also alleges that defendant Dr. Calderon, defendant Dr. 2 Gyaami’s supervisor, covered up defendant Dr. Gyaami’s improper conduct and included false 3 statements in reports addressing defendant Dr. Gyaami’s conduct. In terms of relief, plaintiff 4 requests damages as well as an independent dental examination and further dental treatment. 5 (Am. Compl. at 5-5f & Ex. C.) 6 SUMMARY JUDGMENT STANDARDS UNDER RULE 56 7 Summary judgment is appropriate when the moving party “shows that there is no genuine 8 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. 9 Civ. P. 56(a). 10 Under summary judgment practice, the moving party “initially bears the burden of 11 proving the absence of a genuine issue of material fact.” In re Oracle Corp. Securities Litigation, 12 627 F.3d 376, 387 (9th Cir. 2010) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)). 13 The moving party may accomplish this by “citing to particular parts of materials in the record, 14 including depositions, documents, electronically store information, affidavits or declarations, 15 stipulations (including those made for purposes of the motion only), admission, interrogatory 16 answers, or other materials” or by showing that such materials “do not establish the absence or 17 presence of a genuine dispute, or that the adverse party cannot produce admissible evidence to 18 support the fact.” Fed. R. Civ. P. 56(c)(1)(A), (B). 19 When the non-moving party bears the burden of proof at trial, “the moving party need 20 only prove that there is an absence of evidence to support the nonmoving party’s case.” Oracle 21 Corp., 627 F.3d at 387 (citing Celotex, 477 U.S. at 325.). See also Fed. R. Civ. P. 56(c)(1)(B). 22 Indeed, summary judgment should be entered, after adequate time for discovery and upon motion, 23 against a party who fails to make a showing sufficient to establish the existence of an element 24 essential to that party’s case, and on which that party will bear the burden of proof at trial. See 25 Celotex, 477 U.S. at 322. “[A] complete failure of proof concerning an essential element of the 26 nonmoving party’s case necessarily renders all other facts immaterial.” Id. In such a 27 circumstance, summary judgment should be granted, “so long as whatever is before the district 28 court demonstrates that the standard for entry of summary judgment, . . ., is satisfied.” Id. at 323. 2 1 If the moving party meets its initial responsibility, the burden then shifts to the opposing 2 party to establish that a genuine issue as to any material fact actually does exist. See Matsushita 3 Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In attempting to establish the 4 existence of this factual dispute, the opposing party may not rely upon the allegations or denials 5 of its pleadings but is required to tender evidence of specific facts in the form of affidavits, and/or 6 admissible discovery material, in support of its contention that the dispute exists. See Fed. R. 7 Civ. P. 56(c)(1); Matsushita, 475 U.S. at 586 n.11. The opposing party must demonstrate that the 8 fact in contention is material, i.e., a fact that might affect the outcome of the suit under the 9 governing law, see Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); T.W. Elec. Serv., 10 Inc. v. Pacific Elec. Contractors Ass’n, 809 F.2d 626, 630 (9th Cir. 1987), and that the dispute is 11 genuine, i.e., the evidence is such that a reasonable jury could return a verdict for the nonmoving 12 party, see Wool v. Tandem Computers, Inc., 818 F.2d 1433, 1436 (9th Cir. 1987). 13 In the endeavor to establish the existence of a factual dispute, the opposing party need not 14 establish a material issue of fact conclusively in its favor. It is sufficient that “the claimed factual 15 dispute be shown to require a jury or judge to resolve the parties’ differing versions of the truth at 16 trial.” T.W. Elec. Serv., 809 F.2d at 631. Thus, the “purpose of summary judgment is to ‘pierce 17 the pleadings and to assess the proof in order to see whether there is a genuine need for trial.’” 18 Matsushita, 475 U.S. at 587 (citations omitted). 19 “In evaluating the evidence to determine whether there is a genuine issue of fact,” the 20 court draws “all reasonable inferences supported by the evidence in favor of the non-moving 21 party.” Walls v. Central Costa County Transit Authority, 653 F.3d 963, 966 (9th Cir. 2011). It is 22 the opposing party’s obligation to produce a factual predicate from which the inference may be 23 drawn. See Richards v. Nielsen Freight Lines, 602 F. Supp. 1224, 1244-45 (E.D. Cal. 1985), 24 aff’d, 810 F.2d 898, 902 (9th Cir. 1987). Finally, to demonstrate a genuine issue, the opposing 25 party “must do more than simply show that there is some metaphysical doubt as to the material 26 facts . . . . Where the record taken as a whole could not lead a rational trier of fact to find for the 27 nonmoving party, there is no ‘genuine issue for trial.’” Matsushita, 475 U.S. at 587 (citation 28 omitted). 3 1 2 3 4 5 6 OTHER APPLICABLE LEGAL STANDARDS I. Civil Rights Act Pursuant to 42 U.S.C. § 1983 The Civil Rights Act under which this action was filed provides as follows: Every person who, under color of [state law] . . . subjects, or causes to be subjected, any citizen of the United States . . . to the deprivation of any rights, privileges, or immunities secured by the Constitution . . . shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress. 7 42 U.S.C. § 1983. The statute requires that there be an actual connection or link between the 8 actions of the defendants and the deprivation alleged to have been suffered by plaintiff. See 9 Monell v. Department of Social Servs., 436 U.S. 658 (1978); Rizzo v. Goode, 423 U.S. 362 10 (1976). “A person ‘subjects’ another to the deprivation of a constitutional right, within the 11 meaning of § 1983, if he does an affirmative act, participates in another’s affirmative acts or 12 omits to perform an act which he is legally required to do that causes the deprivation of which 13 complaint is made.” Johnson v. Duffy, 588 F.2d 740, 743 (9th Cir. 1978). 14 Moreover, supervisory personnel are generally not liable under § 1983 for the actions of 15 their employees under a theory of respondeat superior and, therefore, when a named defendant 16 holds a supervisorial position, the causal link between him and the claimed constitutional 17 violation must be specifically alleged. See Fayle v. Stapley, 607 F.2d 858, 862 (9th Cir. 1979); 18 Mosher v. Saalfeld, 589 F.2d 438, 441 (9th Cir. 1978). Vague and conclusory allegations 19 concerning the involvement of official personnel in civil rights violations are not sufficient. See 20 Ivey v. Board of Regents, 673 F.2d 266, 268 (9th Cir. 1982). 21 II. The Eighth Amendment and Inadequate Dental Care 22 The unnecessary and wanton infliction of pain constitutes cruel and unusual punishment 23 prohibited by the Eighth Amendment. Whitley v. Albers, 475 U.S. 312, 319 (1986); Ingraham v. 24 Wright, 430 U.S. 651, 670 (1977); Estelle v. Gamble, 429 U.S. 97, 105-06 (1976). In order to 25 prevail on a cruel and unusual punishment claim, a prisoner must allege and prove that 26 objectively he suffered a sufficiently serious deprivation and that subjectively prison officials 27 acted with deliberate indifference in allowing or causing the deprivation to occur. Wilson v. 28 Seiter, 501 U.S. 294, 298-99 (1991). 4 1 There is no question that “[d]ental care is one of the most important medical needs of 2 inmates.” Hunt v. Dental Dep’t, 865 F.2d 198, 200 (9th Cir. 1989) (quoting Ramos v. Lamm, 3 639 F.2d 559, 576 (10th Cir. 1980). To prevail on an Eighth Amendment claim that arises in this 4 context, the prisoner must allege and prove “acts or omissions sufficiently harmful to evidence 5 deliberate indifference to serious medical needs.” Estelle, 429 U.S. at 106. An Eighth 6 Amendment claim has two elements: “the seriousness of the prisoner’s medical need and the 7 nature of the defendant’s response to that need.” McGuckin v. Smith, 974 F.2d 1050, 1059 (9th 8 Cir. 1991), overruled on other grounds by WMX Techs., Inc. v. Miller, 104 F.3d 1133 (9th Cir. 9 1997) (en banc). 10 A medical need is serious “if the failure to treat the prisoner’s condition could result in 11 further significant injury or the ‘unnecessary and wanton infliction of pain.’” McGuckin, 974 12 F.2d at 1059 (quoting Estelle, 429 U.S. at 104). Indications of a serious medical need include 13 “the presence of a medical condition that significantly affects an individual’s daily activities.” Id. 14 at 1059-60. By establishing the existence of a serious medical need, a prisoner satisfies the 15 objective requirement for proving an Eighth Amendment violation. Farmer v. Brennan, 511 U.S. 16 825, 834 (1994). 17 If a prisoner establishes the existence of a serious medical need, he must then show that 18 prison officials responded to the serious medical need with deliberate indifference. See Farmer, 19 511 U.S. at 834. In general, deliberate indifference may be shown when prison officials deny, 20 delay, or intentionally interfere with medical treatment, or may be shown by the way in which 21 prison officials provide medical care. Hutchinson v. United States, 838 F.2d 390, 393-94 (9th 22 Cir. 1988). Before it can be said that a prisoner’s civil rights have been abridged with regard to 23 medical care, however, “the indifference to his medical needs must be substantial. Mere 24 ‘indifference,’ ‘negligence,’ or ‘medical malpractice’ will not support this cause of action.” 25 Broughton v. Cutter Laboratories, 622 F.2d 458, 460 (9th Cir. 1980) (citing Estelle, 429 U.S. at 26 105-06). See also Toguchi v. Soon Hwang Chung, 391 F.3d 1051, 1057 (9th Cir. 2004) (“Mere 27 negligence in diagnosing or treating a medical condition, without more, does not violate a 28 prisoner’s Eighth Amendment rights.”); McGuckin, 974 F.2d at 1059 (same). Deliberate 5 1 indifference is “a state of mind more blameworthy than negligence” and “requires ‘more than 2 ordinary lack of due care for the prisoner’s interests or safety.’” Farmer, 511 U.S. at 835. 3 Delays in providing medical care may manifest deliberate indifference. Estelle, 429 U.S. 4 at 104-05. To establish a claim of deliberate indifference arising from delay in providing care, a 5 plaintiff must show that the delay was harmful. See Hallett v. Morgan, 296 F.3d 732, 745-46 (9th 6 Cir. 2002); Berry v. Bunnell, 39 F.3d 1056, 1057 (9th Cir. 1994); McGuckin, 974 F.2d at 1059; 7 Wood v. Housewright, 900 F.2d 1332, 1335 (9th Cir. 1990); Hunt v. Dental Dep’t, 865 F.2d 198, 8 200 (9th Cir. 1989); Shapley v. Nevada Bd. of State Prison Comm’rs, 766 F.2d 404, 407 (9th Cir. 9 1985). In this regard, “[a] prisoner need not show his harm was substantial; however, such would 10 provide additional support for the inmate’s claim that the defendant was deliberately indifferent to 11 his needs.” Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006). 12 Finally, mere differences of opinion between a prisoner and prison medical staff or 13 between medical professionals as to the proper course of treatment for a medical condition do not 14 give rise to a § 1983 claim. See Snow v. McDaniel, 681 F.3d 978, 988 (9th Cir. 2012); Toguchi, 15 391 F.3d at 1058; Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir. 1996); Sanchez v. Vild, 891 16 F.2d 240, 242 (9th Cir. 1989); Franklin v. Oregon, 662 F.2d 1337, 1344 (9th Cir. 1981). 17 DEFENDANTS’ STATEMENT OF UNDISPUTED FACTS AND EVIDENCE 18 Defense counsel has submitted a statement of undisputed facts supported by declarations 19 signed under penalty of perjury by defendants Dr. Gyaami and Dr. Calderon. That statement of 20 undisputed facts is also supported by citations to plaintiff’s dental records, his requests for health 21 care services, and his inmate appeals and prison officials’ responses thereto. The evidence 22 submitted by the defendants in support of the pending motion for summary judgment establishes 23 the following. 24 From June 6, 2008, to the present, plaintiff has been confined at California Medical 25 Facility (“CMF”). Defendants Dr. Gyaami and Dr. Calderon (who is defendant Dr. Gyaami’s 26 supervisor) are both dentists. At the time this action arose, both were employed by the California 27 Department of Corrections at CMF. On January 19, 2009, plaintiff sought treatment for a crown 28 that had come off a molar tooth (tooth 18). On February 3, 2009, in response to plaintiff’s health 6 1 care services request, Dr. Sorunke examined plaintiff, removed old cement from the crown, re- 2 cemented the crown on the tooth, and scheduled plaintiff for a comprehensive examination. 3 (Defs.’ SUDF 3-6, Exs. C-D, Gyaami Decl.) 4 On June 3, 2009, plaintiff saw defendant Dr. Gyaami for a comprehensive dental exam. 5 During the exam, defendant Dr. Gyaami noted light tartar, plaque, and bone loss, and diagnosed 6 plaintiff has having generalized periodontitis, a condition indicative of poor oral hygiene over 7 many years. Periodontitis is an inflammatory disease affecting the tissues surrounding and 8 supporting the teeth that causes progressive loss of the alveolar bone around the teeth. If left 9 untreated, periodontitis can lead to the loosening and subsequent loss of teeth. Measures to 10 prevent periodontal disease include twice-daily brushing and daily flossing, rinsing daily with 11 warm salt water, and teeth cleaning (or scaling) every three to six months. Brushing and flossing 12 removes the plaque on the surface of and between the teeth. Rinsing with warm salt waters kills 13 bacteria. Scaling removes accumulated calculus – hardened plaque that cannot be removed by 14 brushing or flossing. Scaling is typically performed using a powered ultrasonic instrument with a 15 vibrating metal tip that chips off the tartar and a water-spray to wash it and keep the tip cool. 16 (Defs.’ SUDF 7-12, Ex. D, Gyaami Decl., Calderon Decl.) 17 When healthy, teeth are very strong and are unlikely to be damaged by cleaning. If a 18 patient’s teeth are soft or weak, however, ultrasonic scaling can chip off some of the surface 19 enamel even when a dentist is careful and properly performs the scaling. When such chipping 20 occurs, the tooth can usually be repaired by filling in any crevice or gap. Patients with 21 periodontal disease who have not had their teeth cleaned for a long time are often unpleasantly 22 surprised by defects that appear in their teeth when all the accumulated plaque and tartar are 23 removed. (Defs.’ SUDF 13-14, Calderon Decl.) 24 Defendant Dr. Gyaami’s prescribed course of treatment for plaintiff’s periodontitis was 25 for plaintiff to brush and floss better, rinse with warm salt water, and schedule another visit to 26 have his teeth scaled. Plaintiff consented to Dr. Gyaami’s prescribed course of treatment. On 27 July 21, 1999, defendant Dr. Gyaami scaled all of plaintiff’s teeth using a powered ultrasonic 28 scaler. Customarily, scaling is performed without an anesthetic. But if a patient is sensitive or 7 1 requests an anesthetic, it is customary practice to note the patient’s sensitivity or request and 2 administer an anesthetic, absent some reason not to do so. Before and during the scaling on July 3 21, 2009, plaintiff did not state or otherwise indicate that he was in pain. Before and during the 4 scaling on July 21, 2009, plaintiff requested no anesthetic, and defendant Dr. Gyaami 5 administered none. At no time did plaintiff communicate to defendant Dr. Gyaami that he had 6 any difficulty obtaining the items needed to follow defendant Dr. Gyaami’s prescribed course of 7 treatment for his periodontitis. (Defs.’ SUDF 15-21, Ex. D, Gyaami Decl.) 8 9 Defendant Dr. Gyaami next saw plaintiff on February 3, 2010, to re-cement the crown on plaintiff’s molar (tooth 18), which Dr. Sorunke had re-cemented on February 3, 2009, but had 10 come off again. On that occasion, in addition to re-cementing the crown, defendant Dr. Gyaami 11 noticed a cavity on the surface of plaintiff’s tooth 15 – known as a mesial cavity – which 12 defendant Dr. Gyaami planned to fill on plaintiff’s next visit. At no time during defendant Dr. 13 Gyaami’s session with plaintiff on February 3, 2010, did plaintiff complain about or mention any 14 problem with defendant Dr. Gyaami’s scaling of his teeth on July 21, 2009. (Defs.’ SUDF 22-24, 15 Ex. D, Gyaami Decl.) 16 Defendant Dr. Gyaami next saw plaintiff on July 12, 2010, when he filled tooth 15 as had 17 been planned on February 3, 2010, and also filled cavities on plaintiff’s teeth 4, 5, and 13. While 18 filling plaintiff’s teeth on July 12, 2010, plaintiff did not complain about or mention any problem 19 with the defendant’s scaling procedure on July 21, 2009, or any other treatment he gave to him. 20 Later on July 12, 2010, plaintiff complained that defendant Dr. Gyaami’s filling of tooth 15 21 resulted in that tooth being too tight against the adjacent tooth, preventing plaintiff from being 22 able to floss. Defendant Dr. Gyaami attended to this complaint on July 29, 2010, when he used 23 an abrasive strip to smooth the contact area and make flossing easier. During defendant Dr. 24 Gyaami’s session with plaintiff on July 29, 2010, plaintiff expressed no complaint about 25 defendant Dr. Gyaami’s scaling treatment on July 21, 2009 or any other treatment provided by the 26 defendant. (Defs.’ SUDF 25-29, Ex. D, Gyaami Decl.) 27 28 On August 17, 2010, plaintiff requested dental care for another crown that had come off one of his molars (tooth 30). Defendant Dr. Gyaami saw plaintiff on August 23, 2010, and re8 1 cemented the crown. During defendant Dr. Gyaami’s treatment session with plaintiff on August 2 23, 2010, plaintiff expressed no complaint about defendant Dr. Gyaami’s scaling procedure on 3 July 21, 2009 or any other treatment by the defendant. (Defs.’ SUDF 30-32, Ex. D, Gyaami 4 Decl.) 5 Plaintiff did not see defendant Dr. Gyaami again until May 23, 2012, when they met 6 concerning an inmate appeal that plaintiff submitted on April 24, 2012. In that inmate appeal, 7 plaintiff had complained about defendant Dr. Gyaami’s treatment and requested a different dentist 8 and the repair of damage defendant Dr. Gyaami allegedly caused to plaintiff. When defendant 9 Dr. Gyaami met with plaintiff on May 23, 2012, plaintiff refused to be interviewed by the 10 defendant. Defendant Dr. Gyaami’s attempted interview with plaintiff was the last time that 11 defendant Dr. Gyaami saw plaintiff. (Defs.’ SUDF 33-35, Ex. D, Gyaami Decl., Calderon Decl.) 12 As defendant Dr. Gyaami’s supervisor, defendant Dr. Calderon was responsible for 13 responding to plaintiff’s inmate appeal regarding the treatment provided by Dr. Gyaami at the 14 first level of review. In responding to plaintiff’s appeal, defendant Dr. Calderon reviewed 15 plaintiff’s dental chart, which reflected that defendant Dr. Gyaami had treated plaintiff on six 16 occasions from June 3, 2009, to August 23, 2010. Based on his review of plaintiff’s dental 17 records, defendant Dr. Calderon found that defendant Dr. Gyaami’s prescribed course of dental; 18 treatment for plaintiff’s periodontitis – to brush and floss better, rinse with warm salt water, and 19 to schedule another visit to have his teeth scaled – was the correct treatment for plaintiff’s 20 condition. Defendant Dr. Calderon also found that defendant Dr. Gyaami’s treatment of plaintiff 21 concerning the crown replacements and filling of cavities was proper and that plaintiff had not 22 complained about pain or expressed any other complaint about defendant Dr. Gyaami’s treatment 23 until nearly two years after his last visit with defendant Dr. Gyaami. Based on his findings, 24 defendant Dr. Calderon denied plaintiff’s inmate appeal at the first level of review and cancelled 25 it because it was untimely under the governing prison regulations. In denying and canceling 26 plaintiff’s inmate appeal at the first level of review, defendant Dr. Calderon did not cover up any 27 improper conduct by defendant Dr. Gyaami. (Defs.’ SUDF 36-41, Exs. D-E, Calderon Decl.) 28 ///// 9 1 Plaintiff appealed the cancellation of his inmate appeal directly to the Office of Third 2 Level Appeals, which also cancelled that appeal and advised plaintiff on the procedure for 3 appealing a cancelled appeal. On March 27, 2013, acting on the advice given by the Office of 4 Third Level Appeals, plaintiff submitted a new appeal challenging the cancellation of his inmate 5 appeal against defendant Dr. Gyaami. Plaintiff’s new inmate appeal ultimately resulted in the 6 issuance of a modification order calling on CMF to process plaintiff’s inmate appeal beginning at 7 the first level of review. In accordance with the modification order, the appeal was reviewed and 8 partially granted at the first level by assigning a different dentist, Dr. Kapoor, to treat plaintiff – 9 and otherwise denied. The same decision was made at both the second and third levels of review. 10 11 (Defs.’ SUDF 42-46, Ex. E.) Plaintiff next sought dental treatment on July 23, 2013, when he requested “emergency 12 tooth repair” for a “severe toothache.” Plaintiff stated in his request that “Dr. Gyaami can’t 13 perform the work” because by that time plaintiff had sued the defendant. On July 30, 2013, Dr. 14 Hu saw plaintiff, noted defective fillings in and gross caries below the gingival or gum line of 15 plaintiff’s teeth 1 and 2. He also found those teeth to be “nonrestorable” and proposed extracting 16 them on plaintiff’s next visit. Plaintiff consented to Dr. Hu’s prescribed treatment, and Dr. Hu 17 performed the extractions of teeth 1 and 2 on August 6, 2013. On August 12, 2013, Dr. Kapoor 18 saw plaintiff for a post-operation check-up. Plaintiff reported no pain, and Dr. Kapoor advised 19 him to avoid chewing on the right side of his mouth. Plaintiff advised Dr. Kapoor of a tooth in 20 the left upper posterior, which Dr. Kapoor noted was tooth 15 and needed an evaluation for a 21 broken cusp. (Defs.’ SUDF 47-54, Ex. D.) 22 A frequent cause of fractured cusps is inadequate dentin support of cusps from extensive 23 caries or large restorations. They are not caused by a dentist scaling tartar from teeth. Dr. 24 Kappor found gross decay in the roots of tooth 15 and decay in teeth 13, 14, and 18. Based on his 25 assessment of plaintiff’s condition, Dr. Kapoor planned to extract plaintiff’s tooth 15, which was 26 not restorable, and to replace the crowns in plaintiff’s teeth 13, 14, and 18. Plaintiff consented to 27 Dr. Kapoor’s treatment plan on December 12, 2013. However, on January 9, 2014, plaintiff 28 refused to have tooth 15 extracted, citing a need to clarify the need to extract the tooth “for legal 10 1 reasons.” On March 13, 2014, plaintiff requested that Dr. Kappor put a crown on tooth 15 – 2 despite Dr. Kapoor's explanation that tooth 15 was non-restorable because of decay into the roots 3 – and refused treatment on his other teeth. (Defs.’ SUDF 55-60, Ex. D, Calderon Decl.) 4 According to defendant Dr. Gyaami’s declaration, he strives to provide the best possible 5 dental care to his patients and did so during his treatment of plaintiff. At no time during his 6 treatment of plaintiff did defendant Dr. Gyaami intentionally or knowingly disregard any risk of 7 harm to plaintiff or cause him any harm. (Defs.’ SUDF 61-62, Gyaami Decl.) 8 9 ANALYSIS Based on the undisputed evidence submitted in connection with the pending motion, the 10 undersigned finds that the defendants are entitled to summary judgment in their favor on the 11 merits of plaintiff’s Eighth Amendment deliberate indifference claim. As an initial matter, the 12 undersigned finds that based on the evidence submitted on summary judgment and described 13 above, the defendants have borne their initial burden of demonstrating that there is no genuine 14 issue of material fact with respect to the adequacy of the care they provided to plaintiff in 15 connection with the plaintiff’s dental needs. 16 Thus, given the evidence submitted by the defendants in support of the pending motion for 17 summary judgment, the burden shifts to plaintiff to establish the existence of a genuine issue of 18 material fact with respect to his inadequate dental care claim. The court has reviewed plaintiff’s 19 verified complaint and his opposition to defendants’ pending motion. The court finds, as both 20 parties acknowledge, that there is a factual dispute in this case concerning defendant Dr. 21 Gyaami’s care during plaintiff’s dental cleaning on July 21, 2009. On the one hand, defendant 22 Dr. Gyaami maintains that plaintiff did not state or indicate in any way that he was in pain and he 23 did not request an anesthetic during his cleaning. On the other hand, plaintiff maintains that on 24 July 21, 2009, he informed defendant Dr. Gyaami that he was suffering extreme pain and 25 sensitivity, but the defendant refused to stop the treatment or provide plaintiff with an anesthetic 26 to reduce his suffering. 27 28 Notwithstanding this factual dispute, the court concludes that based on the record in this case, the defendants are entitled to judgment as a matter of law. First, viewing the evidence in the 11 1 light most favorable to plaintiff, plaintiff has not satisfied the objective component for an Eighth 2 Amendment violation. It is well established that an Eighth Amendment deprivation “must be, 3 objectively, ‘sufficiently serious’ and result in the denial of ‘the minimal civilized measure of 4 life’s necessities.” Farmer, 511 U.S. at 834. Plaintiff’s alleged need for an anesthetic during a 5 dental cleaning is not documented in his dental records or supported by medical evidence and is 6 not the type of objectively serious medical need that triggers constitutional protection provided by 7 the Eighth Amendment’s Cruel and Unusual Punishment Clause. See McGuckin, 974 F.2d at 8 1059-60 (“The existence of an injury that a reasonable doctor or patient would find important and 9 worthy of comment or treatment; the presence of a medical condition that significantly affects an 10 individual’s daily activities; or the existence of chronic and substantial pain are examples of 11 indications that a prisoner has a ‘serious’ need for medical treatment.”); Doty v. County of 12 Lassen, 37 F.3d 540, 546 (9th Cir. 1994) (“The ‘routine discomfort’ that results from 13 incarceration and which is ‘part of the penalty that criminal offenders pay for their offenses 14 against society’ does not constitute a ‘serious’ medical need.”). 15 Although the Ninth Circuit has not specifically addressed the precise circumstances before 16 this court, as defense counsel observes, a federal court in Michigan has analyzed a similar 17 deliberate indifference claim based on allegedly inadequate dental care. Bout v. Bolden, 22 F. 18 Supp. 2d 646 (E.D. Mich. 1998), aff’d 225 F.3d 658 (6th Cir. 2000). That court rejected a 19 prisoner’s characterization of his serious medical need as one for anesthesia, explaining: 20 21 22 23 24 25 26 27 28 Plaintiff’s “serious medical need” was not for anesthesia, but rather for tooth repair. Plaintiff’s disagreement with the course of treatment – the decision to drill without anesthesia rather than further delay treatment given the minor nature of the repair and relatively brief period of pain – does not state a constitutional claim. Had [the dentist] gratuitously drilled plaintiff’s teeth for no good medical reason, then the evidence would clearly support a finding of willful and wanton infliction of pain and plaintiff would have supported a direct claim for cruel and unusual punishment contrary to the Eighth Amendment. However, where pain was an incidental part of a dentist’s chosen course of treatment, the question is not whether [the dentist] was indifferent to the incidental pain, but rather whether he was indifferent to the plaintiff’s existing dental condition. Plaintiff conceivably may have some other claim against [the dentist] – for battery, perhaps, for malpractice, perhaps – but he does not have a constitutional claim arising out of his treatment . . . . 12 1 Bout, 22 F. Supp. 2d at 651.1 Under this line of reasoning, plaintiff’s “serious medical need” in 2 this case was for treatment of his periodontitis. That plaintiff may have experienced pain as an 3 incidental part of the course of treatment provided for that condition fails to state a cognizable 4 constitutional claim. 5 In any event, even if plaintiff could satisfy the objective component of an Eighth 6 Amendment violation, he has not come forward with any evidence satisfying the subjective 7 component. Specifically, before it could be said that defendant Dr. Gyaami violated plaintiff’s 8 right to adequate dental care, the defendant’s indifference to plaintiff’s dental needs would need 9 to be substantial. Only indifference that offends “evolving standards of decency” violates the 10 Eighth Amendment. Estelle, 429 U.S. at 106. Here, plaintiff’s deliberate indifference claim 11 against defendant Dr. Gyaami is based on the defendant’s refusal to provide him with an 12 anesthetic during a single dental cleaning. Again, viewing the evidence in the light most 13 favorable to plaintiff, based on the record before this court, defendant Dr. Gyaami’s refusal is not 14 the kind of indifference that could fairly be classified as rising to the level of “repugnant to the 15 conscience of mankind.” Estelle, 429 U.S. at 106. 16 17 18 19 20 21 1 The district court in Bout relied in part on the decision in Snipes v. DeTelle, 95 F.3d 586 (7th Cir. 1996). In that case the Seventh Circuit held that removal of a toenail without the use of anesthetic should be viewed as a course of treatment, and that even if the desire for anesthetic were a separable medical need, denial of that need was not objectively sufficiently serious to constitute the denial of the minimal civilized measure of life’s necessities, regardless of the doctor’s motives, because it is not the type of barbaric treatment the Eighth Amendment prohibits. 95 F.3d at 591-92. Accordingly, the court rejected a prisoner’s contention that “a risk of needless pain” was enough to bring a claim within the purview of the Eighth Amendment: 22 To say the Eighth Amendment requires prison doctors to keep an inmate pain-free in the aftermath of proper medical treatment would be absurd. It would also be absurd to say . . . that the Constitution requires prison doctors to administer the least painful treatment. That may be preferable, but the Constitution is not a medical code that mandates specific medical treatment. . . . 23 24 25 Whether and how pain associated with medical treatment should be mitigated is for doctors to decide free from judicial interference, except in the most extreme situations. 26 27 28 Id. at 592. 13 1 At most, plaintiff has asserted a claim for negligence and/or one based on a mere 2 difference of opinion as to the appropriate course of medical treatment for his condition in 3 connection with his dental cleaning as well as the other dental care defendant Gyaami provided 4 him. However, it is well established that mere ‘indifference,’ ‘negligence,’ or ‘medical 5 malpractice’ will not support this cause of action.” Broughton, 622 F.2d at 460 (9th Cir. 1980) 6 (citing Estelle, 429 U.S. at 105-06). See also Wood, 900 F.2d at 1334 (“In determining deliberate 7 indifference, we scrutinize the particular facts and look for substantial indifference in the 8 individual case, indicating more than mere negligence or isolated occurrences of neglect.”); 9 McGuckin, 974 F.2d at 1060 (an “isolated occurrence” or “isolated exception” to a defendant’s 10 overall treatment which militates against finding deliberate indifference). 11 It is also well established that a mere difference of opinion between a prisoner and prison 12 medical personnel as to the proper course of medical care does not give rise to a cognizable § 13 1983 claim. See Snow, 681 F.3d at 988; Jackson, 90 F.3d at 332; Sanchez, 891 F.2d at 242; 14 Franklin, 662 F.2d at 1344; see also Fleming v. Lefevere, 423 F. Supp. 2d 1064, 1070 (C.D. Cal. 15 2006) (“Plaintiff’s own opinion as to the appropriate course of care does not create a triable issue 16 of fact because he has not shown that he has any medical training or expertise upon which to base 17 such an opinion.”). To establish that a difference of medical opinion as to the appropriate course 18 of treatment amounted to deliberate indifference, plaintiff must “show that the course of treatment 19 the doctors chose was medically unacceptable under the circumstances” and that “they chose this 20 course in conscious disregard of an excessive risk to [the prisoner’s] health.” Jackson, 90 F.3d at 21 332. See also Toguchi, 391 F.3d at 1058. 22 In this case, plaintiff has not come forward with any evidence demonstrating that the 23 course of treatment provided by defendant Dr. Gyaami, and tacitly approved defendant Dr. 24 Calderon who reviewed plaintiff’s inmate appeal, was medically unacceptable under the 25 circumstances.2 Plaintiff also has not come forward with any competent evidence demonstrating 26 2 27 28 Insofar as plaintiff claims that defendant Dr. Calderon violated his constitutional rights by cancelling his initial inmate appeal as untimely, he fails to state a cognizable claim for relief. Prison officials are not required under federal law to process inmate grievances in a specific way or to respond to them in a favorable manner. Even if prison officials delay, deny, or erroneously 14 1 that defendants chose or approved of plaintiff’s course of treatment in conscious disregard of an 2 excessive risk to his health. By merely expressing his opinion in this regard, plaintiff fails to 3 create a genuine issue of material fact. See, e.g., Hansen v. United States, 7 F.3d 137, 138 (9th 4 Cir.1993) (“When the non-moving party relies on its own affidavits to oppose summary 5 judgment, it cannot rely on conclusory allegations unsupported by factual data to create an issue 6 of material fact.”); Fed. R. Civ. P. 56(c)(4) (“An affidavit or declaration used to support or oppose 7 a motion must be made on personal knowledge, set out facts that would be admissible in 8 evidence, and show that the affiant or declarant is competent to testify on the matters stated.”).3 9 ///// 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 screen out a prisoner’s inmate grievance, they have not deprived him of a federal constitutional right. This is because “inmates lack a separate constitutional entitlement to a specific prison grievance procedure.” Ramirez v. Galaza, 334 F.3d 850, 860 (9th Cir. 2003) (citing Mann v. Adams, 855 F.2d 639, 640 (9th Cir. 1988)). See also, e.g., Wright v. Shannon, No. CIV F-051485 LJO YNP PC, 2010 WL 445203 at *5 (E.D. Cal. Feb. 2, 2010) (plaintiff’s allegations that prison officials denied or ignored his inmate appeals failed to state a cognizable claim under the First Amendment); Walker v. Vazquez, No. CIV F-09-0931 YNP PC, 2009 WL 5088788 at *6-7 (E.D. Cal. Dec. 17, 2009) (plaintiff’s allegations that prison officials failed to timely process his inmate appeals failed to a state cognizable under the Fourteenth Amendment); Towner v. Knowles, No. CIV S-08-2833 LKK EFB P, 2009 WL 4281999 at *2 (E.D. Cal. Nov. 20, 2009) (plaintiff’s allegations that prison officials screened out his inmate appeals without any basis failed to indicate a deprivation of federal rights); Williams v. Cate, No. F-09-0468 OWW YNP PC, 2009 WL 3789597 at *6 (E.D. Cal. Nov. 10, 2009) (“Plaintiff has no protected liberty interest in the vindication of his administrative claims.”). 3 The undersigned notes that in other contexts, courts within this circuit have consistently rejected a prisoner’s attempt to dictate the terms of their pain medication. See, e.g., Parlin v. Sodhi, No. 10–6120 VBF (MRW), 2012 WL 5411710 at *4 (C.D. Cal. Aug. 8, 2012) (“At its core, Plaintiff’s claim is that he did not receive the type of treatment and pain medication that he wanted when he wanted it. His preference for stronger medication – Vicodin, Tramadol, etc., – represents precisely the type of difference in medical opinion between a lay prisoner and medical personnel that is insufficient to establish a constitutional violation.”); Tran v. Haar, No. CV 10– 07740 CJC (SS), 2012 WL 37506 at *3–4 (C.D. Cal. Jan. 9, 2012) (plaintiff’s allegations that defendants refused to prescribe “effective medicine” such as Vicodin and instead prescribed Ibuprofen and Naproxen reflected a difference of opinion between plaintiff and defendants as to the proper medication necessary to relieve plaintiff’s pain and failed to state an Eighth Amendment claim); Ruiz v. Akintola, No. CIV S–09–0318 JAM GGH P, 2010 WL 1006435 at *7 (E.D. Cal. Mar. 17, 2010) (granting summary judgment in favor of defendants on plaintiff’s inadequate medical care claim where he presented no expert evidence that the Ultram which defendants prescribed, instead of the Norco that U.C. Davis physicians had recommended, was not medically warranted or reasonable), aff'd No. 10–16516 (9th Cir. Nov. 2, 2011). 15 1 2 Accordingly, for all of the reasons discussed above, the undersigned will recommend that defendants’ motion for summary judgment be granted.4 3 OTHER MATTERS 4 Insofar as plaintiff asserts state law tort claims in his amended complaint, a district court 5 may decline to exercise supplemental jurisdiction over state law claims if the district court has 6 dismissed all claims over which it has original jurisdiction. 28 U.S.C. § 1367(c)(3). The court’s 7 discretion to decline jurisdiction over state law claims is informed by the values of judicial 8 economy, fairness, convenience, and comity. Acri v. Varian Associates, 114 F.3d 999, 1001 (9th 9 Cir. 1997) (en banc). In addition, “[t]he Supreme Court has stated, and [the Ninth Circuit] ha[s] 10 often repeated, that ‘in the usual case in which all federal law claims are eliminated before trial, 11 the balance of factors . . . will point toward declining to exercise jurisdiction over the remaining 12 state law claims.’” Id. (quoting Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343, 350 n.7 (1988)). Of course, “primary responsibility for developing and applying state law rests with the 13 14 state courts.” Curiel v. Barclays Capital Real Estate, Civ. No. S–09–3074 FCD KJM, 2010 WL 15 729499 at *1 (E.D. Cal. Mar. 2, 2010). Here, consideration of judicial economy, fairness, 16 convenience, and comity all point toward declining to exercise supplemental jurisdiction. 17 Therefore, the undersigned will recommend declining to exercise supplemental jurisdiction over 18 plaintiff’s state law claims. 19 CONCLUSION 20 21 IT IS HEREBY ORDERED that the Clerk of the Court is directed to randomly assign a United States District Judge to this action. 22 IT IS HEREBY RECOMMENDED that: 23 1. Defendants’ motion for summary judgment (Doc. No. 26) be granted; 24 2. The court decline to exercise supplemental jurisdiction over any state law claims and 25 dismiss any state law claims without prejudice to plaintiff re-filing them in state court; and 26 27 28 4 In light of the recommendation set forth in these findings and recommendations, the undersigned declines to address defendants’ alternative argument that they are entitled to summary judgment in their favor based on the affirmative defense of qualified immunity. 16 1 3. This action be closed. 2 These findings and recommendations are submitted to the United States District Judge 3 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days 4 after being served with these findings and recommendations, any party may file written 5 objections with the court and serve a copy on all parties. Such a document should be captioned 6 “Objections to Magistrate Judge’s Findings and Recommendations.” Any response to the 7 objections shall be filed and served within seven days after service of the objections. The parties 8 are advised that failure to file objections within the specified time may waive the right to appeal 9 the District Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991). 10 Dated: June 1, 2015 11 12 13 14 DAD:9 alfo2143.57msj 15 16 17 18 19 20 21 22 23 24 25 26 27 28 17

Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.


Why Is My Information Online?