Baskin v. Valenzuela
Filing
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FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Dale A. Drozd on 6/3/2015 RECOMMENDING that petitioner's 1 application for a writ of habeas corpus be denied. Referred to Judge Troy L. Nunley; Objections due within 14 days. (Yin, K)
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UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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TERRY J. BASKIN,
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No. 2:14-cv-0685 TLN DAD P
Petitioner,
v.
E. VALENZUELA,
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FINDINGS AND RECOMMENDATIONS
Respondent.
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Petitioner is a state prisoner proceeding pro se with a petition for a writ of habeas corpus
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pursuant to 28 U.S.C. § 2254. Petitioner challenges a judgment of conviction entered against him
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in 2011 in the Sacramento County Superior Court on charges of furnishing tar heroin and/or
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methamphetamine, in violation of California Health & Safety Code § 11352(a); and possession of
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methamphetamine, in violation of California Health & Safety Code § 11377(a). He seeks federal
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habeas relief on the following grounds: (1) the warrantless search of his home violated his rights
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under the Fourth Amendment; and (2) his appellate counsel provided him ineffective assistance.
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Upon careful consideration of the record and the applicable law, the undersigned will recommend
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that petitioner’s application for habeas corpus relief be denied.
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I. Background
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In its unpublished memorandum and opinion affirming petitioner’s judgment of
conviction on appeal, the California Court of Appeal for the Third Appellate District provided the
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following factual summary:
Following a jury trial, defendant Terry Jerome Baskin was
convicted of furnishing tar heroin and/or methamphetamine (Health
& Saf. Code, § 11352, subd. (a)) and possession of
methamphetamine (Health & Saf. Code, § 11377, subd. (a)). The
trial court found true a strike allegation and sentenced defendant to
nine years four months in state prison.
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On appeal, defendant contends 1) the trial court erred in denying his
motion to suppress the fruits of the warrantless entry into his
apartment and 2) there is an error in the abstract. We order a
correction to the abstract of judgment and affirm.
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FACTUAL AND PROCEDURAL BACKGROUND
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Defendant challenged the legality of the entry into his apartment at
his preliminary hearing. The magistrate denied his motion to
suppress, finding there were exigent circumstances that justified the
entry. Prior to trial, defendant renewed his motion to suppress
pursuant to Penal Code section 1538.5, subdivision (i).FN1 No
additional evidence was presented in the trial court. The trial court
denied defendant’s motion, finding that the community caretaking
exception to the warrant requirement applied. We take the
following facts from the combined suppression motion and
preliminary hearing.
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FN1. Penal Code section 1538.5, subdivision (i)
provides in pertinent part: “If the property or
evidence obtained relates to a felony offense
initiated by complaint and the defendant was held to
answer at the preliminary hearing . . . , the defendant
shall have the right to renew or make the motion at a
special hearing relating to the validity of the search
or seizure . . . . If the motion was made at the
preliminary hearing, unless otherwise agreed to by
all parties, evidence presented at the special hearing
shall be limited to the transcript of the preliminary
hearing and to evidence that could not reasonably
have been presented at the preliminary hearing,
except that the people may recall witnesses who
testified at the preliminary hearing . . . . The court
shall base its ruling on all evidence presented at the
special hearing . . . .”
On December 31, 2009, at 7:39 a.m., Sacramento County Sheriff’s
Deputy Todd Hengel responded to a 911 call concerning an
abandoned infant. The caller reported that the infant’s mother had
been gone approximately one hour. Deputy Hengel arrived at the
location at 7:55 a.m. At that time, he met the caller, Randy Shutler,
and his girlfriend, Kimberlie Higginbothom, who had a five-weekold baby with them. Shutler told Deputy Hengel that he had been
awakened at 4:30 a.m. by the sound of a woman crying outside his
apartment. He and Higginbothom went outside to investigate and
found a woman later identified as Melissa Cekic, crying
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hysterically and holding an infant. Higginbothom took Cekic back
to Cekic’s apartment.
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Higginbothom talked to Cekic for about 45 minutes. Cekic then
asked if she could get a ride to another apartment to retrieve a
wallet she left the previous night. Shutler and Higginbothom
agreed and drove her there. Upon their arrival, Cekic told them she
would be back in a couple of minutes and then left the infant with
them and entered the complex. When Cekic did not return after 20
to 25 minutes, Shutler went to look for her inside the complex, but
did not find her.
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After another 25 to 30 minutes, Shutler searched for Cekic again.
At this point, Cekic had been gone about 50 minutes. During this
search, Shutler contacted a woman later identified as Marie
Mayfield. Shutler described Cekic to Mayfield, who said that the
woman he described lived in apartment 4 and had gone in there.
Shutler knocked on the door of apartment 4 and got no response.
Mayfield told him the residents would not answer the door because
they did not want to go to prison. Shutler then called the police.
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Shutler pointed out Mayfield to Deputy Hengel. Deputy Hengel
made contact with Mayfield. Mayfield denied that she had ever
spoken to Shutler and denied seeing anyone go into apartment 4.
She did say that she was friends with defendant, who lived in
apartment 4. Deputy Hengel ran a warrant check for defendant, and
learned he had two outstanding misdemeanor warrants.
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Deputy Hengel knocked on the door of apartment 4 and identified
himself as a police officer. No one answered, so Deputy Hengel
got a pass key from the manager and entered the apartment, where
he found defendant and Cekic in the bathroom. Deputy Hengel
searched defendant and found syringes and methamphetamine in
his pockets. Another deputy found a bottle cap containing a brown
liquid and a piece of cotton on the bathroom counter, and on the
bathroom floor, he found a knit glove containing two pieces of
black tar heroin; one weighed approximately 12 grams, and the
other weighed approximately 13 grams.
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People v. Baskin, Case No. C068583, 2012 WL 5397110, at *1-2 (Cal. App. 3d Dist. Nov. 6,
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2012).
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After the California Court of Appeal affirmed his judgment of conviction on appeal,
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petitioner filed a petition for review in the California Supreme Court. (Resp’t’s Lod. Doc. 8.)
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That petition was summarily denied. (Id.) Petitioner then filed a petition for a writ of habeas
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corpus in the Sacramento County Superior Court, claiming that hearsay statements were
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improperly admitted into evidence at his trial and that the prosecutor committed misconduct.
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(Resp’t’s Lod. Doc. 9.) Citing the decisions in In re Dixon, 41 Cal.2d 756, 759 (1953) and In re
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Harris, 5 Cal.4th 813, 828 (1993), the Sacramento County Superior Court denied habeas relief on
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these claims based upon the procedural ground that they could have been, but were not, raised on
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appeal by petitioner. (Id.)
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Petitioner subsequently filed a petition for a writ of habeas corpus in the California Court
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of Appeal, claiming that his appellate counsel rendered ineffective assistance in failing to raise
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several arguments on appeal. (Resp’t’s Lod. Doc. 10.) That petition was summarily denied. (Id.)
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Finally, petitioner filed a petition for a writ of habeas corpus in the California Supreme Court,
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raising the same claims of ineffective assistance of appellate counsel. (Resp’t’s Lod. Doc. 11.)
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That petition was also summarily denied. (Id.)
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Petitioner filed his federal habeas petition in this court on March 13, 2014. Respondent
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filed an answer on June 9, 2014, and petitioner filed a traverse on July 21, 2014.
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II. Standards of Review Applicable to Habeas Corpus Claims
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An application for a writ of habeas corpus by a person in custody under a judgment of a
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state court can be granted only for violations of the Constitution or laws of the United States. 28
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U.S.C. § 2254(a). A federal writ is not available for alleged error in the interpretation or
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application of state law. See Wilson v. Corcoran, 562 U.S. 1, 5 (2010); Estelle v. McGuire,
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502U.S. 62, 67-68 (1991); Park v. California, 202 F.3d 1146, 1149 (9th Cir. 2000).
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Title 28 U.S.C. § 2254(d) sets forth the following standards for granting federal habeas
corpus relief:
An application for a writ of habeas corpus on behalf of a
person in custody pursuant to the judgment of a State court shall not
be granted with respect to any claim that was adjudicated on the
merits in State court proceedings unless the adjudication of the
claim (1) resulted in a decision that was contrary to, or involved
an unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
For purposes of applying § 2254(d)(1), clearly established federal law consists of holdings
of the United States Supreme Court at the time of the last reasoned state court decision.
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Thompson v. Runnels, 705 F.3d 1089, 1096 (9th Cir. 2013) (citing Greene v. Fisher, ___ U.S.
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___, ___, 132 S. Ct. 38, 44 (2011); Stanley v. Cullen, 633 F.3d 852, 859 (9th Cir. 2011) (citing
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Williams v. Taylor, 529 U.S. 362, 405-06 (2000)). Circuit court precedent “may be persuasive in
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determining what law is clearly established and whether a state court applied that law
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unreasonably.” Stanley, 633 F.3d at 859 (quoting Maxwell v. Roe, 606 F.3d 561, 567 (9th Cir.
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2010)). However, circuit precedent may not be “used to refine or sharpen a general principle of
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Supreme Court jurisprudence into a specific legal rule that th[e] [Supreme] Court has not
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announced.” Marshall v. Rodgers, ___ U.S. ___, ___, 133 S. Ct. 1446, 1450 (2013) (citing
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Parker v. Matthews, ___ U.S. ___, ___, 132 S. Ct. 2148, 2155 (2012)). Nor may it be used to
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“determine whether a particular rule of law is so widely accepted among the Federal Circuits that
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it would, if presented to th[e] [Supreme] Court, be accepted as correct. Id. Further, where courts
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of appeals have diverged in their treatment of an issue, it cannot be said that there is “clearly
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established Federal law” governing that issue. Carey v. Musladin, 549 U.S. 70, 77 (2006).
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A state court decision is “contrary to” clearly established federal law if it applies a rule
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contradicting a holding of the Supreme Court or reaches a result different from Supreme Court
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precedent on “materially indistinguishable” facts. Price v. Vincent, 538 U.S. 634, 640 (2003).
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Under the “unreasonable application” clause of § 2254(d)(1), a federal habeas court may grant the
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writ if the state court identifies the correct governing legal principle from the Supreme Court’s
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decisions, but unreasonably applies that principle to the facts of the prisoner’s case.1 Lockyer v.
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Andrade, 538 U.S. 63, 75 (2003); Williams, 529 U.S. at 413; Chia v. Cambra, 360 F.3d 997, 1002
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(9th Cir. 2004). In this regard, a federal habeas court “may not issue the writ simply because that
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court concludes in its independent judgment that the relevant state-court decision applied clearly
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established federal law erroneously or incorrectly. Rather, that application must also be
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unreasonable.” Williams, 529 U.S. at 412. See also Schriro v. Landrigan, 550 U.S. 465, 473
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(2007); Lockyer, 538 U.S. at 75 (it is “not enough that a federal habeas court, in its independent
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Under § 2254(d)(2), a state court decision based on a factual determination is not to be
overturned on factual grounds unless it is “objectively unreasonable in light of the evidence
presented in the state court proceeding.” Stanley, 633 F.3d at 859 (quoting Davis v. Woodford,
384 F.3d 628, 638 (9th Cir. 2004)).
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review of the legal question, is left with a ‘firm conviction’ that the state court was ‘erroneous.’”).
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“A state court’s determination that a claim lacks merit precludes federal habeas relief so long as
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‘fairminded jurists could disagree’ on the correctness of the state court’s decision.” Harrington v.
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Richter, 562 U.S. 86, 101 (2011) (quoting Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)).
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Accordingly, “[a]s a condition for obtaining habeas corpus from a federal court, a state prisoner
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must show that the state court’s ruling on the claim being presented in federal court was so
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lacking in justification that there was an error well understood and comprehended in existing law
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beyond any possibility for fairminded disagreement.” Richter, 562 U.S. at 103.
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If the state court’s decision does not meet the criteria set forth in § 2254(d), a reviewing
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court must conduct a de novo review of a habeas petitioner’s claims. Delgadillo v. Woodford,
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527 F.3d 919, 925 (9th Cir. 2008); see also Frantz v. Hazey, 533 F.3d 724, 735 (9th Cir. 2008)
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(en banc) (“[I]t is now clear both that we may not grant habeas relief simply because of §
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2254(d)(1) error and that, if there is such error, we must decide the habeas petition by considering
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de novo the constitutional issues raised.”).
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The court looks to the last reasoned state court decision as the basis for the state court
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judgment. Stanley, 633 F.3d at 859; Robinson v. Ignacio, 360 F.3d 1044, 1055 (9th Cir. 2004).
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If the last reasoned state court decision adopts or substantially incorporates the reasoning from a
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previous state court decision, this court may consider both decisions to ascertain the reasoning of
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the last decision. Edwards v. Lamarque, 475 F.3d 1121, 1126 (9th Cir. 2007) (en banc). “When a
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federal claim has been presented to a state court and the state court has denied relief, it may be
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presumed that the state court adjudicated the claim on the merits in the absence of any indication
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or state-law procedural principles to the contrary.” Richter, 562 U.S. at 99. This presumption
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may be overcome by a showing “there is reason to think some other explanation for the state
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court’s decision is more likely.” Id. at 785 (citing Ylst v. Nunnemaker, 501 U.S. 797, 803
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(1991)). Similarly, when a state court decision on a petitioner’s claims rejects some claims but
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does not expressly address a federal claim, a federal habeas court must presume, subject to
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rebuttal, that the federal claim was adjudicated on the merits. Johnson v. Williams, ___ U.S. ___,
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___, 133 S. Ct. 1088, 1091 (2013).
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Where the state court reaches a decision on the merits but provides no reasoning to
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support its conclusion, a federal habeas court independently reviews the record to determine
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whether habeas corpus relief is available under § 2254(d). Stanley, 633 F.3d at 860; Himes v.
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Thompson, 336 F.3d 848, 853 (9th Cir. 2003). “Independent review of the record is not de novo
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review of the constitutional issue, but rather, the only method by which we can determine whether
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a silent state court decision is objectively unreasonable.” Himes, 336 F.3d at 853. Where no
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reasoned decision is available, the habeas petitioner still has the burden of “showing there was no
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reasonable basis for the state court to deny relief.” Richter, 562 U.S. at 98.
A summary denial is presumed to be a denial on the merits of the petitioner’s claims.
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Stancle v. Clay, 692 F.3d 948, 957 & n. 3 (9th Cir. 2012). While the federal court cannot analyze
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just what the state court did when it issued a summary denial, the federal court must review the
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state court record to determine whether there was any “reasonable basis for the state court to deny
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relief.” Richter, 562 U.S. at 98. This court “must determine what arguments or theories ... could
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have supported, the state court's decision; and then it must ask whether it is possible fairminded
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jurists could disagree that those arguments or theories are inconsistent with the holding in a prior
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decision of [the Supreme] Court.” Id. at 786. The petitioner bears “the burden to demonstrate
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that ‘there was no reasonable basis for the state court to deny relief.’” Walker v. Martel, 709 F.3d
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925, 939 (9th Cir. 2013) (quoting Richter, 562 U.S. at 98).
When it is clear, however, that a state court has not reached the merits of a petitioner’s
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claim, the deferential standard set forth in 28 U.S.C. § 2254(d) does not apply and a federal
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habeas court must review the claim de novo. Stanley, 633 F.3d at 860; Reynoso v. Giurbino, 462
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F.3d 1099, 1109 (9th Cir. 2006); Nulph v. Cook, 333 F.3d 1052, 1056 (9th Cir. 2003).
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III. Petitioner’s Claims
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A. Fourth Amendment
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Petitioner’s first claim for federal habeas relief is that the state trial court violated his
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Fourth Amendment right to be free from unreasonable searches and seizures when it denied his
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motion to suppress evidence of the drugs found in his home. (ECF No. 1 at 6-8.) 2 He argues that
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the search of his apartment, which was conducted without a warrant, could not be justified under
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the exigent circumstances exception to the search warrant requirement. (Id.) The California
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Court of Appeal rejected this argument advanced by petitioner on appeal, finding that “the
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exigent circumstances with which the deputy was presented here justified the warrantless entry.”
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Baskin, 2012 WL 5397110, at *2.
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The United States Supreme Court has held that “where the State has provided an
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opportunity for full and fair litigation of a Fourth Amendment claim, a state prisoner may not be
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granted federal habeas corpus relief on the ground that evidence obtained in an unconstitutional
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search or seizure was introduced at his trial.” Stone v. Powell, 428 U.S. 465, 494 (1976). There
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is no evidence before this court that petitioner was not provided a full and fair opportunity to
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litigate his Fourth Amendment claims in state court. On the contrary, as explained by the
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California Court of Appeal, petitioner filed a motion to suppress evidence seized from his home
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during his pretrial proceedings and received a hearing in the trial court on that motion. Because
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petitioner had a fair opportunity to and did, in fact, litigate his Fourth Amendment claims in state
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court, his Fourth Amendment claim is barred from consideration in this federal habeas
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proceeding. Stone, 428 U.S. at 494.
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B. Ineffective Assistance of Appellate Counsel
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In his second claim for federal habeas relief, petitioner argues that his appellate counsel
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rendered him ineffective assistance in failing to raise the following two arguments on appeal:
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“(1) that the people failed to establish the unavailability of an absent witness before using hearsay
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statements of that witness to obtain petitioner’s conviction; (2) that the prosecutor in closing
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argument made inflammatory and prejudicial statements to the jury regarding Ms. Cekic’s baby
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being left with strangers, but the issues of child endangerment had nothing to do with whether
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petitioner possessed the drugs at issue for the purpose of sales or furnishing heroin to Ms. Cekic.”
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(ECF No. 1 at 11.) After setting forth the applicable legal principles below, the court will address
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Page number citations such as this one are to the page numbers reflected on the court’s
CM/ECF system and not to page numbers assigned by the parties.
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petitioner’s arguments in turn below.
1. Applicable Legal Principles
The clearly established federal law governing ineffective assistance of counsel claims is
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that set forth by the Supreme Court in Strickland v. Washington, 466 U.S. 668 (1984). To
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succeed on a Strickland claim, a defendant must show that (1) his counsel’s performance was
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deficient and that (2) the “deficient performance prejudiced the defense.” Id. at 687. Counsel is
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constitutionally deficient if his or her representation “fell below an objective standard of
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reasonableness” such that it was outside “the range of competence demanded of attorneys in
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criminal cases.” Id. at 687–88 (internal quotation marks omitted).
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Reviewing courts must “indulge a strong presumption that counsel’s conduct falls within
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the wide range of reasonable professional assistance.” Strickland, 466 U.S. at 689. There is in
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addition a strong presumption that counsel “exercised acceptable professional judgment in all
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significant decisions made.” Hughes v. Borg, 898 F.2d 695, 702 (9th Cir. 1990) (citing
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Strickland, 466 U.S. at 689). This presumption of reasonableness means that the court must “give
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the attorneys the benefit of the doubt,” and must also “affirmatively entertain the range of
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possible reasons [defense] counsel may have had for proceeding as they did.” Cullen v.
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Pinholster, ___ U.S. ___, ___, 131 S. Ct. 1388, 1407 (2011) (internal quotation marks and
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alterations omitted).
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The Strickland standards apply to appellate counsel as well as trial counsel. Smith v.
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Murray, 477 U.S. 527, 535-36 (1986); Miller v. Keeney, 882 F.2d 1428, 1433 (9th Cir. 1989).
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However, an indigent defendant “does not have a constitutional right to compel appointed counsel
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to press nonfrivolous points requested by the client, if counsel, as a matter of professional
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judgment, decides not to present those points.” Jones v. Barnes, 463 U.S. 745, 751 (1983).
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Counsel “must be allowed to decide what issues are to be pressed.” Id. Otherwise, the ability of
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counsel to present the client’s case in accord with counsel’s professional evaluation would be
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“seriously undermined.” Id. See also Smith v. Stewart, 140 F.3d 1263, 1274 n.4 (9th Cir. 1998)
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(Counsel is not required to file “kitchen-sink briefs” because it “is not necessary, and is not even
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particularly good appellate advocacy.”) There is, of course, no obligation to raise meritless
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arguments on a client’s behalf. See Strickland, 466 U.S. at 687-88 (requiring a showing of
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deficient performance as well as prejudice). Thus, counsel is not deficient for failing to raise a
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weak issue. See Miller, 882 F.2d at 1434. Under these standards, “it is difficult to demonstrate
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that counsel was incompetent.” Smith v. Robbins, 528 U.S. 259, 288 (2000). In order to
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establish prejudice in this context, petitioner must demonstrate that, but for counsel’s errors, he
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probably would have prevailed on appeal. Miller, 882 F.2d at 1434 n.9.
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2. Erroneous Admission into Evidence of Witness’ Hearsay Statements
Petitioner argues that his appellate counsel rendered ineffective assistance in failing to
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raise the argument on appeal that the admission into evidence of the statements of Marie Mayfield
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through the testimony of Deputy Todd Hengel violated his rights under the Confrontation Clause.
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(ECF No. 1 at 11-12.) Specifically, petitioner asserts that his appellate counsel should have
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argued the prosecution failed to establish that Ms. Mayfield was unavailable as a live witness.
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Petitioner explains that “the defense” (presumably referring to his trial counsel and the
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defense investigator) attempted to contact Ms. Mayfield because she “was believed to have
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contact information of a second witness who would be exculpatory in this matter.” (Id. at 11.)
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According to petitioner, after his trial counsel made several unsuccessful attempts to contact
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Mayfield, the prosecutor provided petitioner’s trial counsel with Mayfield’s updated address and
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telephone number. A defense investigator went to the new address but was still unable to locate
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Mayfield. (Id.) The defense investigator also left a telephone message for Mayfield but never
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received a response. (Id.) The defense investigator later attempted again to interview Ms.
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Mayfield but was unable to do so. (Id. at 12.) At some point, the prosecutor informed
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petitioner’s counsel that Mayfield was “at the address provided on an infrequent basis.” (Id.) It
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also appears from an exhibit filed by petitioner with this court that his trial counsel requested a
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continuance of petitioner’s trial in order to attempt to locate Mayfield prior to trial. (Id. at 39-41.)
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Petitioner claims that “the people never did produce witness Mayfield, and her hearsay statements
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were allowed to be admitted into evidence via Deputy Hengel – in violation of petitioner’s
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Constitutional Rights to Confront and Cross-examine witnesses who has previously made
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statements to law enforcement and would be called to testify at trial to attest ot [sic] deny the
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hearsay statements.” (ECF No. 1 at 12.)
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It appears from these allegations that petitioner may be complaining that the prosecution
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failed to locate and produce Ms. Mayfield as a trial witness and that if the prosecution had done
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so it would have allowed the defense to question her about her statement to Mr. Shutler that she
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saw Ms. Cekic go into petitioner’s apartment. Petitioner may also be attempting to claim that the
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prosecution improperly failed to give the defense team sufficient information through discovery
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to enable petitioner’s trial counsel to locate Ms. Mayfield prior to trial. However, petitioner has
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failed to demonstrate that either of these claims of prosecutorial misconduct would have prevailed
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on appeal had they been raised by appellate counsel. Accordingly, it cannot be said that
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petitioner’s appellate counsel rendered ineffective assistance in failing to pursue these arguments.
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Strickland, 466 U.S. at 687-88.
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Petitioner has also failed to demonstrate that his appellate counsel rendered ineffective
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assistance in failing to raise a challenge to the admission of Deputy Hengel’s testimony based on
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the Confrontation Clause.
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In Crawford v. Washington, 541 U.S. 36 (2004), the United States Supreme Court held
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that the Confrontation Clause bars the state from introducing into evidence out-of-court
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statements which are “testimonial” in nature unless the witness is unavailable and the defendant
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had a prior opportunity to cross-examine the witness, regardless of whether such statements are
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deemed reliable. It has been recognized that “[a] witness is not ‘unavailable’ for purposes of the
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foregoing exception to the confrontation clause requirement unless the prosecutorial authorities
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have made a good-faith effort to obtain his presence at trial.” Merolillo v. Yates, 663 F.3d 444,
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454 (9th Cir. 2011) (quoting Barber v. Page, 390 U.S. 719, 724-25 (1968)). “If the state does not
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make any effort to secure the witness’s attendance, the good faith requirement has not been met
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and the witness is not legally unavailable.” Whelchel v. Washington, 232 F.3d 1197, 1209 (9th
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Cir. 2000) (citing Christian v. Rhode, 41 F.3d 461, 467 (9th Cir.1994)).
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In addition, Confrontation Clause violations are subject to harmless error analysis.
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Whelchel, 232 F.3d at 1205-06. “In the context of habeas petitions, the standard of review is
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whether a given error ‘had substantial and injurious effect or influence in determining the jury's
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verdict.’” Christian v. Rhode, 41 F.3d 461, 468 (9th Cir. 1994) (quoting Brecht v. Abrahamson,
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507 U.S. 619, 637 (1993)). Factors to be considered when assessing the harmlessness of a
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Confrontation Clause violation include the importance of the testimony, whether the testimony
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was cumulative, the presence or absence of evidence corroborating or contradicting the
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testimony, the extent of cross-examination permitted, and the overall strength of the prosecution's
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case. Delaware v. Van Arsdall, 475 U.S. 673, 684 (1986); United States v. Norwood, 603 F.3d
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1063, 1068-69 (9th Cir. 2010).
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It appears from petitioner’s allegations that neither the defense nor the prosecution was
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able to locate Ms. Mayfield prior to petitioner’s trial. It also appears that while the prosecution
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was able to obtain an updated address for Ms. Mayfield which it shared with the defense, she was
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at that location only infrequently and did not return phone calls. If proven, these allegations
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support an inference that Mayfield was simply not available as a trial witness. Petitioner has
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failed to come forward with any evidence suggesting that the prosecution failed to make an effort
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to locate Mayfield and secure her attendance as a trial witness. However, even assuming
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arguendo that the prosecution failed to make a reasonable good faith effort to obtain Mayfield’s
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presence at petitioner’s trial, any error stemming from the admission of Deputy Hengel’s
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testimony regarding her statements to him was harmless.
18
At petitioner’s trial Deputy Hengel testified that when he arrived at the scene he spoke
19
with Randy Shutler, who told him that he had spoken with a “black female” (Mayfield), who had
20
reported to him that she saw the mother of the infant go into apartment No. 4. (Reporter’s
21
Transcript on Appeal (RT) at 186-87.) Deputy Hengel testified that he then spoke with Mayfield
22
in an attempt “to try and get the same information from her regarding the whereabouts of the
23
mother.” (Id. at 187.) Hengel testified that Mayfield told him petitioner resided in apartment No.
24
4. (Id. at 187-88.) Hengel also testified that he verified with the apartment manager that
25
petitioner resided in apartment No. 4. (Id. at 189.) According to Hengel’s testimony, he then
26
entered the apartment with several other officers and found petitioner and Cekic. (Id. at 191-92.)
27
28
Mayfield’s statements to Shutler and Deputy Hengel regarding the whereabouts of the
infant’s mother were primarily relevant to petitioner’s argument that under the Fourth
12
1
Amendment the police did not have probable cause to enter his apartment without a warrant.
2
That issue was resolved against petitioner prior to trial. Mayfield’s statements to Deputy Hengel
3
had very little, if any, relevance to the question whether petitioner was actually guilty of the
4
crimes of possession and furnishing methamphetamine and heroin. Further, Mayfield’s purported
5
statements to Shutler that petitioner resided in apartment No. 4 and that the infant’s mother was
6
also in that apartment were corroborated when Deputy Hengel entered the apartment and
7
encountered both petitioner and Cekic. Finally, it appears that in all likelihood Deputy Hengel
8
would have entered apartment No. 4 even without speaking to Mayfield, based on his
9
conversation with Shutler. Shutler testified at petitioner’s trial and was cross-examined by
10
petitioner’s counsel. (Id. at 125, 138.) Under all of these circumstances, petitioner has failed to
11
show that any arguable Confrontation Clause violation in admitting Mayfield’s statements into
12
evidence through the testimony of Deputy Hengel had substantial and injurious effect or influence
13
in determining the jury’s verdict in his case.
14
Given these weaknesses in petitioner’s underlying Confrontation Clause argument, his
15
appellate counsel cannot be said to have rendered him ineffective assistance in failing to raise the
16
issue on appeal. Appellate counsel’s decision to press claims with arguably more merit than the
17
Confrontation Clause claim now suggested by petitioner was well “within the range of
18
competence demanded of attorneys in criminal cases.” McMann v. Richardson, 397 U.S. 759,
19
771 (1970). See also Robbins, 528 U.S. at 288 (“appellate counsel who files a merits brief need
20
not (and should not) raise every nonfrivolous claim, but rather may select from among them in
21
order to maximize the likelihood of success on appeal”); Gray v. Greer, 800 F.2d 644, 646 (7th
22
Cir. 1985) (“Generally, only when ignored issues are clearly stronger than those presented, will
23
the presumption of effective assistance of counsel be overcome”). The state courts’ rejection of
24
petitioner’s ineffective assistance of appellate counsel claim is not contrary to or an unreasonable
25
application of Strickland. Accordingly, petitioner is not entitled to federal habeas relief with
26
respect to that claim.
27
/////
28
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13
1
2
3. Claim of Prosecutorial Misconduct
Petitioner also argues that his appellate counsel should have argued on appeal that the
3
prosecutor at petitioner’s trial committed misconduct during closing argument when the
4
prosecutor commented on evidence that Cekic left her infant with Shutler and Higginbothom
5
while she attempted to obtain drugs. Petitioner argues “the issues of child endangerment had
6
nothing to do with whether petitioner possessed the drugs at issue.” (ECF No. 1 at 12.) Petitioner
7
contends the prosecutor’s statements in this regard were “inflammatory and prejudicial.” (Id.)
8
He argues, “[o]bviously, the jury would be influenced and inflamed soon as they heard about Ms.
9
Cekic leaving her baby (with other adults labeled as strangers) outside, or evidence of the baby in
10
the fact-pattern at all, had little or no probative value; which would be substantially outweighed
11
by the danger of undue prejudice.” (Id.)
12
13
The exact language used by the prosecutor during closing arguments to which petitioner
now objects is as follows:
14
But what reason would she have to come and lie to you in this trial?
She’s already the one in prison. You heard it from her. She didn’t
get any deals. She is in prison. Moreover, she’s in an addiction
facility. She’s trying to deal with her addiction, as she told us.
15
16
She brought over a baby. She needed it so bad she was willing to
strand her baby with somebody.
17
18
19
20
(RT at 417.)
She’s so honest about everything else, honest about lying, she’s
honest about the fact she’s in prison.
***
21
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24
25
26
27
28
Does that sound like somebody who is putting up for the mother-ofthe year award like they are worried that these are the things that
are going to allow them somehow to get a child back, but, “Oh, if I
say I brought the heroin, that’s it. That’s it. End of story. Can’t
get my kid back because I said that.
***
The best they could come up with why she was going to lie was
because she was worried about family court proceedings? She’s in
prison, ladies and gentlemen. You don’t keep your child while
you’re in prison. So it’s not as if she’s worried about it being
removed from her.
14
1
(Id. at 451.
It’s really a common sense story at the end of the day. It doesn’t
take much to figure out what happened on the early morning hours
of December 30th, 2009. The person with an addiction was having
a fight with their boyfriend, had their baby screaming at the top of
their lungs, needed some drugs.
2
3
4
5
6
(Id. at 422.)
Prior to trial, petitioner’s counsel filed a written motion in limine seeking to “exclude
7
evidence of Ms. Cekic’s baby being present or left outside.” (Clerk’s Transcript on Appeal (CT)
8
at 231.) Petitioner’s trial counsel argued that such evidence would “inflame” the jury and was
9
irrelevant to whether petitioner was guilty of the charged crimes. (Id.) The motion in limine was
10
denied by the trial court. (RT at 40-48.) During closing argument, the prosecutor made the
11
remarks set forth above in an attempt to counter the theory presented by the defense that Cekic
12
was a drug dealer who supplied petitioner with heroin, rather than the other way around.
13
Moreover, petitioner’s trial counsel did not object to these portions of the prosecutor’s closing
14
argument when they were made.
15
Under California law, trial counsel must make a timely objection in order to preserve a
16
claim of prosecutorial misconduct on appeal. People v. Samayoa, 15 Cal.4th 795, 841 (1997).
17
The California Supreme Court has noted that “[a]s a general rule a defendant may not complain
18
on appeal of prosecutorial misconduct unless in a timely fashion – and on the same ground – the
19
defendant made an assignment of misconduct and requested that the jury be admonished to
20
disregard the impropriety.” Id. In this case, an argument on appeal based upon prosecutorial
21
misconduct in closing argument would not have prevailed because petitioner’s trial counsel did
22
not make a contemporaneous objection to the challenged portions of the prosecutor’s closing
23
argument.
24
Even if this issue had been properly preserved for appeal, petitioner has failed to show
25
that the prosecutor’s statements in closing argument were prejudicial. In fashioning closing
26
arguments prosecutors are allowed “reasonably wide latitude,” United States v. Birges, 723 F.2d
27
666, 671-72 (9th Cir. 1984), and are free to argue “reasonable inferences from the evidence.”
28
United States v. Gray, 876 F.2d 1411, 1417 (9th Cir. 1989). See also Ducket v. Godinez, 67 F.3d
15
1
734, 742 (9th Cir. 1995). “[Prosecutors] may strike ‘hard blows,’ based upon the testimony and
2
its inferences, although they may not, of course, employ argument which could be fairly
3
characterized as foul or unfair.” United States v. Gorostiza, 468 F.2d 915, 916 (9th Cir. 1972).
4
“[I]t ‘is not enough that the prosecutors’ remarks were undesirable or even universally
5
condemned.’” Darden v. Wainwright, 477 U.S. 168, 181 (1986) (citation omitted). The issue is
6
whether the “remarks, in the context of the entire trial, were sufficiently prejudicial to violate
7
[petitioner’s] due process rights.” Donnelly v. DeChristoforo, 416 U.S. 637, 639 (1974); Deck v.
8
Jenkins, 768 F.3d 1015, 1021 (9th Cir. 2014); United States v. Robinson, 485 U.S. 25, 33 (1988)
9
(“[P]rosecutorial comment must be examined in context. . . .”)
10
Here, it appears that the prosecutor was merely attempting to counter the defense’s
11
contention that Cecik, and not petitioner, was the drug supplier in this situation. The challenged
12
portion of the prosecutor’s closing argument constituted a reasonable inference from the evidence
13
presented at trial that Cecik was the purchaser and consumer of the drugs, as opposed to the
14
supplier, as evidenced by the fact that she was even willing to leave her baby with strangers in her
15
search for narcotics. In addition, as noted by respondent, the jury at petitioner’s trial was
16
instructed that “nothing that the attorneys say is evidence,” and that “[i]n their opening statements
17
and their closing arguments, the attorneys will discuss the case, but their remarks are not
18
evidence.” (RT at 383.) These instructions would have mitigated any possible prejudice flowing
19
from the prosecutor’s remarks even if they did evidence prosecutorial misconduct in some way.
20
See Kansas v. Marsh, 548 U.S. 163 (2006); Richardson v. Marsh, 481 U.S. 200, 206 (1987)
21
(applying “the almost invariable assumption of the law that jurors follow their instructions”);
22
Fields v. Brown, 503 F.3d 755, 782 (9th Cir. 2007).
23
Petitioner also argues that the prosecutor’s statement to the jury that, “what reason would
24
she have to come and lie to you in this trial” was improper and vouched for the credibility of Ms.
25
Cekic’s testimony. (ECF No. 1 at 13-14; ECF No. 15 at 10.) “Vouching consists of placing the
26
prestige of the government behind a witness through personal assurances of the witness’s
27
veracity, or suggesting that information not presented to the jury supports the witness’s
28
testimony.” United States v. Necoechea, 986 F.2d 1273, 1276 (9th Cir. 1993). “Vouching
16
1
typically involves the prosecution bolstering the testimony of its own witness.” United States v.
2
Nobari, 574 F.3d 1065, 1078 (9th Cir. 2009. It is improper for a prosecutor to vouch, in the sense
3
described above, for the credibility of a government witness. United States v. Hermanek, 289
4
F.3d 1076, 1098 (9th Cir. 2002). See also United States v. Young, 470 U.S. 1, 7 n.3 (1985).
5
The undersigned does not find that the prosecutor’s statement during closing argument
6
“what reason would she have to come and lie to you in this trial” constituted improper vouching
7
for the prosecution’s witness. This brief remark did not place the prestige of the government
8
behind Cekic’s testimony through the prosecutor’s personal assurances of her veracity, nor did it
9
suggest that information not presented to the jury supported Cekic’s testimony.
10
For all of the reasons set forth above, petitioner’s appellate counsel did not render
11
ineffective assistance in choosing to raise arguments on appeal that he believed had more merit
12
than the claims of prosecutorial misconduct now being suggested by petitioner. See McMann,
13
397 U.S. at 771; Robbins, 528 U.S. at 288. The decision of the California courts to the same
14
effect is not contrary to or an unreasonable application of federal law. Accordingly, petitioner is
15
not entitled to federal habeas relief with respect to this aspect of his ineffective assistance of
16
counsel claim.
17
IV. Conclusion
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19
For the foregoing reasons, IT IS HEREBY RECOMMENDED that petitioner’s
application for a writ of habeas corpus be denied.
20
These findings and recommendations are submitted to the United States District Judge
21
assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days
22
after being served with these findings and recommendations, any party may file written
23
objections with the court and serve a copy on all parties. Such a document should be captioned
24
“Objections to Magistrate Judge’s Findings and Recommendations.” Any reply to the objections
25
shall be served and filed within fourteen days after service of the objections. Failure to file
26
objections within the specified time may waive the right to appeal the District Court’s order.
27
Turner v. Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez v. Ylst, 951 F.2d 1153 (9th Cir.
28
1991). In his objections petitioner may address whether a certificate of appealability should issue
17
1
in the event he files an appeal of the judgment in this case. See Rule 11, Federal Rules Governing
2
Section 2254 Cases (the district court must issue or deny a certificate of appealability when it
3
enters a final order adverse to the applicant).
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Dated: June 3, 2015
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