Alston v. Macomber
Filing
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ORDER AND FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Kendall J. Newman on 8/11/2014 GRANTING petitioner leave to proceed IFP; and RECOMMENDING that petitioner's 7 motion for a stay be granted; petitioner be directed to file a motion to lift the stay of this action within 30 days of any order by the CA Supreme Court addressing petitioner's habeas petition; and the Clerk be directed to administrativey close this case. Referred to Judge John A. Mendez; Objections due within 14 days. (Yin, K)
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UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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LEONON JAMES ALSTON,
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No. 2:14-cv-1500 JAM KJN P
Petitioner,
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v.
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J. MACOMBER,
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ORDER AND FINDINGS AND
RECOMMENDATIONS
Respondent.
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I. Introduction
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Petitioner is a state prisoner proceeding without counsel and in forma pauperis. By order
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filed June 27, 2014, petitioner was granted leave to file a motion for stay and abeyance. On July
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24, 2014, petitioner filed a motion to stay this action pursuant to Rhines v. Weber, 544 U.S. 269,
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276 (2005).
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This action is proceeding on the original petition filed June 24, 2014. Petitioner concedes
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that his petition contains unexhausted claims, known as a “mixed” petition, and seeks to stay this
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case pending exhaustion of his state court remedies. Petitioner claims that his first ground is
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exhausted, but grounds two through four are not exhausted. For the following reasons, the
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undersigned recommends that the motion for stay be granted.
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II. Motion for Stay
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A. Stay and Abeyance Procedures
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Two procedures are available to federal habeas petitioners who wish to proceed with
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exhausted and unexhausted claims for relief. The “Kelly procedure,” outlined in Kelly v. Small,
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315 F.3d 1063 (9th Cir. 2003), has been described by the Ninth Circuit Court of Appeals to
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involve the following three-step process:
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(1) petitioner amends his petition to delete any unexhausted claims,
(2) the court stays and holds in abeyance the amended, fully
exhausted petition, allowing petitioner the opportunity to proceed to
state court to exhaust the deleted claims, and (3) petitioner later
amends his petition and re-attaches the newly-exhausted claims to
the original petition.
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King v. Ryan, 564 F.3d 1133, 1135 (9th Cir. 2009). A petitioner who proceeds under Kelly will
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be able to amend his petition with newly exhausted claims if they are timely under the statute of
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limitations governing the filing of federal habeas petitions. If a petitioner’s newly-exhausted
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claims are untimely, he will be able to amend his petition to include them only if they share a
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“common core of operative facts” with the claims in the original federal petition. In this regard,
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the Kelly procedure, unlike the alternative procedure discussed below, is a riskier one for a
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habeas petitioner because it does not protect a petitioner’s unexhausted claims from expiring
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during a stay and becoming time-barred. See King, 564 F.3d at 1140-41; see also Duncan v.
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Walker, 533 U.S. 167, 172-75, (2001) (unlike the filing of a state habeas petition, the filing of a
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federal habeas petition does not toll the statute of limitations).
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In the second procedure, under Rhines, a federal petition containing both exhausted and
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unexhausted claims may be stayed if: (1) petitioner demonstrates good cause for the failure to
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have first exhausted the claims in state court, (2) the claim or claims at issue potentially have
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merit, and (3) petitioner has not been dilatory in pursuing the litigation. Id., 544 U.S. at 277-78.
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Under the Rhines procedure, the petitioner may proceed on a “mixed petition,” i.e., one
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containing both exhausted and unexhausted claims, and his unexhausted claims remain pending in
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federal court while he returns to state court to exhaust them. See King, 564 F.3d at 1140; Jackson
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v. Roe, 425 F.3d 654, 660 (9th Cir. 2005) (“Rhines concluded that a district court has discretion
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to stay a mixed petition to allow a petitioner time to return to state court to present unexhausted
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claims.”).
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A petitioner who proceeds under Rhines can, in many instances, avoid a statute of
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limitations problem with respect to his unexhausted claims. See King, 564 F.3d at 1140.
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However, the requirements are more stringent for the granting of a stay under Rhines, as
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compared to Kelly. The Supreme Court has cautioned that a “stay and abeyance [under the
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Rhines procedure] should be available only in limited circumstances,” and “district courts should
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place reasonable time limits on a petitioner’s trip to state court and back.” Rhines, 544 U.S. at
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277-78.1
The decisions in both Kelly and Rhines “are directed at solving the same problem --
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namely, the interplay between AEDPA’s one-year statute of limitations and the total exhaustion
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requirement first articulated in Rose v. Lundy, 455 U.S. 509 (1982).” King, 564 F.3d at 1136.
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B. Petitioner’s Motion
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As set forth above, petitioner specifically seeks to stay this case under Rhines.
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Petitioner concedes that claims two, three and four are not exhausted. Petitioner states that he
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wanted appellate counsel to raise additional issues in the petition for review, but that appellate
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counsel concluded there was only one legitimate ground for appeal, which is the exhausted claim
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in ground one. (ECF No. 7 at 2.) Petitioner alleges that he “was only recently made aware of a
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recourse available after the California Supreme Court disposition where he could raise additional
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grounds other than those raised by his attorney on direct appeal, by petitioning the court of his
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conviction.” (ECF No. 7 at 2-3.) Petitioner acknowledges that ignorance of the law is no
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defense, but claims his counsel informed him that his only authority was “choosing whether or
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not to accept a plea bargain . . . and whether or not to testify on his own behalf.” (ECF No. 7 at
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3.)
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Petitioner also argues that these claims have merit, and that at present he has no pending
actions in state court regarding the three unexhausted claims. (ECF No. 7 at 8-9.)
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The Kelly procedure, which remains available after Rhines, does not require a showing of good
cause. King, 564 F.3d at 1140.
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Recently, the Ninth Circuit addressed the issue of good cause under Rhines:
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There is little authority on what constitutes good cause to excuse a
petitioner's failure to exhaust. In Rhines, the Supreme Court did
not explain the standard with precision. See 544 U.S. at 275-78,
125 S. Ct. 1528. The Court has since addressed the meaning of
good cause in only one other case, recognizing in dicta that “[a]
petitioner's reasonable confusion about whether a state filing would
be timely will ordinarily constitute ‘good cause’ “ to excuse his
failure to exhaust. Pace v. DiGuglielmo, 544 U .S. 408, 416, 125 S.
Ct. 1807, 161 L.Ed.2d 669 (2005) (citing Rhines, 544 U.S. at 278,
125 S. Ct. 1528).
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Similarly, our cases on the meaning of good cause under Rhines are
also sparse. In Jackson v. Roe, 425 F.3d 654 (9th Cir.2005), we
held that good cause does not require a showing of “extraordinary
circumstances.” Id. at 661-62. In Wooten v. Kirkland, 540 F.3d
1019 (9th Cir. 2008), we held that a petitioner did not establish
good cause simply by alleging that he was “under the impression”
that his claim was exhausted. Id. at 1024. We explained that
accepting as good cause the mere “lack of knowledge” that a claim
was exhausted “would render stay-and-abey orders routine”
because “virtually every habeas petitioner” represented by counsel
could assert that he was unaware of his attorney’s failure to
exhaust. Id.
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Blake v. Baker, 745 F.3d 977, 981-82 (9th Cir. 2014). The Ninth Circuit concluded that the
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Rhines standard for cause based on ineffective assistance of counsel “cannot be any more
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demanding” than the cause standard required to excuse the procedural default of a habeas claim,
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as set forth in Martinez v. Ryan, 132 S. Ct. 1309 (2012). Blake, 745 F.3d at 983-84.
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Previously, several district courts had similarly concluded that the good cause standard is
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more generous than the showing needed for “cause” to excuse a procedural default. See, e.g.,
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Rhines v. Weber, 408 F.Supp.2d 844, 849 (D. S.D. 2005) (applying the Supreme Court’s mandate
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on remand and collecting cases). Another district court held that the Rhines good cause standard
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requires the petitioner to show that he was prevented from raising
the claim, either by his own ignorance or confusion about the law or
the status of his case, by circumstances over which he had no
control, such as actions by counsel, either in contravention of the
petitioner’s clearly expressed desire to raise the claim, or when
petitioner had no knowledge of the claim's existence.
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Riner v. Crawford, 415 F.Supp 2d 1207, 1211 (D. Nev. 2006). Subsequently, in Wooten, the
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Ninth Circuit found that the prisoner’s ignorance was unjustified because his counsel had mailed
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him a copy of his state petition, which did not include the unexhausted claim, and he did not
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claim his counsel was ineffective for failing to include the claim. Id., 540 F.3d at 1024 n.2.
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Here, petitioner contends that he wanted appellate counsel to raise the unexhausted claims
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but that counsel informed him that plaintiff’s decision-making was limited, and that only she
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could decide what claims would be raised on appeal. Petitioner states that he only recently
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discovered he could raise these unexhausted claims on his own in state court. Thus, petitioner’s
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facts are more aligned with those in Riner. His reliance upon the advice of counsel was
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reasonable and excuses his lack of diligence or ignorance. The undersigned finds petitioner has
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demonstrated good cause.
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The court turns now to the merits of petitioner’s claims. Petitioner was convicted of first
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degree residential burglary on November 16, 2011. (ECF No. 1 at 1.) Petitioner seeks to exhaust
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claims two through four: insufficient evidence to prove intent; it was error to admit the gloves on
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rebuttal because the gloves were the only evidence used to prove intent; and the eyewitness
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knowingly made false statements under oath.
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The Ninth Circuit has held that a federal court may deny an unexhausted claim on the
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merits only when it is perfectly clear that the petitioner does not raise even a colorable federal
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claim. Cassett v. Stewart, 406 F.3d 614, 624 (9th Cir. 2005). Therefore, if a petitioner states a
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colorable claim, the claim is not plainly meritless. Here, petitioner’s unexhausted claims two and
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four appear to be at least “colorable;” thus, such claims are not plainly meritless under Rhines’
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second prong.
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Finally, nothing in the petitioner’s filings demonstrate that petitioner has engaged in
intentionally dilatory tactics.
For all of the above reasons, the undersigned recommends that petitioner’s motion for stay
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be granted. However, petitioner must, without delay, pursue his claims through petitions for writ
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of habeas corpus filed in state court. “[D]istrict courts should place reasonable time limits on a
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petitioner’s trip to state court and back.” Rhines, 544 U.S. at 277-78. Petitioner should
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immediately file his state court habeas petition so that the stay of this action is not unduly
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delayed. Within thirty days from the date of any order by the California Supreme Court
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addressing petitioner’s unexhausted claims, petitioner shall file a motion to lift the stay of this
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action.
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Accordingly, IT IS HEREBY ORDERED that petitioner is granted leave to proceed in
forma pauperis; and
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IT IS RECOMMENDED that:
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1. Petitioner’s motion for stay (ECF No. 7) be granted;
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2. Petitioner be directed to file a motion to lift the stay of this action within thirty days
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from the date of any order by the California Supreme Court addressing petitioner’s habeas
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petition; and
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3. The Clerk of the Court be directed to administratively close this case.
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These findings and recommendations are submitted to the United States District Judge
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assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days
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after being served with these findings and recommendations, petitioner may file written
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objections with the court and serve a copy on all parties. Such a document should be captioned
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“Objections to Magistrate Judge’s Findings and Recommendations.” Petitioner is advised that
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failure to file objections within the specified time may waive the right to appeal the District
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Court’s order. Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).
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Dated: August 11, 2014
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/alst1500.stay
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