Greer v. Commissioner of Social Security
Filing
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MEMORANDUM, OPINION AND ORDER signed by Magistrate Judge Craig M. Kellison on 9/30/2016 DENYING 19 Motion for Summary Judgment; GRANTING 22 Cross-Motion for Summary Judgment. CASE CLOSED. (Michel, G.)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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KYLE BRENT GREER,
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Plaintiff,
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No. 2:14-CV-2076-CMK
vs.
MEMORANDUM OPINION AND ORDER
COMMISSIONER OF SOCIAL
SECURITY,
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Defendant.
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Plaintiff, who is proceeding with retained counsel, brings this action under
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42 U.S.C. § 405(g) for judicial review of a final decision of the Commissioner of Social Security.
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Pursuant to the written consent of all parties, this case is before the undersigned as the presiding
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judge for all purposes, including entry of final judgment. See 28 U.S.C. § 636(c). Pending
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before the court are plaintiff’s motion for summary judgment (Doc. 19) and defendant’s cross-
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motion for summary judgment (Doc. 22).
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I. PROCEDURAL HISTORY
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Plaintiff applied for social security benefits on November 23, 2010. In the
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application, plaintiff claims that disability began on March 6, 2009. Plaintiff’s claim was
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initially denied. Following denial of reconsideration, plaintiff requested an administrative
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hearing, which was held on June 1, 2012, before Administrative Law Judge (“ALJ”) Carol A.
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Eckersen. In a July 11, 2012, decision, the ALJ concluded that plaintiff is not disabled based on
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the following relevant findings:
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1.
The claimant has the following severe impairment(s): chronic low back
pain and spasms, multilevel degenerative spondylosis of the thoracic
spine, adjustment disorder with anxious mood, pain disorder, and
depressive disorder;
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The claimant does not have an impairment or combination of impairments
that meets or medically equals an impairment listed in the regulations;
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The claimant has the following residual functional capacity: light work
except he can never climb ladders, ropes, or scaffolds; he can occasionally
climb ramps and stairs; he can occasionally balance, stoop, kneel, and
crawl; he can perform non-public work involving frequent interaction with
coworkers and supervisors; and he requires an option to alternate sitting
and standing at will (estimated at one to two times per hour) while
remaining at the workstation;
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Considering the claimant’s age, education, work experience, residual
functional capacity, and vocational expert testimony, there are jobs that
exist in significant numbers in the national economy that the claimant can
perform.
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After the Appeals Council declined review on June 20, 2014, this appeal followed.
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II. STANDARD OF REVIEW
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The court reviews the Commissioner’s final decision to determine whether it is:
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(1) based on proper legal standards; and (2) supported by substantial evidence in the record as a
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whole. See Tackett v. Apfel, 180 F.3d 1094, 1097 (9th Cir. 1999). “Substantial evidence” is
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more than a mere scintilla, but less than a preponderance. See Saelee v. Chater, 94 F.3d 520, 521
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(9th Cir. 1996). It is “. . . such evidence as a reasonable mind might accept as adequate to
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support a conclusion.” Richardson v. Perales, 402 U.S. 389, 402 (1971). The record as a whole,
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including both the evidence that supports and detracts from the Commissioner’s conclusion, must
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be considered and weighed. See Howard v. Heckler, 782 F.2d 1484, 1487 (9th Cir. 1986); Jones
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v. Heckler, 760 F.2d 993, 995 (9th Cir. 1985). The court may not affirm the Commissioner’s
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decision simply by isolating a specific quantum of supporting evidence. See Hammock v.
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Bowen, 879 F.2d 498, 501 (9th Cir. 1989). If substantial evidence supports the administrative
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findings, or if there is conflicting evidence supporting a particular finding, the finding of the
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Commissioner is conclusive. See Sprague v. Bowen, 812 F.2d 1226, 1229-30 (9th Cir. 1987).
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Therefore, where the evidence is susceptible to more than one rational interpretation, one of
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which supports the Commissioner’s decision, the decision must be affirmed, see Thomas v.
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Barnhart, 278 F.3d 947, 954 (9th Cir. 2002), and may be set aside only if an improper legal
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standard was applied in weighing the evidence, see Burkhart v. Bowen, 856 F.2d 1335, 1338 (9th
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Cir. 1988).
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III. DISCUSSION
In his motion for summary judgment, plaintiff argues that the ALJ erred with
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respect to lay witness statements. Plaintiff also argues that, because of this error, the ALJ erred
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in rejecting his own statements as not credible. Finally, plaintiff also argues that, given these
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errors, the ALJ’s residual functional capacity assessment was flawed and, in turn, the ALJ relied
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on vocational expert testimony based on flawed hypothetical questions. Plaintiff does not
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challenge the ALJ’s evaluation of any of the medical evidence.
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In determining whether a claimant is disabled, an ALJ generally must consider lay
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witness testimony concerning a claimant's ability to work. See Dodrill v. Shalala, 12 F.3d 915,
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919 (9th Cir. 1993); 20 C.F.R. §§ 404.1513(d)(4) & (e), 416.913(d)(4) & (e). Indeed, “lay
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testimony as to a claimant's symptoms or how an impairment affects ability to work is competent
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evidence . . . and therefore cannot be disregarded without comment.” See Nguyen v. Chater, 100
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F.3d 1462, 1467 (9th Cir. 1996). Consequently, “[i]f the ALJ wishes to discount the testimony
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of lay witnesses, he must give reasons that are germane to each witness.” Dodrill, 12 F.3d at
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919. The ALJ may cite same reasons for rejecting plaintiff’s statements to reject third-party
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statements where the statements are similar. See Valentine v. Commissioner Soc. Sec. Admin.,
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574 F.3d 685, 694 (9th Cir. 2009) (approving rejection of a third-party family member’s
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testimony, which was similar to the claimant’s, for the same reasons given for rejection of the
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claimant’s complaints).
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Regarding lay witness statements in this case, the ALJ stated:
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The claimant’s girlfriend Jannette Chamberlain and his roommate Phillip
Galloway provided supporting third party statements suggesting that the
claimant has had side effects from medication including disorientation; he
is in constant pain; the pain is worse in cold and rainy weather; he often
lies down to relieve the pain; the simplest chores cause extreme pain; he
has difficulty standing, walking, and lifting; and he is unable to work at
any job. (Ex. 4E, 12E, 13E). However, these statements are given little
weight because they are inconsistent with the discussed treatment records
that show that the claimant’s condition is well controlled. Ms.
Chamberlain and Mr. Galloway also have a personal bias in favor of the
claimant that could affect their objectivity based on their friendship with
the claimant.
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Plaintiff argues that the ALJ erred by not allowing the lay witnesses to testify at
the administrative hearing. According to plaintiff:
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. . .Plaintiff’s counsel called the lay witnesses to testify at the
hearing and that was denied, yet there was nothing in the ALJ’s decision
about why they were not allowed to offer live testimony. Rather than
prohibiting the live testimony of Plaintiff’s corroborating witnesses at the
hearing, it was incumbent upon the ALJ to hear that testimony and
evaluate the credibility of it.
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Plaintiff contends that the ALJ denied his right to due process by refusing to allow live lay
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witness testimony at the hearing.
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The record belies plaintiff’s argument. Specifically, a review of the hearing
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transcript reflects that plaintiff, who was represented by an attorney at the hearing, never
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requested that Ms. Chamberlain be called to testify. As to Mr. Galloway, the transcript contains
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the following exchange:
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ATTY:
Yeah, we are getting redundant. If I could bring his roommate in
for thee minutes?
ALJ:
I am going to need to take a written statement from the roommate
because I do need to take vocational testimony.
ATTY:
That’s right. That’s right. Okay, I will stop then.
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Thus, plaintiff’s counsel waived the issue of live testimony from plaintiff’s roommate and
accepted that the ALJ would consider a written statement instead.
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As to the ALJ’s consideration of the statements provided by Ms. Chamberlain and
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Mr. Galloway, the hearing decision clearly shows that the ALJ provided reasons germane to each
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witness for rejecting their statements, and plaintiff does not argue otherwise. Because the ALJ
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properly considered lay witness evidence, the ALJ’s adverse credibility findings as to plaintiff’s
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own statements was proper, and again plaintiff does not argue otherwise. Because the ALJ’s
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credibility finding was proper, the residual functional capacity assessment and, in turn, the
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hypothetical questions posed to the vocational expert, were also proper. Again, plaintiff does not
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argue otherwise. Plaintiff’s entire argument is derivative of his due process argument concerning
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live lay witness testimony, which the court rejects.
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IV. CONCLUSION
Based on the foregoing, the court concludes that the Commissioner’s final
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decision is based on substantial evidence and proper legal analysis. Accordingly, IT IS HEREBY
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ORDERED that:
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1.
Plaintiff’s motion for summary judgment (Doc. 19) is denied;
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2.
Defendant’s cross-motion for summary judgment (Doc. 22) is granted; and
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3.
The Clerk of the Court is directed to enter judgment and close this file.
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DATED: September 30, 2016
______________________________________
CRAIG M. KELLISON
UNITED STATES MAGISTRATE JUDGE
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