Seastrunk v. California Correctional Health Services et al
Filing
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ORDER, FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Allison Claire on 6/29/2016 ORDERING the Clerk to randomly assign a US District Judge to this action. IT IS RECOMMENDED this action be dismissed without prejudice. Assigned and referred to Judge John A. Mendez; Objections to F&R due within 21 days. (Yin, K)
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UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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NATHAN M. SEASTRUNK,
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Plaintiff,
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No. 2:16-cv-1424 AC P
v.
ORDER AND FINDINGS AND
RECOMMENDATIONS
CALIFORNIA CORRECTIONAL
HEALTH SERVICES, et al.,
Defendants.
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Plaintiff, a state prisoner proceeding pro se, seeks relief pursuant to 42 U.S.C. § 1983 and
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state law and has requested leave to proceed in forma pauperis pursuant to 28 U.S.C. § 1915.
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This proceeding was referred to this court by Local Rule 302 pursuant to 28 U.S.C. § 636(b)(1).
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I.
Application to Proceed In Forma Pauperis
Plaintiff has submitted a declaration that makes the showing required by 28 U.S.C. §
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1915(a). ECF No. 2. However, the court will not assess a filing fee at this time. Instead, the
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undersigned will recommend summary dismissal of the complaint.
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II.
Statutory Screening of Prisoner Complaints
The court is required to screen complaints brought by prisoners seeking relief against a
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governmental entity or officer or employee of a governmental entity. 28 U.S.C. § 1915A(a). The
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court must dismiss a complaint or portion thereof if the prisoner has raised claims that are legally
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“frivolous or malicious,” that fail to state a claim upon which relief may be granted, or that seek
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monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915A(b)(1), (2).
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A claim “is [legally] frivolous where it lacks an arguable basis either in law or in fact.”
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Neitzke v. Williams, 490 U.S. 319, 325 (1989); Franklin v. Murphy, 745 F.2d 1221, 1227-28 (9th
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Cir. 1984). “[A] judge may dismiss [in forma pauperis] claims which are based on indisputably
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meritless legal theories or whose factual contentions are clearly baseless.” Jackson v. Arizona,
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885 F.2d 639, 640 (9th Cir. 1989) (citation and internal quotations omitted), superseded by statute
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on other grounds as stated in Lopez v. Smith, 203 F.3d 1122, 1130 (9th Cir. 2000); Neitzke, 490
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U.S. at 327. The critical inquiry is whether a constitutional claim, however inartfully pleaded,
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has an arguable legal and factual basis. Id.
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“Federal Rule of Civil Procedure 8(a)(2) requires only ‘a short and plain statement of the
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claim showing that the pleader is entitled to relief,’ in order to ‘give the defendant fair notice of
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what the . . . claim is and the grounds upon which it rests.’” Bell Atl. Corp. v. Twombly, 550
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U.S. 544, 555 (2007) (alteration in original) (quoting Conley v. Gibson, 355 U.S. 41, 47 (1957)).
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However, in order to survive dismissal for failure to state a claim, a complaint must contain more
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than “a formulaic recitation of the elements of a cause of action;” it must contain factual
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allegations sufficient “to raise a right to relief above the speculative level.” Id. (citations
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omitted). “[T]he pleading must contain something more . . . than . . . a statement of facts that
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merely creates a suspicion [of] a legally cognizable right of action.” Id. (alteration in original)
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(quoting 5 Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure ' 1216 (3d
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ed. 2004)).
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“[A] complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to
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relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell
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Atl. Corp., 550 U.S. at 570). “A claim has facial plausibility when the plaintiff pleads factual
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content that allows the court to draw the reasonable inference that the defendant is liable for the
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misconduct alleged.” Id. (citing Bell Atl. Corp., 550 U.S. at 556). In reviewing a complaint
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under this standard, the court must accept as true the allegations of the complaint in question,
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Hospital Bldg. Co. v. Rex Hosp. Trs., 425 U.S. 738, 740 (1976), as well as construe the pleading
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in the light most favorable to the plaintiff and resolve all doubts in the plaintiff’s favor, Jenkins v.
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McKeithen, 395 U.S. 411, 421 (1969).
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III.
Complaint
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Based upon the contents of a letter dated May 16, 2016, plaintiff alleges that his privacy
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rights have been violated as the result of the theft of an unencrypted, password-protected laptop
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from the personal vehicle of a California Correctional Health Care Services (CCHCS) employee
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on February 25, 2016. ECF No. 1 at 3-4, 21. The notification stated as follows:
We do not know if any sensitive information was contained in the
laptop. To the extent any sensitive information may have been
contained in the laptop, we do not know if the information included
any of your information. If your information was included, the
nature of the information may have included confidential medical,
mental health, and custodial information. To the extent any
sensitive information may have been contained in the laptop, we
estimate that it would have been limited to information related to
your custody and care, if any, between 1996 and 2014.
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Id. at 21.
Plaintiff alleges that this potential breach and delayed notification violated his rights under
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California’s Confidentiality of Medical Information Act (CMIA), Cal. Civ. Code §§ 56 et seq.,
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and California Health and Safety Code § 1280.15 and constituted a violation of his Fourth
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Amendment privacy rights. Id. at 3-4. His attachments indicate that he may also be attempting to
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bring a claim under the Health Insurance Portability and Accountability Act of 1996 (HIPAA).
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Id. at 18-19. Plaintiff names only CCHCS and the California Department of Corrections and
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Rehabilitation (CDCR) as defendants. Id. at 2. Plaintiff seeks $3,500 in damages and a $25,000
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administrative fine. Id. at 6. Plaintiff avers that no prison administrative remedy was “available”
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to him to grieve this matter because it occurred outside the prison. Id. at 3-4; see 42 U.S.C. §
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1997e(a) (the Prison Litigation Reform Act (PLRA) requires that prisoners exhaust all available
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administrative remedies before commencing a civil suit).
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IV.
Standing
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As a threshold matter, plaintiff has failed to name a proper defendant. He has only named
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CCHCS and the CDCR, both of which are state agencies and therefore not persons under § 1983.
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Will v. Mich. Dept. of State Police, 491 U.S. 58, 71 (1989) (“[N]either a State nor its officials
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acting in their official capacities are ‘persons’ under § 1983.”). Assuming that plaintiff could
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substitute appropriate individuals as defendants, the speculative allegations of the complaint still
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fail to establish that plaintiff has standing because he cannot show an injury-in-fact.
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“[F]ederal courts are required sua sponte to examine jurisdictional issues such as
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standing.” B.C. v. Plumas Unified Sch. Dist., 192 F.3d 1260, 1264 (9th Cir.1999). The Article
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III case or controversy requirement limits federal courts’ subject matter jurisdiction by requiring
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that plaintiffs have standing. Valley Forge Christian Coll. v. Ams. United for Separation of
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Church and State, Inc., 454 U.S. 464, 471 (1982). To have Article III standing, a plaintiff must
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plead and prove that he has suffered sufficient injury to satisfy the “case or controversy”
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requirement of Article III of the United States Constitution. Clapper v. Amnesty Int’l USA, 133
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S. Ct. 1138, 1146 (2013) (“‘One element of the case-or-controversy requirement’ is that plaintiffs
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‘must establish that they have standing to sue.’” (quoting Raines v. Byrd, 521 U.S. 811, 818
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(1997))). To satisfy Article III standing, a plaintiff must therefore allege: (1) injury-in-fact that is
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concrete and particularized, as well as actual or imminent; (2) that the injury is fairly traceable to
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the challenged action of the defendant; and (3) that the injury is redressable by a favorable ruling.
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Monsanto Co. v. Geertson Seed Farms, 561 U.S. 139, 149 (2010) (citation omitted); Lujan v.
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Defenders of Wildlife, 504 U.S. 555, 560-61 (1992). “The party invoking federal jurisdiction
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bears the burden of establishing these elements . . . with the manner and degree of evidence
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required at the successive stages of the litigation.” Lujan, 504 U.S. at 561 (citations omitted).
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Although “HIPAA itself does not provide for a private right of action,” Webb v. Smart
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Document Solutions, LLC, 499 F.3d 1078, 1082 (9th Cir. 2007) (citing Standards for Privacy of
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Individually Identifiable Health Information, 65 Fed. Reg. 82462-01, 82601 (Dec. 28, 2000) (to
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be codified at 45 C.F.R. pt. 160 and 164) (“Under HIPAA, individuals do not have a right to court
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action.”)), the Ninth Circuit has held that the constitutional right to informational privacy extends
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to medical information, Norman-Bloodsaw v. Lawrence Berkeley Lab., 135 F.3d 1260, 1269 (9th
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Cir. 1998) (“The constitutionally protected privacy interest in avoiding disclosure of personal
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matters clearly encompasses medical information and its confidentiality.”) (citing Doe v.
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Attorney Gen. of the United States, 941 F.2d 780, 795 (9th Cir. 1991)). In this case, however, the
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disclosure of plaintiff’s medical information, and therefore any injury, is entirely speculative.
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While potential future harm can in some instances confer standing, plaintiff must face “a
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credible threat of harm” that is “both real and immediate, not conjectural or hypothetical.”
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Krottner v. Starbucks Corp., 628 F.3d 1139, 1143 (9th Cir. 2010) (citations and internal quotation
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marks omitted) (holding that threat of potential identity theft created by theft of a laptop known to
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contain plaintiffs’ unencrypted names, addresses, and social security numbers was sufficient to
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confer standing, but that “more conjectural or hypothetical” allegations would make threat “far
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less credible”); Clapper v. Amnesty Int’l USA, 133 S. Ct. 1138, 1147 (2013) (“[A]n injury must
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be concrete, particularized, and actual or imminent.”) (citation and internal quotation marks
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omitted). Plaintiff’s allegations are based upon a notification which states that it is unknown
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whether any sensitive information is contained in the laptop and that even if there is sensitive
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information in the laptop, the scope of the information, including whether any of plaintiff’s
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information is contained therein, is unknown. ECF No. 1 at 21. In other words, whether
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plaintiff’s sensitive information has even been compromised is unknown. Plaintiff cannot state a
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claim for relief based upon the speculative breach of his sensitive information, and his claim for
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violation of his constitutional right to informational privacy should be dismissed without
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prejudice for lack of standing. See Fleck & Assoc., Inc. v. City of Phoenix, 471 F.3d 1100, 1106-
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07 (9th Cir. 2006) (dismissal for lack of standing is without prejudice).
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V.
State Law Claims
The complaint also alleges violations of California’s CMIA and California Health and
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Safety Code § 1280.15. The CMIA authorizes a suit for money damages by “an individual . . .
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against a person or entity who has negligently released confidential information or records
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concerning him or her . . . .” Cal. Civ. Code § 56.36(b). California Health and Safety Code §
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1280.15, on the other hand, does not appear to authorize a private action, but requires notification
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of any unlawful or unauthorized access of a patient’s medical information and authorizes the
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State Department of Health Services to issue administrative penalties for failing to prevent such
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access. However, the CMIA and § 1280.15 are state laws and do not provide a basis for federal
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jurisdiction. Galen v. County of Los Angeles, 477 F.3d 652, 662 (9th Cir. 2007) (“Section 1983
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requires [plaintiff ] to demonstrate a violation of federal law, not state law.”). Because plaintiff
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has failed to state a cognizable claim for relief under federal law, this court should decline to
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exercise supplemental jurisdiction over plaintiff’s putative state law claims.1 Carnegie-Mellon
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Univ. v. Cohill, 484 U.S. 343, 350 (1988) (when federal claims are eliminated before trial, district
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courts should usually decline to exercise supplemental jurisdiction).
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VI.
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No Leave to Amend
If the court finds that a complaint should be dismissed for failure to state a claim, the court
has discretion to dismiss with or without leave to amend. Lopez v. Smith, 203 F.3d 1122, 1126-
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30 (9th Cir. 2000) (en banc). Leave to amend should be granted if it appears possible that the
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defects in the complaint could be corrected, especially if a plaintiff is pro se. Id. at 1130-31; see
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also Cato v. United States, 70 F.3d 1103, 1106 (9th Cir. 1995) (“A pro se litigant must be given
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leave to amend his or her complaint, and some notice of its deficiencies, unless it is absolutely
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clear that the deficiencies of the complaint could not be cured by amendment.”) (citing Noll v.
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Carlson, 809 F.2d 1446, 1448 (9th Cir. 1987)). However, if, after careful consideration, it is clear
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that a complaint cannot be cured by amendment, the Court may dismiss without leave to amend.
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Cato, 70 F.3d at 1005-06.
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The undersigned finds that, as set forth above, plaintiff lacks standing and that amendment
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would be futile. Because plaintiff lacks standing to pursue his federal claims, the court should
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decline to exercise supplemental jurisdiction over plaintiff’s state law claims and dismiss the
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complaint in its entirety.
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VII.
Summary
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Plaintiff’s request to proceed in forma pauperis is granted.
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The undersigned recommends that the complaint be dismissed without prejudice because
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the facts show only that plaintiff’s sensitive information might have been stolen and it does not
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look like he can show that his information was actually stolen. Plaintiff’s injury is therefore too
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The court takes no position on whether plaintiff would be able to successfully pursue his claims
in state court.
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speculative to support a claim. If plaintiff’s federal claims are dismissed, the court should also
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decline jurisdiction of the state law claims and dismiss them.
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In accordance with the above, IT IS HEREBY ORDERED that the Clerk of the Court
shall randomly assign a United States District Judge to this action.
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IT IS FURTHER RECOMMENDED that this action be dismissed without prejudice.
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These findings and recommendations are submitted to the United States District Judge
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assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty-one days
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after being served with these findings and recommendations, plaintiff may file written objections
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with the court. Such a document should be captioned “Objections to Magistrate Judge’s Findings
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and Recommendations.” Plaintiff is advised that failure to file objections within the specified
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time may waive the right to appeal the District Court’s order. Martinez v. Ylst, 951 F.2d 1153
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(9th Cir. 1991).
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DATED: June 29, 2016
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