Alvernaz v. Commissioner of Social Security
Filing
24
ORDER denying 15 plaintiff's Motion for Summary Judgment and 15 Motion to Remand, granting defendant's 21 Motion for Summary Judgment. CASE CLOSED. Signed by Magistrate Judge Edmund F. Brennan on 3/31/2018. (Hinkle, T)
1
2
3
4
5
6
7
UNITED STATES DISTRICT COURT
8
FOR THE EASTERN DISTRICT OF CALIFORNIA
9
10
SAMANTHA ALVERNAZ,
11
Plaintiff,
12
13
14
No. 2:16-cv-2169-EFB
v.
ORDER
NANCY A. BERRYHILL, Acting
Commissioner of Social Security
Defendant.
15
16
Plaintiff seeks judicial review of a final decision of the Commissioner of Social Security
17
18
(“Commissioner”) denying her application for a period of disability and Disability Insurance
19
Benefits (“DIB”) under Titles II of the Social Security Act. The parties have filed cross-motions
20
for summary judgment. For the reasons discussed below, plaintiff’s motion for summary
21
judgment is denied and the Commissioner’s motion is granted.
22
I.
Background
23
Plaintiff filed an application for Supplemental Security Income, alleging that she had been
24
disabled since March 26, 2007. Administrative Record (“AR”) 106-17. Sometime thereafter, her
25
application was converted to a DIB application, which was denied initially and upon
26
reconsideration. Id. at 48-57. On August 22, 2011, a hearing was held before administrative law
27
judge (“ALJ”) Daniel G. Heely. Id. at 23-45. Plaintiff was represented by counsel at the hearing,
28
at which she and a vocational expert also testified. Id. On September 14, 2011, the ALJ issued a
1
1
decision finding that plaintiff was not disabled under 216(i) and 223(d) of the Act.1 Id. at 10-18.
2
The Appeals Council subsequently denied plaintiff’s request for review, leaving the ALJ’s
3
decision as the final decision of the Commissioner. Id. at 1-4. Plaintiff sought review in the
4
United States District Court for the Eastern District of California, and on April 1, 2014, the court
5
remanded the case for further administrative proceedings. Id. at 443-456.
On remand, another hearing was held before the ALJ on May 18, 2015.2 Id. at 308-53.
6
7
/////
8
9
10
11
12
13
1
Disability Insurance Benefits are paid to disabled persons who have contributed to the
Social Security program, 42 U.S.C. §§ 401 et seq. Supplemental Security Income (“SSI”) is paid
to disabled persons with low income. 42 U.S.C. §§ 1382 et seq. Under both provisions,
disability is defined, in part, as an “inability to engage in any substantial gainful activity” due to
“a medically determinable physical or mental impairment.” 42 U.S.C. §§ 423(d)(1)(a) &
1382c(a)(3)(A). A five-step sequential evaluation governs eligibility for benefits. See 20 C.F.R.
§§ 423(d)(1)(a), 416.920 & 416.971-76; Bowen v. Yuckert, 482 U.S. 137, 140-42 (1987). The
following summarizes the sequential evaluation:
14
Step one: Is the claimant engaging in substantial gainful
activity? If so, the claimant is found not disabled. If not, proceed
to step two.
Step two: Does the claimant have a “severe” impairment?
If so, proceed to step three. If not, then a finding of not disabled is
appropriate.
Step three: Does the claimant’s impairment or combination
of impairments meet or equal an impairment listed in 20 C.F.R., Pt.
404, Subpt. P, App.1? If so, the claimant is automatically
determined disabled. If not, proceed to step four.
Step four: Is the claimant capable of performing his past
work? If so, the claimant is not disabled. If not, proceed to step
five.
Step five: Does the claimant have the residual functional
capacity to perform any other work? If so, the claimant is not
disabled. If not, the claimant is disabled.
15
16
17
18
19
20
21
22
23
24
Lester v. Chater, 81 F.3d 821, 828 n.5 (9th Cir. 1995).
25
The claimant bears the burden of proof in the first four steps of the sequential evaluation
process. Yuckert, 482 U.S. at 146 n.5. The Commissioner bears the burden if the sequential
evaluation process proceeds to step five. Id.
26
27
28
2
A hearing was initially held on November 4, 2014, but it was continued to allow
plaintiff an opportunity to submit additional medical records. AR 351-75.
2
1
Plaintiff appeared without representation. She testified at the hearing, as did a medical expert and
2
vocational expert. Id. On August 10, 2015, the ALJ issued a decision, again finding that plaintiff
3
was not disabled under sections 216(i) and 223(d) of the Act. Id. at 287-301. The ALJ made the
4
following specific findings:
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
1. The claimant last met the insured status requirements of the Social Security Act on
December 31, 2012.
2. The claimant did not engaged in substantial gainful activity during the period from her
alleged onset date of March 26, 2007 through her date last insured of December 31, 2012
(20 CFR 404.1571 et seq.).
3. Through the date last insured, the claimant had the following severe impairments: an
undifferentiated and mixed connective tissue disease (variously referred to in the record as
fibromyalgia, myalgias, or arthralgias) and chronic fatigue syndrome (CFR) (20 CFR
404.1520(c)).
***
4. Through the date last insured, the claimant did not have an impairment or combination of
impairments that met or medically equaled the severity of one of the listed impairments in
20 CFR Part 404, Subpart P, Appendix 1 (20 CFR 404.1520(d), 404.1525 and 404.1526).
***
5. After careful consideration of the entire record, the undersigned finds that, through the
date last insured, the claimant had the residual functional capacity to perform medium
work as defined in 20 CFR 404.1567(c) except she can never climb ladders, ropes, or
scaffolds, and can only occasionally climb stairs and ramps.
***
6. Through the date last insured, the claimant was capable of performing past relevant work
as a clerk typist or receptionist. This work did not require the performance of workrelated activities precluded by the claimant’s residual functional capacity (20 CFR
404.1565).
***
7. The claimant was not under a disability, as defined in the Social Security Act, at any time
from March 26, 2007, the alleged onset date, through December 31, 2012, the date last
insured (20 CFR 404.1520(f)).
26
27
Id. at 289-300.
28
3
1
Plaintiff subsequently filed a written exception to the ALJ’s decision, but the Appeals
2
Council declined to assume jurisdiction.3 Id. at 272-78. Accordingly, the ALJ’s August 10, 2015
3
decision is the final decision of the Commissioner. 20 C.F.R. § 416.1484(d).
4
II.
5
Legal Standards
The Commissioner’s decision that a claimant is not disabled will be upheld if the findings
6
of fact are supported by substantial evidence in the record and the proper legal standards were
7
applied. Schneider v. Comm’r of the Soc. Sec. Admin., 223 F.3d 968, 973 (9th Cir. 2000);
8
Morgan v. Comm’r of the Soc. Sec. Admin., 169 F.3d 595, 599 (9th Cir. 1999); Tackett v. Apfel,
9
180 F.3d 1094, 1097 (9th Cir. 1999).
10
The findings of the Commissioner as to any fact, if supported by substantial evidence, are
11
conclusive. See Miller v. Heckler, 770 F.2d 845, 847 (9th Cir. 1985). Substantial evidence is
12
more than a mere scintilla, but less than a preponderance. Saelee v. Chater, 94 F.3d 520, 521 (9th
13
Cir. 1996). “‘It means such evidence as a reasonable mind might accept as adequate to support a
14
conclusion.’” Richardson v. Perales, 402 U.S. 389, 401 (1971) (quoting Consol. Edison Co. v.
15
N.L.R.B., 305 U.S. 197, 229 (1938)).
16
“The ALJ is responsible for determining credibility, resolving conflicts in medical
17
testimony, and resolving ambiguities.” Edlund v. Massanari, 253 F.3d 1152, 1156 (9th Cir.
18
2001) (citations omitted). “Where the evidence is susceptible to more than one rational
19
interpretation, one of which supports the ALJ’s decision, the ALJ’s conclusion must be upheld.”
20
Thomas v. Barnhart, 278 F.3d 947, 954 (9th Cir. 2002).
21
III.
Analysis
22
Liberally construed, plaintiff’s motion for summary judgment argues that the ALJ erred
23
by (1) rejecting the opinion of plaintiff’s treating physician, (2) finding plaintiff’s testimony not
24
3
25
26
27
28
Once an ALJ issues a decision after remand from the district court, the plaintiff has 30
days to file exceptions with the Appeals Council, requesting the Appeals Council review the
ALJ’s decision. 20 C.F.R. § 416.1484(b). If the Appeals Council finds no basis for changing the
ALJ’s decision, it is required to issue a notice addressing the claimant’s exceptions and
explaining why no change is warranted. 20 C.F.R. § 416.1484(b)(2). “In this instance, the
decision of the administrative law judge is the final decision of the Commissioner after remand.”
Id.
4
1
fully credible, and (3) failing to provide plaintiff a full and fair hearing. ECF No. 15 at 1-3.
2
A.
3
1.
4
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
Relevant Legal Standards
The weight given to medical opinions depends in part on whether they are proffered by
5
6
The ALJ Provided Legally Sufficient Reasons for Rejecting the Opinion of
Plaintiff’s Treating Physician
treating, examining, or non-examining professionals. Lester v. Chater, 81 F.3d 821, 834 (9th Cir.
1995). Ordinarily, more weight is given to the opinion of a treating professional, who has a
greater opportunity to know and observe the patient as an individual. Id.; Smolen v. Chater, 80
F.3d 1273, 1285 (9th Cir. 1996). To evaluate whether an ALJ properly rejected a medical
opinion, in addition to considering its source, the court considers whether (1) contradictory
opinions are in the record; and (2) clinical findings support the opinions. An ALJ may reject an
uncontradicted opinion of a treating or examining medical professional only for “clear and
convincing” reasons. Lester, 81 F.3d at 831. In contrast, a contradicted opinion of a treating or
examining medical professional may be rejected for “specific and legitimate” reasons that are
supported by substantial evidence. Id. at 830. While a treating professional’s opinion generally
is accorded superior weight, if it is contradicted by a supported examining professional’s opinion
(e.g., supported by different independent clinical findings), the ALJ may resolve the conflict.
Andrews v. Shalala, 53 F.3d 1035, 1041 (9th Cir. 1995) (citing Magallanes v. Bowen, 881 F.2d
747, 751 (9th Cir. 1989)). However, “[w]hen an examining physician relies on the same clinical
findings as a treating physician, but differs only in his or her conclusions, the conclusions of the
examining physician are not ‘substantial evidence.’” Orn v. Astrue, 495 F.3d 625, 632 (9th Cir.
2007).
2.
Background
On March 21, 2011, plaintiff’s treating physician, Dr. Darrell Hansen, completed a
Medical Report of Physical and Mental Work-Related Impairments. AR 234-38. Dr. Hansen
diagnosed plaintiff with dyssomnia, depression, and arthralgia. Id. at 234. He noted that
plaintiff’s medications have reduced her symptoms, but that she remains unable to resume
activities requiring greater than 30-60 minutes of physical or mentally challenging tasks. Id. It
5
1
was Dr. Hansen’s opinion that plaintiff could lift and carry up to 100 pounds occasionally and 20
2
pounds frequently; sit for four hours in an eight-hour workday; stand for one hour in an eight-
3
hour workday; walk for one hour in an eight-hour workday; constantly engage in grasping and
4
fine manipulation; frequently balance; and occasionally climb, stoop, crouch, kneel, and crawl.
5
Id. at 235-237.4
6
In November 2011, plaintiff underwent a comprehensive internal medicine evaluation,
7
which was performed by Dr. Roger Wagner. Id. at 214-218. Plaintiff complained of vague mild
8
pains in her back and neck, with worse pain in her hips. Id. at 214. She also stated that she plays
9
volleyball two times a week for several hours, which causes her to feel somewhat tired with a few
10
aches and pains the following day. Id. She also reported an unlimited walking capacity and the
11
ability to sit for 60 minutes before needing to get up and move around. Id. She claimed that her
12
primary problems included fatigue and tiring easily. Id. On exam, plaintiff was completely
13
comfortable with no pain whatsoever while sitting. Id. at 215. She hopped out of her chair and
14
onto the exam table without difficulty, easily pranced down the hall on tiptoes and walked back
15
on heels without difficulty. She was also able to bend over to put on her socks without difficulty.
16
Id. Dr. Wagner diagnosed plaintiff with fibromyalgia based on her reports that she had received
17
that diagnosis. Id. at 217. Dr. Wagner noted, however, that plaintiff had “no tender spots
18
consistent with fibromyalgia . . . .” Id. He further observed that plaintiff “appeared to have
19
absolutely no difficulties whatsoever moving any joints. No pain whatsoever as far as I can tell
20
on exam. She does not appear to have many findings consistent with fibromyalgia based on my
21
objective findings today.” Id. Based on the examination, Dr. Wagner opined that plaintiff had no
22
functional limitations. Id.
23
Plaintiff underwent a second internal medicine consultation in July 2014, this one
24
performed by Dr. Ritu Malik. Id. at 596-98. On exam, plaintiff had no cervical, thoracic, or
25
lumbar spine point tenderness; no paravertebral muscle tenderness, no muscle spasm, crepitus,
26
effusion or deformity. She also had no myofascial tender points. Plaintiff reported pain with
27
28
4
Dr. Hansen also assessed mental limitations, but plaintiff does not challenge the ALJ’s
treatment of her mental impairments. See ECF No 15 at 1-4.
6
1
cervical and thoracolumbar lateral flexion, but she maintained full range of motion in all joints.
2
Id. at 597. Findings were otherwise unremarkable. Id. Dr. Malik diagnosed plaintiff with
3
reported fibromyalgia and reported chronic fatigue and opined that plaintiff had no functional
4
limitations. Id. at 598.5
5
The record also contains the opinion of non-examining physician Dr. Lawrence Sherman,
6
who testified at the May 18, 2015 hearing. Based on his review of record, Dr. Sherman opined
7
that plaintiff could lift 50 pounds occasionally and 20 pounds frequently, sit for six hours in an
8
eight-hour workday, and stand for six hours in an eight-hour workday. Id. at 328. He further
9
opined that plaintiff should not climb ladders or scaffolds, but she does not otherwise have any
10
postural, manipulative, or environmental limitations. Id.
11
12
13
14
3.
Discussion
In assessing plaintiff’s RFC, the ALJ gave reduced probative weight to Dr. Hansen’s
opinion. AR 297. The ALJ provided several reasons for rejecting the treating opinion.
First, the ALJ observed that only a portion of the medical source statement reflected Dr.
15
Hansen’s professional opinion, while other assessed limitations were merely recitations of
16
plaintiff’s own reports. Id. In his medical source statement, Dr. Hansen opined that plaintiff
17
could continuously use her hands and fingers, stating that the opinion was based on the medical
18
finding that plaintiff had normal dexterity. Id. Dr. Hansen also indicated that plaintiff had
19
restrictions in walking, standing, and sitting, as well as postural limitations. Id. at 235-26.
20
However, he stated that the medical findings supporting these limitations were “history from
21
patient.” Id. Moreover, in a progress note from the same date of medical source statement, Dr.
22
Hansen wrote that he and plaintiff “discussed the largely subjective interpretation of her ability to
23
24
25
26
27
28
5
Dr. Malik also completed a separate medical source statement, which generally reflects
that plaintiff has no functional limitations. AR 599-604. However, on the last page of the form,
Dr. Malik provided responses to nine “yes” or “no” questions that, if accepted at face value,
would indicate that Dr. Malik believed plaintiff was severely impaired. See AR 604. For
instance, some of the questions asked if plaintiff could perform activities such as shopping,
ambulate without a wheelchair or crutches, walk on uneven surfaces, use public transportation,
climb a few steps with a handrail, and care for personal hygiene. Id. In response to each
question, Dr. Malik checked the “No” box. Id. As observed by the ALJ, the responses in this
section were likely rendered in error. Id. at 298.
7
1
tolerate activities and anticipate that there will need to be a review by social security
2
administration of her physical limitations before any lasting assessment can be provided.” Id. at
3
251. The ALJ concluded that “[t]aken together with [Dr. Hansen’s] medical source statement,
4
this note in the progress notes indicates that Dr. Hansen did not feel confident in assessing
5
[plaintiff’s] physical limitations as either his or her perceptions, or perhaps both, were
6
subjective.” Id. at 297. The ALJ further stated that Dr. Hansen “felt more objective standards
7
(such as a review of the claimant’s physical limitations by this agency) would be needed before
8
he could provide a ‘lasting assessment.’” Id. Based on this evidence, the ALJ properly
9
concluded that postural limitations and walking, standing, and sitting limitations were not based
10
on Dr. Hansen’s professional opinion as to plaintiff’s actual function limitations. See Macri v.
11
Chater, 93 F.3d 540, 544 (“[T]he ALJ is entitled to draw inferences logically flowing from the
12
evidence”).
13
Additionally, the ALJ observed the opinion in the medical source statement that Dr.
14
Hansen’ authored was inconsistent with Dr. Hansen’s treatment notes. The ALJ noted that the
15
treatment records documented plaintiff’s ability to engage in various activities, such as coaching
16
her children’s sports teams, playing volleyball, and walking to the park, while containing only a
17
few signs of pain, tenderness, and fatigue. An ALJ may reject a treating physician’s opinion that
18
is inconsistent with other medical evidence, including the physician’s own treatment notes.
19
Tommasetti v. Astrue, 533 F.3d 1035, 1041 (9th Cir. 2008); see Bayliss v. Barnhart, 427 F.3d
20
1211, 1216 (9th Cir. 2005) (holding that contradictions between a treating physician’s opinion
21
and clinical notes are a proper basis for rejecting a treating physician’s opinion).
22
Dr. Hansen’s treatment notes document plaintiff’s general complaints of pain and fatigue,
23
with only minimal findings from examination. AR 193-98, 200-07, 240-251. Medical records
24
from February, March, and April 2007 show multiple tender points corresponding with
25
fibromyalgia, as well as tenderness along the intervertebral and paravertebral areas of the cervical
26
and lumbosacral spine. Id. at 190, 193, 198. A March 2011 treatment also showed tenderness
27
over the sacroiliac joint in January 2011. Id. at 249. But the remaining treatment notes typically
28
provide only plaintiff’s vital signs, without any findings from examination such as tenderness to
8
1
palpation, pain at trigger-point sites, or ongoing widespread pain. See SSR 12-2p. At best, the
2
medical records consistently document plaintiff’s subjective complaints of fatigue. However,
3
they also demonstrate that plaintiff was encouraged to stay active and in fact engaged in a number
4
of activities, including coaching soccer and basketball several nights a week, playing volleyball,
5
walking to the park, and moderately exercising. Id. at 243; 245, 248, 249, 250. The activities
6
documented in Dr. Hansen’s treatment records, as well as the minimal findings from examination,
7
contradict his opinion that plaintiff was significantly limited.6
8
Accordingly, the ALJ provided legally sufficient reasons for rejecting Dr. Hansen’s
9
treating opinion.
10
B.
11
The ALJ Did not Err in Rejection Plaintiff’s Testimony
1.
Relevant Legal Standards
12
In evaluating whether subjective complaints are credible, the ALJ should first consider
13
objective medical evidence and then consider other factors. Bunnell v. Sullivan, 947 F.2d 341,
14
344 (9th Cir. 1991) (en banc). If there is objective medical evidence of impairment, the ALJ may
15
then consider the nature of the symptoms alleged, including aggravating factors, medication,
16
treatment, and functional restrictions. See id. at 345-347. The ALJ also may consider: (1) the
17
18
19
20
21
22
23
24
25
26
27
28
6
In support of her motion, plaintiff submits two medical records that are not part of the
administrative record. ECF No. 14. Pursuant to 42 U.S.C. 405(g), a court may remand a case to
the Social Security Administrative for consideration of new evidence only where there is a
showing that the new evidence is material and there is “good cause for the failure to incorporate
such evidence into the record in a prior proceeding . . . .” Plaintiff has failed to show good cause
for not submitting the documents to the agency. Furthermore, the documents are not material as
there is not a reasonable possibility that consideration of the documents would have changed the
outcome of plaintiff’s disability claim. See Booz v. Sec’y of Health and Human Servs., 734 F.2d
1378, 1380-81 (9th Cir. 1984). The first record is a letter authored by Dr. Hansen stating that
plaintiff “finds that remaining on a task more for [sic] than 30-60 minutes at a time is physically
and mentally draining for her.” ECF No. 14 at 3. This letter not only restates the opinion in the
medical source statement completed by Dr. Hansen, it actually lends further support to the ALJ’s
finding that Dr. Hansen did not provide his own professional opinion as to plaintiff’s limitations
but instead recited plaintiff’s own subjective opinion. Compare AR 234 to ECF No. 14 at 3. The
second record shows that plaintiff established care with a Dr. Kearns on September 15, 2011 to
obtain medication refills. ECF No. 14 at 5. It notes that plaintiff has possible fibromyalgia and
notes complaints of pain in her knees, right hip, lumbar spine, and muscles. Id. The note is
consistent with other medical records and consideration of this record is not substantially likely to
change the decision in this case. Accordingly, there is no basis for remanding the case for
consideration of the newly submitted evidence.
9
1
applicant’s reputation for truthfulness, prior inconsistent statements or other inconsistent
2
testimony, (2) unexplained or inadequately explained failure to seek treatment or to follow a
3
prescribed course of treatment, and (3) the applicant’s daily activities. Smolen v. Chater, 80 F.3d
4
1273, 1284 (9th Cir. 1996). Work records, physician and third party testimony about nature,
5
severity and effect of symptoms, and inconsistencies between testimony and conduct also may be
6
relevant. Light v. Soc. Sec. Admin., 119 F.3d 789, 792 (9th Cir. 1997). A failure to seek
7
treatment for an allegedly debilitating medical problem may be a valid consideration by the ALJ
8
in determining whether the alleged associated pain is not a significant nonexertional impairment.
9
See Flaten v. Secretary of HHS, 44 F.3d 1453, 1464 (9th Cir. 1995). The ALJ may rely, in part,
10
on his or her own observations, see Quang Van Han v. Bowen, 882 F.2d 1453, 1458 (9th Cir.
11
1989), which cannot substitute for medical diagnosis. Marcia v. Sullivan, 900 F.2d 172, 177 n. 6
12
(9th Cir. 1990). “Without affirmative evidence showing that the claimant is malingering, the
13
Commissioner’s reasons for rejecting the claimant’s testimony must be clear and convincing.”
14
Morgan, 169 F.3d at 599.
15
16
2.
Discussion
The ALJ summarized plaintiff’s testimony and subjective complaints, but found that her
17
statements regarding the severity of her impairments were not fully credible. AR 294-95. First,
18
the ALJ observed that plaintiff’s reported activities were inconsistent with her allegations of
19
debilitating impairments. Id. at 295. An ALJ may discredit a claimant’s subjective statements
20
where she engages in activities that are inconsistent with her allegations of debilitating
21
impairments. See Molina v. Astrue, 674 F.3d 1104, 1113 (9th Cir. 2012) (“Even where those
22
activities suggest some difficulty functioning, they may be grounds for discrediting the claimant’s
23
testimony to the extent that they contradict claims of a totally debilitating impairment.”); see also
24
Smolen, 80 F.3d at 1284 (ALJ may rely on inconsistent testimony in assessing a claimant's
25
credibility).
26
Despite her complaints of debilitating fatigue and pain, on numerous occasions she
27
reported participation in various activities. In October 2008, she was “regularly coaching her
28
daughter’s basketball team and she will participate.” Id. at 243; see also id. at 34 (testifying that
10
1
she coaches basketball for four to six hours a week). She also reported doing moderate exercise.
2
Id. Two years later she reported coaching her child’s soccer team three days a week and playing
3
volleyball on another day of the week. Id. at 248. She also informed Dr. Wagner she plays
4
volleyball two times a week for several hours. Id. at 214. She again reported playing volleyball
5
in March 2011, although she stated that she plays less than one day a week due to increased hip
6
pain. Id. at 174; see also id. at 151; 249. Plaintiff also alleged difficulty with prolonged sitting
7
(id. at 37), but testified that she took a two-week road trip to Minnesota, requiring five or six days
8
of driving (id. at 35). The ALJ reasonably concluded that plaintiff’s reported activities were
9
inconsistent with her subjective complaints.
10
In her motion for summary judgment, plaintiff disputes that she was able to play
11
volleyball “with no difficulties.” ECF No. 15 at 3. The record, however, does not substantiate
12
plaintiff’s current contention. Plaintiff also argues that she stopped coaching in early 2014 and
13
that when she was coaching she spent most of her time sitting down. Id. at 3. Contrary to
14
plaintiff’s contention, medical records reflect that plaintiff participated in practices (id. at 243),
15
and plaintiff even testified that coaching gave her “a little bit of exercise” (id. at 34). Moreover,
16
plaintiff’s contention that she stopped coaching in 2014, even if true, does not undermine the
17
ALJ’s findings. Plaintiff’s date last insured was December 31, 2012, and the record reflects that
18
plaintiff maintained the ability to coach during the relevant period.
19
The ALJ also discounted plaintiff’s credibility because she made inconsistent statements
20
about her symptoms. AR 295. As observed by the ALJ, plaintiff testified at the hearing that she
21
experienced difficulty concentrating and staying on task. Id. at 38. Conversely, in her functional
22
report she stated that she could pay attention as long as needed and that she follow written and
23
spoken instructions “very well.” Id. The ALJ properly relied on these inconsistent statements in
24
finding that plaintiff was not fully credible. Smolen, 80 F.3d at 1283 (finding that an ALJ may
25
rely on inconsistent statements in assessing a claimant’s credibility); Molina v. Astrue, 674 F.3d
26
1104, 1112 (An “ALJ may consider inconsistencies either in the claimant’s testimony or between
27
the testimony and the claimant's conduct.”).
28
/////
11
1
Lastly, the ALJ found that plaintiff’s subjective complaints were also not supported by the
2
medical evidence of record. AR 295; see Burch v. Barnhart, 400 F.3d 676, 681 (9th Cir. 2005)
3
(“Although lack of medical evidence cannot form the sole basis for discounting pain testimony, it
4
is a factor that the ALJ can consider in his credibility analysis.”). Although the medical records
5
generally reflect complaints of pain, fatigue, and difficulty sleeping, they fail to document severe
6
symptoms that would preclude work. See id. 243 (moderately exercising, coaching and
7
participating in basketball); 248 (noting complaints of feeling tired but also coaching soccer three
8
days a week, playing volleyball one day week, regularly walking to the park); 249 (continues to
9
have pain but remains physically active, coaches, and plays volleyball); 250 (concerned about low
10
energy but is maintaining physical activity). As noted by the ALJ, plaintiff’s symptoms have
11
been treated routinely with medication, as well as recommendations to remain physically active.
12
See, e.g., id. at 203, 204, 250. Although plaintiff has been prescribed hydrocodone, her treatment
13
record reflects that she only needs to use it “very sparingly.” Id. at 245, 248, 249; see also id. at
14
316-17 (plaintiff testifying that she does not use hydrocodone often). The ALJ reasonably
15
concluded that plaintiff’s medical records fail to substantiate her claims of debilitating
16
impairments, including severe pain and fatigue. See Rollins v. Massanari, 261 F.3d 853, 857 (9th
17
Cir. 2001) (where the ALJ’s interpretation of the evidence is reasonable, the court may not
18
second-guess the ALJ’s findings).
19
Accordingly, the ALJ provided clear and convincing reasons for finding that plaintiff was
20
not fully credible.
21
C.
22
Plaintiff claims that at the May 18, 2015 hearing, the ALJ interrupted her testimony and
23
gave her the impression that she could not continue to “ask questions by sternly stating that the
24
hearing was over, without asking whether [she] had more to contribute or not.” ECF No. 15 at 2.
25
Plaintiff was Afforded a Fair Hearing
Plaintiff’s contention is belied by the transcript of the hearing. The ALJ provided plaintiff
26
an opportunity to explain her limitations and her daily activities. AR 316-24. The ALJ also
27
assisted plaintiff in asking Dr. Sherman several questions. Id. at 328-40. In fact, the examination
28
of Dr. Sherman concluded only after plaintiff stated she did not have any further questions. Id. at
12
1
40. The ALJ also provided plaintiff an opportunity to question the vocational expert, but plaintiff
2
declined. Id. at 351. At the end of the hearing, the ALJ also provided plaintiff with addressed
3
envelopes and held the record open for more than two weeks just in case plaintiff wanted to
4
submit additional records. Id. at 351. Contrary to plaintiff’s contention, the record reflects that
5
the ALJ not only provided plaintiff an opportunity to present her case, but actively assisted her in
6
doing so.
7
IV.
Conclusion
8
Accordingly, it is hereby ORDERED that:
9
1. Plaintiff’s motion for summary judgment is denied;
10
2. The Commissioner’s cross-motion for summary judgment is granted; and
11
3. The Clerk is directed to enter judgment in the Commissioner’s favor and close the
12
case.
13
DATED: March 31, 2018.
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
13
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?