Bontemps v. Baker, et al.
Filing
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FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Craig M. Kellison on 08/27/18 RECOMMENDING that plaintiffs motion for leave to proceed in forma pauperis 4 be denied. This action be dismissed without prejudice to re-filing upon pre-payment of the filing fees. Motion 4 referred to Judge Morrison C. England Jr. Objections due within 14 days. (Plummer, M)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE EASTERN DISTRICT OF CALIFORNIA
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GREGORY C. BONTEMPS,
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Plaintiff,
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No. 2:16-CV-2814-MCE-CMK
vs.
FINDINGS AND RECOMMENDATIONS
BAKER, et al.,
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Defendants.
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Plaintiff, a state prisoner proceeding pro se, brings this civil rights action pursuant
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to 42 U.S.C. § 1983. Pending before the court is plaintiff’s motion for leave to proceed in forma
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pauperis (Doc. 4).
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Plaintiff is not entitled to in forma pauperis status for this case because he has
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three or more prior actions dismissed as frivolous or for failure to state a claim. The PLRA’s
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“three strikes” provision, found at 28 U.S.C. § 1915(g), provides as follows:
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In no event shall a prisoner bring a civil action . . . under this
section if the prisoner has, on three or more prior occasions, while
incarcerated or detained . . ., brought an action . . . in a court of the United
States that was dismissed on the ground that it is frivolous, malicious, or
fails to state a claim upon which relief may be granted, unless the prisoner
is under imminent danger of serious physical injury.
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Id.
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Thus, when a prisoner plaintiff has had three or more prior actions dismissed for one of the
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reasons set forth in the statute, such “strikes” preclude the prisoner from proceeding in forma
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pauperis unless the imminent danger exception applies. Dismissed habeas petitions do not count
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as “strikes” under § 1915(g). See Andrews v. King, 398 F.3d 1113, 1122 (9th Cir. 2005).
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Where, however, a dismissed habeas action was merely a disguised civil rights action, the district
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court may conclude that it counts as a “strike.” See id. at n.12.
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When in forma pauperis status is denied, revoked, or otherwise unavailable under
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§ 1915(g), the proper course of action is to dismiss the action without prejudice to re-filing the
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action upon pre-payment of fees at the time the action is re-filed. In Tierney v. Kupers, the Ninth
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Circuit reviewed a district court’s screening stage dismissal of a prisoner civil rights action after
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finding under § 1915(g) that the plaintiff was not entitled to proceed in forma pauperis. See 128
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F.3d 1310 (9th Cir. 1998). Notably, the district court dismissed the entire action rather than
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simply providing the plaintiff an opportunity to pay the filing fee. The Ninth Circuit held that the
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plaintiff’s case was “properly dismissed.” Id. at 1311. Similarly, in Rodriguez v. Cook, the
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Ninth Circuit dismissed an inmate’s appeal in a prisoner civil rights action because it concluded
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that he was not entitled to proceed in forma pauperis on appeal pursuant to the “three strikes”
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provision. See 169 F.3d 1176 (9th Cir. 1999). Again, rather than providing the inmate appellant
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an opportunity to pay the filing fee, the court dismissed the appeal without prejudice and stated
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that the appellant “may resume this appeal upon prepaying the filing fee.”
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This conclusion is consistent with the conclusions reached in at least three other
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circuits. In Dupree v. Palmer, the Eleventh Circuit held that denial of in forma pauperis status
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under § 1915(g) mandated dismissal. See 284 F.3d 1234 (11th Cir. 2002). The court specifically
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held that “the prisoner cannot simply pay the filing fee after being denied IFP status” because
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“[h]e must pay the filing fee at the time he initiates the suit.” Id. at 1236 (emphasis in original).
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The Fifth and Sixth Circuits follow the same rule. See Adepegba v. Hammons, 103 F.3d 383
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(5th Cir. 1996); In re Alea, 86 F.3d 378 (6th Cir. 2002).
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The court outlined plaintiff’s history of strikes in Bontempts v. Bayne, et al., E.
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Dist. Cal. No. 2:12-CV-2791-CKD.1 In an order issued on July 18, 2013, the court listed the
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following strikes: (1) Bontemps v. Kramer, E. Dist. Cal. No. 2:06-CV-2483-JAM-GGH,
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dismissed for failure to state a claim; (2) Bontempts v. Kramer, E. Dist. Cal. No. 2:06-CV-2580-
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GEB-GGH, dismissed for failure to state a claim; and (3) Bontemps v. Gray, E. Dist. Cal. No.
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2:07-CV-0710-MCE-CMK, dismissed for failure to state a claim. Because plaintiff has had three
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or more actions dismissed for failure to state a claim, plaintiff is not entitled to proceed in forma
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pauperis in this action absent allegations of “imminent danger of serious physical injury.” 28
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U.S.C. § 1915(g).
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A review of the complaint does not reveal any allegations of imminent danger of
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serious physical injury. In response to a May 15, 2017, order to show cause, plaintiff argues he is
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in imminent danger of serious physical injury as the correctional officers at California State
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Prison - Sacramento (CSP-Sac) continue to use excessive force against him. He claims this has
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been an on-going problem, and because he continues to be housed at CSP-Sac, he continues to be
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The court may take judicial notice pursuant to Federal Rule of Evidence 201 of
matters of public record. See U.S. v. 14.02 Acres of Land, 530 F.3d 883, 894 (9th Cir. 2008).
Thus, this court may take judicial notice of state court records, see Kasey v. Molybdenum Corp.
of America, 336 F.2d 560, 563 (9th Cir. 1964), as well as its own records, see Chandler v. U.S.,
378 F.2d 906, 909 (9th Cir. 1967).
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in danger of additional use of force against him. However, as set forth in the order to show
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cause, the use of excessive force he alleged in his complaint consisted of placing handcuffs on
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him in an unreasonable manner, causing pain in his writs and marks on his skin. Plaintiff states
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he continues to be at risk of additional use of force, but fails to elaborate as to any specific
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incidents or any severe and/or dangerous use of force. The court finds that the injuries alleged to
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have been sustained as a result of incorrect placement of handcuffs is not severe enough to rise
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tot he level of imminent danger of serious physical injury.
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Based on the foregoing, the undersigned recommends that:
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Plaintiff’s motion for leave to proceed in forma pauperis (Doc. 4) be
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This action be dismissed without prejudice to re-filing upon pre-payment
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of the filing fees.
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denied; and
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These findings and recommendations are submitted to the United States District
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Judge assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within 14 days
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after being served with these findings and recommendations, any party may file written
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objections with the court. Responses to objections shall be filed within 14 days after service of
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objections. Failure to file objections within the specified time may waive the right to appeal.
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See Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991).
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DATED: August 27, 2018
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CRAIG M. KELLISON
UNITED STATES MAGISTRATE JUDGE
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