Geertson Seed Farms et al v. Johanns et al

Filing 372

ORDER AWARDING ATTORNEYS' FEES. Signed by Judge Charles R. Breyer on 11/8/2011. (crblc1, COURT STAFF) (Filed on 11/8/2011)

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1 2 3 4 5 6 7 8 IN THE UNITED STATES DISTRICT COURT 9 FOR THE NORTHERN DISTRICT OF CALIFORNIA United States District Court For the Northern District of California 10 11 12 ORDER AWARDING ATTORNEYS’ FEES Plaintiffs, 13 14 No. C 06-01075 CRB GEERTSON SEED FARMS, et al., v. MIKE JOHANNS, et al., 15 Defendants. 16 / 17 Plaintiffs filed a second motion for attorneys’ fees in this protracted litigation about 18 19 the deregulation of RRA (Roundup Ready alfalfa). See generally 2d Fee Mot. (dkt. 303). 20 This Court referred the Motion to Magistrate Judge Laporte for settlement purposes. See 21 Referral Order (dkt. 342) at 1. The parties have been unable to settle, however, and this 22 Court now rules on the Motion. 23 I. 24 BACKGROUND1 In 2006, Plaintiffs (alfalfa growers and environmental groups) brought suit in this 25 Court challenging the decision of Defendant U.S. Department of Agriculture, Animal Health 26 and Inspection Service (“APHIS”) to deregulate RRA, alfalfa genetically engineered to resist 27 the herbicide Roundup. See Geertson Seed Farms v. Johanns. No. 06-01075, 2007 WL 28 1 Because the parties are familiar with the facts of this case, the Court includes only a brief background. 1 518624, *1 (N.D. Cal. Feb. 13, 2007). Plaintiffs brought claims under the National 2 Environmental Policy Act (“NEPA”), the Endangered Species Act (“ESA”), and the Plant 3 Protection Act (“PPA”). Id. Plaintiffs’ claims related to APHIS having deregulated RRA 4 without having first prepared an environmental impact statement (“EIS”). Id. The Court 5 granted summary judgment for Plaintiffs on their NEPA claim, finding that APHIS was 6 required to prepare an EIS before deregulating RRA. Id. at *12. The Court therefore held 7 that it “need not address plaintiffs’ claims under the ESA and PPA,” and dismissed those 8 claims without prejudice. Id. The Court then invited the parties to meet and confer and to 9 submit a proposed judgment to the Court. Id. Defendants’ proposed judgment “would have . United States District Court For the Northern District of California 10 . . expressly [allowed] a continued planting of RRA subject to certain limited conditions.” 11 See Monsanto Co. v. Geertson Seed Farms, 130 S. Ct. 2743, 2751 (2010). 12 The Court rejected Defendants’ proposed judgment, and ultimately fashioned its own 13 remedy, which consisted of: (1) vacating APHIS’s June 2005 deregulation decision (the 14 “vacatur”); (2) ordering the government to prepare an EIS before making a decision on the 15 deregulation petition; (3) enjoining nationally the planting of any RRA pending the 16 completion of the EIS and decision on the deregulation petition; and (4) imposing certain 17 conditions on the handling and identification of already-planted RRA. See Geertson Farms 18 Inc. v. Johanns, No. 06-1075, 2007 WL 1302981, *9 (N.D. Cal. May 3, 2007); Farms Inc. v. 19 Johanns, No. 06-1075, 2007 WL 1839894 (N.D. Cal. June 26, 2007) (amending the May 3, 20 2007 Order). 21 Defendants appealed, “challenging the scope of the relief granted but not disputing the 22 existence of a NEPA violation.” See Monsanto, 130 S. Ct. at 2752. A divided panel of the 23 Ninth Circuit affirmed. See Geertson Seed Farms v. Johanns, 541 F.3d 938 (9th Cir. 24 2008); Geertson Seed Farms v. Johanns, 570 F.3d 1130 (9th Cir. 2009) (amending the 2008 25 opinion). Defendants filed a petition for writ of certiorari, arguing that this Court had 26 “imposed . . . a permanent nationwide injunction against any further planting of a valuable 27 genetically-engineered crop, despite overwhelming evidence that less restrictive measures 28 proposed by an expert federal agency would eliminate any non-trivial risk of harm.” Petition 2 1 for Writ of Certiorari, Monsanto Co. v. Geertson Seed Farms, No. 09-475, 2009 WL 2 3420495, at *i (2009). The Supreme Court granted the petition, see Monsanto Co. v. 3 Geertson Seed Farms, 130 S. Ct. 1133 (Mem) (No. 09-475), and ultimately reversed, see 4 Monsanto, 130 S. Ct. 2743. The Supreme Court made the following holdings. First, it rejected Plaintiffs’ 5 6 argument that Defendants lacked standing. Id. at 2752. Second, it rejected Defendants’ 7 argument that Plaintiffs lacked standing. Id. at 2754. Third, it held that this Court had erred 8 in enjoining APHIS from partially deregulating RRA until an EIS had been completed. Id. at 9 2757. The basis for this holding was that “[i]n our view, none of the traditional four factors United States District Court For the Northern District of California 10 governing the entry of permanent injunctive relief supports the District Court’s injunction 11 prohibiting partial deregulation.” Id. at 2758. Finally, the Court held that this Court had 12 erred in entering a nationwide injunction against planting RRA, both because (1) foreclosing 13 any possibility of partial deregulation was wrong, then enjoining all parties from acting in 14 accordance with such a decision was also wrong, and (2) the injunction had no “meaningful 15 practical effect independent of [the] vacatur,” and so the “drastic remedy” of an injunction 16 was unwarranted. Id. at 2761. Following the proceedings in this Court, Plaintiffs moved for fees and costs under the 17 18 Equal Access to Justice Act (“EAJA”). 1st Fee Mot. (dkt. 261). The Court deferred ruling 19 on that fee motion pending the outcome of the appeal. See Civil Minutes (dkt. 275). That 20 decision was in accordance with Defendants’ Motion to Stay, in which Defendants argued 21 that a stay “would enhance the possibility of a negotiated fee settlement by substantially 22 increasing the amount of information that the parties could use.” See Mot. to Stay (dkt. 264) 23 at 4. 24 After the Supreme Court’s ruling in 2010, Plaintiffs brought their second fees motion, 25 requesting a total award of $1,719,737.80, which included attorneys’ fees and costs for the 26 district court and appellate portions of the case, and also fees on fees.2 See Kimbrell Decl. in 27 Support of 2d Fee Mot. (dkt. 303) ¶¶ 34-35; Kimbrell Decl. in Support of Reply (dkt. 339). 28 2 Fees for time spent litigating the fees motions. 3 1 The Court referred the parties to Magistrate Judge Laporte, with some instructions intended 2 to guide the parties toward a settlement. See generally Referral Order. After the parties 3 failed to settle, Plaintiffs filed a supplemental EAJA brief, explaining that they seek a 4 minimum award of $1,426,325.29, which reflects a 20% reduction in the attorneys’ fees 5 award, and includes all costs and fees on fees. Pls.’ Supp. Br. (dkt. 362) at 18. Defendants 6 argue that Plaintiffs are entitled to only $829,422. Dfs.’ Supp. Br. (dkt. 361) at 16. 7 II. LEGAL STANDARD The EAJA provides that “a court shall award to a prevailing party other than the 9 United States fees and other expenses . . . unless the court finds that the position of the 10 United States District Court For the Northern District of California 8 United States was substantially justified or that special circumstances make an award 11 unjust.”3 28 U.S.C. § 2412(d)(1)(A). The Supreme Court in Hensley v. Eckerhart instructed 12 that “[t]he most useful starting point for determining the amount of a reasonable fee is the 13 number of hours reasonably expended on the litigation multiplied by a reasonable hourly 14 rate.” 461 U.S. 424, 433 (1983). Counsel for prevailing parties are to make a concerted 15 effort to exclude excessive, redundant, or otherwise unnecessary hours. Id. at 434. 16 However, “the product of reasonable hours times a reasonable rate does not end the inquiry,” 17 in light of other considerations that might lead a court to adjust a fee award up or down, such 18 as the “results obtained.” Id. The Court explained that “[t]his factor is particularly crucial 19 where a plaintiff is deemed ‘prevailing’ even though he succeeded on only some of his 20 claims for relief.” Id. When that happens, courts are to ask (1) whether Plaintiff failed to 21 prevail “on claims that were unrelated to the claims on which he succeeded”; and (2) whether 22 Plaintiff “achieve[d] a level of success that makes the hours reasonably expended a 23 satisfactory basis for making a fee award. See id. Where Plaintiffs’ claims for relief 24 “involve a common core of facts” or are “based on related legal theories,” a court may not 25 view the case as a series of discrete claims, and should instead “focus on the significance of 26 the overall relief.” Id. at 435. 27 3 28 Defendants do not contend that their position was substantially justified or that any special circumstances would make an attorneys’ fees award unjust. Therefore, Plaintiffs are entitled to recover their fees and costs, and the only issue before the Court is the amount to which they are entitled. 4 1 Where a plaintiff has achieved only partial success, “the most critical factor is the degree of success obtained.” Id. at 436. “A reduced fee award is appropriate if the relief, 3 however significant, is limited in comparison to the scope of the litigation as a whole.” Id. at 4 440. Specifically, “[w]here the plaintiff has failed to prevail on a claim that is distinct in all 5 respects from his successful claims, the hours spent on the unsuccessful claim should be 6 excluded.” Id. at 440. However, “[w]here a lawsuit consists of related claims, a plaintiff 7 who has won substantial relief should not have his attorney’s fee reduced simply because the 8 district court did not adopt each contention raised.” Id.4 A plaintiff need not “receive all 9 relief requested” to receive “a fee award based on all hours reasonably expended if the relief 10 United States District Court For the Northern District of California 2 obtained justified that expenditure of attorney time.” Id. at 435 n.11. The Court in Hensley 11 did not proscribe a method for reducing a fee award, but explained that a district court “may 12 attempt to identify specific hours that should be eliminated, or it may simply reduce the 13 award to account for the limited success.” Id. at 436-37. 14 A district court has discretion to determine the amount of a fee award, and in 15 awarding fees, must set forth a “concise but clear explanation of its reasons for the fee 16 award.” Id. at 437. This does not mean, however, that a district court must “set forth an 17 hour-by-hour analysis of the fee request.” Gates v. Deukmejian, 987 F.2d 1392, 1399 (9th 18 Cir. 1992). Rather, “when faced with a massive fee application the district court has the 19 authority to make across-the-board percentage cuts either in the number of hours claimed or 20 in the final lodestar figure ‘as a practical means of trimming the fat from a fee application.’” 21 Id. (citing N.Y. State Ass’n for Retarded Children v. Carey, 711 F.2d 1136, 1146 (2d Cir. 22 1983)). 23 A district court choosing to reduce fee awards by percentages subjects its fee award to 24 heightened scrutiny, and therefore must “set forth a ‘concise but clear’ explanation of its 25 reasons for choosing a given percentage reduction.” Id. at 1400. Choosing an arbitrary 26 percentage figure without independently reviewing the movant’s billing records is an abuse 27 4 28 See also id. at 435 (“Litigants in good faith may raise alternative legal grounds for a desired outcome, and the court’s rejection of or failure to reach certain grounds is not a sufficient reason for reducing a fee. The result is what matters.”) 5 1 of discretion. Id. at 1401 (finding that a district court abused its discretion because it, when 2 “faced with an admittedly voluminous paper record, threw up its hands and relied on 3 plaintiffs’ suggested, yet admittedly arbitrary, ten percent figure without itself reviewing the 4 record”). 5 III. DISCUSSION 6 In its Referral Order, this Court made certain findings intended to guide the parties in 7 settlement. First, this Court found that Plaintiffs are the prevailing party and entitled to fees 8 under the Equal Access to Justice Act (EAJA). Referral Order at 1, 4-5. Second, this Court 9 found that Plaintiffs are entitled to market rates rather than EAJA rates because the case United States District Court For the Northern District of California 10 involved “a sub-specialty of environmental law” and Plaintiffs’ expertise was both vital to 11 the case and unavailable at the EAJA adjusted rate. Id. at 6. Third, this Court found that the 12 ESA and PPA claims were related to the NEPA claims, and that the vacatur and injunctive 13 relief were also related. Id. at 8-9. Fourth, this Court found that it would be “appropriate . . . 14 that the fee award reflect Plaintiffs’ ‘limited success’ of having won a vacatur but having lost 15 the injunction.” Id. at 10 (citing Hensley, 461 U.S. at 437). The Court expressly declined to 16 address whether the Plaintiffs had made an adequate “effort to exclude excessive, redundant, 17 or otherwise unnecessary hours.” Id. at 6. 18 In determining the fee award to which Plaintiffs are entitled, the Court must resolve 19 four separate issues: (A) whether Plaintiffs adequately excluded “excessive, redundant, or 20 otherwise unnecessary hours”; (B) what reduction in fees would reasonably reflect Plaintiffs’ 21 “limited success” in obtaining a vacatur, but not an injunction; (C) whether the market rates 22 set forth in Plaintiffs’ briefs and declarations are appropriate; and (D) whether Plaintiffs 23 should recover their requested costs and fees on fees. As discussed below, the Court finds 24 that Plaintiffs adequately excluded unnecessary time from their billing records, that a 10% 25 reduction in fees reasonably reflects Plaintiffs’ “limited success” after appeal, that the market 26 rates proposed by Plaintiffs are reasonable, that Plaintiffs should recover their requested 27 costs, and that a 10% reduction in fees on fees would reasonably reflect Plaintiffs’ limited 28 success on their attorneys’ fees motions. 6 1 A. Exclusion of “Excessive, Redundant, and Unnecessary” Hours 2 The Supreme Court in Hensley instructed that “[t]he most useful starting point for 3 determining the amount of a reasonable fee is the number of hours reasonably expended on 4 the litigation multiplied by a reasonable hourly rate.” 461 U.S. at 433. And “[c]ounsel for 5 prevailing parties are to make a concerted effort to exclude excessive, redundant, or 6 otherwise unnecessary hours.” Referral Order at 6 (citing Hensley, 461 U.S. at 433). The 7 fee applicant bears the burden of submitting evidence of the hours expended during 8 litigation. Hensley, 461 U.S. at 433. And the “party opposing the fee application has a 9 burden of [submitting] evidence to the district court challenging the accuracy and United States District Court For the Northern District of California 10 reasonableness of the hours charged or the facts asserted by the prevailing party in its 11 submitted affidavits.” Gates, 987 F.2d at 1397-98 (citing Blum v. Stenson, 465 U.S. 886, 12 892 n.5 (1984)). 13 Here, Plaintiffs have submitted line-by-line billing records for all of their attorneys 14 and law clerks. See Rostov Decl. in Support of 1st Fee Mot. (dkt. 262), Ex. A-B; Kimbrell 15 Decl. in Support of 2d Fee Mot., Ex. A. Based on its review of these records, the Court finds 16 that Plaintiffs have met their burden of evidencing the hours expended during the litigation. 17 See Hensley, 461 U.S. at 433. Plaintiffs have reduced the total time billed by 10% in an 18 effort to exclude excessive and redundant hours. See Pls.’ Supp. Br. at 6; Kimbrell Decl. in 19 Support of 2d Fee Mot. ¶ 24. Defendants argue, however, that Plaintiffs should be required 20 to reduce the attorney hours generated during the “initial judgment period”5 by an additional 21 25% merely because those hours are excessive on their face.6 Dfs.’ Supp. Br. at 11. 22 Defendants argue that Plaintiffs both overstaffed the case with five attorneys and two law 23 24 5 25 26 27 28 The period during which the parties disputed the issue of an appropriate equitable remedy. See Dfs.’ Supp. Br. at 11. 6 “Mr. Rostov’s 338.14 hours are equivalent to working solely on the vacatur and other initial remedy issues for 42.27 consecutive 8-hour days; Mr. Golden’s 269.82 hours are equivalent to working solely on these issues for 33.73 consecutive 8-hour days; Mr. Mendelson’s 69.71 hours are equivalent to working solely on these issues for 8.71 days; and Mr. Kimbrell’s 66.25 hours are equivalent to working on remedy issues for 8.3 consecutive 8-hour days. On their face, these hours are both wasteful and excessive.” Reply to Supp. Br. (dkt. 365) at 11. 7 1 clerks and billed unnecessary hours during the initial judgment period.7 See id. The Court 2 finds that Plaintiffs’ staffing and billed hours were reasonable, and rejects Defendants’ 3 argument that Plaintiffs’ billing during the initial judgment period was facially excessive. 4 As Plaintiffs point out, Defendants themselves staffed four attorneys on the case, and 5 Defendant-Intervenors staffed an additional ten attorneys to oppose Plaintiffs’ suit. See Pls.’ 6 Supp. Br. at 10. Staffing five attorneys and two law clerks to oppose fourteen attorneys and 7 multiple defendants does not strike the Court as excessive. Furthermore, the number of hours 8 Plaintiffs billed during the initial judgment period was reasonable. Spending approximately 9 853 hours of attorney and law clerk time, see Dfs.’ Supp. Br. at 11, during a 80-day period in United States District Court For the Northern District of California 10 which the parties filed 2,369 pages of material in 117 docket entries, see Pls.’ Supp. Br. at 11 10, seems entirely appropriate. Although Defendants attempt to minimize the importance of 12 disputing remedies during the initial judgment period, see Dfs.’ Supp. Br. at 11, they 13 themselves “filed seven separate motions, with a total of 52 exhibits and 22 declarations or 14 directed testimonies, and 12 memoranda, objections, replies, or affidavits” relating to the 15 issue of remedies, Pls.’ Supp. Br. at 10. 16 In sum, the hours billed by Plaintiffs during the initial judgment period reflects that 17 Plaintiffs’ team as a whole dedicated approximately 10-12 hours a day working on a high- 18 profile, first-impression case during an extremely litigious period. Because this is not, as 19 Defendants contend, facially excessive, Defendants have failed to meet their burden of 20 21 7 22 23 24 25 26 27 28 Defendants also argue that Plaintiffs “block-billed” their time during the district court phase of the case because they did not distinguish between billing entries reflecting work on the merits of the case and billing entries reflecting work on appropriate remedies. See Dfs.’ Supp. Br. at 9. However, they point to no authority requiring Plaintiffs to create separate billing entries for their work on the merits and their work on remedies. Instead, both the merits and remedies are inextricably related to the claim as a whole. As the Supreme Court recognized in Hensley, “related” claims for relief “involve a common core of facts [or are] based on related legal theories,” and therefore attorneys will find it “difficult to divide hours expended on a claim-by-claim basis.” 461 U.S. at 435. It seems unlikely that the Hensley Court intended attorneys to divide their hours between merits and relief given that it did not intend them to divide their time between related claims. Furthermore, the Court in Hensley emphasized that it is not “necessarily significant that a prevailing plaintiff did not receive all the relief requested. For example, a plaintiff who failed to recover damages but obtained injunctive relief, or vice versa, may recover a fee award based on all the hours reasonably expended if the relief obtained justified that expenditure of time.” Id. at 435 n.11 (emphasis added). This also suggests that merits and relief are “related.” 8 1 rebutting the reasonableness of the hours billed. See Gates, 987 F.2d at 1397-98 (citing 2 Blum v. Stenson, 465 U.S. at 892 n.5). 3 B. Plaintiffs’ “Limited Success” and Appropriate Reduction 4 “[T]he extent of a plaintiff’s success is a crucial factor in determining the proper 5 amount of an award of attorney’s fees . . . .” Hensley, 461 U.S. at 440. “[W]here the 6 plaintiff achieved only limited success, the district court should award only that amount of 7 fees that is reasonable in relation to the results obtained.” Id. As this Court stated in its 8 Referral Order, “[v]acatur was undoubtedly a valuable result for Plaintiffs, as it resulted in 9 ‘virtually no RRA [being] grown or sold until such time as a new deregulation decision is in United States District Court For the Northern District of California 10 place, and . . . any party aggrieved by a hypothetical future deregulation decision [having] 11 ample opportunity to challenge it.’” Referral Order at 9 (citing Monsanto, 130 S. Ct. at 12 2761). Yet “vacatur alone is not as broad as this Court’s initial remedy of vacatur and 13 injunctive relief,” which is why this Court previously encouraged the parties to settle on a fee 14 award that would “reflect Plaintiffs’ ‘limited success’ of having won a vacatur but having 15 lost the injunction.” Id. at 10. 16 The parties have been unable to agree on an appropriate fee reduction. Defendants 17 argue that the Court should treat the time spent during the district court phase differently 18 from the time spent on appeal, and reduce Plaintiffs’ hours during the district court phase by 19 35% and reduce the fees Plaintiffs seek for their appellate work by 75%. See Dfs.’ Supp. Br. 20 at 10-11. These reductions, Defendants argue, will reflect: (1) that Plaintiffs spent a great 21 deal of time during the district court phase seeking two injunctive remedies that they later 22 lost on appeal, and (2) Plaintiffs’ unsuccessful opposition of APHIS’s appeal to the Supreme 23 Court. See id. 24 Plaintiffs persuasively argue, however, that Supreme Court precedent on attorneys’ 25 fees does not support separating the case in trial and appellate phases. See Pls.’ Supp. Br. at 26 11. Rather, the Hensley Court emphasized that where multiple claims for relief are “related,” 27 28 9 1 as they are here,8 the “overall relief” obtained is what ultimately matters for a fee award. 461 2 U.S. at 435. Moreover, the Ninth Circuit has held that “[j]ust as time spent on losing claims 3 can contribute to the success of other claims, time spent on a losing stage of litigation 4 contributes to success because it constitutes a step toward victory.” Cabrales v. City of Los 5 Angeles, 935 F.2d 1050, 1052-53 (9th Cir. 1991).9 Because Plaintiffs are the prevailing 6 party, even after the Supreme Court reversed the grant of injunctive relief, see Referral Order 7 at 1, the Court must determine what reduction in fees would accurately reflect Plaintiffs’ 8 limited success in having ultimately obtained a vacatur and not injunctive relief. See 9 Hensley, 461 U.S. at 436 (“the most critical factor is the degree of success obtained”). United States District Court For the Northern District of California 10 Plaintiffs initially proposed in their supplemental EAJA brief that the Court reduce 11 their entire fee award (including both the district court and appellate portions) by at most 12 20% to reflect the difference between obtaining an injunction and vacatur together, and a 13 vacatur alone. See Pls.’ Supp. Br. at 11. Complicating matters, however, is Judge Laporte’s 14 recent recommendation in an almost identical case, involving the same parties, that Plaintiffs 15 recover all of their attorneys’ fees because vacatur was an “excellent result,” despite the 16 district court’s rejection of their claim for injunction relief. See Center for Food Safety, et al. 17 v. Vilsack, et al. (“Sugar Beets I”), No. 08-00484 (dkt. 648). In Sugar Beets I, like in this 18 case, Plaintiffs challenged Defendants’ complete deregulation of a genetically-engineered 19 crop under the NEPA, seeking both a vacatur and injunction. Id. at 1-2. “Finding that the 20 vacatur was sufficient to redress Plaintiffs’ injuries, Judge White denied Plaintiffs’ requested 21 8 22 23 24 25 26 27 28 This Court specifically found Plaintiffs’ claims for relief to be related in its Referral Order. See Referral Order at 8-9. 9 The Court recognizes that Cabrales involved a plaintiff who succeeded on her final appeal after receiving an adverse ruling, whereas this case involves plaintiffs who lost on appeal. See Dfs.’ Supp. Sugar Beets Br. (dkt. 370) (citing 935 F.2d at 1053). If the appeal in this case had involved only a challenge to the injunctive relief, and not the vacatur, then Cabrales might not support treating the district and appellate portions of the case as an inclusive whole for the purpose of awarding fees. As Defendants explicitly argued to the Supreme Court, however, “the district court’s vacatur order is inextricably tied to the scope of the injunction and, indeed, is part of the same judgment.” Reply at *4, No. 09-475, 2010 WL 1619255 (2010). Defendants even went on to explain that when they “appealed the judgment and argued that the injunction was invalid, they therefore appealed and challenged the scope of the vacatur as well.” Id. Because the Supreme Court chose not to limit this Court’s vacatur, Plaintiffs succeeded in preserving that remedy on appeal. Therefore, just as in Cabrales, Plaintiffs’ time spent on the “losing stage” of the litigation ultimately contributed to their victory. 10 1 permanent injunctive relief,” and then referred Plaintiffs’ motion for attorneys’ fees to 2 Magistrate Judge Laporte. Id. at 2. Magistrate Judge Laporte found that in obtaining a 3 vacatur, Plaintiffs had achieved “excellent results”; the vacatur sufficiently redressed their 4 injury and injunctive relief was unnecessary. See id. at 8. She therefore found that Plaintiffs 5 were “entitled to a ‘fully compensable fee.’” Id. After Plaintiffs in this case had submitted 6 their supplemental EAJA brief to this Court proposing a 20% reduction in their fee award, 7 see Pls.’ Supp. Br., they notified the Court of Magistrate Judge Laporte’s report in Sugar 8 Beets I, see Pls.’ Stmt. of Recent Decision (dkt 368). They now argue that the reasoning in 9 that case supports full compensation in this case10 as well: they achieved the exact same United States District Court For the Northern District of California 10 “excellent result” of obtaining a vacatur. See Pls.’ Supp. Sugar Beets Br. (dkt. 371). 11 Magistrate Judge Laporte’s Report and Recommendation to Judge White has 12 persuaded this Court that Plaintiffs’ initially proposed 20%-reduction is excessive; yet a fully 13 compensatory fee is also inappropriate. In bringing this lawsuit, Plaintiffs sought both a 14 rescission of the deregulation decision (vacatur), and injunctive relief. See Am. Compl. (dkt. 15 10) at 45. They succeeded in having the Court vacate Defendants’ deregulation decision, but 16 were ultimately unsuccessful in pursuing injunctive relief. See Monsanto, 130 S. Ct. at 17 2761-62. The Supreme Court’s opinion in this case articulates the difference between a 18 vacatur and injunctive relief: 19 20 21 22 [W]e do not know whether and to what extent APHIS would seek to effect a limited deregulation during the pendency of the EIS process if it were free to do so; we do know that the vacatur of APHIS’s deregulation decision means that virtually no RRA can be grown or sold until such time as a new deregulation decision is in place, and we also know that any party aggrieved by a hypothetical future deregulation decision will have ample opportunity to challenge it, and to seek appropriate preliminary relief, if and when such a decision is made. 23 24 25 26 27 28 10 This Court previously found that a limited award would be appropriate, and the parties were instructed to “limit their briefs to the issues this Court raised but did not resolve in its [Referral] Order.” See Supp. Br. Order (dkt. 351). Thus Plaintiffs do not directly argue that the Court should compensate them in full; rather they argue that although Magistrate Judge Laporte’s Report and Recommendation “supports a similar result here,” it also “illustrates that Plaintiffs’ previous suggestion of at most a 20% reduction . . . was more than fair.” See Pls.’ Supp. Sugar Beets Br. at 10. Plaintiffs stated in their original supplemental brief that they “do not dispute that some reduction is appropriate for the remedy difference.” See Pls.’ Supp. Br. at 11. 11 1 Id. at 2761. The Court further found injunctive relief unwarranted because this Court’s 2 “injunction against planting does not have any meaningful practical effect independent of its 3 vacatur.” Id. (emphasis added). The vacatur alone “was sufficient to redress [Plaintiffs’] 4 injury.” Id. 5 After the Supreme Court’s reversal of this Court’s grant of injunctive relief, 6 Defendants could partially deregulate RRA before preparation of an EIS, and force Plaintiffs 7 to litigate any partial deregulation decision in a separate suit. If Plaintiffs had prevailed in 8 obtaining their sought-after injunctions, Defendants would have been prohibited from 9 deregulating RRA altogether until it had first prepared an EIS. Although the Supreme Court United States District Court For the Northern District of California 10 explained that the “practical effect[s]” of a vacatur and injunction are essentially the same, 11 see id., theoretically Plaintiffs now run a risk of having to litigate a partial deregulation 12 decision, which reflects that their success in the suit was somewhat limited. See Hensley, 13 461 U.S. at 440 (“A reduced fee award is appropriate if the relief, however significant, is 14 limited in comparison to the scope of the litigation as a whole.”). Because the difference 15 between the remedies sought and the remedies obtained in the litigation is minimal, however, 16 the Court finds that only a 10% overall reduction in attorneys’ fees is appropriate. 17 C. 18 In its Referral Order, this Court found “that market, rather than EAJA rates, are 19 appropriate” in this case. Referral Order at 6. The case involved a specialized environmental 20 issue and “Plaintiffs have proffered declarations asserting that their expertise . . . (1) was 21 vital in this case, . . . and (2) is not available at the EAJA adjusted rate . . . .” Id. The Court 22 reserved judgment, however, “as to whether the rates proposed by Plaintiffs are appropriate 23 market prices.” Id. The Court now finds that the market rates proposed by Plaintiffs are 24 appropriate. 25 26 Appropriate Market Rates For their work on the district court portion of the case, Plaintiffs seek the following market rates: 27 28 12 1 Plaintiffs’ Proposed Market Rates for District Court Litigation 2 Timekeeper Hourly Rate 3 Will Rostov $425 4 Joseph Mendelson $525 5 Kevin Golden $275 George Kimbrell $275 6 7 8 9 United States District Court For the Northern District of California 10 11 12 13 David Hoskins $176.78 Miyoko Sakashita $260 Law Clerks $125 1st Fee Mot. at 20. Three separate experts in environmental litigation and/or San Francisco legal fees submitted declarations in support of these requested market rates. See Drury Decl. (dkt. 261-13); Weissglass Decl. (dkt. 261-14); Wheaton Decl. (dkt. 261-15). Plaintiffs also seek to recover fees for their time spent on appeal, and request the following market rates for their appellate work: 14 15 16 Plaintiffs’ Proposed Market Rates for Appellate Work Timekeeper Hourly Rate George Kimbrell $410 17 Andrew Kimbrell $650 18 Will Rostov $575 19 Kevin Golden $410 20 Joseph Mendelson $650 21 Paige Tomaselli $385 22 Kateryna Rakowsky $350 Law Clerks $145 23 24 Kimbrell Decl. ¶ 30. The same three experts who supported Plaintiffs’ requested market 25 rates for their district court work also submitted declarations supporting Plaintiffs’ requested 26 market rates for their appellate work. See Drury Decl. 2 (dkt. 318); Weissglass Decl. 2 (dkt. 27 319); Wheaton Decl. 2 (dkt. 320). Also in support of their requested market rates for the 28 appellate work, Plaintiffs submitted an additional expert declaration, see Layton Decl. (dkt. 321), along with declarations and resumes of their attorneys, see Pls.’ Supp. Br. at 6 n.2 13 1 (listing declarations and corresponding docket numbers). Based on the declarations 2 submitted by Plaintiffs, the Court finds that Plaintiffs have met their burden under the EAJA 3 of establishing the reasonableness of the market rates they seek for their district court work 4 and appellate work. See EAJA, 28 U.S.C. § 2412(B); Schwartz v. Sec’y of HHS, 73 F.3d 5 895, 907 (9th Cir. 1995); Natural Res. Def. Council, Inc. v. Winter, 543 F.3d 1152, 1161 (9th 6 Cir. 2008). Defendants attempt to rebut Plaintiffs’ requested fees, arguing that Plaintiffs’ 7 8 specialized knowledge relating to environmental litigation was not “necessary” to every 9 aspect of the case, and that the rates proposed by Plaintiffs are therefore too high. See Dfs.’ United States District Court For the Northern District of California 10 Supp. Br. at 13 (suggesting that “a competent administrative law practitioner” would have 11 been able to perform some of the tasks for which Plaintiffs have billed time). Thus 12 Defendants urge the Court to apply the following market rates for Plaintiffs’ district court 13 work: 14 Defendants’ Proposed Market Rates for District Court Litigation 15 Timekeeper Hourly Rate 16 Will Rostov $325 17 Joseph Mendelson $325 18 Kevin Golden $250 George Kimbrell $250 David Hoskins $250 Miyoko Sakashita $250 19 20 21 22 23 24 25 26 27 28 Id. at 13-16 (not disputing the market rates sought for law clerks’ time). The only other basis Defendants assert for their proposed market rates of $350 and $250 is an “[a]nalog[y] from the management structure of the four Justice Department attorneys that wrote or reviewed the federal briefs in this case.” See id. Oddly, Defendants do not take issue with the market rates proposed by Plaintiffs for their appellate work, see generally id., instead arguing that the Court should simply reduce all fees sought for appellate work by 75% to reflect Plaintiffs’ unsuccessful opposition of Defendants’ appeal, as described supra Part III(B). 14 The Court is unpersuaded by Defendants’ argument that attorneys seeking fees above 2 the EAJA statutory amount must utilize their special skills for each and every task performed 3 during the litigation. Defendants here repeat an argument they made to Magistrate Judge 4 Laporte in the Sugar Beets I case. See No. 08-00484 (dkt. 648). Magistrate Judge Laporte 5 was similarly unpersuaded by Defendants’ argument. See id. (finding that the real question 6 “is whether an attorney has specialized knowledge that was ‘needful for the litigation,’ even 7 if some tasks within the case did not require that specific knowledge”) (citing Love v. Reilly, 8 924 F.2d 1492, 1496 (9th Cir. 1991); Winter, 543 F.3d at 1158). As this Court has already 9 held, Plaintiffs’ specialized knowledge was necessary to litigate the complex environmental 10 United States District Court For the Northern District of California 1 issues involved in this case, and therefore Plaintiffs are entitled to recover fees at reasonable 11 market rates. Referral Order at 6. The only issue currently before the Court therefore is 12 whether the rates proposed by Plaintiffs are reasonable. Because Defendants have not 13 rebutted Plaintiffs’ numerous declarations, which establish the reasonableness of the 14 requested rates,11 the Court finds that Plaintiffs may recover fees at the market rates they 15 seek. 16 D. Costs and Fees on Fees 17 Plaintiffs correctly argue that, as a prevailing party, they are entitled to recover both 18 the costs they incurred during the litigation, and their fees for time spent successfully 19 litigating their attorneys’ fees. See 1st Fee Mot. at 20-21 (citing 28 U.S.C. § 2412(d)(1)(A); 20 Local Rule 54-1; Comm’r, Immigration and Naturalization Serv. v. Jean, 496 U.S. 154, 163- 21 64 (1990)). Plaintiffs may recover their fees on fees to the extent they have prevailed on 22 their fees motion. See Jean, 496 U.S. at 163 n.10 (citing Hensley, 461 U.S. at 437). 23 Plaintiffs seek to recover the following amounts in costs and fees on fees: 24 25 26 27 28 11 Plaintiffs sought similar rates for work they performed while litigating Sugar Beets I, No. 0800484 (dkt. 648), which as discussed supra, involved substantially the same issues as this case. Although that case was less ground-breaking than this one because it was the second, rather than the first, case involving deregulation of genetically-engineered crops, Magistrate Judge Laporte, looking at a declaration from only one expert, determined that the rates requested by Plaintiffs were reasonable. Id. 15 1 Expense Type Amount 2 Costs $7,648.34 District court litigation 1st Fee Mot. at 21 Costs $23,322.46 Appellate litigation 2d Fee Mot. at 21 5 Total Costs Sought: $30,970.80 6 Fees on fees $32,049.21 1st Fee Motion Pls.’ Supp. Br. at 18 Fees on fees $35,249.78 2d Fee Motion Pls.’ Supp. Br. at 18 Fees on fees $30,881.09 Supplemental Fee Proceedings Pls.’ Supp. Br. at 18 Total Fees on Fees Sought: $98,180.08 3 4 7 8 9 Time frame Citation United States District Court For the Northern District of California 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Plaintiffs have calculated their fees on fees using the EAJA statutory rate of $186.48 rather than market rates for specialized environmental attorneys. Kimbrell Decl. in Support of Reply (dkt. 339) at 1. To prove their costs and fees on fees, Plaintiffs have submitted declarations from their attorneys, which include exhibits documenting hours spent litigating fees and containing copies of receipts. See, e.g., Kimbrell Decl. in Support of 2d Fee Mot. (dkt. 303); id. Ex. B (dkts. 305-11); Kimbrell Decl. in Support of Reply (dkt. 339) & Ex. AB; Tomaselli Decl. in Support of Reply (dkt. 340) at 1 & Ex. A; Kimbrell Decl. in Support of Supp. Br. (dkt. 363) & Ex. A; Rakowski Decl. in Support of Supp. Br. (dkt. 364) & Ex. A. Defendants ignored Plaintiffs’ request for costs and fees on fees in their briefs and therefore have not rebutted any of the evidence submitted by Plaintiffs. Plaintiffs have established the reasonableness of their costs and time spent litigating fees by submitting documentary evidence. The Court’s review of the declarations and exhibits shows the costs to be reasonable, the therefore the Court finds that Plaintiffs are entitled to recover the $30,970.80 they seek in costs. Plaintiffs are entitled to a reduced fees on fees award, however, because although they prevailed on their fees motion, their success was limited. Because this Court reduced the attorneys’ fees sought by Plaintiffs by 10%, see supra Part III(B), a corresponding 10% reduction in the $98,180.08 sought by Plaintiffs in fees on fees reasonably reflects Plaintiffs’ “limited success” in litigating their fees motions. See Jean, 496 U.S. at 163 n.10 (citing Hensley, 461 U.S. at 437). After a 10% reduction, Plaintiffs 16 1 may recover $88,362.07 for fees on fees. In sum, for their costs and fees on fees, Plaintiffs 2 may recover a total of $119,332.87 ($30,970.80 plus $88,362.07). 3 IV. 4 5 CONCLUSION Accordingly, the Court calculates Plaintiffs’ attorneys’ fee award as follows: Timekeeper 6 Billed Hours Market Hourly Rate Totals 12 DISTRICT COURT PHASE - FEES SOUGHT 7 Will Rostov 1,166 $425 $495,550.00 8 Joseph Mendelson 211.25 $525 $110,906.25 9 Kevin Golden 449.7 $275 $123,667.50 George Kimbrell 200.75 $275 $55,206.25 75 $176.78 $13,258.50 Miyoko Sakashita 240.5 $260 $62,530.00 Law Clerks 407.85 $125 $50,981.25 United States District Court For the Northern District of California 10 11 12 David Hoskins 13 District Court Phase Total: 14 15 16 $912,099.75 APPELLATE PHASE - FEES SOUGHT13 George Kimbrell 745.7 $410 $305,737.00 Andrew Kimbrell 105 $650 $68,250.00 17 18 Will Rostov 268.5 $575 $154,387.50 19 Kevin Golden 229.4 $410 $94,054.0014 20 Joseph Mendelson 63.1 $650 $41,015.00 21 Paige Tomaselli 130.2 $385 $50,127.00 22 Kateryna Rakowsky 58.4 $350 $20,440.00 128.75 $145 $18,668.75 Appellate Phase Total: $752,679.25 23 Law Clerks 24 25 26 12 See 1st Fee Mot. at 20. 27 13 See Kimbrell Decl. in Support of 2d Fee Mot. ¶ 30. 28 14 Plaintiffs miscalculated the total fees for Kevin Golden’s appellate work as being $96,348.00 in Kimbrell’s Declaration. See id. 17 1 Plaintiffs seek a total of $1,664,779 in attorneys’ fees for the district court and 2 appellate phases of the litigation ($912,099.75 plus $752,679.25). After a 10% reduction to 3 reflect Plaintiffs’ “limited success,” Plaintiffs are entitled to recover $1,498,301.10 of that 4 amount. Adding Plaintiffs’ costs and fees on fees (which totaled $119,332.87) to their 5 attorneys’ fee award results in a total award of $1,617,633.97. 6 IT IS SO ORDERED. 7 8 CHARLES R. BREYER UNITED STATES DISTRICT JUDGE Dated: November 8, 2011 9 United States District Court For the Northern District of California 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 G:\CRBALL\2006\1075\order re fees.wpd 18

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