Geertson Seed Farms et al v. Johanns et al
Filing
372
ORDER AWARDING ATTORNEYS' FEES. Signed by Judge Charles R. Breyer on 11/8/2011. (crblc1, COURT STAFF) (Filed on 11/8/2011)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE NORTHERN DISTRICT OF CALIFORNIA
United States District Court
For the Northern District of California
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ORDER AWARDING ATTORNEYS’
FEES
Plaintiffs,
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No. C 06-01075 CRB
GEERTSON SEED FARMS, et al.,
v.
MIKE JOHANNS, et al.,
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Defendants.
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/
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Plaintiffs filed a second motion for attorneys’ fees in this protracted litigation about
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the deregulation of RRA (Roundup Ready alfalfa). See generally 2d Fee Mot. (dkt. 303).
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This Court referred the Motion to Magistrate Judge Laporte for settlement purposes. See
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Referral Order (dkt. 342) at 1. The parties have been unable to settle, however, and this
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Court now rules on the Motion.
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I.
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BACKGROUND1
In 2006, Plaintiffs (alfalfa growers and environmental groups) brought suit in this
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Court challenging the decision of Defendant U.S. Department of Agriculture, Animal Health
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and Inspection Service (“APHIS”) to deregulate RRA, alfalfa genetically engineered to resist
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the herbicide Roundup. See Geertson Seed Farms v. Johanns. No. 06-01075, 2007 WL
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Because the parties are familiar with the facts of this case, the Court includes only a brief
background.
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518624, *1 (N.D. Cal. Feb. 13, 2007). Plaintiffs brought claims under the National
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Environmental Policy Act (“NEPA”), the Endangered Species Act (“ESA”), and the Plant
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Protection Act (“PPA”). Id. Plaintiffs’ claims related to APHIS having deregulated RRA
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without having first prepared an environmental impact statement (“EIS”). Id. The Court
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granted summary judgment for Plaintiffs on their NEPA claim, finding that APHIS was
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required to prepare an EIS before deregulating RRA. Id. at *12. The Court therefore held
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that it “need not address plaintiffs’ claims under the ESA and PPA,” and dismissed those
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claims without prejudice. Id. The Court then invited the parties to meet and confer and to
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submit a proposed judgment to the Court. Id. Defendants’ proposed judgment “would have .
United States District Court
For the Northern District of California
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. . expressly [allowed] a continued planting of RRA subject to certain limited conditions.”
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See Monsanto Co. v. Geertson Seed Farms, 130 S. Ct. 2743, 2751 (2010).
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The Court rejected Defendants’ proposed judgment, and ultimately fashioned its own
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remedy, which consisted of: (1) vacating APHIS’s June 2005 deregulation decision (the
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“vacatur”); (2) ordering the government to prepare an EIS before making a decision on the
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deregulation petition; (3) enjoining nationally the planting of any RRA pending the
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completion of the EIS and decision on the deregulation petition; and (4) imposing certain
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conditions on the handling and identification of already-planted RRA. See Geertson Farms
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Inc. v. Johanns, No. 06-1075, 2007 WL 1302981, *9 (N.D. Cal. May 3, 2007); Farms Inc. v.
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Johanns, No. 06-1075, 2007 WL 1839894 (N.D. Cal. June 26, 2007) (amending the May 3,
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2007 Order).
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Defendants appealed, “challenging the scope of the relief granted but not disputing the
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existence of a NEPA violation.” See Monsanto, 130 S. Ct. at 2752. A divided panel of the
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Ninth Circuit affirmed. See Geertson Seed Farms v. Johanns, 541 F.3d 938 (9th Cir.
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2008); Geertson Seed Farms v. Johanns, 570 F.3d 1130 (9th Cir. 2009) (amending the 2008
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opinion). Defendants filed a petition for writ of certiorari, arguing that this Court had
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“imposed . . . a permanent nationwide injunction against any further planting of a valuable
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genetically-engineered crop, despite overwhelming evidence that less restrictive measures
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proposed by an expert federal agency would eliminate any non-trivial risk of harm.” Petition
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for Writ of Certiorari, Monsanto Co. v. Geertson Seed Farms, No. 09-475, 2009 WL
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3420495, at *i (2009). The Supreme Court granted the petition, see Monsanto Co. v.
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Geertson Seed Farms, 130 S. Ct. 1133 (Mem) (No. 09-475), and ultimately reversed, see
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Monsanto, 130 S. Ct. 2743.
The Supreme Court made the following holdings. First, it rejected Plaintiffs’
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argument that Defendants lacked standing. Id. at 2752. Second, it rejected Defendants’
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argument that Plaintiffs lacked standing. Id. at 2754. Third, it held that this Court had erred
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in enjoining APHIS from partially deregulating RRA until an EIS had been completed. Id. at
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2757. The basis for this holding was that “[i]n our view, none of the traditional four factors
United States District Court
For the Northern District of California
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governing the entry of permanent injunctive relief supports the District Court’s injunction
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prohibiting partial deregulation.” Id. at 2758. Finally, the Court held that this Court had
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erred in entering a nationwide injunction against planting RRA, both because (1) foreclosing
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any possibility of partial deregulation was wrong, then enjoining all parties from acting in
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accordance with such a decision was also wrong, and (2) the injunction had no “meaningful
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practical effect independent of [the] vacatur,” and so the “drastic remedy” of an injunction
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was unwarranted. Id. at 2761.
Following the proceedings in this Court, Plaintiffs moved for fees and costs under the
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Equal Access to Justice Act (“EAJA”). 1st Fee Mot. (dkt. 261). The Court deferred ruling
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on that fee motion pending the outcome of the appeal. See Civil Minutes (dkt. 275). That
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decision was in accordance with Defendants’ Motion to Stay, in which Defendants argued
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that a stay “would enhance the possibility of a negotiated fee settlement by substantially
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increasing the amount of information that the parties could use.” See Mot. to Stay (dkt. 264)
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at 4.
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After the Supreme Court’s ruling in 2010, Plaintiffs brought their second fees motion,
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requesting a total award of $1,719,737.80, which included attorneys’ fees and costs for the
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district court and appellate portions of the case, and also fees on fees.2 See Kimbrell Decl. in
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Support of 2d Fee Mot. (dkt. 303) ¶¶ 34-35; Kimbrell Decl. in Support of Reply (dkt. 339).
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Fees for time spent litigating the fees motions.
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The Court referred the parties to Magistrate Judge Laporte, with some instructions intended
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to guide the parties toward a settlement. See generally Referral Order. After the parties
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failed to settle, Plaintiffs filed a supplemental EAJA brief, explaining that they seek a
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minimum award of $1,426,325.29, which reflects a 20% reduction in the attorneys’ fees
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award, and includes all costs and fees on fees. Pls.’ Supp. Br. (dkt. 362) at 18. Defendants
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argue that Plaintiffs are entitled to only $829,422. Dfs.’ Supp. Br. (dkt. 361) at 16.
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II.
LEGAL STANDARD
The EAJA provides that “a court shall award to a prevailing party other than the
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United States fees and other expenses . . . unless the court finds that the position of the
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United States District Court
For the Northern District of California
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United States was substantially justified or that special circumstances make an award
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unjust.”3 28 U.S.C. § 2412(d)(1)(A). The Supreme Court in Hensley v. Eckerhart instructed
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that “[t]he most useful starting point for determining the amount of a reasonable fee is the
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number of hours reasonably expended on the litigation multiplied by a reasonable hourly
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rate.” 461 U.S. 424, 433 (1983). Counsel for prevailing parties are to make a concerted
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effort to exclude excessive, redundant, or otherwise unnecessary hours. Id. at 434.
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However, “the product of reasonable hours times a reasonable rate does not end the inquiry,”
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in light of other considerations that might lead a court to adjust a fee award up or down, such
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as the “results obtained.” Id. The Court explained that “[t]his factor is particularly crucial
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where a plaintiff is deemed ‘prevailing’ even though he succeeded on only some of his
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claims for relief.” Id. When that happens, courts are to ask (1) whether Plaintiff failed to
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prevail “on claims that were unrelated to the claims on which he succeeded”; and (2) whether
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Plaintiff “achieve[d] a level of success that makes the hours reasonably expended a
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satisfactory basis for making a fee award. See id. Where Plaintiffs’ claims for relief
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“involve a common core of facts” or are “based on related legal theories,” a court may not
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view the case as a series of discrete claims, and should instead “focus on the significance of
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the overall relief.” Id. at 435.
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Defendants do not contend that their position was substantially justified or that any special
circumstances would make an attorneys’ fees award unjust. Therefore, Plaintiffs are entitled to recover
their fees and costs, and the only issue before the Court is the amount to which they are entitled.
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Where a plaintiff has achieved only partial success, “the most critical factor is the
degree of success obtained.” Id. at 436. “A reduced fee award is appropriate if the relief,
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however significant, is limited in comparison to the scope of the litigation as a whole.” Id. at
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440. Specifically, “[w]here the plaintiff has failed to prevail on a claim that is distinct in all
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respects from his successful claims, the hours spent on the unsuccessful claim should be
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excluded.” Id. at 440. However, “[w]here a lawsuit consists of related claims, a plaintiff
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who has won substantial relief should not have his attorney’s fee reduced simply because the
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district court did not adopt each contention raised.” Id.4 A plaintiff need not “receive all
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relief requested” to receive “a fee award based on all hours reasonably expended if the relief
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United States District Court
For the Northern District of California
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obtained justified that expenditure of attorney time.” Id. at 435 n.11. The Court in Hensley
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did not proscribe a method for reducing a fee award, but explained that a district court “may
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attempt to identify specific hours that should be eliminated, or it may simply reduce the
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award to account for the limited success.” Id. at 436-37.
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A district court has discretion to determine the amount of a fee award, and in
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awarding fees, must set forth a “concise but clear explanation of its reasons for the fee
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award.” Id. at 437. This does not mean, however, that a district court must “set forth an
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hour-by-hour analysis of the fee request.” Gates v. Deukmejian, 987 F.2d 1392, 1399 (9th
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Cir. 1992). Rather, “when faced with a massive fee application the district court has the
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authority to make across-the-board percentage cuts either in the number of hours claimed or
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in the final lodestar figure ‘as a practical means of trimming the fat from a fee application.’”
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Id. (citing N.Y. State Ass’n for Retarded Children v. Carey, 711 F.2d 1136, 1146 (2d Cir.
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1983)).
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A district court choosing to reduce fee awards by percentages subjects its fee award to
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heightened scrutiny, and therefore must “set forth a ‘concise but clear’ explanation of its
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reasons for choosing a given percentage reduction.” Id. at 1400. Choosing an arbitrary
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percentage figure without independently reviewing the movant’s billing records is an abuse
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See also id. at 435 (“Litigants in good faith may raise alternative legal grounds for a desired
outcome, and the court’s rejection of or failure to reach certain grounds is not a sufficient reason for
reducing a fee. The result is what matters.”)
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of discretion. Id. at 1401 (finding that a district court abused its discretion because it, when
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“faced with an admittedly voluminous paper record, threw up its hands and relied on
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plaintiffs’ suggested, yet admittedly arbitrary, ten percent figure without itself reviewing the
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record”).
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III.
DISCUSSION
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In its Referral Order, this Court made certain findings intended to guide the parties in
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settlement. First, this Court found that Plaintiffs are the prevailing party and entitled to fees
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under the Equal Access to Justice Act (EAJA). Referral Order at 1, 4-5. Second, this Court
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found that Plaintiffs are entitled to market rates rather than EAJA rates because the case
United States District Court
For the Northern District of California
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involved “a sub-specialty of environmental law” and Plaintiffs’ expertise was both vital to
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the case and unavailable at the EAJA adjusted rate. Id. at 6. Third, this Court found that the
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ESA and PPA claims were related to the NEPA claims, and that the vacatur and injunctive
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relief were also related. Id. at 8-9. Fourth, this Court found that it would be “appropriate . . .
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that the fee award reflect Plaintiffs’ ‘limited success’ of having won a vacatur but having lost
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the injunction.” Id. at 10 (citing Hensley, 461 U.S. at 437). The Court expressly declined to
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address whether the Plaintiffs had made an adequate “effort to exclude excessive, redundant,
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or otherwise unnecessary hours.” Id. at 6.
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In determining the fee award to which Plaintiffs are entitled, the Court must resolve
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four separate issues: (A) whether Plaintiffs adequately excluded “excessive, redundant, or
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otherwise unnecessary hours”; (B) what reduction in fees would reasonably reflect Plaintiffs’
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“limited success” in obtaining a vacatur, but not an injunction; (C) whether the market rates
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set forth in Plaintiffs’ briefs and declarations are appropriate; and (D) whether Plaintiffs
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should recover their requested costs and fees on fees. As discussed below, the Court finds
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that Plaintiffs adequately excluded unnecessary time from their billing records, that a 10%
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reduction in fees reasonably reflects Plaintiffs’ “limited success” after appeal, that the market
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rates proposed by Plaintiffs are reasonable, that Plaintiffs should recover their requested
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costs, and that a 10% reduction in fees on fees would reasonably reflect Plaintiffs’ limited
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success on their attorneys’ fees motions.
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A.
Exclusion of “Excessive, Redundant, and Unnecessary” Hours
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The Supreme Court in Hensley instructed that “[t]he most useful starting point for
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determining the amount of a reasonable fee is the number of hours reasonably expended on
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the litigation multiplied by a reasonable hourly rate.” 461 U.S. at 433. And “[c]ounsel for
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prevailing parties are to make a concerted effort to exclude excessive, redundant, or
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otherwise unnecessary hours.” Referral Order at 6 (citing Hensley, 461 U.S. at 433). The
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fee applicant bears the burden of submitting evidence of the hours expended during
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litigation. Hensley, 461 U.S. at 433. And the “party opposing the fee application has a
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burden of [submitting] evidence to the district court challenging the accuracy and
United States District Court
For the Northern District of California
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reasonableness of the hours charged or the facts asserted by the prevailing party in its
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submitted affidavits.” Gates, 987 F.2d at 1397-98 (citing Blum v. Stenson, 465 U.S. 886,
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892 n.5 (1984)).
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Here, Plaintiffs have submitted line-by-line billing records for all of their attorneys
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and law clerks. See Rostov Decl. in Support of 1st Fee Mot. (dkt. 262), Ex. A-B; Kimbrell
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Decl. in Support of 2d Fee Mot., Ex. A. Based on its review of these records, the Court finds
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that Plaintiffs have met their burden of evidencing the hours expended during the litigation.
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See Hensley, 461 U.S. at 433. Plaintiffs have reduced the total time billed by 10% in an
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effort to exclude excessive and redundant hours. See Pls.’ Supp. Br. at 6; Kimbrell Decl. in
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Support of 2d Fee Mot. ¶ 24. Defendants argue, however, that Plaintiffs should be required
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to reduce the attorney hours generated during the “initial judgment period”5 by an additional
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25% merely because those hours are excessive on their face.6 Dfs.’ Supp. Br. at 11.
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Defendants argue that Plaintiffs both overstaffed the case with five attorneys and two law
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The period during which the parties disputed the issue of an appropriate equitable remedy. See
Dfs.’ Supp. Br. at 11.
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“Mr. Rostov’s 338.14 hours are equivalent to working solely on the vacatur and other initial
remedy issues for 42.27 consecutive 8-hour days; Mr. Golden’s 269.82 hours are equivalent to working
solely on these issues for 33.73 consecutive 8-hour days; Mr. Mendelson’s 69.71 hours are equivalent
to working solely on these issues for 8.71 days; and Mr. Kimbrell’s 66.25 hours are equivalent to
working on remedy issues for 8.3 consecutive 8-hour days. On their face, these hours are both wasteful
and excessive.” Reply to Supp. Br. (dkt. 365) at 11.
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clerks and billed unnecessary hours during the initial judgment period.7 See id. The Court
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finds that Plaintiffs’ staffing and billed hours were reasonable, and rejects Defendants’
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argument that Plaintiffs’ billing during the initial judgment period was facially excessive.
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As Plaintiffs point out, Defendants themselves staffed four attorneys on the case, and
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Defendant-Intervenors staffed an additional ten attorneys to oppose Plaintiffs’ suit. See Pls.’
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Supp. Br. at 10. Staffing five attorneys and two law clerks to oppose fourteen attorneys and
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multiple defendants does not strike the Court as excessive. Furthermore, the number of hours
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Plaintiffs billed during the initial judgment period was reasonable. Spending approximately
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853 hours of attorney and law clerk time, see Dfs.’ Supp. Br. at 11, during a 80-day period in
United States District Court
For the Northern District of California
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which the parties filed 2,369 pages of material in 117 docket entries, see Pls.’ Supp. Br. at
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10, seems entirely appropriate. Although Defendants attempt to minimize the importance of
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disputing remedies during the initial judgment period, see Dfs.’ Supp. Br. at 11, they
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themselves “filed seven separate motions, with a total of 52 exhibits and 22 declarations or
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directed testimonies, and 12 memoranda, objections, replies, or affidavits” relating to the
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issue of remedies, Pls.’ Supp. Br. at 10.
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In sum, the hours billed by Plaintiffs during the initial judgment period reflects that
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Plaintiffs’ team as a whole dedicated approximately 10-12 hours a day working on a high-
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profile, first-impression case during an extremely litigious period. Because this is not, as
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Defendants contend, facially excessive, Defendants have failed to meet their burden of
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Defendants also argue that Plaintiffs “block-billed” their time during the district court phase
of the case because they did not distinguish between billing entries reflecting work on the merits of the
case and billing entries reflecting work on appropriate remedies. See Dfs.’ Supp. Br. at 9. However,
they point to no authority requiring Plaintiffs to create separate billing entries for their work on the
merits and their work on remedies. Instead, both the merits and remedies are inextricably related to the
claim as a whole. As the Supreme Court recognized in Hensley, “related” claims for relief “involve a
common core of facts [or are] based on related legal theories,” and therefore attorneys will find it
“difficult to divide hours expended on a claim-by-claim basis.” 461 U.S. at 435. It seems unlikely that
the Hensley Court intended attorneys to divide their hours between merits and relief given that it did
not intend them to divide their time between related claims. Furthermore, the Court in Hensley
emphasized that it is not “necessarily significant that a prevailing plaintiff did not receive all the relief
requested. For example, a plaintiff who failed to recover damages but obtained injunctive relief, or vice
versa, may recover a fee award based on all the hours reasonably expended if the relief obtained justified
that expenditure of time.” Id. at 435 n.11 (emphasis added). This also suggests that merits and relief
are “related.”
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rebutting the reasonableness of the hours billed. See Gates, 987 F.2d at 1397-98 (citing
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Blum v. Stenson, 465 U.S. at 892 n.5).
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B.
Plaintiffs’ “Limited Success” and Appropriate Reduction
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“[T]he extent of a plaintiff’s success is a crucial factor in determining the proper
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amount of an award of attorney’s fees . . . .” Hensley, 461 U.S. at 440. “[W]here the
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plaintiff achieved only limited success, the district court should award only that amount of
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fees that is reasonable in relation to the results obtained.” Id. As this Court stated in its
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Referral Order, “[v]acatur was undoubtedly a valuable result for Plaintiffs, as it resulted in
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‘virtually no RRA [being] grown or sold until such time as a new deregulation decision is in
United States District Court
For the Northern District of California
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place, and . . . any party aggrieved by a hypothetical future deregulation decision [having]
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ample opportunity to challenge it.’” Referral Order at 9 (citing Monsanto, 130 S. Ct. at
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2761). Yet “vacatur alone is not as broad as this Court’s initial remedy of vacatur and
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injunctive relief,” which is why this Court previously encouraged the parties to settle on a fee
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award that would “reflect Plaintiffs’ ‘limited success’ of having won a vacatur but having
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lost the injunction.” Id. at 10.
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The parties have been unable to agree on an appropriate fee reduction. Defendants
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argue that the Court should treat the time spent during the district court phase differently
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from the time spent on appeal, and reduce Plaintiffs’ hours during the district court phase by
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35% and reduce the fees Plaintiffs seek for their appellate work by 75%. See Dfs.’ Supp. Br.
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at 10-11. These reductions, Defendants argue, will reflect: (1) that Plaintiffs spent a great
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deal of time during the district court phase seeking two injunctive remedies that they later
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lost on appeal, and (2) Plaintiffs’ unsuccessful opposition of APHIS’s appeal to the Supreme
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Court. See id.
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Plaintiffs persuasively argue, however, that Supreme Court precedent on attorneys’
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fees does not support separating the case in trial and appellate phases. See Pls.’ Supp. Br. at
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11. Rather, the Hensley Court emphasized that where multiple claims for relief are “related,”
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as they are here,8 the “overall relief” obtained is what ultimately matters for a fee award. 461
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U.S. at 435. Moreover, the Ninth Circuit has held that “[j]ust as time spent on losing claims
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can contribute to the success of other claims, time spent on a losing stage of litigation
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contributes to success because it constitutes a step toward victory.” Cabrales v. City of Los
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Angeles, 935 F.2d 1050, 1052-53 (9th Cir. 1991).9 Because Plaintiffs are the prevailing
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party, even after the Supreme Court reversed the grant of injunctive relief, see Referral Order
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at 1, the Court must determine what reduction in fees would accurately reflect Plaintiffs’
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limited success in having ultimately obtained a vacatur and not injunctive relief. See
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Hensley, 461 U.S. at 436 (“the most critical factor is the degree of success obtained”).
United States District Court
For the Northern District of California
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Plaintiffs initially proposed in their supplemental EAJA brief that the Court reduce
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their entire fee award (including both the district court and appellate portions) by at most
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20% to reflect the difference between obtaining an injunction and vacatur together, and a
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vacatur alone. See Pls.’ Supp. Br. at 11. Complicating matters, however, is Judge Laporte’s
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recent recommendation in an almost identical case, involving the same parties, that Plaintiffs
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recover all of their attorneys’ fees because vacatur was an “excellent result,” despite the
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district court’s rejection of their claim for injunction relief. See Center for Food Safety, et al.
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v. Vilsack, et al. (“Sugar Beets I”), No. 08-00484 (dkt. 648). In Sugar Beets I, like in this
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case, Plaintiffs challenged Defendants’ complete deregulation of a genetically-engineered
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crop under the NEPA, seeking both a vacatur and injunction. Id. at 1-2. “Finding that the
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vacatur was sufficient to redress Plaintiffs’ injuries, Judge White denied Plaintiffs’ requested
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This Court specifically found Plaintiffs’ claims for relief to be related in its Referral Order.
See Referral Order at 8-9.
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The Court recognizes that Cabrales involved a plaintiff who succeeded on her final appeal
after receiving an adverse ruling, whereas this case involves plaintiffs who lost on appeal. See Dfs.’
Supp. Sugar Beets Br. (dkt. 370) (citing 935 F.2d at 1053). If the appeal in this case had involved only
a challenge to the injunctive relief, and not the vacatur, then Cabrales might not support treating the
district and appellate portions of the case as an inclusive whole for the purpose of awarding fees. As
Defendants explicitly argued to the Supreme Court, however, “the district court’s vacatur order is
inextricably tied to the scope of the injunction and, indeed, is part of the same judgment.” Reply at *4,
No. 09-475, 2010 WL 1619255 (2010). Defendants even went on to explain that when they “appealed
the judgment and argued that the injunction was invalid, they therefore appealed and challenged the
scope of the vacatur as well.” Id. Because the Supreme Court chose not to limit this Court’s vacatur,
Plaintiffs succeeded in preserving that remedy on appeal. Therefore, just as in Cabrales, Plaintiffs’ time
spent on the “losing stage” of the litigation ultimately contributed to their victory.
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permanent injunctive relief,” and then referred Plaintiffs’ motion for attorneys’ fees to
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Magistrate Judge Laporte. Id. at 2. Magistrate Judge Laporte found that in obtaining a
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vacatur, Plaintiffs had achieved “excellent results”; the vacatur sufficiently redressed their
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injury and injunctive relief was unnecessary. See id. at 8. She therefore found that Plaintiffs
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were “entitled to a ‘fully compensable fee.’” Id. After Plaintiffs in this case had submitted
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their supplemental EAJA brief to this Court proposing a 20% reduction in their fee award,
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see Pls.’ Supp. Br., they notified the Court of Magistrate Judge Laporte’s report in Sugar
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Beets I, see Pls.’ Stmt. of Recent Decision (dkt 368). They now argue that the reasoning in
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that case supports full compensation in this case10 as well: they achieved the exact same
United States District Court
For the Northern District of California
10
“excellent result” of obtaining a vacatur. See Pls.’ Supp. Sugar Beets Br. (dkt. 371).
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Magistrate Judge Laporte’s Report and Recommendation to Judge White has
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persuaded this Court that Plaintiffs’ initially proposed 20%-reduction is excessive; yet a fully
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compensatory fee is also inappropriate. In bringing this lawsuit, Plaintiffs sought both a
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rescission of the deregulation decision (vacatur), and injunctive relief. See Am. Compl. (dkt.
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10) at 45. They succeeded in having the Court vacate Defendants’ deregulation decision, but
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were ultimately unsuccessful in pursuing injunctive relief. See Monsanto, 130 S. Ct. at
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2761-62. The Supreme Court’s opinion in this case articulates the difference between a
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vacatur and injunctive relief:
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[W]e do not know whether and to what extent APHIS would seek to effect a
limited deregulation during the pendency of the EIS process if it were free to
do so; we do know that the vacatur of APHIS’s deregulation decision means
that virtually no RRA can be grown or sold until such time as a new
deregulation decision is in place, and we also know that any party aggrieved by
a hypothetical future deregulation decision will have ample opportunity to
challenge it, and to seek appropriate preliminary relief, if and when such a
decision is made.
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This Court previously found that a limited award would be appropriate, and the parties were
instructed to “limit their briefs to the issues this Court raised but did not resolve in its [Referral] Order.”
See Supp. Br. Order (dkt. 351). Thus Plaintiffs do not directly argue that the Court should compensate
them in full; rather they argue that although Magistrate Judge Laporte’s Report and Recommendation
“supports a similar result here,” it also “illustrates that Plaintiffs’ previous suggestion of at most a 20%
reduction . . . was more than fair.” See Pls.’ Supp. Sugar Beets Br. at 10. Plaintiffs stated in their
original supplemental brief that they “do not dispute that some reduction is appropriate for the remedy
difference.” See Pls.’ Supp. Br. at 11.
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Id. at 2761. The Court further found injunctive relief unwarranted because this Court’s
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“injunction against planting does not have any meaningful practical effect independent of its
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vacatur.” Id. (emphasis added). The vacatur alone “was sufficient to redress [Plaintiffs’]
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injury.” Id.
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After the Supreme Court’s reversal of this Court’s grant of injunctive relief,
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Defendants could partially deregulate RRA before preparation of an EIS, and force Plaintiffs
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to litigate any partial deregulation decision in a separate suit. If Plaintiffs had prevailed in
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obtaining their sought-after injunctions, Defendants would have been prohibited from
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deregulating RRA altogether until it had first prepared an EIS. Although the Supreme Court
United States District Court
For the Northern District of California
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explained that the “practical effect[s]” of a vacatur and injunction are essentially the same,
11
see id., theoretically Plaintiffs now run a risk of having to litigate a partial deregulation
12
decision, which reflects that their success in the suit was somewhat limited. See Hensley,
13
461 U.S. at 440 (“A reduced fee award is appropriate if the relief, however significant, is
14
limited in comparison to the scope of the litigation as a whole.”). Because the difference
15
between the remedies sought and the remedies obtained in the litigation is minimal, however,
16
the Court finds that only a 10% overall reduction in attorneys’ fees is appropriate.
17
C.
18
In its Referral Order, this Court found “that market, rather than EAJA rates, are
19
appropriate” in this case. Referral Order at 6. The case involved a specialized environmental
20
issue and “Plaintiffs have proffered declarations asserting that their expertise . . . (1) was
21
vital in this case, . . . and (2) is not available at the EAJA adjusted rate . . . .” Id. The Court
22
reserved judgment, however, “as to whether the rates proposed by Plaintiffs are appropriate
23
market prices.” Id. The Court now finds that the market rates proposed by Plaintiffs are
24
appropriate.
25
26
Appropriate Market Rates
For their work on the district court portion of the case, Plaintiffs seek the following
market rates:
27
28
12
1
Plaintiffs’ Proposed Market Rates for District Court Litigation
2
Timekeeper
Hourly Rate
3
Will Rostov
$425
4
Joseph Mendelson
$525
5
Kevin Golden
$275
George Kimbrell
$275
6
7
8
9
United States District Court
For the Northern District of California
10
11
12
13
David Hoskins
$176.78
Miyoko Sakashita
$260
Law Clerks
$125
1st Fee Mot. at 20. Three separate experts in environmental litigation and/or San Francisco
legal fees submitted declarations in support of these requested market rates. See Drury Decl.
(dkt. 261-13); Weissglass Decl. (dkt. 261-14); Wheaton Decl. (dkt. 261-15).
Plaintiffs also seek to recover fees for their time spent on appeal, and request the
following market rates for their appellate work:
14
15
16
Plaintiffs’ Proposed Market Rates for Appellate Work
Timekeeper
Hourly Rate
George Kimbrell
$410
17
Andrew Kimbrell
$650
18
Will Rostov
$575
19
Kevin Golden
$410
20
Joseph Mendelson
$650
21
Paige Tomaselli
$385
22
Kateryna Rakowsky
$350
Law Clerks
$145
23
24
Kimbrell Decl. ¶ 30. The same three experts who supported Plaintiffs’ requested market
25
rates for their district court work also submitted declarations supporting Plaintiffs’ requested
26
market rates for their appellate work. See Drury Decl. 2 (dkt. 318); Weissglass Decl. 2 (dkt.
27
319); Wheaton Decl. 2 (dkt. 320). Also in support of their requested market rates for the
28
appellate work, Plaintiffs submitted an additional expert declaration, see Layton Decl. (dkt.
321), along with declarations and resumes of their attorneys, see Pls.’ Supp. Br. at 6 n.2
13
1
(listing declarations and corresponding docket numbers). Based on the declarations
2
submitted by Plaintiffs, the Court finds that Plaintiffs have met their burden under the EAJA
3
of establishing the reasonableness of the market rates they seek for their district court work
4
and appellate work. See EAJA, 28 U.S.C. § 2412(B); Schwartz v. Sec’y of HHS, 73 F.3d
5
895, 907 (9th Cir. 1995); Natural Res. Def. Council, Inc. v. Winter, 543 F.3d 1152, 1161 (9th
6
Cir. 2008).
Defendants attempt to rebut Plaintiffs’ requested fees, arguing that Plaintiffs’
7
8
specialized knowledge relating to environmental litigation was not “necessary” to every
9
aspect of the case, and that the rates proposed by Plaintiffs are therefore too high. See Dfs.’
United States District Court
For the Northern District of California
10
Supp. Br. at 13 (suggesting that “a competent administrative law practitioner” would have
11
been able to perform some of the tasks for which Plaintiffs have billed time). Thus
12
Defendants urge the Court to apply the following market rates for Plaintiffs’ district court
13
work:
14
Defendants’ Proposed Market Rates for District Court Litigation
15
Timekeeper
Hourly Rate
16
Will Rostov
$325
17
Joseph Mendelson
$325
18
Kevin Golden
$250
George Kimbrell
$250
David Hoskins
$250
Miyoko Sakashita
$250
19
20
21
22
23
24
25
26
27
28
Id. at 13-16 (not disputing the market rates sought for law clerks’ time). The only other basis
Defendants assert for their proposed market rates of $350 and $250 is an “[a]nalog[y] from
the management structure of the four Justice Department attorneys that wrote or reviewed the
federal briefs in this case.” See id. Oddly, Defendants do not take issue with the market
rates proposed by Plaintiffs for their appellate work, see generally id., instead arguing that
the Court should simply reduce all fees sought for appellate work by 75% to reflect
Plaintiffs’ unsuccessful opposition of Defendants’ appeal, as described supra Part III(B).
14
The Court is unpersuaded by Defendants’ argument that attorneys seeking fees above
2
the EAJA statutory amount must utilize their special skills for each and every task performed
3
during the litigation. Defendants here repeat an argument they made to Magistrate Judge
4
Laporte in the Sugar Beets I case. See No. 08-00484 (dkt. 648). Magistrate Judge Laporte
5
was similarly unpersuaded by Defendants’ argument. See id. (finding that the real question
6
“is whether an attorney has specialized knowledge that was ‘needful for the litigation,’ even
7
if some tasks within the case did not require that specific knowledge”) (citing Love v. Reilly,
8
924 F.2d 1492, 1496 (9th Cir. 1991); Winter, 543 F.3d at 1158). As this Court has already
9
held, Plaintiffs’ specialized knowledge was necessary to litigate the complex environmental
10
United States District Court
For the Northern District of California
1
issues involved in this case, and therefore Plaintiffs are entitled to recover fees at reasonable
11
market rates. Referral Order at 6. The only issue currently before the Court therefore is
12
whether the rates proposed by Plaintiffs are reasonable. Because Defendants have not
13
rebutted Plaintiffs’ numerous declarations, which establish the reasonableness of the
14
requested rates,11 the Court finds that Plaintiffs may recover fees at the market rates they
15
seek.
16
D.
Costs and Fees on Fees
17
Plaintiffs correctly argue that, as a prevailing party, they are entitled to recover both
18
the costs they incurred during the litigation, and their fees for time spent successfully
19
litigating their attorneys’ fees. See 1st Fee Mot. at 20-21 (citing 28 U.S.C. § 2412(d)(1)(A);
20
Local Rule 54-1; Comm’r, Immigration and Naturalization Serv. v. Jean, 496 U.S. 154, 163-
21
64 (1990)). Plaintiffs may recover their fees on fees to the extent they have prevailed on
22
their fees motion. See Jean, 496 U.S. at 163 n.10 (citing Hensley, 461 U.S. at 437).
23
Plaintiffs seek to recover the following amounts in costs and fees on fees:
24
25
26
27
28
11
Plaintiffs sought similar rates for work they performed while litigating Sugar Beets I, No. 0800484 (dkt. 648), which as discussed supra, involved substantially the same issues as this case.
Although that case was less ground-breaking than this one because it was the second, rather than the
first, case involving deregulation of genetically-engineered crops, Magistrate Judge Laporte, looking
at a declaration from only one expert, determined that the rates requested by Plaintiffs were reasonable.
Id.
15
1
Expense Type
Amount
2
Costs
$7,648.34
District court
litigation
1st Fee Mot. at 21
Costs
$23,322.46
Appellate litigation
2d Fee Mot. at 21
5
Total Costs
Sought:
$30,970.80
6
Fees on fees
$32,049.21
1st Fee Motion
Pls.’ Supp. Br. at 18
Fees on fees
$35,249.78
2d Fee Motion
Pls.’ Supp. Br. at 18
Fees on fees
$30,881.09
Supplemental Fee
Proceedings
Pls.’ Supp. Br. at 18
Total Fees on
Fees Sought:
$98,180.08
3
4
7
8
9
Time frame
Citation
United States District Court
For the Northern District of California
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
Plaintiffs have calculated their fees on fees using the EAJA statutory rate of $186.48
rather than market rates for specialized environmental attorneys. Kimbrell Decl. in Support
of Reply (dkt. 339) at 1. To prove their costs and fees on fees, Plaintiffs have submitted
declarations from their attorneys, which include exhibits documenting hours spent litigating
fees and containing copies of receipts. See, e.g., Kimbrell Decl. in Support of 2d Fee Mot.
(dkt. 303); id. Ex. B (dkts. 305-11); Kimbrell Decl. in Support of Reply (dkt. 339) & Ex. AB; Tomaselli Decl. in Support of Reply (dkt. 340) at 1 & Ex. A; Kimbrell Decl. in Support of
Supp. Br. (dkt. 363) & Ex. A; Rakowski Decl. in Support of Supp. Br. (dkt. 364) & Ex. A.
Defendants ignored Plaintiffs’ request for costs and fees on fees in their briefs and
therefore have not rebutted any of the evidence submitted by Plaintiffs. Plaintiffs have
established the reasonableness of their costs and time spent litigating fees by submitting
documentary evidence. The Court’s review of the declarations and exhibits shows the costs
to be reasonable, the therefore the Court finds that Plaintiffs are entitled to recover the
$30,970.80 they seek in costs. Plaintiffs are entitled to a reduced fees on fees award,
however, because although they prevailed on their fees motion, their success was limited.
Because this Court reduced the attorneys’ fees sought by Plaintiffs by 10%, see supra Part
III(B), a corresponding 10% reduction in the $98,180.08 sought by Plaintiffs in fees on fees
reasonably reflects Plaintiffs’ “limited success” in litigating their fees motions. See Jean,
496 U.S. at 163 n.10 (citing Hensley, 461 U.S. at 437). After a 10% reduction, Plaintiffs
16
1
may recover $88,362.07 for fees on fees. In sum, for their costs and fees on fees, Plaintiffs
2
may recover a total of $119,332.87 ($30,970.80 plus $88,362.07).
3
IV.
4
5
CONCLUSION
Accordingly, the Court calculates Plaintiffs’ attorneys’ fee award as follows:
Timekeeper
6
Billed Hours
Market Hourly Rate
Totals
12
DISTRICT COURT PHASE - FEES SOUGHT
7
Will Rostov
1,166
$425
$495,550.00
8
Joseph Mendelson
211.25
$525
$110,906.25
9
Kevin Golden
449.7
$275
$123,667.50
George Kimbrell
200.75
$275
$55,206.25
75
$176.78
$13,258.50
Miyoko Sakashita
240.5
$260
$62,530.00
Law Clerks
407.85
$125
$50,981.25
United States District Court
For the Northern District of California
10
11
12
David Hoskins
13
District Court Phase Total:
14
15
16
$912,099.75
APPELLATE PHASE - FEES SOUGHT13
George Kimbrell
745.7
$410
$305,737.00
Andrew Kimbrell
105
$650
$68,250.00
17
18
Will Rostov
268.5
$575
$154,387.50
19
Kevin Golden
229.4
$410
$94,054.0014
20
Joseph Mendelson
63.1
$650
$41,015.00
21
Paige Tomaselli
130.2
$385
$50,127.00
22
Kateryna Rakowsky
58.4
$350
$20,440.00
128.75
$145
$18,668.75
Appellate Phase Total:
$752,679.25
23
Law Clerks
24
25
26
12
See 1st Fee Mot. at 20.
27
13
See Kimbrell Decl. in Support of 2d Fee Mot. ¶ 30.
28
14
Plaintiffs miscalculated the total fees for Kevin Golden’s appellate work as being $96,348.00
in Kimbrell’s Declaration. See id.
17
1
Plaintiffs seek a total of $1,664,779 in attorneys’ fees for the district court and
2
appellate phases of the litigation ($912,099.75 plus $752,679.25). After a 10% reduction to
3
reflect Plaintiffs’ “limited success,” Plaintiffs are entitled to recover $1,498,301.10 of that
4
amount. Adding Plaintiffs’ costs and fees on fees (which totaled $119,332.87) to their
5
attorneys’ fee award results in a total award of $1,617,633.97.
6
IT IS SO ORDERED.
7
8
CHARLES R. BREYER
UNITED STATES DISTRICT JUDGE
Dated: November 8, 2011
9
United States District Court
For the Northern District of California
10
11
12
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G:\CRBALL\2006\1075\order re fees.wpd
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