Oracle Corporation et al v. SAP AG et al

Filing 334

Memorandum in Opposition Defendants' Opposition to Plaintiffs' Motion to Compel Production of Documents Related to Damages Model and Interrogatory Responses Related to Use of Plaintiffs' Intellectual Property filed bySAP AG, SAP America Inc, Tomorrownow Inc. (Fuchs, Joshua) (Filed on 7/14/2009)

Oracle Corporation et al v. SAP AG et al

Doc. 334

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Robert A. Mittelstaedt (SBN 060359) Jason McDonell (SBN 115084) Elaine Wallace (SBN 197882) JONES DAY 555 California Street, 26th Floor San Francisco, CA 94104 Telephone: [phone] Facsimile: [phone] [e-mail] [e-mail] [e-mail] Tharan Gregory Lanier (SBN 138784) Jane L. Froyd (SBN 220776) JONES DAY 1755 Embarcadero Road Palo Alto, CA 94303 Telephone: [phone] Facsimile: [phone] [e-mail] [e-mail] Scott W. Cowan (Admitted Pro Hac Vice) Joshua L. Fuchs (Admitted Pro Hac Vice) JONES DAY 717 Texas, Suite 3300 Houston, TX 77002 Telephone: [phone] Facsimile: [phone] [e-mail] [e-mail] Attorneys for Defendants SAP AG, SAP AMERICA, INC., and TOMORROWNOW, INC. UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN FRANCISCO DIVISION ORACLE USA, INC., et al., Plaintiffs, v. SAP AG, et al., Defendants. Case No. 07-CV-1658 PJH (EDL) DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION OF DOCUMENTS RELATED TO DAMAGES MODEL AND INTERROGATORY RESPONSES RELATED TO USE OF PLAINTIFFS' INTELLECTUAL PROPERTY DISCOVERY MATTER
DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL)

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TABLE OF CONTENTS Page INTRODUCTION .............................................................................................................. 1 LEGAL STANDARDS....................................................................................................... 2 ARGUMENT ...................................................................................................................... 5 A. TN Properly Responded to Interrogatory 13........................................................... 6 1. Oracle's Actual Request.............................................................................. 6 2. Defendants Gave a Specific, Narrative Response to Interrogatory 13........ 7 3. Defendants Properly Relied on Rule 33(d) ................................................. 7 4. Oracle's Characterization of Interrogatory 13 is Cumulative and Creates an Undue Burden on Defendants ................................................. 10 B. TN Properly Objected and Responded to Interrogatory 14 .................................. 13 1. Oracle's Actual Request............................................................................ 14 2. TN Properly Objected and Responded to the Request.............................. 14 3. TN Properly Relied on Rule 33(d) ............................................................ 15 (a) The first criterion under Rule 33(d) is satisfied because Oracle is able to locate the "records to be reviewed" "as readily as" TN ............................................................................... 16 (b) The second criterion under Rule 33(d) is satisfied because the burden is comparable .............................................................. 18 4. Interrogatory 14 "Must" Be Limited under Rule 26(b)(2)(C) .................. 20 C. Oracle Is Not Entitled to the Declaration It Seeks ................................................ 21 ORACLE'S REQUEST FOR "DAMAGES-RELATED" DISCOVERY IS MOOT ...... 22 CONCLUSION ................................................................................................................. 23

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TABLE OF AUTHORITIES Page(s) Cases Compagnie Francaise D'Assurance v. Phillips Petroleum Co., 105 F.R.D. 16 (S.D.N.Y. 1984) ................................................................................................... 5 Goodrich Corp. v. Emhart Indus., Inc., No. EDCV 04-00759-VAP (SSx), 2005 U.S. Dist. LEXIS 25158 (C.D. Cal. Oct. 12, 2005) ................................................................................................... 4, 5, 17 Petroleum Ins. Agency, Inc. v. Hartford Accident and Indem. Co., 111 F.R.D. 318 (D. Mass. 1983)........................................................................................ 4, 5, 19 Puerto Rico Aqueduct & Sewer Authority v. Clow Corp., 108 F.R.D. 304 (D.P.R. 1985) ................................................................................................... 19 Saddler v. Musicland Pickwick Int'l, Inc., No. S-78-95-CA, 1980 U.S. Dist. LEXIS 16500 (E.D. Tex. Dec. 22, 1980) ........................ 5, 10 T.N. Taube Corp. v. Marine Midland Mortgage Corp., 136 F.R.D. 449 (W.D.N.C. 1991) .................................................................................. 4, 5, 8, 18 Statutes Fed. R. Civ. P. 1 ............................................................................................................................... 2 Fed. R. Civ. P. 26 .................................................................................................................... passim Fed. R. Civ. P. 30 ............................................................................................................... 15, 18, 20 Fed. R. Civ. P. 33 .................................................................................................................... passim Fed. R. Civ. P. 56 ........................................................................................................................... 23 Other Authorities 4A Moore's Federal Practice ¶ 33.25 (2d ed. 1990) .................................................................. 4, 18 8A Wright, Miller & Marcus, Federal Practice and Procedure § 2178 ................................... 4, 10 8A Wright, Miller & Marcus, Federal Practice & Procedure § 2008.1 (2d ed. 1994)................... 3

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I.

INTRODUCTION Oracle USA, Inc., Oracle International Corp. and Oracle EMEA Ltd.'s (collectively

"Oracle" or "Plaintiffs") June 30, 2009 Motion to Compel (D.I. 329, "the Motion") seeks an order compelling SAP AG, SAP America and TomorrowNow, Inc. ("TN") (collectively, "Defendants") to: (1) produce documents allegedly related to Oracle's hypothetical license damages theory; and (2) supplement TN's responses to Interrogatories 13 and 14 relating to its downloading activities and use of environment components. For the first time in the Motion, Oracle substantially narrowed the documents it seeks that allegedly relate to its hypothetical license damages theory. In response, and while maintaining all objections to the underlying discovery requests, Defendants have agreed to produce data and/or provide information as described in Section IV below, which moots the request for relief contained in pages 7-11 of the Motion and numbered paragraphs 1 and 2 of Oracle's proposed order. Thus, the focus of this Opposition is the relief requested in pages 12-16 of the Motion and numbered paragraph 3 of Oracle's proposed order, which seeks supplemental responses to Interrogatories 13 and 14. Oracle's request that Defendants further supplement their responses to Interrogatories 13 and 14 is another attempt by Oracle to shift a large portion of its trial preparation burden and ultimate burden of proof to Defendants. Oracle has asserted damages "as much as a billion dollars," yet is unwilling to assume the proportionate burden to evaluate and present what it believes are the facts that would justify the award of such enormous damages. Instead, Oracle now requests that this Court order Defendants to marshal the evidence in a summary fashion, boiling down Defendants' documents, data and testimony that have already been given to Oracle numerous times, in numerous ways over the past two years. The Motion completely ignores how forthright and fulsome Defendants' discovery responses have been. Oracle disregards Defendants' current responses to Interrogatories 13 and 14, which are complete, detailed and directly on point. Moreover, Oracle fails to mention that Defendants have already voluntarily assumed enormous expense and burden to provide Oracle with all of the information responsive to Interrogatories 13 and 14, in a manner that is now as equally accessible and reviewable to Oracle as it is to Defendants, including: (1) the best and -1DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL)

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most usable sources for the information requested (the SAS database) in exactly the same database format as it existed at TN; (2) virtually unlimited access to all of TN's services servers; (3) an extraordinary number of custodians' data provided in a searchable format with metadata and (4) extremely prepared 30(b)(6) witnesses who have testified regarding numerous downloadrelated and environment-related topics. Oracle has had the majority of this material since late 2007 and has consistently and extensively used the information in the more than 300 deposition hours that it has taken in this case thus far. To be clear, Oracle is not seeking additional information. Oracle already has in its possession the exact same information that Defendants have, from which to derive the detailed supplements it seeks. Instead, Oracle's Motion improperly seeks to compel Defendants to summarize thousands of contemporaneous business records contained in TN databases, which chronicle TN's almost daily activities for hundreds of customers over several years. TN has provided complete and proper answers to Interrogatories 13 and 14 through both narrative responses and reference to Defendants' document production under Rule 33(d) of the Federal Rules of Civil Procedure 33(d) ("Rule 33(d)"). As a result, Oracle is in the same position as Defendants to prepare such detailed summaries, and it bears the burden to do so. Accordingly, this Court should deny Oracle's Motion to Compel. II. LEGAL STANDARDS The parties agree that each party has the right to discover non-privileged information "relevant to any party's claim or defense." Fed. R. Civ. P. 26(b)(1); see also Motion at 6. However, the Rules set reasonable limits to this right, including the Court's ability to weigh the benefit of the requested discovery against the cumulative nature of the request and the burden involved in responding.1 Additionally, Rule 26(b)(2)(C) specifically describes the analysis that should be conducted to limit the "frequency or extent of discovery" otherwise allowed by the Rules: Moreover, a fundamental underpinning of the Federal Rules of Civil Procedure lies in Rule 1, which states in pertinent part: "[the Rules] should be construed and administered to secure the just, speedy, and inexpensive determination of every action and proceeding." Fed. R. Civ. P. 1 (emphasis added). -2DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 1

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When Required. On motion or on its own, the court must limit the frequency or extent of discovery otherwise allowed by these rules or by local rule if it determines that: (i) the discovery sought is unreasonably cumulative or duplicative, or can be obtained from some other source that is more convenient, less burdensome, or less expensive; (ii) the party seeking discovery has had ample opportunity to obtain the information by discovery in the action; or (iii) the burden or expense of the proposed discovery outweighs its likely benefit, considering the needs of the case, the amount in controversy, the parties' resources, the importance of the issues at stake in the action, and the importance of the discovery in resolving the issues. Fed. R. Civ. P. 26(b)(2)(C).2 Rule 33 includes additional burden protection: Option to Produce Business Records. If the answer to an interrogatory may be determined by examining, auditing, compiling, abstracting, or summarizing a party's business records (including electronically stored information), and if the burden of deriving or ascertaining the answer will be substantially the same for either party, the responding party may answer by: (1) specifying the records that must be reviewed, in sufficient detail to enable the interrogating party to locate and identify them as readily as the responding party could; and (2) giving the interrogating party a reasonable opportunity to examine and audit the records and to make copies, compilations, abstracts, or summaries. Fed. R. Civ. P. 33(d). The 1970 Advisory Committee Note to Rule 33(d) further explain: This subdivision gives the party an option to make the records available and place the burden of research on the party who seeks the information. "This provision, without undermining the liberal scope of interrogatory discovery, places the burden of discovery upon its potential benefitee," Louisell, Modern California Discovery, 124-125 (1963), and alleviates a problem which in the past has troubled Federal courts. See Speck, The Use of Discovery in United States District Courts, 60 Yale L.J. 1132, 1142-1144 (1951). The interrogating party is protected against abusive use of this provision through the requirement that the burden of ascertaining the answer be the same for both sides. Advisory Committee Note to 1970 Amendment to Fed. R. Civ. P. 33 (emphasis added). The 1970 Advisory Committee Note continues that "the respondent unable to invoke this subdivision does not on that account lose the protection available to him under the new Rule [26(b)(2)(C)] against oppressive or unduly burdensome or expensive interrogatories." Id. The 2000 Advisory Committee Note explains that a sentence was added to subdivision (b)(1) to call attention to the limitations of subdivision (b)(2)(i), (ii) and (iii). The Note states that "[t]hese limitations apply to discovery that is otherwise within the scope of subdivision (b)(1). The Committee has been told repeatedly that courts have not implemented these limitations with the vigor that was contemplated." Advisory Committee Note to 2000 Amendment to Fed. R. Civ. P. 26 (emphasis added); see also 8A Wright, Miller & Marcus, Federal Practice & Procedure § 2008.1 at 121 (2d ed. 1994). -3DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 2

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Rule 33(d) permits a party to produce "business records (including electronically stored information)" in lieu of narrative responses. Fed. R. Civ. P. 33. Its primary purpose is to shift the burden of perusing documents to supply answers to discovery requests, from the producing party to the party seeking the information. See 8A Federal Practice and Procedure § 2178. Rule 33(d) may be invoked when: (1) the responding party "specif[ies] the records that must be reviewed, in sufficient detail to enable the interrogating party to locate and identify them as readily as the responding party could"; and (2) "the burden of deriving or ascertaining the answer will be substantially the same for either party." Fed. R. Civ. P. 33(d). Once Rule 33(d) is invoked, the propounding party has the burden of demonstrating "that the burden of deriving or ascertaining the answers is not substantially the same for both parties." T.N. Taube Corp. v. Marine Midland Mortgage Corp., 136 F.R.D. 449, 453 (W.D.N.C. 1991) (quoting 4A Moore's Federal Practice ¶ 33.25 (2d ed. 1990)). Oracle cannot obtain an order to compel simply because it does not want to endure the cost of compiling the answer it seeks; it is not enough that "plaintiffs want this discovery but do not want to expend the effort and expense in procuring it." Petroleum Ins. Agency, Inc. v. Hartford Accident and Indem. Co., 111 F.R.D. 318, 320 (D. Mass. 1983) (denying motion to compel further responses to all but one interrogatory). Assertions made in a "conclusory fashion" do not establish an inequality in burdens. See Goodrich Corp. v. Emhart Indus., Inc., No. EDCV 04-00759-VAP (SSx), 2005 U.S. Dist. LEXIS 25158, at *13-14 (C.D. Cal. Oct. 12, 2005) (denying "Motion to Compel Substantive Answers to Interrogatories" when moving party failed to demonstrate inequality of burdens). As the court explained in Petroleum Ins. Agency: Plaintiffs' expressions of general discontent with having to obtain discovery pursuant to the provisions of Rule 33(c),3 F.R.Civ.P., however severe the discontent may be, is not a sufficient showing under the law for the Court to deny the defendants the option the rule provides. While it is true that the defendants are more familiar with their records, there has been no showing that the answers of the defendants delineating the records in which answers can be found and how the records are kept are wanting or that the plaintiffs have had difficulty dealing with defendants' records as they have been identified and described. This quote cites to the former Rule 33(c) which is identical in all pertinent parts to the current Rule 33(d). -43

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Petroleum Ins. Agency, 111 F.R.D. at 320-21. To determine whether Oracle has demonstrated an inequality of burdens, three factors should be weighed: "cost of the necessary research, nature of the relevant records, and Defendant's familiarity with its own records." T.N. Taube Corp., 136 F.R.D. at 454. Further, "mere familiarity with a set of records cannot be dispositive in weighing the comparative burdens upon plaintiff and defendant in eliciting relevant data from those records." Saddler v. Musicland Pickwick Int'l, Inc., No. S-78-95-CA, 1980 U.S. Dist. LEXIS 16500, at *3 (E.D. Tex. Dec. 22, 1980); Compagnie Francaise D'Assurance v. Phillips Petroleum Co., 105 F.R.D. 16, 44 (S.D.N.Y. 1984). "If a disparity in familiarity necessarily created an inequality in the ease of discovery, the procedure provided by Rule 33(c)4 would rarely, if ever, be utilized." Saddler, 1980 U.S. Dist. LEXIS, at *3. For that reason, Rule 33 envisions evaluating the relative difficulty in analyzing the records. See id. If both parties must complete identical steps to derive the information, the burden is substantially the same. See id. Familiarity of the responding party with its own documents is only one factor a court should use to determine if the relative burden is substantially the same. See Goodrich Corp., 2005 U.S. Dist. LEXIS 25158, at *10. The court should also balance the costs of research and the nature of the business records. See id. As explained below, under the facts of this case, TN has properly responded to Interrogatories 13 and 14 by providing appropriate narrative answers and appropriate references to Rule 33(d). And, even if 33(d) was not available, the information that Defendants have already provided to Oracle in response to Interrogatories 13 and 14 is more than sufficient given the cumulative discovery safeguards and burden balancing protections provided by Rule 26(b)(2)(C). III. ARGUMENT Interrogatories 13 and 14 are only two of the 121 interrogatories served on Defendants to date, but they provide excellent examples of the scorched earth, no stone unturned discovery approach that Oracle is taking in this case.5 See Declaration of Joshua L. Fuchs in Support of See supra n.3. 5 Oracle's characterization of the facts and the discovery requests at issue contains numerous inaccuracies. The majority of those allegations should not impact the Court's analysis; thus, any failure by Defendants to address any specific alleged fact is not intended as a waiver. -5DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 4

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Defendants' Opposition to Plaintiffs' Motion to Compel Production of Documents Related to Damages Model ("Fuchs Decl."), ¶ 2. Defendants have incurred enormous expense and related burdens associated with responding to Oracle's discovery requests. See id. at ¶¶ 3-7. Specifically, and not even counting the substantial expense Defendants incurred responding to Oracle's written discovery and preparing for and defending over 300 hours of depositions in this case, Defendants are on track to spend in excess of $14 million producing custodians' data, TN's databases and dozens of TN servers via the Data Warehouse facility.6 Oracle could have propounded focused, targeted discovery, considerate of the responsive burdens created by such requests. Instead, Oracle adopted a shot-gun/trot-line discovery strategy, which strategy logically results in the production of enormous volumes of documents and data. Defendants have produced the enormous volume of discovery requested by Oracle, and it is now time that Oracle accept the burden that comes with the discovery approach it has taken in this case. A. TN Properly Responded to Interrogatory 13.

Oracle mischaracterizes the information requested in Interrogatory 13. A careful reading of the interrogatory and Defendants' response demonstrates that Defendants completely answered it. 1. Oracle's Actual Request.

Oracle's Interrogatory 13 to TN reads as follows: Describe in as much detail as possible all Software and Support Materials that `have been downloaded beyond those that, according to TN's records, related to applications licensed to the particular customer on whose behalf the downloads were made,' as alleged in ¶ 15 of Your Answer, including but not limited to Identifying the `records' You referenced in making Your determination. Howard Decl., Ex. A (emphasis added).7 Oracle now asserts that Interrogatory 13 seeks more than just a description of the downloads to which Defendants referred in Defendants' Answer to Plaintiffs' First Amended Complaint, at ¶ 15 ("Answer to FAC").8 For example, the Motion See Fuchs Decl., ¶ 7. It is worth noting that Oracle did not raise Defendants' response to Interrogatory 13 as one of the nineteen responses that were allegedly objectionable in its first Motion to Compel hearing before Judge Legge on February 13, 2008. 8 The plaintiffs named in the First Amended Complaint included now former plaintiff Oracle Corporation and current plaintiffs Oracle International Corporation and Oracle USA, Inc.
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states that Interrogatory 13 also calls for information on "how [TN] got its downloads . . . and how it used them to support specific customers," the identity of those materials that "were downloaded using credentials of a customer not entitled to those materials"9 and "which materials [TN] improperly downloaded from Customer Connection." Motion at 13, 16. That information was not requested in Interrogatory 13. Instead, variations of those requests are contained in other interrogatories that Oracle has propounded on Defendants and that Defendants have answered in detail.10 2. Defendants Gave a Specific, Narrative Response to Interrogatory 13.

Defendants appropriately responded to Interrogatory 13 by identifying the information used and citing the specific records relied upon to make the statement in paragraph 15 of the Answer to FAC. Specifically, Defendants responded in part: [TN]'s downloads on behalf of customers using JDE's OneWorld products were made based on instructions set forth on a Download Request Form. The Download Request Forms for Merck, OCE, SPX, Metro Machine and Yakazi instructed the download team to download all ESUs for all system codes on a particular release level. [TN]'s records did not show that those customers had represented that they were licensed to all system codes on a particular release level. TN's Response to Oracle Corporation's First Set of Interrogatories to TN, No. 13 (Howard Decl., Ex. C). 3. Defendants Properly Relied on Rule 33(d).

In addition to providing a specific, narrative response to Interrogatory 13, Defendants further responded by referencing, under Rule 33(d), the customer contracts, onboarding documentation and downloaded materials that they relied upon in drafting paragraph 15 of the Plaintiffs attempt to frame the issue as relating to which customers' Customer Connection password was used to download specific materials; however, Interrogatory 13 does not ask for this information. Compare Interrogatory 13, Howard Decl., Ex. C, with Interrogatory 10, Fuchs Decl., ¶ 17, Ex. E (Interrogatory 10 of Oracle Corp.'s First Set of Interrogatories to TN). Moreover, Plaintiffs are well aware that TN's typical procedure was to download materials for a customer using that customer's Customer Connection ID and password and to store those downloads in a customer-specific folder. See, e.g., id. (Defendant TN's Fourth Amended and Supplemental Response to Plaintiff Oracle Corp.'s First Set of Interrogatories to TN, No. 3, 12). Plaintiffs have had access to all of the download folders on TN's systems, and Defendants have always acknowledged that there is no known technical way to specifically tie a downloaded item on TN's systems to a Customer Connection ID and password. 10 See part III.A.4. below for a description of the information provided to Oracle in response to these other interrogatories. -7DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 9

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Answer to FAC. See id. Defendants directed Oracle to the production of Download Request Forms, which "instructed the download team to download all ESUs for all system codes on a particular release level." Id. Oracle has demonstrated an ability to locate these forms in Defendants' production, having used these forms as exhibits in various depositions. See Fuchs Decl., ¶ 16, Ex. D (Depo. Exs. 66, 1445, 1469). Further, in addition to identifying the specific Bates ranges for over 85 Download Request Forms, Defendants also provided Oracle with the file path for a central repository of Download Request Forms in response to Interrogatory 10, which was incorporated by reference into Interrogatory 13. See Fuchs Decl. ¶ 17, Ex. E (Defendant TN's Fourth Amended and Supplemental Response to Plaintiff Oracle Corp.'s First Set of Rogs (Set One), No. 10). Thus, Oracle cannot truthfully claim that the documents were not identified in "sufficient detail to enable the interrogatoring party to locate and identify them." Fed. R. Civ. P. 33(d). Moreover, due to the nature of the Download Request Forms, the burden of deriving answers from these documents is substantially the same for both sides, because they are userfriendly forms that state the categories and limits of the materials to be downloaded. See Fuchs Decl., ¶ 16, Ex. D (Depo. Exs. 66, 1445, 1469). Once Defendants invoked Rule 33(d), it became Oracle's burden as the propounding party to demonstrate that the burden was not substantially similar between the parties. See T.N. Taube Corp., 136 F.R.D. at 453. Oracle makes no effort at all in its Motion to provide any evidence that demonstrates that the cost to Oracle of the necessary research, nature of the relevant records or Defendants' familiarity with their own records is such that establishes an inequality of burdens. See id. at 454. Because Defendants either identified the specific forms relied upon or explained where the forms could be located in a central repository, the burden of deriving a further response to Interrogatory 13 is substantially the same between the parties, and Defendants' reliance on Rule 33(d) is appropriate. To the extent that Interrogatory 13 requests that Defendants actually identify the specific downloads beyond those to which customers told TN they were entitled, Defendants have made clear to Oracle that TN can not provide that level of detail without specific product mapping information from Oracle. To undertake an analysis to determine which of the downloads are -8DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL)

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beyond those to which customers told TN they were entitled, Defendants would need the ability "to map each of the specific downloads to each of the specific products. . . . Thus, without such mapping information (provided in a manner that permits an electronic `download to product' comparison), it is not possible for TN to evaluate the appropriateness of each download it made on behalf of its customers." Howard Decl., Ex. C. Defendants have requested such mapping information from Oracle since the outset of this case, and Oracle has refused to produce this information. See Fuchs Decl., ¶ 13, Ex. A (Plaintiffs' Second Amended and Supplemental Responses and Objections to Defendant TN, Inc.'s First Set of Interrogatories, No. 7). In response to Defendants' Motion to Compel on this very issue, Oracle's counsel even told Judge Legge that it would be too burdensome to provide the necessary product information to Defendants. See Fuchs Decl., ¶ 21, Ex. I (February 13, 2008 Hearing on Discovery Issues, at 32:20-34:20). Oracle's refusal to provide the product mapping information necessary to determine the appropriateness of the downloads, coupled with Defendants' production of the downloaded materials, demonstrates that Oracle actually has the lesser burden in answering its own question upon which it has the burden of proof. Moreover, if Oracle were to provide the requisite "download-to-product" mapping information necessary to undertake the analysis, then at that point, the cost and related burdens of the necessary analysis of that information, in conjunction with the information Defendants have already produced, would be substantially similar between the parties. Oracle concedes that it is a "complex and difficult task," yet Oracle ignores that both parties must take identical steps to derive the information from Defendants' records. See Motion at 15. Both sides would have to review the downloaded materials and the onboarding documentation with this specific mapping analysis in mind.11 Oracle's argument that Defendants are more familiar with their own records is not the determining factor. See Motion at 14. Instead, "mere familiarity with a set of records cannot be dispositive in weighing the comparative burdens," and Oracle has not demonstrated, as To the extent that Oracle seeks to broaden its request to include the appropriateness of the downloaded materials beyond those considered in paragraph 15 of the Answer to FAC, an analysis of the DotProject and SAS databases would be necessary, as further described in Part III.A.4. below. -9DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 11

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required, how the cost of research or nature of the relevant records lead to an inequality of burdens. Saddler, 1980 U.S. Dist. LEXIS 16500, at *3. The ultimate irony in Oracle's attack on Defendants' use of Rule 33(d) in response to Interrogatory 13 is Oracle's reliance on Rule 33(d) in response to an interrogatory Defendants propounded on Oracle requesting information on each item TN customers were entitled to download. See Fuchs Decl., ¶ 13, Ex. A (Plaintiffs' Second Amended and Supplemental Responses and Objections to Defendant TN, Inc.'s First Set of Interrogatories, No. 7). Oracle's application of this double-standard is glaringly evident in its response to TN's Interrogatory 7, in which it refuses to create a "compilation, abstract, or summary from business records"--the very act Oracle now seeks to compel Defendants to perform in response to Interrogatory 13.12 Defendants' Rule 33(d) reliance is proper because: (1) Oracle continues to withhold information necessary to map the downloads to specific products; (2) Oracle is the party in a position to provide the underlying data that must be used to perform any reasonably effective mapping exercise; (3) Oracle has had access for more than a year to all of Defendants' records that would be pertinent to the mapping exercise; (4) Oracle would have to undertake identical steps as Defendants to determine the appropriateness of the downloads and (5) Oracle has demonstrated an equal ability to use and analyze the data from Defendants' records. This is the quintessential case "where the burden of perusing documents in order to supply answers to discovery requests should be shifted from the producing party to the party seeking the information." 8A Federal Practice and Procedure § 2178. 4. Oracle's Characterization of Interrogatory 13 is Cumulative and Creates an Undue Burden on Defendants. Under the guiding principles in Rule 26(b)(2)(C), the information that Defendants have provided to Oracle in response to Interrogatory 13 is more than adequate to preclude any additional undue effort and expense by Defendants. Although Defendants did not specifically object to the actual text of Interrogatory 13--which only called for information related to This is just one of many examples of Oracle's reliance on similar objections and on Rule 33(d). For a list of examples, see Fuchs Decl. ¶¶ 12, 13, 14, Exs. A, B. - 10 DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 12

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Defendants' statement in paragraph 15 of the Answer to FAC--Defendants object to Oracle's overly broad request as it is characterized in the Motion. Specifically, the information sought, as characterized in the Motion, is unreasonably cumulative or duplicative of numerous other requests propounded by Oracle, which Defendants have properly answered. Further, Oracle has had ample opportunity to acquire the information it now seeks, and the undue burden and expense of the sought information is outweighed by its likely benefit. Any of these reasons, by itself, provides a basis under Rule 26(b)(2)(C) for the Court to prevent or limit the excess discovery. Oracle now claims that Interrogatory 13 requests all information on how TN obtained and used downloads, the credentials used for downloading for each customer and what materials TN improperly downloaded. See Motion at 13, 16. These requests are unreasonably cumulative and/or duplicative of numerous other requests propounded by Oracle and Defendants' extensive document production in response to those requests. When coupled with Defendants' answers to over twenty other interrogatories related to TN's downloading (about which Oracle is not complaining), Defendants have more than satisfied their discovery burdens with respect to these requests.13 Generally, Defendants' other interrogatory responses provide narrative information and document cites on topics that include, but are not limited to, what downloads TN did on behalf of its customers, TN's downloading policies, TN's access to the downloads and knowledge and investigation into the appropriateness of the downloads, TN's use of the downloads, the entities for whom TN has downloaded, TN's storage and maintenance of the downloads, TN's training procedures for the downloads, TN's procedure for completing the downloads, the credentials TN used for the downloads and TN's justification for downloading on behalf of its customers. See Fuchs Decl. ¶¶ 17, 18, 19, Exs. E, F, G. Defendants' business records cited in response to these interrogatories include, but are not limited to, the DotProject database, the SAS database, the actual downloads produced through the See, e.g., Fuchs Decl. ¶¶ 17, 18, 19, Exs. E, F, G (Defendant TN, Inc.'s Second Amended and Supplemental Responses to Plaintiff Oracle Corp.'s Third Set of Rogs and SAP America and SAP AG's Second Amended and Supplemental Responses to Plaintiff Oracle Corp.'s Second Set of Rogs, Nos. 8, 10; Defendant TN's Fourth Amended and Supplemental Response to Plaintiff Oracle USA's First Set of Rogs (Set One), No. 2; Defendant TN's Fourth Amended and Supplemental Response to Plaintiff Oracle Corp.'s First Set of Rogs (Set One), Nos. 3, 7, 8, 9, 10, 11, 16). - 11 DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 13

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Data Warehouse and onboarding documentation.14 Oracle has demonstrated an ability to locate and use the information contained in these sources. See Fuchs Decl., ¶¶ 3, 4, 5, 6, 8, 15, Ex. C.15 And Oracle has had access to many of these records, including the downloaded materials, for well over a year, which is more than ample time for Oracle to have compiled and summarized the information it seeks related to the appropriateness of the downloads. See id. ¶¶ 3, 5, 6. Further, the undue burden and expense of the information Oracle now seeks outweighs its likely benefit. Oracle has completely failed to adequately explain how the information it requests justifies the extraordinary expense of mapping millions of downloads to specific products.16 Oracle has not explained why that level of detail is needed. Conversely, Oracle has all the information it needs to undertake this analysis and assume the burden itself should it deem it necessary to prosecute its claims. In sum, Defendants thoroughly and completely answered Oracle's request in Interrogatory 13 for information regarding the statement in paragraph 15 of the Answer to FAC. Oracle now mischaracterizes the information sought in Interrogatory 13 in an attempt to broaden the scope of the request, claiming that the interrogatory seeks the "materials [TN] improperly downloaded," among other topics. Motion at 13. Defendants' reliance on Rule 33(d) is entirely justified under these circumstances, as Oracle itself holds the key to the product mapping information that Oracle deems necessary. Further, the limitations imposed by Rule 26(b)(2)(C) dictate that the information Oracle now seeks is unreasonably cumulative and duplicative of other interrogatory requests propounded by Oracle. Moreover, Oracle has totally failed to demonstrate that the likely Defendants did not specifically cite to all of these sources in response to Interrogatory 13 because the actual interrogatory is more narrowly tailored than Oracle now describes, as explained in Part III.A.1 above. However, Defendants did rely on these sources in response to other interrogatory requests that more closely resemble what Oracle is requesting in its Motion. See Part III.A.4 below. 15 If Oracle is permitted to broaden its requests as described in its Motion, citing these records in response to Rule 33(d) would be appropriate. Both sides would need to take the same steps to derive the information from Defendants' records, including review of the DotProject database, the SAS database, the downloaded materials produced in the Data Warehouse and the onboarding documentation. Plaintiffs have demonstrated an intimate familiarity with these records. 16 In total, there are over 5 terabytes of downloaded materials to evaluate, and to extract the relevant information for each of the data sources would easily take thousands of man hours. See Fuchs Decl., ¶ 3. - 12 DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 14

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benefit from the information now sought outweighs the burden and expense to compile, summarize and abstract data produced by Defendants that Oracle, as the party with the burden of proof, is equally capable of doing itself. B. TN Properly Objected and Responded to Interrogatory 14.

Interrogatory 14 essentially asks TN to summarize daily customer support activities from early 2002 to April 30, 2008. See Howard Decl., Ex. D. Because it is humanly impossible for anyone to remember day-in and day-out activity over a number of years, TN used a database, referred to as SAS, to track the exact type of information Oracle is requesting. As Oracle is well aware, Defendants have stressed the importance of this database from the very beginning of this case and started providing it to Oracle in the exact form used at TN as one of the very first productions in the case.17 Defendants also provided to Oracle (early in discovery) all other userfriendly databases that TN maintained to track any information regarding environment components. See Fuchs Decl., ¶¶ 3-6. Again, Oracle does not seek new information regarding TN's use of the environments. What Oracle wants this Court to do is to relieve Oracle of its burden18 to analyze the documents, testimony and data Defendants have made available, regardless of the fact that the burden of conducting that analysis is substantially equal. In essence, even though Oracle has the ultimate burden of proof on its claims, Oracle wishes to forego the expense and effort of extracting the information it requests and would rather that Defendants be required to do it for Oracle. Defendants produced the entire SAS database with respect to the six customers identified in paragraphs 76-80 of Oracle's First Amended Complaint on September 21, 2007. Defendants produced the entire SAS database with respect to 69 additional customers identified by Oracle on October 5 and November 9, 2007. Finally, Defendants produced the entire SAS database containing ALL of TN's PeopleSoft and J.D. Edwards' customers on December 4, 2007. As part of the parties' expanded discovery timeline agreement, on February 13, 2009, Defendants further updated the SAS production to include activity through October 31, 2008. See Fuchs Decl., ¶ 5. 18 Oracle incorrectly states that Defendants have refused and are unwilling to agree to fact stipulations. See Motion at 13, 15. Defendants have attempted to negotiate an acceptable stipulation and are willing to continue to negotiate towards a possible stipulation. It is true that Defendants have not accepted any of Oracle's proposed draft stipulations, and it is also true that there are several major issues that must be resolved before Defendants would ever agree to a fact stipulation. However, Defendants have never indicated to Oracle that they have refused or are otherwise unwilling to continue to negotiate in an effort to attempt to reach an agreement to some form of fact stipulation. - 13 DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 17

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1.

Oracle's Actual Request.

Oracle attempts to broaden its already overly-broad request. Oracle repeatedly cites to Catherine Hyde as the former TN employee who is able to provide additional information about the "source" of environments, while ignoring that Interrogatory 14 does not request the source of environments. See Motion at 14:18-22, 15:5-10.19 What Interrogatory 14 actually requests is a chronicling of the daily use of the TN customer environments and/or environment components (collectively referred to as "TN customer environments"). The request specifically states: For each local environment Identified in Your responses to Interrogatories 12 and 13, Identify all Customers who received support based on the Use of that environment, and a detailed description of that support (such as, for example, the retrofit tax updates testified to by Shelley Nelson (Shelley Nelson Dep. at 32:1934:13 (Oct. 30, 2007)) including, where applicable, Identification of the name, number, version or other Identifying information of the product provided as part of the support. Howard Decl., Ex. D. The request asks for: (1) a list of all customers who received support based on the use of environments, (2) a detailed description of that support and (3) the fix (product) that came from the support. The "source" of the TN customer environments is not sought anywhere in the request. 2. TN Properly Objected and Responded to the Request.

TN originally responded to the request on December 27, 2007 and objected that the request is "cumulative, compound, unduly burdensome and oppressive to the extent it seeks to require TN to attempt to evaluate millions of pages of documents and data relating to customer support that have been created over several years." See Howard Decl., Ex. D. Subject to those objections, TN provided the following narrative response: Generally, to the extent a particular entity is or was a [TN] customer, and when [TN] maintains an environment on that customer's behalf, [TN] provided or provides support to that customer utilizing that environment. For updates and/or fixes to Peoplesoft and JDE products, [TN] has generally used the customer's environment(s) (whether maintained by [TN] or the customer) to create or test the updates and/or fixes. [TN] is aware of certain instances where an environment See Catherine Hyde's Declaration for a description of how she studied SAS and BakTrak to provide that testimony referenced and for her statement that she believes that her knowledge has been exhausted on the source subject. See Declaration of Catherine Hyde ("Hyde Decl."), ¶ 6. Information relating to the "source" of an environment can be located in the spreadsheets prepared and the data referenced in responses to Interrogatory Nos. 12 and 13 from Oracle USA, Inc.'s Second Set of Interrogatories to TN. See Fuchs Decl. ¶ 20, Ex. H. - 14 DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 19

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maintained on behalf of one customer may have been used to create or test updates and/or fixes for other customers. See, e.g., Tr. of October 30, 2007 Deposition of Mark Kreutz, at 197:8-199:25; Tr. of October 30, 2007 Deposition of Shelley Nelson at 32:19-41:17, 53:13-55:7; Dec. 6, 2007 Deposition of Shelley Nelson at 126:4-139:3, 145:1-14, 160:16-161:5, 185:3-16, 195:24-196:20. Howard Decl., Ex. D. TN further responded by relying on Rule 33(d) and pointing Oracle directly to the SAS database. See id. TN supplemented its response on May 22, 2009 to provide updated Rule 33(d) cites to the SAS database and to further raise as an issue the cumulative and burdensome nature of the request by directing Oracle to the January 22, 2008 Rule 30(b)(6) Notice on the exact same topic and to all of the depositions Oracle has taken to date on the topic. See id; see also Fuchs Decl., ¶ 22, Ex. J (Amended Rule 30(b)(6) Notice on the TN customer environment topic). 3. TN Properly Relied on Rule 33(d).

The SAS database is the most complete and organized record that TN has relating to its customer support and how TN used TN customer environments in providing that support. See Hyde Decl., ¶¶ 2, 4. TN provided the entire SAS database to Oracle well over 19 months ago in exactly the same form it was used at TN. See Fuchs Decl., ¶¶ 4, 5; Hyde Decl., ¶ 5. Oracle is able to search, organize and see the data in the same way a former TN employee could, and Oracle has demonstrated that it has that ability in the more than 300-plus hours of deposition testimony it has taken to date.20 Given that Oracle has demonstrated an ability to use SAS in the same way as a former TN employee, the burden of extracting the relevant data is substantially the same for both parties.

Defendants' production of SAS is vastly different from Oracle's attempt to produce and point Defendants to 2 terabytes of data from its Customer Connection website. While Defendants took on the burden of providing SAS with the same usability as it had at TN, Oracle provided the Customer Connection data to Defendants in raw form without the interface it actually uses to view the data. Despite the lack of usability, Oracle has consistently pointed Defendants to the Customer Connection data pursuant to Rule 33(d). See Fuchs Decl., ¶ 13, Ex. A (Plaintiffs' Second Amended and Supplemental Responses and Objections to Defendant TN, Inc.'s First Set of Interrogatories, No. 7 ­ the cite to ORCL00313462-3 and ORCL0485842 is the 2 terabytes of raw data). - 15 DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL)

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(a)

The first criterion under Rule 33(d) is satisfied because Oracle is able to locate the "records to be reviewed" "as readily as" TN.

TN specifically identified the SAS database in response to Interrogatory 14. See Howard Decl., Ex. D. While the SAS database has substantial content, it is user friendly. Catherine Hyde's declaration states that "[t]he database has a self-contained index and is fully searchable. The data can be sorted and reviewed in a number of different ways including, but not limited to, by customer, fix, case, and product line. All of the different ways to view the data can be determined by the index." See Hyde Decl., ¶ 4. TN produced SAS in the same form and with the same functionality as it had while used at TN. See Fuchs Decl., ¶ 4.21 When Oracle first raised this issue with Judge Legge in January 2008,22 Defendants provided Judge Legge with a demonstration of the SAS database as produced to Oracle.23 See Fuchs Decl., ¶ 10. In response to that demonstration, Judge Legge recommended that ...defendants be compelled to send, at their expense, an appropriate engineer, together with an attorney if defendants desire, to the offices of Oracle to meet with Oracle's engineers about how to access the database. The purpose of the meeting is not to discuss the information, or to state contentions with respect to it, but is simply to assist Oracle to find the information in the database which has been provided. Howard Decl., Ex. E (emphasis in original). Likely due to the SAS database's ease of use, Oracle never sought Defendants' engineers' assistance under Judge Legge's recommendation, although Defendants were and remain willing to provide the assistance Judge Legge recommended. Since the time of Judge Legge's recommendation, Oracle has clearly demonstrated an ability to access and locate material in SAS by using 109 printouts from the SAS database as deposition exhibits. See Fuchs Decl., ¶ 8; see also Hyde Decl., ¶ 5. TN could have attempted to produce the data from SAS in a number of different ways, including providing it in static .tiff form, but instead TN chose to recreate the database and produce it in its dynamic native form to make it the most useable for the Plaintiffs. 22 Oracle's original motion in front of Judge Legge included Interrogatory 14. 23 Defendants will be prepared to provide the Court with a similar demonstration at the August 4 hearing on the Motion. - 16 DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 21

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In this case, although it will no doubt require effort for Oracle to locate the answers in the SAS database, it would be no easier for TN to do so, especially in light of the TN wind down.24 See Hyde Decl., ¶¶ 4, 5, 7. Numerous witnesses have made it clear that SAS is the best record of the activity requested and that the witness would need to reference SAS to have the necessary information.25 TN has identified a specific, organized, searchable database that contains the information Oracle seeks in a manner that provides Oracle the ability to electronically index, sort and analyze that information. See Fuchs Decl., ¶¶ 4, 5, 9 (screenshot exemplar showing information contained in SAS). What Oracle wants is for TN to do that indexing, sorting and analysis for it. Rule 33(d) is specifically designed to permit a responding party to shift the burden back to the requesting party in this situation. Ultimately, the overbreadth of Oracle's interrogatories has required and warranted a reference to TN's best database on the issue. See Goodrich Corp. v. Emhart Indus., Inc., 2005 U.S. Dist. LEXIS 25158 (C.D. Cal. Oct. 12, 2005) (denying motion to compel further supplementation of responses made in reliance upon 33(d) when propounding party failed to establish that responding party had withheld documents that might more "clearly identify" answers it sought).

As Plaintiffs point out, TN was wound down on October 31, 2008. And, with the exception of a few consultants who occasionally help with locating and understanding information, Defendants' counsel has limited to no access to TN's former employees. See Fuchs Decl., ¶ 11. Oracle argues that if the TN wind down somehow complicates TN's ability to provide the information Oracle seeks, then that is a problem of TN's own making. See Motion at 15-16. However, the wind down was publicly announced on July 21, 2008, and Oracle could have moved to compel the information it now seeks at a time when many of the relevant TN employees were still employed by TN. 25 See e.g., Fuchs Decl., ¶ 15, Ex. C (February 6, 2008 Deposition of John Baugh, 70:1771:11 (testifying that the only way to determine how local environments were created is to consult e-mails and the SAS database); 73:16-74:3 (same); February 7, 2008 Deposition of John Baugh, 155:21-156:14 (testifying that would review SAS records to determine how environment was used); April 1, 2008 Deposition of Katherine Walker Williams, 53:15-55:8 (testimony that would need to refer to SAS to obtain more information about environment), 62:20-63:16 (testimony that uncertain how certain environments were used), 77:16-78:9 (testimony that would review SAS database to obtain more information about environment); April 1, 2008 Deposition of Catherine Lee Hyde, 47:7-12 (testifying that would need to refer to SAS to obtain more information about environment); April 2, 2008 Deposition of Catherine Lee Hyde, 85:25-86:4 (testifying that would need to refer to SAS and BakTrak to obtain more information about environment), 130:19-132:3 (testifying that would need to refer to SAS to obtain more information about environment)). DEFENDANTS' OPPOSITION TO PLAINTIFFS' - 17 MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL)

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(b)

The second criterion under Rule 33(d) is satisfied because the burden is comparable.

Business records may be produced when the "burden of deriving or ascertaining the [interrogatory] answer" from them is "substantially the same" for both parties. Fed. R. Civ. P. 33(d). The propounding party must demonstrate "that the burden of deriving or ascertaining the answers is not substantially the same for both parties." T.N. Taube Corp., 136 F.R.D. at 453 (quoting 4A Moore's Federal Practice par. 33.25 (2d ed. 1990)). Oracle has not met its burden. Indeed, Oracle has demonstrated, in its almost 32 hours of Rule 30(b)(6) deposition testimony on a Rule 30(b)(6) Notice that included this very topic, that it has an equal ability to access and locate the requested data in SAS.26 Oracle has also demonstrated this ability in the 300-plus other depositions hours it has taken to date.27 The majority of the deposition cites In Oracle's January 22, 2008 Rule 30(b)(6) Notice, Oracle requested deposition testimony on TN's "creation and [u]se of Customer Local Environments, including without limitation: ... (b) The manner and method by which Customer Local Environments were created, stored and Used by You; . . . . (d) The total number of Customer Local Environments created for each identified Customer; (e) The name, release, and version of all PSFT or JDE branded Software obtained and/or copied to create each identified Customer Local Environment; (f) The identity and description of all Customer Local Environments maintained in any way by You relating to Customers for whom You had ceased to provide support services; (g) The identity and description of all Customer Local Environments Used by You in any way to support any Customer other than the one that provided the Software Used to create the Customer Local Environment; . . . [and] (l) The process by which Customer Local Environments were Used as part of the ordinary course of business for SAP TN, including without limitation to on-boarding of new Customers; support of Customer cases, issues, and problems; reactive and proactive development of bug fixes, updates, patches, explanations, or regulatory changes for Customers; research into and design of those changes; troubleshooting for Customers; and testing of other operating systems levels. . . ." See Fuchs Decl., ¶¶ 8, 22, Ex. J. 27 See e.g., Fuchs Decl., ¶¶ 2, 15, 16, Ex. C, D (April 1, 2008 Deposition of Katherine Walker Williams, 179:19-182:18 (testifying regarding use of environment as set forth in SAS record, Plaintiffs' Exhibit 83); April 2, 2008 Deposition of Catherine Lee Hyde, 284:15-286:10 (testifying regarding use of environment as set forth in SAS record, Plaintiffs' Exhibit 103); June 25, 2008 Deposition of Larry Garcia, 12:5-10 (testifying regarding use of environment as set forth in SAS record, Plaintiffs' Exhibit 302); 19:17-20:3 (testifying regarding use of environment as set forth in SAS record, Plaintiffs' Exhibit 287); June 25, 2008 Deposition of Roderic Russell, 31:1932:21 (testifying regarding use of environments as set forth in SAS record, Plaintiffs' Exhibit 287), 47:25-49:19 (testifying regarding use of environments as set forth in SAS record, Plaintiffs' Exhibit 290), 61:19-63:13 (testifying regarding use of environments as set forth in SAS record, Plaintiffs' Exhibit 293), 91:18-92:2 (testifying regarding use of environments as set forth in SAS record, Plaintiffs' Exhibit 299), 116:1-18 (testifying regarding use of environments as set forth in SAS record, Plaintiffs' Exhibit 300); December 5, 2008 Deposition of Matthew Bowden, 158:14160:15 (confirming written statements in SAS record, Plaintiffs' Exhibit 538); 227:14-22 (testifying regarding use of environment as set forth in Plaintiffs' Exhibit 289); 249:5-250:2 (testifying regarding use of environment as set forth in Data Warehouse record, Plaintiffs' Exhibit 558), 279:7-280:2 (testifying regarding use of environments as set forth inOPPOSITION TO PLAINTIFFS' SAS record, Exhibit DEFENDANTS' - 18 MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL) 26

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included in footnote 27 establish that the witness is doing little more than confirming what is included in SAS. See Hyde Decl., ¶ 5 (stating that "a substantial portion of those questions involved simply asking me to confirm the information in the SAS database printouts"). While it is true that it will be burdensome to extract the information Oracle seeks out of SAS, the burden and cost is substantially equal for both sides. Oracle has demonstrated and cannot ignore, that once minimal training on the use of SAS is obtained and the information requested is provided, it takes no special expertise to locate and extract the sought-after material. See Hyde Decl., ¶¶ 4-5. The cost and burden, although significant, is simply the time required to review the data in SAS. Oracle's argument that TN former employees are more familiar with SAS misses the point and misstates Oracle's competency (and frequency) in using and compiling the information from that database for over a year. Contrary to Oracle's suggestion, whether TN is more familiar with its business records than Oracle is not dispositive of whether TN should carry Oracle's burden of building Oracle's own case. Indeed, it is difficult to image an instance in which the responding party would not be more familiar with its business records than the propounding party. If a propounding party only had to show that the producing party was more familiar with the records than the receiving party, Rule 33(d) would lose almost all efficacy. Cf. Puerto Rico Aqueduct & Sewer Authority v. Clow Corp., 108 F.R.D. 304, 308-09 (D.P.R. 1985) (noting that responding party's greater familiarity is inevitable and focusing on feasibility of deriving answers from business records). Accordingly, former TN employees' familiarity with TN's historic records is not and should not be dispositive. See, e.g., Petroleum Ins. Agency, 111 F.R.D. at 320-21 (denying plaintiff's motion to compel further responses to all but one interrogatory despite the fact "it is true that the defendants are more familiar with their records"). In fact, Oracle's counsel

(continued...)

566); February 5, 2009 Deposition of Roderic Russell, 143:4-145:25 (no independent memory of fix documented in SAS record, Plaintiffs' Exhibits 816 and 817); May 12, 2009 Deposition of Catherine Hyde, 125:17-126:25 (testifying regarding written statements in SAS record, Plaintiffs' Exhibit 1276), 132:3-132:19 (testifying regarding use of environment as documented in SAS record, Plaintiffs' Exhibit 1277), 157:2-159:8 (testifying regarding use of environment as documented in SAS record, Plaintiffs' Exhibit 1283)). DEFENDANTS' OPPOSITION TO PLAINTIFFS' - 19 MOTION TO COMPEL PRODUCTION Case No. 07-CV-1658 PJH (EDL)

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and experts have now spent over a year becoming more familiar with TN's business records than most TN former employees currently are. 4. Interrogatory 14 "Must" Be Limited under Rule 26(b)(2)(C).

Under Rule 26(b)(2)(C), the Court "must" limit the frequency or extent of discovery if it determines that the discovery is: (1) unreasonably cumulative or duplicative, (2) can be obtained from other sources that are more convenient, (3) the party seeking discovery has had ample opportunity to obtain the information by discovery in the action or (4) the burden or expense of the proposed discovery outweighs the likely benefit. See Fed. R. Civ. P. 26(b)(2)(C). Although Rule 26(b)(2)(C) provides four alternative grounds under which this Court must limit Oracle's request, under the facts in this case, there is substantial evidence supporting all four grounds. As discussed above, Interrogatory 14 is unreasonably cumulative or duplicative of Defendants' document production, 30-plus hours of Rule 30(b)(6) testimony on the topic and numerous other hours of individual testimony on this topic. Defendants have already gone to great expense and burden to provide Oracle with the information TN possesses on the topic.28 Further, as stated above, the data TN has on the topic has already been provided in the most convenient source, which is SAS. What Oracle is really asking is that Defendants be required to incur the burden and expense of summarizing certain data points that exist in SAS and that Oracle believes are relevant to its claims. There is no legal basis whatsoever to justify the burden shifting that Oracle improperly seeks. Oracle has had the majority of SAS for over 19 months and should have been evaluating and summarizing what it believes is the relevant information during that time. By now, Oracle should be able to substantially narrow its requests to only those specific information items, if any, that are not ascertainable from the documents, data or testimony Defendants have already provided. Oracle has failed to make any attempt to narrow its requests and continues with its

As the Court is already aware, Defendants are on pace to spend in e