California Sportfishing Protection Alliance v. Tri City Rock Inc.

Filing 27

STIPULATION AND ORDER OF DISMISSAL re 26 Proposed Order filed by California Sportfishing Protection Alliance. Signed by Judge Edward M. Chen on 4/20/10. (bpf, COURT STAFF) (Filed on 4/20/2010)

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 MICHAEL R. LOZEAU (State Bar No. 142893) DOUGLAS J. CHERMAK (State Bar No. 233382) Lozeau Drury LLP 1516 Oak Street, Suite 216 Alameda, CA 94501 Tel: (510) 749-9102 Fax: (510) 749-9103 (fax) E-mail: michael@lozeaudrury.com E-mail: doug@lozeaudrury.com ANDREW L. PACKARD (State Bar No. 168690) Law Offices of Andrew L. Packard 319 Pleasant Street Petaluma, CA 94952 Tel: (707) 763-7227 Fax: (415) 763-9227 E-mail: andrew@packardlawoffices.com Attorneys for Plaintiff CALIFORNIA SPORTFISHING PROTECTION ALLIANCE DIANE KINDERMANN HENDERSON (State Bar No. 144426) KATHERINE J. HART (State Bar No. 191663) Abbott & Kindermann LLP 2100 21st Street Sacramento, California 95818 Tel: (916) 456-9595 Fax: (916) 456-9599 Email: dkindermann@aklandlaw.com Email: khart@aklandlaw.com Attorneys for Defendant TRI CITY ROCK, INC. UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA CALIFORNIA SPORTFISHING PROTECTION ALLIANCE, a non-profit corporation, Plaintiff, vs. TRI CITY ROCK, INC., a corporation. Defendant. Case No. 3:09-cv-03667-EMC STIPULATION TO DISMISS PLAINTIFF S CLAIMS; [PROPOSED] ORDER GRANTING DISMISSAL [FRCP 41(a)(2)] Stipulation To Dismiss Plaintiff s Claims; [Proposed] Order Granting Dismissal 1 Case No. 3:09-cv-03667-EMC 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 WHEREAS, on June 1, 2009, Plaintiff California Sportfishing Protection Alliance ( CSPA ) provided Defendant Tri City Rock, Inc. ( Tri City Rock ) with a Notice of Violations and Intent to File Suit ( Notice ) under Clean Water Act § 505, 33 U.S.C. § 1365. WHEREAS, on August 11, 2009, CSPA filed its Complaint against Tri City Rock in this Court, California Sportfishing Protection Alliance v. Tri City Rock, Inc., Case No. 3:09-cv-03667EMC. Said Complaint incorporates by reference all of the allegations contained in CSPA s Notice. WHEREAS, CSPA and Tri City Rock, through their authorized representatives and without either adjudication of CSPA s claims or admission by Tri City Rock of any alleged violation or other wrongdoing, have chosen to resolve in full by way of settlement the allegations of CSPA as set forth in the Notice and Complaint, thereby avoiding the costs and uncertainties of further litigation. A copy of the Settlement Agreement and Mutual Release of Claims ( Settlement Agreement ), without the attached exhibits, entered into by and between CSPA and Tri City Rock is attached hereto as Exhibit 1 and incorporated by reference. WHEREAS, the parties submitted the Settlement Agreement via certified mail, return receipt requested, to the U.S. EPA and the U.S. Department of Justice and the 45-day review period set forth at 40 C.F.R. § 135.5 has completed and the federal agencies have submitted correspondence to the Court indicating that they have no objection to the terms of the Settlement Agreement. NOW THEREFORE, IT IS HEREBY STIPULATED and agreed to by and between the parties that CSPA s claims, as set forth in the Notice and Complaint, be dismissed. The parties respectfully request an order from this Court dismissing such claims. In accordance with paragraph 2 of the Settlement Agreement, the parties also request that this Court maintain jurisdiction over the parties through April 1, 2013, for the sole purpose of resolving any disputes between the /// /// /// /// /// Stipulation To Dismiss Plaintiff s Claims; [Proposed] Order Granting Dismissal 2 Case No. 3:09-cv-03667-EMC 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 parties with respect to enforcement of any provision of the Settlement Agreement. Dated: April 15, 2010 Respectfully submitted, LOZEAU DRURY LLP By: _/s/ Douglas J. Chermak_________________ Douglas J. Chermak Attorney for Plaintiff California Sportfishing Protection Alliance ABBOTT & KINDERMANN LLP By: /s/ Diane Kindermann Henderson (as authorized on 4/15/10) Diane Kindermann Henderson Attorney for Defendant Tri City Rock, Inc. Stipulation To Dismiss Plaintiff s Claims; [Proposed] Order Granting Dismissal 3 Case No. 3:09-cv-03667-EMC 1 2 3 4 5 6 7 8 9 10 [PROPOSED] ORDER Good cause appearing, and the parties having stipulated and agreed, IT IS HEREBY ORDERED that Plaintiff California Sportfishing Protection Alliance s claims against Defendant Tri City Rock, Inc., as set forth in the Notice and Complaint filed in Case No. 3:09-cv-03667-EMC, are hereby dismissed. IT IS FURTHER ORDERED that the Court shall retain jurisdiction over the parties through April 1, 2013 for the sole purpose of enforcing compliance by the parties of the terms of the Settlement Agreement, attached to the parties Stipulation to Dismiss as Exhibit 1. PURSUANT TO STIPULATION, IT IS SO ORDERED. 12 13 14 UNIT ED UNIT ED S S DISTRICT TE C TA ER N F D IS T IC T O R A C LI FO Judge Edward M. Chen R NIA IT IS SO ORDERED 17 18 19 20 21 22 23 24 25 26 27 28 Stipulation To Dismiss Plaintiff s Claims; [Proposed] Order Granting Dismissal N F D IS T IC T O R 4 Case No. 3:09-cv-03667-EMC A 16 ER C LI FO 15 dw Judge E ard M. Chen R NIA ____________________________________ Judge Edward M. Chen ERED United States Magistrate RD SO O Judge IS S 11 4/20 Dated: ________, 2010 S DISTRICT TE C TA RT U O IT RT U O NO RT H NO RT H EXHIBIT 1 SETTLEMENT AGREEMENT AND MUTUAL RELEASE OF CLAIMS This Settlement Agreement and Mutual Release of Claims ( AGREEMENT ) is entered into between the California Sportfishing Protection Alliance (collectively CSPA ) and Tri City Rock, Inc. ( Tri City Rock ) (collectively, the SETTLING PARTIES ) with respect to the following facts and objectives: RECITALS WHEREAS, California Sportfishing Protection Alliance is a 501(c)(3) non-profit, public benefit corporation organized under the laws of the State of California, dedicated to the protection, enhancement, and restoration of the San Francisco Bay and other California waters. Bill Jennings is the Chairperson and a member of the California Sportfishing Protection Alliance; WHEREAS, Tri City Rock, Inc. is a corporation organized under the laws of the State of California that owns and operates a ready-mix concrete, building materials, and landscaping materials facility located at 43157 Osgood Road in Fremont, California (the Facility ) which discharges storm water pursuant to State Water Resources Control Board Water Quality Order No. 97-03-DWQ, National Pollutant Discharge Elimination System General Permit No. CAS000001, Waste Discharge Requirements for Discharges of Storm Water Associated with Industrial Activities Excluding Construction Activities (hereinafter, the General Permit ). A map of the Facility is attached hereto as Exhibit A and incorporated by reference; WHEREAS, on or about May 26, 2009, CSPA provided Tri City Rock with a Notice of Violation and Intent to File Suit ( 60-Day Notice Letter ) under Section 505 of the Federal Water Pollution Control Act (the Act or Clean Water Act ), 33 U.S.C. § 1365; WHEREAS, on August 11, 2009, CSPA filed its Complaint in the United States District Court for the Northern District of California against Tri City Rock (California Sportfishing Protection Alliance v. Tri City Rock, Inc., Case No. 3:09-cv-03667-EMC). A true and correct copy of the Complaint, including the 60-Day Notice Letter, is attached hereto as Exhibit B and incorporated by reference; 1 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC WHEREAS, Tri City Rock denies any and all of CSPA s claims in its 60-Day Notice Letter and Complaint; WHEREAS, CSPA and Tri City Rock, through their authorized representatives and without either adjudication of CSPA s claims or admission by Tri City Rock of any alleged violation or other wrongdoing, have chosen to resolve in full CSPA s allegations in the 60-Day Notice Letter and Complaint through settlement and avoid the cost and uncertainties of further litigation; and WHEREAS, CSPA and Tri City Rock have agreed that it is in their mutual interest to enter into this AGREEMENT setting forth the terms and conditions appropriate to resolving CSPA s allegations set forth in the 60-Day Notice Letter and Complaint. NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, CSPA and Tri City Rock hereby agree as follows: EFFECTIVE DATE 1. The term Effective Date, as used in this AGREEMENT, shall mean the last date on which the signature of a party to this AGREEMENT is executed. COMMITMENTS OF CSPA 2. Stipulation to Dismiss and [Proposed] Order. Within ten (10) calendar days of the expiration of the Agencies review period specified in Paragraph 17 below, CSPA shall file a Stipulation to Dismiss and [Proposed] Order thereon pursuant to Federal Rule of Civil Procedure 41(a)(2) with the United States District Court for the Northern District of California ( District Court ), with this AGREEMENT attached and incorporated by reference, specifying that CSPA is dismissing all claims in CSPA s Complaint. Consistent with Paragraphs 23 and24 herein, the Stipulation to Dismiss and [Proposed] Order shall state that the District Court will maintain jurisdiction through April 1, 2013 for purposes of resolving any disputes between the SETTLING PARTIES with respect to any provision of this AGREEMENT. If the District Court chooses not to enter the Order, this AGREEMENT shall be null and void. 2 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC COMMITMENTS OF TRI CITY ROCK 3. Compliance with General Permit. Tri City Rock agrees to operate the Facility in compliance with the applicable requirements of the General Permit and Clean Water Act. 4. Implemented Storm Water Controls. Tri City Rock shall maintain in good working order all storm water collection and treatment systems currently installed or to be installed pursuant to this AGREEMENT, including but not limited to, existing housekeeping measures. 5. Additional Best Management Practices. Within THIRTY (30) calendar days after the EFFECTIVE DATE, Tri City Rock shall implement the following structural best management practices ( BMPs ) to improve the storm water pollution prevention measures at the drop inlets at the Facility: a. Tri City Rock shall design removable metal covers for all drop inlets at the Facility to prevent the accumulation of dirt, leaves and other sediment. The covers shall be placed over all drop inlets on or before July 1st at the end of each wet season. The covers shall be removed prior to the first rain event of the subsequent wet season. The covers shall be fitted to prevent such materials from entering the drop inlets and designed such that the covers will remain firmly in place while there is normal activity at the Facility. 6. Monitoring. Tri City Rock agrees to perform the additional monitoring described herein during the 2009-2010, 2010-2011, and 2011-2012 wet seasons. a. Tri City Rock shall change its storm water sampling location to Manhole6 ( MH-6 ), as indicated on Exhibit A. This location represents the actual discharge point of all the collected storm water flows that exits the Facility. b. During the 2009-2010 and wet season, Tri City Rock shall sample and analyze storm water discharges from four (4) qualifying storm events that 3 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC result in discharge consistent with the requirements and protocols set forth in the General Permit. If by March 1, 2010, Tri City Rock has not sampled and analyzed storm water discharges from four (4) qualifying storm events, Tri City Rock shall sample and analyze two (2) additional storm water discharges, regardless of whether they originate from qualifying storm events as set forth in the General Permit. c. During the 2010-2011, Tri City Rock shall sample and analyze storm water discharges from three (3) qualifying storm events that result in discharge consistent with the requirements and protocols set forth in the General Permit. d. Tri City Rock shall analyze each storm water sample taken in accordance with the General Permit and this Agreement, except as noted above, for, at a minimum, total suspended solids, pH, oil and grease or total organic carbon, specific conductance, and iron. e. Tri City Rock shall conduct monthly visual observations of each discharge location for at least one qualifying rain event per month that results in any discharge from the Facility. Tri City Rock shall maintain a written log describing these observations. f. All maintenance, repair, and replacement activities relating to the Facility s storm water management program shall be recorded and described on appropriate log books or sheets. Such logs shall include, but not be limited to, filter repairs and replacements. Sample log sheets shall be included in the Facility s SWPPP. Completed logs for each wet season shall be included as part of the Facility s Annual Report submitted to the California Regional Water Quality Control Board, San Francisco Region ( Regio nal Board ). 4 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC 7. Monitoring Results. Results from Tri City Rock s sampling and analysis during the term of this AGREEMENT shall be provided to CSPA within 14 days of receipt of the sampling results by Tri City Rock or its counsel. 8. Amendment of SWPPP. Within sixty (60) days of the EFFECTIVE DATE of this AGREEMENT, Tri City Rock shall amend the Facility s SWPPP to incorporate all changes, improvements, sample log forms, and best management practices set forth in or resulting from this AGREEMENT. Tri City Rock shall ensure that all maps, tables, and text comply with the requirements of the General Permit. Tri City Rock shall ensure that the SWPPP describes all structural and non-structural BMPs, details the measures to be installed, and discusses why such BMPs will be effective in addressing the pollutant sources at the Facility. A copy of the amended SWPPP shall be provided to CSPA within thirty (30) days of completion. 9. Meet and Confer Regarding Exceedance of Levels of Potential Concern. If analytical results of storm water samples taken by Tri City Rock during the 2009-2010, 20102011, and/or 2011-2012 wet season indicate that storm water discharges from the Facility exceed the following levels of potential concern 6.0-9.0 s.u.; and Iron: 1.0 mg/L Total Suspended Solids: 100 mg/L; Specific Conductance: 200 µmhos/cm; Oil & Grease: 15 mg/L or Total Organic Carbon: 110 mg/L; pH: Tri City Rock agrees to take additional feasible measures aimed at reducing pollutants in the Facility s storm water to levels at or below these levels. In furtherance of that objective, Tri City Rock shall prepare a written statement ( Memorandum ) discussing: (1) Any exceedance or exceedances; (2) An explanation of the possible cause(s) and/or source(s) of any exceedance; and (3) Additional feasible best management practices ( BMPs ) that will be taken to further reduce the possibility of future exceedance(s). Such Memorandum shall be e-mailed and sent via first class mail to CSPA not later than July 30th following the conclusion of each wet season. 5 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC 10. Any additional measures set forth in the Memorandum shall be implemented as soon as practicable, but not later than sixty (60) days from the due date of the Memorandum, except where 1) structural changes require longer than sixty (60) days to complete; 2) weatherrelated conditions render immediate implementation infeasible; or 3) the SETTLING PARTIES agree in writing to defer implementation of specific measures in order to effectively meet and confer in accordance with Paragraph 11. Within thirty (30) days of implementation, Tri City Rock s SWPPP shall be amended to include all additional BMP measures designated in the Memorandum. 11. Upon receipt of the Memorandum, CSPA may review and comment on any additional measures. If requested by CSPA within thirty (30) days of receipt of such Memorandum, CSPA and Tri City Rock shall meet and confer and conduct a site inspection within ninety (90) days after the receipt of the Memorandum to discuss the contents of the Memorandum and the adequacy of proposed measures to improve the quality of the Facility s storm water to levels at or below the Levels of Potential Concern. If within thirty (30) days of the parties meeting and conferring, the parties do not agree on the adequacy of the additional measures set forth in the Memorandum, the SETTLING PARTIES may agree to seek a settlement conference with the Magistrate Judge assigned to this action pursuant to Paragraphs 24 and 25 below. If the SETTLING PARTIES fail to reach agreement on additional measures, CSPA may bring a motion before the Magistrate Judge consistent with Paragraphs 23 and 24 below. If CSPA does not request a meet and confer regarding the Memorandum within the thirty (30) day comment period provided for in this paragraph, CSPA shall waive any right to object to such Memorandum pursuant to this AGREEMENT. 12. Any concurrence or failure to object by CSPA with regard to the reasonableness of any additional measures required by this AGREEMENT or implemented by Tri City Rock shall not be deemed to be an admission of the adequacy of such measures should they fail to bring the Facility s storm water into compliance with applicable water quality criteria or the General Permit s BAT requirements. 13. In addition to any site inspections conducted as part of meeting and conferring on 6 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC additional measures set forth above, Tri City Rock shall permit representatives of CSPA to perform one (1) additional site visit to the Facility during normal daylight business hours during the term of this AGREEMENT; provided that CSPA provides Tri City Rock with at least one week prior notice via e-mail and telephone using the contact information listed in Paragraph 29 below. If CSPA is unable to leave a phone message, CSPA shall notify Tri City Rock s counsel using the contact information listed in Paragraph 29 below. 14. Provision of Documents and Reports. During the life of this AGREEMENT, Tri City Rock shall provide CSPA with a copy of all documents submitted to the Regional Board or the State Water Resources Control Board ( State Board ) concerning the Facility s storm water discharges, including but not limited to all documents and reports submitted to the Regional Board and/or State Board as required by the General Permit. Such documents and reports shall be mailed to CSPA contemporaneously with submission to such agency. Tri City Rock also shall provide CSPA a copy of all documents referenced in this agreement, including but not limited to logs, photographs, or analyses, within fourteen (14) days of a written request (via e-mail or regular mail) by CSPA. 15. Fees, Costs, and Expenses. As reimbursement for CSPA s investigative, expert and attorneys fees and costs, Tri City Rock shall pay CSPA the sum of twenty thousand dollars ($20,000). An initial payment of five thousand dollars ($5,000) shall be made by Tri City Rock by June 1, 2010. Subsequent quarterly payments of three thousand dollars ($3,000) shall be made on September 1, 2010; December 1, 2010; March 1, 2011; June 1, 2011; and September 1, 2011. Tri City Rock may submit payments in advance of this schedule. Payment by Tri City Rock to CSPA shall be made in the form of a single check payable to Lozeau Drury LLP Attorney-Client Trust Account, and shall constitute full payment for all costs of litigation, including investigative, expert and attorneys fees and costs incurred by CSPA that have or could have been claimed in connection with CSPA s claims, up to and including the Effective Date of this AGREEMENT. Payments shall be sent to Lozeau Drury LLP, 1516 Oak Street, Suite 216, Alameda, CA 94501. 16. Mitigation Payment. In recognition of the good faith efforts by Tri City Rock to comply with all aspects of the General Permit and the Clean Water Act, and in lieu of payment by Tri City Rock of any penalties which may have been assessed in this action if it had 7 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC proceeded to trial, the SETTLING PARTIES agree that Tri City Rock will pay the sum of eighteen thousand dollars ($18,000) to the Rose Foundation for Communities and the Environment ( Rose Foundation ) for the sole purpose of providing grants to environmentally beneficial projects within the San Francisco Bay/Sacramento San Joaquin Delta Estuary, relating to water quality improvements in that area. Tri City Rock shall submit payment of three thousand dollars ($3,000) on December 1, 2011; March 1, 2012; June 1, 2012; September 1, 2012; December 1, 2012; and March 1, 2013. Tri City Rock may submit payments in advance of this schedule. Payment shall be provided to the Rose Foundation as follows: Rose Foundation, 6008 College Avenue, Oakland, CA 94618, Attn: Tim Little. Tri City Rock shall submit copies via U.S. mail of the checks and correspondence it sends to the Rose Foundation when making the payments. The Rose Foundation shall provide notice to the SETTLING PARTIES within thirty (30) days of whenever the funds are dispersed by the Rose Foundation, setting forth the recipient and purpose of the funds. 17. Review by Federal Agencies. CSPA shall submit this AGREEMENT to the U.S. EPA and the U.S. Department of Justice (hereinafter, the Agencies ) via certified mail, return receipt requested, within five (5) days after the Effective Date of this AGREEMENT for review consistent with 40 C.F.R. § 135.5. The Agencies review period expires forty-five (45) days after receipt of the AGREEMENT by both Agencies, as evidenced by the return receipts, copies of which shall be provided to Tri City Rock upon receipt by CSPA. In the event that the Agencies comment negatively on the provisions of this AGREEMENT, CSPA and Tri City Rock agree to meet and confer to attempt to resolve the issue(s) raised by the Agencies. If CSPA and Tri City Rock are unable to resolve any issue(s) raised by the Agencies in their comments, CSPA and Tri City Rock agree to expeditiously seek a settlement conference with the Judge assigned to the Complaint in this matter to resolve the issue(s). NO ADMISSION OR FINDING 18. Neither this AGREEMENT nor any payment pursuant to the AGREEMENT shall constitute evidence or be construed as a finding, adjudication, or acknowledgment of any fact, law or liability, nor shall it be construed as an admission of violation of any law, rule or 8 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC regulation. However, this AGREEMENT and/or any payment pursuant to the AGREEMENT may constitute evidence in actions seeking compliance with this AGREEMENT. MUTUAL RELEASE OF LIABILITY AND COVENANT NOT TO SUE 19. In consideration of the above, and except as otherwise provided by this AGREEMENT, the SETTLING PARTIES hereby forever and fully release each other and their respective successors, assigns, officers, agents, employees, and all persons, firms and corporations having an interest in them, from any and all claims and demands of any kind, nature, or description whatsoever, and from any and all liabilities, damages, injuries, actions or causes of action, either at law or in equity, which the SETTLING PARTIES have against each other arising from CSPA s allegations and claims as set forth in the 60-Day Notice Letter and Complaint up to and including the Termination Date of this AGREEMENT. 20. The SETTLING PARTIES acknowledge that they are familiar with section 1542 of the California Civil Code, which provides: A general release does not extend to claims which the creditor does not know or suspect to exist in his or her favor at the time of executing the release, which if known by him or her must have materially affected his or her settlement with the debtor. Except as otherwise provided by this AGREEMENT, the SETTLING PARTIES hereby waive and relinquish any rights or benefits they may have under California Civil Code section 1542 with respect to any other claims against each other arising from, or related to, the allegations and claims as set forth in the 60-Day Notice Letter and Complaint up to and including the Termination Date of this AGREEMENT. 21. For the period beginning on the Effective Date and ending on April 1, 2013, CSPA agrees that neither CSPA, its officers, executive staff, members of its governing board nor any organization under the control of CSPA, its officers, executive staff, or members of its governing board, will file any lawsuit against Tri City Rock seeking relief for the alleged violations of the Clean Water Act or violations of the General Permit. CSPA further agrees that, beginning on the EFFECTIVE DATE and ending on April 1, 2013, CSPA will not support other 9 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC lawsuits, by providing financial assistance, personnel time or other affirmative actions, against Tri City Rock that may be proposed by other groups or individuals who would rely upon the citizen suit provision of the Clean Water Act to challenge Tri City Rock s compliance with the Clean Water Act or the General Permit. TERMINATION DATE OF AGREEMENT 22. This AGREEMENT shall terminate on April 1, 2013. DISPUTE RESOLUTION PROCEDURES 23. Except as specifically noted herein, any disputes with respect to any of the provisions of this AGREEMENT shall be resolved through the following procedure. The SETTLING PARTIES agree to first meet and confer to resolve any dispute arising under this AGREEMENT. In the event that such disputes cannot be resolved through this meet and confer process, the SETTLING PARTIES agree to request a settlement meeting before the Magistrate Judge assigned to this action. In the event that the SETTLING PARTIES cannot resolve the dispute by the conclusion of the settlement meeting with the Magistrate Judge, the SETTLING PARTIES agree to submit the dispute via motion to the Magistrate Judge. 24. In resolving any dispute arising from this AGREEMENT, the Magistrate Judge shall have discretion to award attorneys fees and costs to either party. The relevant provisions of the then-applicable Clean Water Act and Rule 11 of the Federal Rules of Civil Procedure shall govern the allocation of fees and costs in connection with the resolution of any disputes before the Magistrate Judge. The Magistrate Judge shall award relief limited to compliance orders and awards of attorneys fees and costs, subject to proof. The SETTLING PARTIES agree to file any waivers necessary for the Magistrate Judge to preside over any settlement conference and motion practice. BREACH OF SETTLEMENT AGREEMENT 25. Impossibility of Performance. Where implementation of the actions set forth in this AGREEMENT, within the deadlines set forth in those paragraphs, becomes impossible, despite the timely good faith efforts of the SETTLING PARTIES, the party who is unable to 10 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC comply shall notify the other in writing within seven (7) days of the date that the failure becomes apparent, and shall describe the reason for the non-performance. The SETTLING PARTIES agree to meet and confer in good faith concerning the non-performance and, where the SETTLING PARTIES concur that the non-performance was or is impossible, despite the timely good faith efforts of one of the SETTLING PARTIES, new performance deadlines shall be established. In the event that the SETTLING PARTIES cannot timely agree upon the terms of such a stipulation, either of the SETTLING PARTIES shall have the right to invoke the dispute resolution procedure described herein. GENERAL PROVISIONS 26. Construction. The language in all parts of this AGREEMENT shall be construed according to its plain and ordinary meaning, except as to those terms defined by law, in the General Permit, Clean Water Act or specifically herein. 27. Choice of Law. This AGREEMENT shall be governed by the laws of the United States, and where applicable, the laws of the State of California. 28. Severability. In the event that any provision, section, or sentence of this AGREEMENT is held by a court to be unenforceable, the validity of the enforceable provisions shall not be adversely affected. 29. Correspondence. All notices required herein or any other correspondence pertaining to this AGREEMENT shall be sent by regular, certified, or overnight mail as follows: If to CSPA: Bill Jennings, Chairman California Sportfishing Protection Alliance 3536 Rainier Road Stockton, CA 95204 Tel: (209) 464-5067 deltakeep@aol.com And to: Michael R. Lozeau Douglas J. Chermak 11 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC Lozeau | Drury LLP 1516 Oak Street, Suite 216 Alameda, CA 94501 Tel: (510) 749-9102 michael@lozeaudrury.com doug@lozeaudrury.com If to Tri City Rock: John R. Dent Tri City Rock, Inc. 43157 Osgood Road Fremont, CA 94539 Tel: (510) 715-0745 Jdent3310@yahoo.com And to: Diane Kindermann Henderson Abbott & Kindermann LLP 2100 21st Street Sacramento, California 95818 Tel: (916) 456-9595 Email: dkindermann@aklandlaw.com Notifications of communications shall be deemed submitted on the date that they are emailed, postmarked and sent by first-class mail or deposited with an overnight mail/delivery service. Any change of address or addresses shall be communicated in the manner described above for giving notices. 30. Counterparts. This AGREEMENT may be executed in any number of counterparts, all of which together shall constitute one original document. Telecopied, scanned (.pdf), and/or facsimiled copies of original signature shall be deemed to be originally executed counterparts of this AGREEMENT. 31. Assignment. Subject only to the express restrictions contained in this AGREEMENT, all of the rights, duties and obligations contained in this AGREEMENT shall inure to the benefit of and be binding upon the SETTLING PARTIES, and their successors and assigns. 12 SETTLEMENT AGREEMENT: California Sportfishing Protection Alliance v. Tri City Rock, Inc. Case No. 3:09-cv-03667-EMC

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