Gordon v. Lopez
Filing
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CORRECTED ORDER DENYING re 1 Petition for Writ of Habeas Corpus filed by Charles Gordon and DENYING CERTIFICATE OF APPEALABILITY filed by Charles Gordon, 23 Order,. Signed by Judge Charles R. Breyer on 1/4/2012. (Attachments: # 1 Certificate of Service)(beS, COURT STAFF) (Filed on 1/4/2012)
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IN THE UNITED STATES DISTRICT COURT
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FOR THE NORTHERN DISTRICT OF CALIFORNIA
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CHARLES GORDON, F-18730,
Petitioner,
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vs.
RAUL LOPEZ, Warden,
Respondent.
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No. C 10-1770 CRB (PR)
CORRECTED ORDER
DENYING PETITION FOR A
WRIT OF HABEAS CORPUS
AND DENYING
CERTIFICATE OF
APPEALABILITY
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Petitioner seeks a writ of habeas corpus under 28 U.S.C. § 2254. In an
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order filed on August 23, 2010, the court found that the petition, liberally
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construed, stated a cognizable claim under section 2254 and ordered respondent
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to show cause why a writ of habeas corpus should not be granted. Respondent
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has filed an answer to the order to show cause and petitioner has filed a traverse.
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Having reviewed the papers and the underlying record, the court concludes that
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petitioner is not entitled to habeas corpus relief.
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STATEMENT OF THE CASE
A Contra Costa County Superior Court jury convicted petitioner and co-
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defendant Darryl Daniels of two counts of attempted murder that was willful,
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deliberate and premeditated, and one count of second degree robbery. The jury
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also found Daniels guilty of carjacking, discharging a firearm from a vehicle and
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discharging a firearm at an occupied vehicle, and found true a number of firearm-
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related enhancement allegations. After finding true additional allegations that
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petitioner had two juvenile adjudications that qualified for sentencing under the
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Three Strikes law, the trial court sentenced him to a total prison term of 111 years
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to life. Daniels was sentenced to a total prison term of 56 years and eight months
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to life.
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Petitioner unsuccessfully appealed his conviction and sentence to the
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California Court of Appeal and the Supreme Court of California, which denied
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review of a petition allegedly raising the same claims raised here. The Supreme
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Court of the United States denied his petition for a writ of certiorari on October
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20, 2009.
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STATEMENT OF THE FACTS
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The California Court of Appeal summarized the facts of the case as
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follows:
Audie Williams testified that on September 22, 2004, he was
talking to a woman on a street in Pittsburg when “I felt a gun stuck
up in my back.” A man demanded “everything I had,” whereupon
Williams surrendered $270 and a cell phone. Williams initially
identified the robber to police as defendant Gordon, although at
trial he testified that it was not Gordon. Pittsburg Police Officer
Togonon and Detective Deplitch testified that Williams
immediately, repeatedly, and emphatically identified Gordon as the
man who robbed him.
Hilario Martinez testified that his personal property and his
automobile were taken from him on December 1, 2004. Martinez
testified that he was walking towards his Buick LeSabre when two
men approached. One of the two men was Daniels, whom Martinez
recognized. Either Daniels or the other man-Martinez did not
remember which-showed a gun. One of the two-again Martinez did
not remember which one-demanded that Martinez hand over his
cell phone and the keys to his car. Martinez did so. Daniels was
observed driving Martinez's car ten days later.
Daniels and Gordon were convicted of the attempted murder
of Sean McClelland. McClelland did not testify because he died
before the trial. Pittsburg Police Officer Erik Severe testified that
on the evening of December 17, 2004, he went to a hospital and
spoke with McClelland, who had been shot eight times outside the
Woods Manor apartment complex. McClelland refused to identify
who had shot him. Officer Severe testified that after he left
McClelland he went to the apartment complex, where he observed
a number of .40 and 9 mm. shell casings. The casings, which were
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clustered together by caliber, were collected as evidence. No
witness to the shooting was found.
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Rhonda Hardy testified that in December 2004 she lived at
Woods Manor. She was friendly with Daniels and Gordon; her
brother Steve was also a friend of Gordon's. Hardy also knew Sean
McClelland, who was dating Gordon's sister, and who was often
seen with Gordon.
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Hardy testified that one evening in mid-December, Daniels
and Gordon were at her apartment and she heard Daniels talking on
the telephone to McClelland, telling him to come to one of the
Woods Manor apartments “to come pick up the gun.” Gordon left,
then called the apartment and spoke to Daniels. Gordon returned,
picked up Daniels-who put on “one of those pull-over hats”-and the
two then left. Hardy testified that she saw Daniels and Gordon wait
for McClelland. Each had a gun. When McClelland appeared, “they
just started shooting.” After McClelland staggered away, Daniels
and Gordon stopped firing, and they ran from the scene.
That night, and again the next day, Gordon menacingly
asked Hardy “what happened” and “what [did] I see.” Hardy
replied “nothing” because she was scared. “He asked me did I see
who it was, and I just told him no.” Gordon told Hardy “[D]on't
talk to the police. [¶] ... [¶] They say they was killing everybody
who was talking. Babies, mommas, kids, everything.” The day after
the shooting Daniels dropped by Hardy's apartment and threatened
that “they would kill me, my mama, and my son” if she talked to
police. In fact, “both of them,” that is, Daniels and Gordon,
threatened to kill her if she spoke with police. Moreover, both
Daniels and Gordon in essence moved into Hardy's apartment and
stayed for months, to ensure that she did not inform authorities of
what she had seen.
Hardy testified about one occasion when one of the
investigating officers came to her apartment while Gordon was
there. Gordon would not allow Hardy to answer the knocking at the
front door, and the officer left, after which Gordon remarked that
“he could have shot him right then and there.” Hardy called the
telephone number on the card left by the officer. She told him about
the McClelland shooting because “they [Daniels and Gordon] was
threatening me, and I got tired of it.” Daniels and Gordon not only
threatened Hardy, they also threatened her teenage son, whom she
told to stop visiting at her apartment.
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After Hardy told the police, and suspecting that she had,
Gordon threatened her that “if we find out that you have been
talking to the police we are going to kill you, I'm killing mommas, I
am killing daddies, I'm killing kids, it don't matter. I'm killing
everybody.” Hearing this, Daniels “just laid a gun on his lap.” Both
Gordon and Daniels always carried a gun. Hardy further testified
about overhearing Daniels and Gordon say that they shot
McClelland the day before because they were convinced he was
complicit in a shooting where Daniels was wounded, and because
he was reputed to be bad-mouthing Daniels.
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Hardy also testified that after she talked with police, she
received communications from Daniels's father, and even Hardy's
own brothers, one of whom is in San Quentin. These
communications induced sufficient fear in Hardy that she was put
in the Witness Protection Program, and is currently receiving
approximately $400 per month for her living expenses. Hardy
testified on cross-examination that she was a regular if not heavy
user of drugs, who often got her drugs from Daniels or Gordon.
Hardy testified that she talked to police to avoid Daniels and
Gordon being killed by police trying to apprehend them.
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David Wagner testified that on the afternoon of January 12,
2005, he was walking home from work. He was near the Parkside
Market on Davi Avenue in Pittsburg when he noticed a white sedan
stopped in the middle of the intersection. The car had three
African-American male occupants, one driving and two in the back
seat. Wagner further testified that he heard a “bang” and saw a man
“falling.” The car then “took off” at high speed. Wagner called 911.
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The man shot was Irving Griffin, who testified that on
January 12 he and his cousin Dupree Straughter were approaching a
market on Davi Street when he was shot in the back. Griffin never
saw two men jump out of a white car, and he had no memory of
being shot. Griffin knew Daniels because “[w]e was incarcerated in
Byrons Boys Ranch;” he did not know Gordon. Griffin further
testified he did not recall telling Officer Sullivan that he saw a
white Buick speeding away from the scene.1 After he was taken to
the hospital, Griffin told police there was no reason for him to
attempt to identify who shot him because he did not see his
assailants. Officer Sullivan, who spoke with Griffin at the scene of
the shooting, and subsequently at the hospital, testified that he
believed Griffin was evading answering his questions.
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Derrick Blanche testified that he met with Griffin in the
hospital after Griffin was shot. Griffin (who at trial did not recall
talking to Blanche) was unable to identify who shot him. Blanche
denied telling Officer Deplitch that Griffin had identified
defendants. Officer Deplitch testified that Blanche told him that
Griffin did identify defendants as his assailants.2
Griffin's cousin Dupree was a witness to the shooting. He
testified that he was walking on the street with Griffin when his
cousin saw something and “panicked.” They ran and hid behind a
building waiting for, in Griffin's words, “somebody to go by.”
Straughter further testified that he and Griffin had resumed walking
when they “heard gunfire” and Griffin was on the ground
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Officer Sullivan testified that Griffin did make such a statement,
although the vehicle was identified as an Oldsmobile.
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Actually, Blanche did not use defendants' real names, but their “street”
names-“Dal” for defendant Daniels and “Jam” for defendant Gordon. These
names were used by others throughout the trial.
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screaming for help.
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Straughter further testified that after the shooting, Officer
Blazer of the Pittsburg police “threw me straight in the back of a
police car, and I sat there for a long time.”3 Straughter
acknowledged that he told an officer that, before the shooting,
Griffin had pointed to a number of persons and said “he had
problems with” them. The persons then got into a white car, but by
then Straughter and Griffin were behind the building. Straughter
did not see the white car again. Straughter did not identify the
occupants beyond saying that they were from the “El Pueblo” area
of Pittsburg. Straughter testified that he was not trying to be
uncooperative, but that he was in shock.
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Paul Fordyce and Steven Kaiser testified about a shooting
incident they observed on January 12, 2005. They were stopped in
separate cars at a stop light on Somersville Road in Pittsburg, when
they saw Daniels emerge from a white two-door American-made
vehicle waiting for the light. Both testified that they observed
Daniels walk over to a brown-colored vehicle, produce a gun, and
fire five to six shots, disintegrating the rear window. When the
brown car drove away, Daniels ran back to the white car, which
quickly left the scene.
The white vehicle was possibly Martinez's stolen two-door
Buick. Fordyce testified that the white car he saw was an
Oldsmobile, while Kaiser remembered it as “either a Buick or an
Olds.” Fordyce testified that Daniels was wearing a camouflage
jacket and a black wool knit cap. Kaiser recalled the cap as a
dark-colored “ski cap,” and the coat as merely “bulky” and
unzipped.
Although both Fordyce and Kaiser made positive
identifications of Daniels at trial, this differed from how they
behaved immediately after the shooting. Kaiser was willing to look
at a photo lineup, and identified Daniels. But Fordyce would not,
because he did not want to get involved.
A number of shell casings recovered at the scene were
subjected to ballistic analysis and determined to have been fired
from the same .40 Smith and Wesson pistol used in the McClelland
shooting. From photographs of Gordon holding a Sig/Sauer pistol
and a Smith and Wesson revolver, an expert testified that either of
these weapons could have fired the .40 cartridges. Hardy gave to
police a box of Smith & Wesson .40 calibre ammunition at the
scene left at her apartment by defendants. The box had blood on it.
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Daniels was arrested on January 29, 2005 after the car he
was in was stopped for speeding. A black knitted cap was found in
the car.
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Officer Blazer described Straughter immediately after the shooting as
being “very evasive with any forthcoming information.”
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Tiffany Hart testified that she was friendly with Gordon and
Daniels. She had seen Daniels and Gordon carrying guns, but not
during January 2005.
Hart was interviewed by Officer Deplitch on January 25 and
February 15, 2005, and her version at trial was that she did not tell
Deplitch that: (1) she saw Daniels, Gordon, or an individual named
Alvin Harvey on January 12; (2) Daniels and Gordon were in
possession of handguns on that date; or (3) Daniels and Gordon
carried guns on a daily basis. With little warning, Hart blurted out
that everything she had told Deplitch was untrue.4
With the aim of introducing everything Hart had said to
Deplitch, the prosecutor then marched through a series of “When
you told Detective Deplitch that ..., that was a lie?” questions. Hart
admitted that she still wrote letters to Gordon and visited him in
jail.5 Hart further testified that she told Deplitch nothing at the
February 15 interview about the Griffin shooting or the events of
January 12. Hart concluded her direct examination by testifying
that there was no way she would have voluntarily come to court.
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On cross-examination, Hart testified that she was told by
Deplitch that if she testified “he would help me with a case ... that I
have” (possibly a reference to a pending prostitution charge).
However, she admitted that it was she who approached Deplitch; he
did not come to her. Hart further testified that many of the things
she had said to Deplitch were motivated by anger at Gordon, whom
she nevertheless loved.
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Officer Deplitch then took the stand and authenticated the
videotape made of his January 25 interview with Hart. The tape
was played for the jury and later admitted in evidence. On the tape,
Hart told Deplitch that McClelland had told her that he was shot by
Daniels and Gordon. When Hart asked Gordon if this was true,
Gordon admitted that it was, that he and Daniels shot McClelland
because he was believed responsible for getting Daniels shot in
Richmond. As for the shooting of Griffin, Hart told Deplitch that
on January 12, she, Daniels, Gordon, and Harvey were riding in a
white sedan (variously described by Hart as a Buick or an
Oldsmobile), with Daniels wearing a black knit cap. Daniels and
Gordon saw two men (presumably Griffin and Straughter) walking
on the street, and Daniels and Gordon resolved to shoot Griffin.
Apparently, it was the noise of Daniels accidentally dropping his
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This admission came after Hart suddenly announced that she would
answer no more questions. The court ordered her to answer questions and
allowed the prosecutor to treat her as a hostile witness. Hart then resumed
answering questions, for a while, and then again announced “I am not answering
shit.”
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The parties stipulated that in the several months prior to trial Hart had
written letters to Gordon in which she had called herself Gordon's “wife.”
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gun on the street that caught Griffin's attention and caused him to
run. Daniels and Gordon returned to the vehicle and began driving
around, looking for Griffin, with Daniels and Gordon both saying
“We gonna get them.” When they spotted Griffin, Gordon drove
the car at him. Gordon told Daniels “Shoot him.” After Daniels
shot Griffin in the back, Daniels and Gordon laughed about the
shooting as they drove away.
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Daniels did not testify or present any evidence.
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The sole witness called by Gordon was Pittsburg Police
Officer Ligouri who testified that she was one of the officers who
investigated the Griffin shooting. Officer Ligouri testified that she
spoke to a witness named Amber Wheeler, who told her that three
black men in a white Buick were responsible for the shooting.
Wheeler heard only a single shot. According to Officer Ligouri,
Wheeler recounted that she asked Straughter who shot Griffin, and
Straughter replied he did not know.
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People v. Daniels, No. A113184, 2009 WL 568918 at *1-5 (Cal. Ct. App. March
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06, 2009) (footnotes in original but renumbered).
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DISCUSSION
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A.
Standard of Review
This court may entertain a petition for a writ of habeas corpus “in behalf
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of a person in custody pursuant to the judgment of a State court only on the
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ground that he is in custody in violation of the Constitution or laws or treaties of
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the United States.” 28 U.S.C. § 2254(a).
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The writ may not be granted with respect to any claim that was
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adjudicated on the merits in state court unless the state court’s adjudication of the
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claim: “(1) resulted in a decision that was contrary to, or involved an
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unreasonable application of, clearly established Federal law, as determined by the
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Supreme Court of the United States; or (2) resulted in a decision that was based
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on an unreasonable determination of the facts in light of the evidence presented
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in the State court proceeding.” Id. § 2254(d).
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“Under the ‘contrary to’ clause, a federal habeas court may grant the writ
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if the state court arrives at a conclusion opposite to that reached by [the Supreme]
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Court on a question of law or if the state court decides a case differently than [the
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Supreme] Court has on a set of materially indistinguishable facts.” Williams v.
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Taylor, 529 U.S. 362, 412-13 (2000). “Under the ‘reasonable application’ clause,
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a federal habeas court may grant the writ if the state court identifies the correct
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governing legal principle from [the Supreme] Court’s decisions but unreasonably
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applies that principle to the facts of the prisoner’s case.” Id. at 413.
“[A] federal habeas court may not issue the writ simply because that court
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concludes in its independent judgment that the relevant state-court decision
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applied clearly established federal law erroneously or incorrectly. Rather, that
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application must also be unreasonable.” Id. at 411. “[A] federal habeas court
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making the ‘unreasonable application’ inquiry should ask whether the state
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court’s application of clearly established federal law was objectively
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unreasonable.” Id. at 409.
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The only definitive source of clearly established federal law under 28
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U.S.C. § 2254(d) is in the holdings (as opposed to the dicta) of the Supreme
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Court as of the time of the state court decision. Id. at 412; Clark v. Murphy, 331
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F.3d 1062, 1069 (9th Cir. 2003). While circuit law may be “persuasive
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authority” for purposes of determining whether a state court decision is an
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unreasonable application of Supreme Court precedent, only the Supreme Court’s
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holdings are binding on the state courts, and only those holdings need be
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“reasonably” applied. Id.
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B.
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Claims & Analysis
Petitioner claims that: (1) his rights were violated in relation to admission
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of hearsay evidence of a statement by his co-defendant, Daniels, that implicated
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him; (2) because petitioner’s two juvenile adjudications involved proceedings in
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which a jury trial was not available, the sentencing court violated his Sixth
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Amendment rights when it treated them as “strikes” that increased his sentence;
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(3) the prosecutor committed misconduct in closing argument, and counsel was
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ineffective in failing to object; (4) counsel was ineffective in failing to object to
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certain hearsay testimony regarding the shooting of victim Irving Griffin; and
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(5) the cumulative effect of the above errors was that he was denied a fair trial.
Bruton Claim
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In the form petition that Gordon filed in this Court, petitioner’s first issue
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is a contention that his Sixth Amendment right to confront a witness against him
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– in this case, his co-defendant Daniels – was violated when the trial court
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admitted hearsay evidence of a statement by Daniels that implicated him. In
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support of this proposition he cites Bruton v. United States, 391 U.S. 123, 126,
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135-36 (1968). He does not mention ineffective assistance in regard to this claim
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in the petition itself, but attached to the petition is a copy of his petition for
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review in the California Supreme Court, in which his counsel both raised the
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merits of the Bruton claim and contended that trial counsel’s failure to object to
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the alleged Bruton error constituted ineffective assistance. Because petitioner is
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pro se, the Court will treat both claims as having been raised here.
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Petitioner presented these claims in his direct appeal. The California
Court of Appeal had this to say about them.
Gordon first contends that he was the victim of ArandaBruton error when the jury heard hearsay testimony from Hardy
about a statement made by defendant Daniels concerning the
attempted murder of Griffin.
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The legal principle commonly abbreviated as Aranda-Bruton
is based on a criminal defendant's rights of confrontation and
cross-examination. Our Supreme Court explained the matrix of the
principle:
“A recurring problem in the application of the right of
confrontation concerns an out-of-court confession of one defendant
that incriminates not only that defendant but another defendant
jointly charged. Generally, the confession will be admissible in
evidence against the defendant who made it (the declarant). (See
Evid.Code, § 1220 [hearsay exception for party admissions].) But,
unless the declarant submits to cross-examination by the other
defendant (the nondeclarant), admission of the confession against
the nondeclarant is generally barred both by the hearsay rule
(Evid.Code, § 1200) and by the confrontation clause (U.S. Const.,
6th Amend.). If the two defendants are tried together, the court may
instruct the jury to consider the confession in determining the guilt
only of the declarant, but it may be psychologically impossible for
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jurors to put the confession out of their minds when determining
the guilt of the nondeclarant. The United States Supreme Court has
held that, because jurors cannot be expected to ignore one
defendant's confession that is ‘powerfully incriminating’ as to a
second defendant when determining the latter's guilt, admission of
such a confession at a joint trial generally violates the confrontation
rights of the nondeclarant. (Bruton v. United States [, supra,] 391
U.S. 123, 126-127.) Earlier, this court had reached a similar
conclusion on nonconstitutional grounds. (People v. Aranda (1965)
63 Cal.2d 518, 528-530.)” (People v.. Fletcher (1996) 13 Cal.4th
451, 455, fn. omitted.)6
Gordon's Aranda-Bruton issue arose in the following
circumstances:
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On direct examination, the prosecutor, Ms. Knox, asked
Hardy:
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“Q. Ms. Hardy, did either Dal [Daniels] or Jam [Gordon]
talk to you about a shooting on Davi Street?
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“A. Darryl did.
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“Q. And when he talked to you about that shooting, did that
conversation take place the day after the shooting?
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“A. Yeah.
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“Q. Okay. Where did you talk to him about that?
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“A. Outside ... [¶] ... [¶] In the parking lot ... [¶] ... [¶][of]
Woods Manor.
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“Q. And what did Darryl tell you about the shooting that
happened on Davi Street?
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“A. Him, Alvin, Tiffany and Jam“MR. SIINO [counsel for Daniels]: Objection, hearsay.
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“THE COURT: Ms. Knox.
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“MS. KNOX: Your Honor, it's [a] statement made by a
co-conspirator during the pendency of that conspiracy admitting to
the crime.
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“THE COURT: Okay. Anything further, Mr. Siino?
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“MR. SIINO: No conspiracy charge, Your Honor.
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The court made it clear that it was using the term “confessions” to
extend also to partial admissions of guilt. (People v. Fletcher, supra, 13 Cal.4th
451, 455, fn. 1.)
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“THE COURT: I understand. [¶] The objection is overruled,
the charge is not required.
“BY MS. KNOX:
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“Q. What did Darryl tell you about the shooting that
happened on Davi Street?
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“A. Him, Jam, Tiffany-Alvin shot some dude over on Davi.
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“[¶] ... [¶] Q. And when the shooting happened were the four
of them on foot or were they in some sort of vehicle?
“A. A white Buick.”
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“[¶] ... [¶] Q. Okay. And did Dal tell you why he shot Irving
Griffin?
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“A. No.
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“Q. Do you recall talking to Detective12
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“MR. SIINO: Objection, move to strike. Presumes-calls for
a conclusion and fact not in evidence.
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“THE COURT: What does?
“MR. SIINO: Why he shot someone. There is no evidence as
to who-anybody shooting anybody.
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“[¶] ... [¶] THE COURT: I may have got it wrong, so if you
want to-
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“BY MS. KNOX:
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“Q. Okay. Did Darryl tell you who shot the guy on Davi
Street?
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“A. He did.
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“Q. Darryl shot the guy on Davi Street, And he was with22
“A. Jam23
“Q. Jam24
“A. Tiffany and Alvin.
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“Q. Okay. Did Darryl tell you why he shot that guy?
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“A. No.
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“[¶] ... [¶] Q. Do you recall telling Detective Deplitch that
Darryl told you that they shot the guy on Davi Street ... because that
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guy had, quote, unquote, been in Darryl's business?
“A. Yeah.
“Q. Okay. And do you also ... recall Darryl telling you
anything that had happened involving this victim before that
shooting?
“A. No.
“Q. Do you recall telling Detective Deplitch that Darryl had
told you that he and Jam had shot that same guy-
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“A. Oh, before8
“Q. -in the9
“A. -yeah.
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“[¶] ... [¶] Q. Okay. So Darryl did tell you that he had shot
the same guy-
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“A. Yeah, before.
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“[¶] ... [¶] Q. Did Darryl tell you that the guy they shot on
Davi Street hadn't learned the first time so they had to shoot him
again?
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“MR. KELLY [counsel for Gordon]: Objection, leading.
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“[¶] ... [¶] THE COURT: Overruled, I'll permit it.
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“THE WITNESS: Yeah.”
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Gordon necessarily concedes he did not make the specific
and contemporaneous objection required by Evidence Code section
353, subdivision (a) to preserve the issue of the allegedly erroneous
admission of evidence for review, as the “leading” objection by
Gordon's counsel cannot be read to advise the trial court of an
Aranda-Bruton problem. Gordon nevertheless argues that “Given
the court's ruling on Daniels's objection, an additional objection
from Gordon was unnecessary.” He asserts that “Daniels timely
objected to the evidence at issue under the hearsay rule,” at which
point “the duty of affirmative action shifted to the prosecution.”
Not so. Gordon cannot now associate himself for the first time with
Daniels's objection (e.g., People v. Sanders (1990) 51 Cal.3d 471,
508; People v. Brown (1980) 110 Cal.App.3d 24, 35), especially as
there is specific precedent from our Supreme Court that an ArandaBruton objection is not preserved for review unless precisely
articulated to the trial court. (E.g., People v. Hill (1992) 3 Cal.4th
959, 994-995; People v. Mitcham (1992) 1 Cal.4th 1027, 1044;
People v. McGautha (1969) 70 Cal.2d 770, 785 .)
Gordon then argues, relying upon People v. Partida (2005)
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37 Cal.4th 428, that his objection was sufficient to preserve his
Aranda-Bruton claim for review. In Partida, the trial court admitted
evidence of the defendant's gang involvement over his objection
that the evidence was more prejudicial than probative. On appeal,
the defendant argued for the first time that the trial court's
overruling of his Evidence Code section 352 objection violated his
federal due process rights. The Supreme Court held that the
objection was not sufficient to include the new due process
argument: “On appeal, defendant may argue that the court erred in
its ruling. But he may not argue that the court should have excluded
the evidence for a reason different from his trial objection. If he had
believed at trial, for example, that the trial court should engage in
some sort of due process analysis that was different from the
Evidence Code section 352 analysis, he could have, and should
have, made this clear as part of his trial objection. He did not do so.
Accordingly, he may not argue on appeal that due process required
exclusion of the evidence for reasons other than those articulated in
his Evidence Code section 352 argument.” (Id. at p. 435.)
2
3
4
5
6
7
8
9
10
We do not understand how Partida favors Gordon. On the
contrary, to invoke it seems to underscore the applicability of the
traditional waiver analysis. The only objection made by Daniels
was that the testimony the prosecutor was seeking to elicit was
“hearsay.” The hearsay rule, and its myriad of exceptions, is not
shorthand for an Aranda-Bruton objection. To cite only the most
obvious difference, Aranda-Bruton only applies in the far less
common setting of a trial involving more than one criminal
defendant, one of whom has made a statement that incriminates not
only himself or herself, but also incriminates a codefendant.
Another significant difference is that the judicial responses are very
dissimilar. With a hearsay objection, the evidence either is admitted
or it is excluded. But with Aranda-Bruton, the evidence may be
admissible only if the trial court can alter the evidence by redacting
its constitutionally objectionable parts, or, if that is not possible, by
ordering separate trials. (See People v. Aranda, supra, 63 Cal.2d
518, 530-531.) A simple hearsay objection would hardly alert a trial
court that these consequences might loom. In the language of
Partida, such an objection would clearly require an analysis very
different from that resolving an Aranda-Bruton objection. (People
v. Partida, supra, 37 Cal.4th 428, 435.)
11
12
13
14
15
16
17
18
19
20
21
In light of the foregoing, we conclude there is no basis for
relaxing the requirement that a specific and contemporaneous
objection at trial is required to preserve for review a claim that
evidence was erroneously admitted. Because Gordon did not make
anything that can reasonably be interpreted as an Aranda-Bruton
objection, he cannot make a direct attack on a ruling the trial court
was not asked to make. (E.g., People v. Rowland (1992) 4 Cal.4th
238, 259; People v. Lilienthal (1978) 22 Cal.3d 891, 896.)
22
23
24
25
26
People v. Daniels, 2009 WL 568918 at *12-14 (footnote in original but
27
renumbered).
28
///
13
1
The California Court of Appeal held that petitioner’s Aranda-Bruton claim
2
was not preserved for appeal because counsel did not make a contemporaneous
3
objection on that ground. The Ninth Circuit has recognized and applied the
4
California contemporaneous objection rule in affirming denial of a federal
5
petition on grounds of procedural default. See Inthavong v. Lamarque, 420 F.3d
6
1055, 1058 (9th Cir. 2005); Paulino v. Castro, 371 F.3d 1083, 1092-93 (9th Cir.
7
2004); Vansickel v. White, 166 F.3d 953, 957-58 (9th Cir. 1999). And petitioner
8
has made no attempt to avoid the effect of the rule by showing cause and
9
prejudice. Thus, to whatever extent petitioner may have intended to raise here
10
11
12
the merits of the Aranda-Bruton claim, that claim is barred.
As noted above, however, the Court also will consider whether counsel
was ineffective in failing to object on Aranda-Bruton grounds.
13
In ruling on this claim, the California Court of Appeal said:
14
Anticipating that we would reach this conclusion, Gordon
reframes the issue as one of his trial counsel's incompetence for not
making a sufficient objection that would have preserved the
Aranda-Bruton issue for appeal. This is allowed. (See People v.
Coffman and Marlow (2004) 34 Cal.4th 1, 82.)
15
16
17
18
19
20
21
22
23
24
25
26
“ ‘In order to establish a claim of ineffective assistance of
counsel, defendant bears the burden of demonstrating, first, that
counsel's performance was deficient because it “fell below an
objective standard of reasonableness [¶] ... under prevailing
professional norms.” [Citations.] Unless a defendant establishes the
contrary, we shall presume that “counsel's performance fell within
the wide range of professional competence and that counsel's
actions and inactions can be explained as a matter of sound trial
strategy.” [Citation.] If the record “sheds no light on why counsel
acted or failed to act in the manner challenged,” an appellate claim
of ineffective assistance of counsel must be rejected “unless
counsel was asked for an explanation and failed to provide one, or
unless there simply could be no satisfactory explanation.”
[Citations.] If a defendant meets the burden of establishing that
counsel's performance was deficient, he or she also must show that
counsel's deficiencies resulted in prejudice, that is, a “reasonable
probability that, but for counsel's unprofessional errors, the result of
the proceeding would have been different.” [Citation.]’ “ (People v.
Lopez (2008) 42 Cal.4th 960, 966 (Lopez); accord, People v.
Salcido (2008) 44 Cal.4th 93, 152.)
27
28
The statements made by Daniels clearly qualify as
admissions, and are thus admissible against him. (Evid. Code, §
14
1
2
3
4
1220; People v. Lewis, supra, 43 Cal.4th 415, 497; People v.
Horning, supra, 34 Cal.4th 871, 898, fn. 5.) However, because
certain of the statements incriminate Gordon, they would not be
admissible against him under Aranda-Bruton. We therefore
presume that reasonably competent counsel would have raised an
Aranda-Bruton objection and sought to have Daniels's statements
redacted to delete reference to Gordon.7 Nevertheless, we conclude
that omission was not prejudicial.
5
6
7
8
9
10
11
12
13
The clear import of the statement had Daniels confessing
that he shot Griffin because Griffin had interfered “in Darryl's
business.” Gordon was present, but he was not identified as taking
an active role. On the other hand, this incident is stated to be the
second attempt on Griffin, and Gordon is tied to that shooting as
well. But the few, often elliptical references to Gordon pale in
comparison to the impact of Tiffany Hart's recorded interview with
Office Deplitch, where Hart-who was an eyewitness-described in
detail Gordon's part in the Griffin shooting. In addition, the
testimony of Officer Deplitch had Griffin himself fingering Gordon
as one of his attackers. We believe that this evidence would have
much greater heft with the jury. Thus, deducting the scattered
references to Gordon in this part of Hardy's testimony still leaves
ample evidence of guilt. Accordingly, we conclude that Gordon has
not shown that this omission was prejudicial, that is, that there is a
reasonable probability of a more favorable result. (Lopez, supra, 42
Cal.4th 960, 966.)
14
People v. Daniels, 2009 WL 568918 at *15 (footnote in original but renumbered).
15
The Sixth Amendment to the United States Constitution guarantees a
16
defendant the right to effective assistance of counsel in a criminal prosecution.
17
McMann v. Richardson, 397 U.S. 759, 771, n.14 (1970). In the landmark case of
18
19
20
21
22
23
24
25
26
27
28
7
Citing Crawford v. Washington (2004) 541 U.S. 36, the Attorney
General argues that there was no confrontation problem because Daniels's
statements were not testimonial. Our Supreme Court appears to have rejected this
argument:
“Codefendant Clark's statement to police was redacted to
delete any reference to another person. Defendant contends that
admission of the statement was erroneous under Crawford v.
Washington.... [¶] ... [¶] [T]he claim lacks merit. Crawford
addressed the introduction of testimonial hearsay statements against
a defendant. Clark's redacted statement contained no evidence
against defendant. [Citation.] Thus, it cannot implicate the
confrontation clause. [Citations.] The same redaction that ‘prevents
Bruton error also serves to prevent Crawford error .’ [Citation.]”
(People v. Stevens (2007) 41 Cal.4th 182, 198-199.)
15
1
Strickland v. Washington, 466 U.S. 668 (1984), the United States Supreme Court
2
set forth the standard, a two-pronged test, for evaluating claims for ineffective
3
assistance of counsel. First, petitioner must establish that counsel's performance
4
was deficient. Id. at 687–88. Here, the California Court of Appeal assumed for
5
the sake of decision that counsel’s performance was deficient and resolved the
6
issue on the second, prejudice, prong. This Court will do the same. See id at 697
7
(court need not determine whether counsel's performance was deficient before
8
examining the prejudice suffered by the defendant as the result of the alleged
9
deficiencies); Williams v. Calderon, 52 F.3d 1465, 1470 & n.3 (9th Cir. 1995)
10
(applauding district court's refusal to consider whether counsel's conduct was
11
deficient after determining that petitioner could not establish prejudice).
12
Strickland’s second prong requires a showing "that counsel's errors were
13
so serious as to deprive [petitioner] of a fair trial, a trial whose result is reliable."
14
Strickland, 466 U.S. at 687. To establish prejudice under Strickland, petitioner
15
"must show that there is a reasonable probability that, but for counsel's
16
unprofessional errors, the result of the proceeding would have been different. A
17
reasonable probability is a probability sufficient to undermine confidence in the
18
outcome." Id. at 694-95. Because § 2254(d)(1) applies here, the question for the
19
Court is whether the Court of Appeal’s conclusion that petitioner was not
20
prejudiced by counsel’s failure to object was “reasonable.” See 28 U.S.C. §
21
2254(d)(1); Cullen v. Pinholster, 131 S. Ct. 1388, 1410 (2011) (applying
22
“unreasonable application” standard to state court’s analysis of prejudice prong
23
of Strickland).
24
The Supreme Court has said that a state court decision is “reasonable” as
25
that word is used in § 2254(d)(1) when “‘'fairminded jurists could disagree' on
26
the correctness of the state court's decision." Harrington v. Richter, 131 S. Ct.
27
770, 786 (2011) (quoting Yarborough v. Alvarado, 541 U.S. 652, 664 (2004));
28
see also id. at 786-87 (petitioner must show the state court's decision "was so
16
1
lacking in justification that there was an error well understood and comprehended
2
in existing law beyond any possibility for fairminded disagreement."). The court
3
"must determine what arguments or theories supported or . . . could have
4
supported, the state court's decision; and then it must ask whether it is possible
5
fairminded jurists could disagree that those arguments or theories are inconsistent
6
with the holding in a prior decision of [the Supreme] Court." Id. at 786; see, e.g.
7
id. at 788-92 (rejecting 9th Circuit's hypothesized determination that there was no
8
downside risk for counsel to investigate blood evidence and explaining various
9
reasons that the state court could have relied on to conclude otherwise in state
10
court's unexplained denial of the claim). The unreasonableness test is not a test
11
of the reviewing court's "confidence in the result it would reach under de novo
12
review." Id. at 786 (9th Circuit erred in finding state court's rejection of
13
Strickland claim unreasonable based on its confidence that the claim had merit).
14
"[A] strong case for relief does not mean the state court's contrary conclusion was
15
unreasonable." Id.
16
Here, the legal basis for the state court’s decision was the second prong of
17
Strickland, the case that the court correctly identified as controlling whether
18
counsel was constitutionally ineffective. As to whether reasonable jurists could
19
at least disagree whether the state court’s application of that prong was correct,
20
the state court explained that there was not a reasonable probability of a different
21
result had counsel made an Aranda-Bruton objection and succeeded in obtaining
22
a redaction of the statement, because (1) the hearsay statement referred only
23
passingly to petitioner, (2) Tiffany Hart’s statement was much more compelling,
24
and (3) there was evidence that the victim had identified petitioner as involved in
25
the shooting. People v. Daniels, 2009 WL 568918 at *15. Certainly reasonable
26
jurists could find this rationale persuasive. This claim is without merit.
27
///
28
///
17
1
2.
Juvenile Adjudications
2
Petitioner contends in the petition itself that the sentencing court’s use of
3
his two prior juvenile convictions as “strikes” violated his Sixth Amendment
4
right to a jury trial, because the juvenile convictions were obtained in a
5
proceeding where there is no right to a jury trial. The petition for review attached
6
to the petition presents the Sixth Amendment issue, and also contains a claim that
7
the evidence was not sufficient to support the sentencing court’s conclusion that
8
he had suffered two strike convictions. Because petitioner is pro se, the Court
9
will consider both issues.
10
In Apprendi v. New Jersey, 530 U.S. 466, 488-90 (2000), the Supreme
11
Court held that the Sixth Amendment requires that "[o]ther than the fact of a prior
12
conviction, any fact that increases the penalty for a crime beyond the prescribed
13
statutory maximum must be submitted to a jury, and proved beyond a reasonable
14
doubt." Id. at 490. Petitioner argues that his juvenile convictions do not come
15
within Apprendi’s exception for prior convictions.
16
Petitioner’s Apprendi claim is easily disposed of. The court of appeal held
17
that under California law a qualifying strike must be pleaded and proved beyond
18
a reasonable doubt, thus meeting the Apprendi requirements. People v. Daniels,
19
2009 WL 568918 at *23. That holding as to California law is binding on this
20
Court. See Bradshaw v. Richey, 546 U.S. 74, 76 (2005) (state court’s
21
interpretation of state law, including one announced on direct appeal of the
22
challenged conviction, binds a federal court sitting in habeas corpus). Thus, as
23
the court of appeals recognized, the prior conviction exception of the Apprendi
24
rule is irrelevant, and so is the case petitioner primarily relies upon, United States
25
v. Tighe, 266 F.3d 1187 (9th Cir. 2001), which involved the prior conviction
26
exception.8 See id. at 1194-95; People v. Daniels, 2009 WL 568918 at *23.
27
28
8
To whatever extent petitioner may be trying to contend that it is
unconstitutional to enhance a sentence for a prior conviction as to which a jury
18
Petitioner contends in the petition for review by the California Supreme
1
2
Court attached to the federal petition that there was insufficient evidence to
3
support the sentencing court’s conclusion that he had suffered two prior juvenile
4
offenses. He does not dispute that he did in fact suffer them. The evidence of the
5
prior convictions was two charging documents on each of which was inscribed
6
the word “nolo.” People v. Daniels, 2009 WL 568918 at *22. The California
7
Court of Appeal held that “this is enough, but only barely.” Id. at 21. Even if
8
this Court were inclined to say that this amount of evidence is insufficient to
9
cross the “barely enough” line, that would not suffice to allow petitioner relief; as
10
discussed above, to overcome the deference allowed to the state court opinion by
11
§ 2254(d)(1), petitioner must show that the state court’s rejection of this claim
12
was “unreasonable.” That he has not done. Habeas relief cannot be granted on
13
this claim.
14
3.
15
Petitioner contends that the prosecutor committed misconduct in closing
Prosecutorial Misconduct and Ineffective Assistance of Counsel
16
argument by arguing facts not in evidence, and that his counsel was ineffective in
17
not objecting to some of the statements. The statements that purportedly were
18
not supported by the evidence listed by petitioner in his petition for review are
19
(1) a reference to witness Hardy receiving threats during the prosecution of the
20
case; (2) references to Hardy’s friend Mary witnessing threats, and Mary walking
21
her home once because of Hardy’s fear; and (3) a statement by witness Williams
22
about a photo array. Petitioner contends that counsel was ineffective in not
23
objecting to statements (1) and (3).
24
///
25
///
26
27
28
trial was not available, independently of the Apprendi line of cases, that
contention cannot be grounds for relief because there is no clearly established
Supreme Court authority on the point.
19
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
a.
References to Hardy’s Friend Mary
The California Court of Appeal discussed the claims involving the threats
against Hardy:
[One of Gordon’s claims] involves one of the not-so implicit
threats to keep Hardy from telling what she knew. Hardy testified
that she as at the home of a friend named Mary. Daniels was
present. According to Hardy, “Five minutes later Jam [Gordon]
called on the phone and it was like we know you been talking to the
police ... if we find out you have been talking to the police we
going to kill you, I'm killing mommas, I'm killing daddies, I'm
killing kids, it don't matter. I'm killing everybody.” Asked by the
prosecutor “Did Darryl Daniels have anything to say during or after
this conversation in reference to you talking to police?” Hardy
answered, “He just laid a gun on his lap.”
In closing argument the prosecutor stated that Hardy
“testified to you that on at least one occasion she was threatened at
her friend Mary's home. Mary witnessed the threats, and Mary
walked her home to her father's house.” Gordon's counsel objected:
“not only is it patently untrue, but ... it's outside the evidence.” The
trial court in effect overruled the objection, stating “I don't recall
the testimony about Mary, but it may be. [¶] It's up to the jury to
decide whether ... that comment is supported by the evidence. So
the jury will decide whether that has been proven or not.”
People v. Daniels, 2009 WL 568918 at *19.
That is, Hardy’s testimony supported the prosecutor’s contention that
17
petitioner threatened her in one phone call, but not the contention that Mary, who
18
did not testify, witnessed the threats or that she walked Hardy home. The court
19
of appeal dealt with this claim thus:
20
21
22
23
24
25
26
27
[A] careful reading of Hardy's transcript shows that the trial
court's ruling was sensible on the major point. Although Hardy did
not expressly testify that Mary was aware of a threat explicit in
Gordon's call and implicit in Daniels's gesture, it is not an
unreasonable inference. It was, after all, Mary's house, and she
presumably was present. If it is inferable that Daniels's gesture was
timed to respond to the content of Gordon's call, it is inferable that
Daniels was aware of the call's content. It would be no less
inferable that Mary had a similar awareness.
The crucial-and undisputed-point of the testimony was that
Hardy did in fact receive threats obviously aimed to preserve her
silence. The number of persons beside Hardy who overheard the
threats was tangential, to the point of irrelevance. We conclude
there could be no prejudice in the trial court's overruling Gordon's
objection as to this portion of the prosecutor's argument.
28
20
However, the prosecutor's argument that after witnessing the
threat “Mary walked her home to her father's house” is not
supported by Hardy's testimony. Nevertheless, the point is so
inconsequential that it cannot qualify as prejudicial. (Lopez, supra,
42 Cal. 4th 960, 966; People v. Lanphear, supra, 26 Cal. 3d 814,
828-829.) In addition, counsel could have decided that an objection
might only have drawn the jury's attention to the point most
disadvantageous to Gordon-the undisputed fact of the threat uttered
over the phone, which in turn might remind the jury of other threats
recounted by Hardy. Trial counsel's decision not to object has not
been shown to be outside the realm of reasonable tactical choice.
(E.g., Lopez, supra, 42 Cal. 4th 960, 966; People v. Weaver, supra,
Cal. 4th 876, 925-926.)
1
2
3
4
5
6
7
8
9
Id.
The portion of the paragraph immediately above discussing “[t]rial
10
counsel’s decision not to object” is inexplicable. Counsel did object, saying:
11
“Objection, your Honor, not only is it patently untrue, but, objection, it’s outside
12
the evidence that is – I object. Just not true.” RT 995. That is, this issue is one
13
of pure prosecutorial misconduct, not ineffective assistance of counsel for failure
14
to object to prosecutorial misconduct, as is the case with the other two instances.
15
In any event, the court of appeal was not only reasonable but correct in
16
stating that the number of nontestifying persons who overheard the threat is
17
virtually irrelevant, and so is whether Mary felt the need to walk Hardy home. In
18
addition, the trial court instructed the jurors to rely on their own recollection of
19
the testimony and that arguments of counsel are not evidence, thereby mitigating
20
any ill-effect. RT 996. The brief comments in closing that were not supported
21
by the evidence were not such as to render the trial “fundamentally unfair.” See
22
Darden v. Wainwright, 477 U.S. 168, 181 (1986) (prosecutorial misconduct rises
23
to the level of a due process violation only if it renders a trial "fundamentally
24
unfair.").
25
b.
Photo Array
26
Petitioner also contends that the prosecutor made a misstatement in
27
closing about a photo array viewed by one of the victims, Audie Williams. The
28
court of appeals had this to say about the claim:
21
1
The second object of Gordon's attack is the testimony of
robbery victim Audie Williams and what the prosecutor made of it.
2
3
4
5
6
7
8
Williams testified that Officer Deplitch showed him a photo
array in which Gordon's photo was already circled. Officer
Deplitch denied that the line-up he showed to Williams had
Gordon's photograph already circled, that the circling was done by
Williams when he made the identification and initialed the photo
array. In her closing argument the prosecutor told the jury: “Mr.
Williams testified to you that Detective Deplitch went-he brought
that photo lineup to him, had already circled Charles Gordon's
picture and written the name ‘Jam’ underneath as an attempt to
explain how that photo lineup was conducted. [¶] Well, you can
look at the photo lineup yourselves. It's very clear that there is a
circle around the picture of Charles Gordon and the initials ‘A.W.’
The word ‘Jam’ appears nowhere on that photo lineup.”
9
10
11
12
13
14
15
16
17
18
Gordon argues that “In testifying that Gordon's picture was
pre-circled, Williams in turn questioned Detective Deplitch's
credibility and motivation. The jury had seen-and had in the jury
room ... the photo lineup at issue. And it [confirmed] the
prosecutor's argument: The name ‘Jam’ was not written on
Gordon's picture. The fact that the actual dispute was about the
circling, not the name, was likely lost on the jury at that point.” But
there was no misconduct, merely a divergence in testimony, simply
a credibility contest between Williams and Deplitch. And once the
evidence was in, the absence of the word “Jam” on the lineup was
surely a point the prosecutor was entitled to argue in her closing
argument. (People v. Dennis (1998) 17 Cal.4th 468, 522.) “Defense
counsel's performance cannot be considered deficient if there was
no error to object to.” (People v. Eshelman (1990) 225 Cal. App. 3d
1513, 1520.) An objection would have been pointless, and futile
efforts are not required of trial counsel. (See People v. Anderson
(2001) 25 Cal. 4th 543, 587; accord, People v. Jackson (1989) 49
Cal.3d 1170, 1189; People v. Jones (1979) 96 Cal. App. 3d 820,
827.)
19
20
People v. Daniels, 2009 WL 568918 at *19-20.
21
The prosecutor misstated Williams’ testimony; Williams did not say that
22
the word “Jam” was written on the photo array when the detective brought it to
23
him. RT 714-17. The state conceded as much in its Respondent’s Brief. Resp’t
24
Br. 74. There thus was more than a “divergence in testimony,” as the court of
25
appeal characterizes it.
26
When she made the misstatement, the prosecutor was attempting to show
27
that Williams’ testimony that petitioner was not the person who robbed him was
28
the product of the threats he had received. She reminded the jury how when
22
1
Williams first saw the photo array he had picked out petitioner, but shortly
2
thereafter told the detective that he had been threatened and would no longer
3
cooperate. RT. 956. She pointed out the threats received by other witnesses,
4
then said:
5
6
7
Does the fact that Mr. Williams received threats to his life
have a ring of truth to it? Mr. Williams testified to you that
Detective Deplitch went – he brought that photo lineup to him, had
already circled Charles Gordon’s picture and written the name
“Jam” underneath as a[n] attempt to explain how that photo lineup
was conducted.
8
9
10
Well, you can look at the photo lineup yourselves. It’s very
clear that there is a circle around the picture of Charles Gordon and
the initials “A.W..” The word “Jam” appears nowhere on that
photo lineup.
12
So, ladies and gentleman, think carefully about whether or
not those threats to his life and his fear to come forward and testify
against Charles Gordon have a ring of truth to them.
13
RT 956-57 (emphasis added).9 The prosecutor then went on to another subject.
14
RT 557.
11
15
To whatever extent petitioner might be attempting to assert a direct
16
prosecutorial misconduct claim, it is barred by counsel’s failure to object and his
17
failure to show any grounds for avoiding the procedural bar. See Inthavong, 420
18
F.3d at 1058.
19
The alternative claim, that counsel was ineffective in failing to object,
20
fares no better. To show ineffective assistance petitioner must establish that
21
counsel’s failure to object was deficient performance and that it was reasonably
22
likely the outcome would have been different had he objected. See Strickland,
23
466 U.S. 687-88. In making the quoted argument, counsel was attempting to
24
show that Williams’ trial testimony – which included his testimony that petitioner
25
was not the man who robbed him – was untrue, the product of the threats he had
26
27
28
9
The part of the argument that is not supported by the evidence is
underlined.
23
1
received. She pointed to the purported inconsistency between his testimony that
2
Detective Deplitch had written “Jam” on the photo array and the fact that there
3
was not such name on the actual exhibit to illustrate that Williams’ testimony in
4
court was not true.
5
But her execution of this argument was confusing; it was not obvious how
6
the purported inconsistency between Williams’ statement that the name was on
7
the photo array and its absence on the exhibit could give “the ring of truth” to the
8
proposition that he had received threats, although it may be that on careful
9
consideration there is some salience to the point. Given that counsel is often
10
reluctant to object in opening and closing for fear of the jury thinking counsel is
11
trying to conceal something, or would resent the interuption; the lack of clarity of
12
the prosecutor’s point; and that there was direct evidence from Detective
13
Deplitch that Williams told him that he had been threatened, defense counsel’s
14
failure to object to this small misstatement of the evidence was not deficient
15
performance. And for the same reason, petitioner could not have been prejudiced
16
by it. Counsel was not ineffective in failing to object.
17
18
c.
Threats Against Hardy During Prosecution of the Case
In closing, the prosecutor said, just before the portion of the argument
19
quoted above: “Rhonda Hardy received repeated threats to her life, all the while
20
that this prosecution has been pending.” RT 956. Petitioner contends in the
21
petition for review attached to his federal petition that the “while this prosecution
22
has been pending” portion of this statement was not supported by the evidence,
23
and that counsel was ineffective in failing to object to it. Because he is pro se,
24
the Court will treat this claim as properly raised.
25
This claim, although raised on direct appeal, was not discussed by either
26
the court of appeal or the California Supreme Court, but that does not prevent this
27
Court from affording the implied rejection of the claim the deference required by
28
§ 2254(d). See Harrington v. Richter, 131 S. Ct. 770, 784-85 (2011) ("When a
24
1
federal claim has been presented to a state court and the state court has denied
2
relief, it may be presumed that the state court adjudicated the claim on the merits
3
in the absence of any indication or state-law procedural principles to the
4
contrary."). To do so the Court undertakes an independent review of the record
5
to determine if the implied rejection of the claim was unreasonable. See
6
Plascencia v. Alameida, 467 F.3d 1190, 1197-98 (9th Cir. 2006).
7
It is undisputed that Hardy testified to receiving threats; the issue is
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whether the facts support the prosecutor’s statement that those threats continued
9
while the “prosecution is pending.” This in turn depends on whether the offer by
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the codefendant’s father of a bribe to remain silent, which was made after
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petitioner and his codefendant had been arrested, could be characterized as a
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“threat.” Hardy testified that the offer scared her, and she promptly went into the
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witness protection program. RT 354. Given the wide leeway to draw inferences
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from the evidence allowed in closing argument, an objection to the prosecutor’s
15
statement would not have been sustained, so counsel was not ineffective in
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failing to make one. And for the same reason, his failure to object could not have
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prejudiced petitioner. This claim is without merit.
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4.
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Petitioner contends that his counsel was ineffective in not objecting to
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Hearsay Evidence as to Count One
certain hearsay evidence. The court of appeal explained the claim:
Gordon's second claim of trial counsel incompetence must
be viewed against two excerpts of testimony elicited by the
prosecutor in direct examination of two of witnesses in her
case-in-chief. The first witness was Blanche, who, it will be
recalled, met with Griffin in the hospital after he was shot, and who
talked with Officer Deplitch. The parts of Blanche's testimony
about which Gordon complains have been italicized:
“Q. And did you tell Detective Deplitch that you had known
both Charles Gordon and Darryl Daniels for about ten years, and
that you commonly referred to them by their street names Dal and
Jam?
“[¶] ... [¶] A. Right....
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“Q. And did Detective Deplitch then ask you why you had
specifically asked if Irving Griffin-if Dal and Jam were the people
that shot him?
“A. I didn't ask him.
“MR. SIINO [counsel for Daniels]: Objection, leading, your
Honor .[¶] Uhmm, may I approach, Your Honor?
“THE COURT: Yes.
“(Discussion at bench, not reported)
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“THE COURT: The last objection is overruled.
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“BY MS. KNOX:
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“Q. Did Detective Deplitch ask you specifically why you
asked Irving Griffin if Dal and Jam had shot him?
“A. I didn't ask him that.
“Q. Okay. And then did you tell Detective Deplitch that
Irving Griffin had told you that for about a month before the
shooting he had been in several arguments with Darryl Daniels?
“A. Yeah.
“[¶] ... [¶] Q. Okay. And did you also tell Detective Deplitch
that your reason for asking if it was Dal and Jam that shot Irving
Griffin was that you had heard on the streets that Darryl Daniels
did not like Irving Griffin?
“A. No.”
The second witness was Officer Deplitch, and the relevant
excerpts are as follows:
“Q. Did you ask Mr. Blanche why he specifically asked
Irving Griffin if Dal and Jam had shot him?
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“A. Yes, I did.
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“Q. And what did Mr. Blanche tell you?
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“A. He said his reasoning for this was based on the prior
month to the shooting Irving Griffin had told him about numerous
altercations that Irving had evidently been in with Darryl Daniels
and Charles Gordon.
“Q. Did Mr. Blanche tell you that there was any other reason
for him asking that question?
“A. Yes, he did.
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1
2
“Q. And what did he tell you?
4
“[¶] ... [¶] A. Because he had heard from subjects who he
associated-associated with or a subject, he would not provide
names, but had been told that they were the [ones] responsible.”
(Italics added.)
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“[¶] ... [¶] BY MR. KELLY (counsel for Gordon):
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“Q. Now, did Derrick tell you that someone had told him
Dal and Jam were the responsibles?
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“A. Yes, because when I specifically [asked] him why he
specifically said the names of Dal and Jam.
“Q. And are you confident that he didn't hear that from
police personnel?
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“A. Yes, I am.
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“Q. Okay. And why are you confident of that?
“A. Because he tends to associate and hang out in the areas
where Mr. Gordon and Mr. Daniels prior to this tended to frequent,
and they knew a lot of the same people.
“Q. So you figured he heard it on the street sometime in the
hours preceding your meeting with him?
“A. He told me that, yes.” (Italics added.)
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People v. Daniels, 2009 WL 568918 at *16-17.
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In rejecting the claim, the court of appeal said:
19
Gordon argues that Blanche's statements were riddled with
hearsay that: (1) Blanche had been in several arguments with
Daniels, (2) Griffin had had “numerous altercations” with Daniels
and Gordon, and (3) people “on the street” were saying that Daniels
and Gordon were “responsible” for Griffin's shooting, and that
those statements that should have drawn objections if his trial
counsel had been competent. We do not agree.
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Gordon's trial counsel subsequently cross-examined Officer
Deplitch about the basis for Blanche's statement that Daniels and
Gordon were the “responsibles” for the Griffin shooting. In doing
so, counsel planted the suggestion that what actual knowledge
Blanche had came from law enforcement,10 a point that merged
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“Q. Now, did Derrick tell you that someone had told him Dal and Jam
were the responsibles? [¶] A. Yes, because when I specifically [asked] him why
he specifically said the names of Dal and Jam. [¶] Q. And are you confident that
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with counsel's suggestion that the prosecution had planted evidence
that tainted the identification of Gordon made by robbery victim
Audie Williams (see discussion post). The Attorney General has,
we think, cogently captured counsel's intent:
“[I]t is readily apparent that counsel for Gordon wanted to
explore this area rather than foreclose it, and thus had a tactical
reason for withholding objection.... [¶] The most damaging portion
of Blanche's statement was already properly before the jury, namely
Blanche's report that Griffin identified Daniels and Gordon as the
assailants. That identification by Griffin was devastating because it
fully confirmed Hart's testimony describing the shooting. [¶]
Defense counsel therefore had a strong incentive to suggest to the
jury that Griffin did not identify Daniels and Gordon based on
actually seeing them at the time of the shooting. Rather, counsel for
Gordon wanted to plant the seed that Griffin merely assumed it was
them based on his prior problems and based on the speculation on
the street that Daniels and Gordon may have done it. By so doing,
counsel was subtly attempting to transform Griffin's identification
from one based on an actual observation into one based on nothing
more than Griffin's speculation flowing from rumors on the street
and prior disputes. This allowed counsel for Gordon to discount
Griffin's identification and focus his attack squarely on Hart as the
only eyewitness, which is precisely what he did in closing.”
“If ‘counsel's omissions resulted from an informed tactical
choice within the range of reasonable competence, the conviction
must be affirmed.’ “(People v. Diaz (1992) 3 Cal. 4th 495, 557,
quoting People v. Pope (1979) 23 Cal. 3d 412, 425.) Moreover, it
must be presumed that counsel's decisions are within the realm of
reasonable tactical choice unless the appellate record proves
otherwise. (E.g., Lopez, supra, 42 Cal. 4th 960, 966; People v..
Weaver (2001) 26 Cal. 4th 876, 925-926; People v. Mendoza Tello
(1997) 15 Cal. 4th 264, 266 and authorities cited.)" “‘It is not
sufficient to allege merely that the attorney's tactics were poor, or
that the case might have been handled more effectively ... Rather,
the defendant must affirmatively show that the omission of defense
counsel involved a critical issue, and that the omissions cannot be
explained on the basis of any knowledgeable choice of tactics.’
[Citations.]” People v. Lanphear (1980) 26 Cal. 3d 814, 828-829.)
Here, the record does show a reason for counsel's omission
that is well within the realm of reasonable tactical choice. In any
event, given the state of the evidence against Gordon on this
charge, we could not find the choice to be prejudicial.
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he didn't hear that from police personnel? [¶] A. Yes, I am. [¶] Q. Okay. And why
... are you confident of that? [¶] A. Because he tends to associate and hang out in
the areas where Mr. Gordon and Mr. Daniels prior to this tended to frequent, and
they knew a lot of the same people. [¶] Q. So you figured he heard it on the street
sometime in the hours preceding your meeting with him? [¶] A. He told me that,
yes.”
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1
People v. Daniels, 2009 WL 568918 at *17-18.
2
A "doubly" deferential judicial review is appropriate in analyzing
3
ineffective assistance of counsel claims under § 2254. See Pinholster, 131 S. Ct.
4
at 1410-11; Harrington v. Richter, 131 S. Ct. 770, 788 (2011) (same); Premo v.
5
Moore, 131 S. Ct. 733, 740 (2011) (same). The general rule of Strickland, i.e., to
6
review a defense counsel’s effectiveness with great deference, gives the state
7
courts greater leeway in reasonably applying that rule, which in turn “translates
8
to a narrower range of decisions that are objectively unreasonable under
9
AEDPA.” Cheney v. Washington, 614 F.3d 987, 995 (9th Cir. 2010) (citing
10
Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)). When § 2254(d) applies,
11
"the question is not whether counsel's actions were reasonable. The question is
12
whether there is any reasonable argument that counsel satisfied Strickland's
13
deferential standard." Harrington, 131 S. Ct. at 788.
As the court of appeal pointed out, the challenged portions of the
14
15
testimony suggested that the witness was speculating about who shot Griffin
16
based on prior beefs, or from word on the street. Allowing this hearsay into
17
evidence without objection thus provided a ground for counsel to argue that.
18
This is a reasonable argument, so habeas relief cannot be granted on this claim.
19
See id.
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5.
Cumulative Effect
21
Petitioner alleges that his above claims, even if they do not amount to
22
constitutional error in themselves, when added together show that the trial as a
23
whole was a violation of due process, i.e., cumulative error. But when there is no
24
constitutional error, there is nothing to accumulate. Mancuso v. Olivarez, 292
25
F.3d 939, 957 (9th Cir. 2002). This claim is without merit.
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///
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///
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///
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1
CONCLUSION
2
For the foregoing reasons, the petition for a writ of habeas corpus is
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DENIED.
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Pursuant to Rule 11 of the Rules Governing Section 2254 Cases, a
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certificate of appealability (COA) under 28 U.S.C. § 2253(c) is DENIED because
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petitioner has not demonstrated that “reasonable jurists would find the district
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court’s assessment of the constitutional claims debatable or wrong.” Slack v.
8
McDaniel, 529 U.S. 473, 484 (2000).
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The clerk shall enter judgment in favor of respondent and close the file.
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SO ORDERED.
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DATED: Jan. 4, 2012
CHARLES R. BREYER
United States District Judge
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G:\PRO-SE\CRB\HC.10\Gordon, C1.denial.wpd
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