Oracle America, Inc. v. Google Inc.

Filing 1125

MOTION for Summary Judgment re Copyright Damages filed by Google Inc.. Responses due by 5/29/2012. Replies due by 6/5/2012. (Attachments: #1 Declaration of David Zimmer, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C, #5 Exhibit D, #6 Exhibit E, #7 Exhibit F)(Van Nest, Robert) (Filed on 5/12/2012)

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Exhibit B 1 2 3 4 MORRISON & FOERSTER LLP MICHAEL A. JACOBS (Bar No. 111664) mjacobs@mofo.com MARC DAVID PETERS (Bar No. 211725) mdpeters@mofo.com 755 Page Mill Road Palo Alto, CA 94304-1018 Telephone: (650) 813-5600 / Facsimile: (650) 494-0792 5 6 7 8 9 10 BOIES, SCHILLER & FLEXNER LLP DAVID BOIES (Admitted Pro Hac Vice) dboies@bsfllp.com 333 Main Street Armonk, NY 10504 Telephone: (914) 749-8200 / Facsimile: (914) 749-8300 STEVEN C. HOLTZMAN (Bar No. 144177) sholtzman@bsfllp.com 1999 Harrison St., Suite 900 Oakland, CA 94612 Telephone: (510) 874-1000 / Facsimile: (510) 874-1460 11 12 13 14 15 16 17 ORACLE CORPORATION DORIAN DALEY (Bar No. 129049) dorian.daley@oracle.com DEBORAH K. MILLER (Bar No. 95527) deborah.miller@oracle.com MATTHEW M. SARBORARIA (Bar No. 211600) matthew.sarboraria@oracle.com 500 Oracle Parkway Redwood City, CA 94065 Telephone: (650) 506-5200 / Facsimile: (650) 506-7114 Attorneys for Plaintiff ORACLE AMERICA, INC. 18 19 UNITED STATES DISTRICT COURT 20 NORTHERN DISTRICT OF CALIFORNIA 21 SAN FRANCISCO DIVISION 22 ORACLE AMERICA, INC. 23 Plaintiff, 24 v. 25 Case No. 3:10-cv-03561-WHA ORACLE AMERICA, INC.’S SUPPLEMENTAL AND AMENDED INITIAL DISCLOSURES Judge: Honorable William H. Alsup GOOGLE, INC. 26 Defendant. 27 28 ORACLE AMERICA, INC.’S SUPPLEMENTAL AND AMENDED INITIAL DISCLOSURES CASE NO. 3:10-cv-03561-WHA pa-1433184 1 Pursuant to Federal Rule of Civil Procedure 26(a)(1) and 26(e), Plaintiff Oracle America, 2 Inc. (“Oracle”) hereby provides these supplemental and amended initial disclosures. Oracle has 3 made a reasonable and good faith effort to make the initial disclosures provided herein, including 4 providing general descriptions of documents, and identifying persons who may have knowledge 5 of pertinent information, relating to the issues in this action. However, Oracle’s investigation of 6 its claims and defenses in this action is ongoing. Other potential witnesses and/or documents may 7 be identified and become significant as discovery proceeds and as the case develops, and 8 therefore, Oracle reserves the right to supplement these disclosures. 9 10 INDIVIDUALS LIKELY TO HAVE DISCOVERABLE INFORMATION THAT ORACLE MAY USE TO SUPPORT ITS CLAIMS OR DEFENSES (FED. R. CIV. P. 26(a)(1)(A)(i)). 11 The persons Oracle believes are likely to have discoverable information that Oracle may 12 I. use to support its claims and defenses are: 13 14 15 16 17 18 Name, Address, Telephone Greg Bollella Contact through counsel for Oracle Roger Calnan Contact through counsel for Oracle Andrew Carr Contact through counsel for Oracle Safra Catz Contact through counsel for Oracle 19 20 21 22 23 24 25 Neal Civjan Former Oracle employee Patrick Curran Contact through counsel for Oracle Bill Daly Contact through counsel for Oracle Don Deutsch Contact through counsel for Oracle Larry Ellison Contact through counsel for Oracle 26 27 28 Gustavo Galimberti Contact through counsel for Oracle Craig Gering Former Oracle employee Subject Java development Java development and distribution Java distribution Oracle’s business; Oracle’s acquisition of Sun; Java business models, business plans, and associated financial data; license discussions between Oracle and Google Java licensing and sales, including negotiations with Google Java standards, JCP, and open Java Oracle financial data Java standards, JCP, and open Java, Java revenues and business History of Oracle; Oracle’s business; Oracle’s acquisition of Sun; Java business models and business plans; license discussions between Oracle and Google Java development, Java licensing, Java distribution and support Java development, licensing, and testing ORACLE AMERICA, INC.’S SUPPLEMENTAL AND AMENDED INITIAL DISCLOSURES CASE NO. 3:10-cv-03561-WHA pa-1433184 1 1 2 3 4 5 6 7 Name, Address, Telephone Ivgen Guner Contact through counsel for Oracle Vineet Gupta Former Oracle employee Steve Harris Contact through counsel for Oracle Jeannette Hung Contact through counsel for Oracle Thomas Kurian Contact through counsel for Oracle 8 9 10 11 12 13 14 15 16 17 18 19 20 21 Jacob Lehrbaum Contact through counsel for Oracle Matthew Mayerson Contact through counsel for Oracle Kerry McGuire Contact through counsel for Oracle John Pampuch Contact through counsel for Oracle Bill Pittore Contact through counsel for Oracle Nandini Ramani Contact through counsel for Oracle Mark Reinhold Contact through counsel for Oracle Hasan Rizvi Contact through counsel for Oracle Susan Roach Contact through counsel for Oracle Bill Shannon Contact through counsel for Oracle 22 23 24 25 26 27 28 Param Singh Contact through counsel for Oracle Guy Steele Contact through counsel for Oracle Brian Sutphin Contact through counsel for Oracle Ken Glueck Contact through counsel for Oracle Michael Pfefferlen Contact through counsel for Oracle Subject Oracle financial data Java sales and licensing, including negotiations with Google Java development, distribution, licensing, business models, and business plans Java development Java development, distribution, licensing, business models, and business plans; license discussions between Oracle and Google Java licensing and copyrights Software distribution Java business and revenues Java VM technology Java VM development Java Development Java development, distribution, licensing, business models, business plans, patent rights and copyrights Java development, distribution, licensing, business models, and business plans; license discussions between Oracle and Google Java development, distribution, licensing, business models, business plans, patent rights and copyrights Java development, distribution, licensing, business models, business plans, patent rights and copyrights Mobile Java development and business plan Java development Java licensing and business, including negotiations with Google, Java business plans License discussions between Oracle and Google; Java business models and business plans Java sales and licensing, including negotiations with Google ORACLE AMERICA, INC.’S SUPPLEMENTAL AND AMENDED INITIAL DISCLOSURES CASE NO. 3:10-cv-03561-WHA pa-1433184 2 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 Name, Address, Telephone Adam Messinger Contact through counsel for Oracle Bhaskar Gorti Contact through counsel for Oracle Jeet Kaul Former Oracle employee Kathleen Knopoff Former Sun employee Leo Cizek Contact through counsel for Oracle Lino Persi Contact through counsel for Oracle Noel Poore Contact through counsel for Oracle Geoffrey Morton Contact through counsel for Oracle Ed Washington Contact through counsel for Oracle Govind Vedantham Contact through counsel for Oracle Martin Lister Former Oracle Employee Nachi Periakaruppan Former Oracle Employee Brian Faye Contract through counsel for Oracle Rajiv Mordani Contact through counsel for Oracle Joe (Huizhe) Wang Contact through counsel for Oracle Lars Bak Google employee Nedim Fresko 121 Lincoln Way San Francisco, CA 94122-2717 Li Gong Mozilla Foundation 650 Castro Street, Suite 300 Mountain View, CA 94041-2072 lgong@mozilla.com James Gosling Google employee Robert Griesemer Google employee Subject Java development, distribution, licensing, business models, and business plans Oracle’s business Java licensing and business Java licensing and business Java licensing and business, including negotiations with Google, Java business plans Java licensing and business Mobile Java development and business plan Java licensing and business Java licensing and business Java licensing and business Java licensing and business Java licensing and business Java licensing and business Java development Java development Inventor of U.S. Patent No. 6,910,205 Inventor of U.S. Patent Nos. 5,966,702 and 7,426,720 Inventor of U.S. Patent Nos. 6,125,447 and 6,192,476 Inventor of U.S. Patent No. RE38,104 Inventor of U.S. Patent No. 6,910,205 28 ORACLE AMERICA, INC.’S SUPPLEMENTAL AND AMENDED INITIAL DISCLOSURES CASE NO. 3:10-cv-03561-WHA pa-1433184 3 1 2 3 4 5 6 7 8 Name, Address, Telephone Richard Tuck 343 Hill Street San Francisco, CA 94114-2916 Frank Yellin Google employee Representatives of Google, including witnesses identified in Google’s initial disclosure and individuals included in Google’s custodial collection Joshua Bloch Google employee 9 10 Dan Bornstein Google employee 11 12 13 14 15 16 Bill Buzbee Google employee Eric Chu Google employee Gregorz Czajkowski Google employee 17 18 19 20 21 Tim Lindholm Google employee Rich Miner Google employee Larry Page Google employee 22 23 24 25 26 Andy Rubin Google employee Subject Inventor of U.S. Patent Nos. 5,966,702 and 6,061,520 Inventor of U.S. Patent No. 6,061,520 Android development, marketing and distribution (including Open Handset Alliance), business plans, infringement, profit models, and revenues Android development, marketing and distribution (including Open Handset Alliance), business plans, infringement, profit models, and revenues Android development, marketing and distribution (including Open Handset Alliance), business plans, infringement, profit models, and revenues Android development, marketing and distribution (including Open Handset Alliance), business plans, infringement, profit models, and revenues Java license negotiations between Google and Sun Android development, marketing and distribution (including Open Handset Alliance), business plans, infringement, profit models, and revenues Java license negotiations between Google and Sun Java license negotiations between Google and Sun Knowledge of Oracle’s Java-related intellectual property; Android development, marketing and distribution (including Open Handset Alliance), business plans, infringement, profit models, and revenues; license discussions between Google and Oracle Android development, marketing and distribution (including Open Handset Alliance), business plans, infringement, profit models, revenues, and license negotiations between Google and Oracle 27 28 ORACLE AMERICA, INC.’S SUPPLEMENTAL AND AMENDED INITIAL DISCLOSURES CASE NO. 3:10-cv-03561-WHA pa-1433184 4 1 2 3 Name, Address, Telephone Eric Schmidt Google employee 4 5 6 7 8 9 10 11 12 13 Representatives of manufacturers and distributors of Android devices Alan Brenner RIM/Blackberry employee Ethan Beard Facebook employee Rich Green Nokia employee Individuals identified by Google in response to Oracle’s interrogatory as having been involved in the development of Android Subject Java development; knowledge of Oracle’s Javarelated intellectual property; Android development, marketing and distribution (including Open Handset Alliance), business plans, infringement, profit models, and revenues; license discussions between Google and Oracle Android distribution, revenues, infringement Java development, distribution, licensing, business models, business plans, patent rights and copyrights Java license negotiations between Google and Sun Java development, distribution, licensing, business models, business plans, patent rights and copyrights Android development 14 15 II. DOCUMENTS (FED. R. CIV. P. 26(a)(1)(A)(ii)). 16 Oracle discloses and describes by category the following documents, electronically-stored 17 information, data compilations and tangible things that are or may be in the possession, custody 18 or control of Oracle that Oracle currently and reasonably believes it may use to support its claims 19 or defenses: 20 1. U.S. Patent No. 6,125,447 and related files. 21 2. U.S. Patent No. 6,192,476 and related files. 22 3. U.S. Patent No. 5,966,702 and related files. 23 4. U.S. Patent No. 7,426,720 and related files. 24 5. U.S. Patent No. RE38,104 and related files. 25 6. U.S. Patent No. 6,910,205 and related files. 26 7. U.S. Patent No. 6,061,520 and related files. 27 8. U.S. Certificate of Copyright Registration for J2SE 1.4, the copyrighted 28 work, and related files. ORACLE AMERICA, INC.’S SUPPLEMENTAL AND AMENDED INITIAL DISCLOSURES CASE NO. 3:10-cv-03561-WHA pa-1433184 5 1 9. 2 3 work, and related files. 10. 4 5 U.S. Certificate of Copyright Registration for J2SE 5.0, the copyrighted U.S. Certificate of Supplemental Copyright Registration for J2SE 5.0 and related files. 11. 6 Documents evidencing the conception, development, reduction to practice, and design of the inventions claimed by the patents at issue. 7 12. Documents relating to the history and development of the Java platform. 8 13. Java releases and related documentation. 9 14. Documents evidencing sales, distribution, deployment, and use of Java 10 products. 11 15. Java-related contracts, licenses, and pricing models. 12 16. Sun and Oracle Java business plans and financial results. 13 17. Documents evidencing Google’s knowledge of the Sun patent portfolio, 14 including documents relating to licensing of the Java IP rights by Google 15 and Google’s participation in the Java Community Process. 16 18. Android releases and related documentation. 17 19. Google marketing, advertising, and press releases, and statements 18 regarding Android, Android devices, Android distribution and deployment, 19 and revenues attributable to Android. 20 20. Public and third-party reports, releases, and statements regarding the 21 distribution and deployment of Android devices, and the impact of Android 22 and Android devices on the use, distribution, and deployment of the Java 23 platform and Java devices. 24 21. Documents relating to each type and category of damages described in 25 Section III below, including license fees, revenue from and profitability of 26 Java and related Oracle businesses, and Oracle’s and Google’s business 27 models for the relevant lines of business. 28 ORACLE AMERICA, INC.’S SUPPLEMENTAL AND AMENDED INITIAL DISCLOSURES CASE NO. 3:10-cv-03561-WHA pa-1433184 6 1 The above documents are maintained primarily at one or more Oracle locations in 2 California (Santa Clara, Redwood Shores, and Menlo Park) and Broomfield, Colorado, depending 3 on the location of the various individuals identified above. Oracle has otherwise produced and is 4 continuing to produce documents that Oracle reasonably believes it may use to support its claims 5 or defenses. 6 III. 7 8 INITIAL DISCLOSURES REGARDING COMPUTATION OF DAMAGES (FED. R. CIV. P. 26(a)(1)(A)(iii)). Oracle provided Google’s counsel with a damages expert report, subject to possible 9 supplementation, and Oracle has otherwise provided information regarding the computation of 10 damages in response to Google’s interrogatories, and Oracle incorporates both by reference into 11 these amended disclosures. As noted previously, Oracle has not completed its calculation for 12 monetary damages as it will require expert evaluation of information in Google’s possession and 13 further supplementation after further productions of documents by Google. Oracle otherwise 14 incorporates by reference its initial disclosures. 15 16 IV. INITIAL DISCLOSURES REGARDING INSURANCE (FED. R. CIV. P. 26(a)(1)(A)(iv)). 17 Oracle is unaware of any insurance agreement under which an insurance business may be 18 liable to satisfy all or part of a judgment in this action or to indemnify or reimburse for payments 19 made to satisfy any judgment. 20 Dated: June 3, 2011 21 DAVID BOIES STEVEN C. HOLTZMAN BOIES, SCHILLER & FLEXNER LLP 22 23 24 By: /s/ STEVEN C. HOLTZMAN Attorneys for Plaintiff ORACLE AMERICA, INC. 25 26 27 28 ORACLE AMERICA, INC.’S SUPPLEMENTAL AND AMENDED INITIAL DISCLOSURES CASE NO. 3:10-cv-03561-WHA pa-1433184 7 1 CERTIFICATE OF SERVICE 2 3 4 I declare that I am employed with the law firm of Boies, Schiller & Flexner LLP whose address is 1999 Harrison Street, Suite 900, Oakland, California 94612. I am not a party to the within cause, and I am over the age of eighteen years. I further declare that on June 3, 2011, I served a copy of: 5 6 7 8 ORACLE AMERICA, INC.’S SUPPLEMENTAL AND AMENDED INITIAL DISCLOSURES  9 10 I am readily familiar with Boies, Schiller & Flexner LLP’s practice for sending facsimile transmissions, and know that in the ordinary course of Boies, Schiller & Flexner LLP’s business practice the document(s) described above will be transmitted by facsimile on the same date that it (they) is (are) placed at Boies, Schiller & Flexner LLP for transmission. 11 12 13 14 BY FACSIMILE, [Fed. Rule Civ. Proc. rule 5(b)] by sending a true copy from Boies, Schiller & Flexner LLP's facsimile transmission telephone number 510.874.1460 to the fax number(s) set forth below, or as stated on the attached service list. The transmission was reported as complete and without error. The transmission report was properly issued by the transmitting facsimile machine.  15 16 BY U.S. MAIL [Fed. Rule Civ. Proc. rule 5(b)] by placing a true copy thereof enclosed in a sealed envelope with postage thereon fully prepaid, addressed as follows, for collection and mailing at Boies, Schiller & Flexner LLP, 1999 Harrison Street, Suite 900, Oakland, California 94612 in accordance with Boies, Schiller & Flexner LLP’s ordinary business practices. 17 I am readily familiar with Boies, Schiller & Flexner LLP’s practice for collection and processing of correspondence for mailing with the United States Postal Service, and know that in the ordinary course of Boies, Schiller & Flexner LLP’s business practice the document(s) described above will be deposited with the United States Postal Service on the same date that it (they) is (are) placed at Boies, Schiller & Flexner LLP with postage thereon fully prepaid for collection and mailing. 18 19 20 21 22 23 24 25 26 27 28  BY OVERNIGHT DELIVERY [Fed. Rule Civ. Proc. rule 5(b)] by placing a true copy thereof enclosed in a sealed envelope with delivery fees provided for, addressed as follows, for collection by UPS, at 1999 Harrison Street, Suite 900, Oakland, California 94612 in accordance with Boies, Schiller & Flexner LLP’s ordinary business practices. I am readily familiar with Boies, Schiller & Flexner LLP’s practice for collection and processing of correspondence for overnight delivery and know that in the ordinary course of Boies, Schiller & Flexner LLP’s business practice the document(s) described above will be deposited in a box or other facility regularly maintained by UPS or delivered to an authorized courier or driver authorized by UPS to receive documents on the same date that it (they) is are placed at Boies, Schiller & Flexner LLP for collection. CERTIFICATE OF SERVICE CASE NO. CV 10-03561 WHA pa-1418284 1 1 2  3 4 5 I am readily familiar with Boies, Schiller & Flexner LLP’s practice for the collection and processing of documents for hand delivery and know that in the ordinary course of Boies, Schiller & Flexner LLP’s business practice the document(s) described above will be taken from Boies, Schiller & Flexner LLP’s mailroom and hand delivered to the document’s addressee (or left with an employee or person in charge of the addressee's office) on the same date that it is placed at Boies, Schiller & Flexner LLP’s mailroom. 6 7 8 9 10 BY PERSONAL SERVICE [Fed. Rule Civ. Proc. rule 5(b)] by placing a true copy thereof enclosed in a sealed envelope addressed as follows for collection and delivery at the mailroom of Boies, Schiller & Flexner LLP, causing personal delivery of the document(s) listed above to the person(s) at the address(es) set forth below. x 11 12 BY ELECTRONIC SERVICE [Fed. Rule Civ. Proc. rule 5(b)] by electronically mailing a true and correct copy through Boies, Schiller & Flexner LLP's electronic mail system to the e-mail address(es) set forth below, or as stated on the attached service list per agreement in accordance with Federal Rules of Civil Procedure rule 5(b). 13 14 15 16 17 18 19 20 21 Robert F. Perry Scott T. Weingaertner Bruce W. Baber Mark H. Francis Christopher C. Carnaval KING & SPALDING LLP 1185 Avenue of the Americas New York, NY 10036-4003 RPerry@kslaw.com SWeingaertner@kslaw.com bbaber@kslaw.com mfrancis@kslaw.com ccarnaval@kslaw.com 22 Fax: 24 26 Donald F. Zimmer, Jr. Cheryl Z. Sabnis KING & SPALDING LLP 101 Second Street, Suite 2300 San Francisco, CA 94105 27 fzimmer@kslaw.com csabnis@kslaw.com 28 TScott@kslaw.com GEzgar@kslaw.com LSpooner@kslaw.com Fax: 650.590.1900 Google-Oracle-ServiceOutsideCounsel@kslaw.com 23 Timothy T. Scott Geoffrey M. Ezgar Leo Spooner III KING & SPALDING, LLP 333 Twin Dolphin Drive, Suite 400 Redwood Shores, CA 94065 Fax: 415.318.1300 25 212.556.2222 Steven Snyder KING & SPALDING LLP 100 N. Tryon Street, Suite 3900 Charlotte, NC 28202 ssnyder@kslaw.com CERTIFICATE OF SERVICE CASE NO. CV 10-03561 WHA pa-1418284 Fax: 704.503.2622 2

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