Securities And Exchange Commission v. Charles Schwab Investment Management Inc. et al

Filing 57

NOTICE REQUESTING SUBMISSION re 56 Letter (whalc2, COURT STAFF) (Filed on 3/7/2013)

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IN THE UNITED STATES DISTRICT COURT

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FOR THE NORTHERN DISTRICT OF CALIFORNIA
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For the Northern District of California

United States District Court

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SECURITIES AND EXCHANGE
COMMISSION,
Plaintiff,

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v.

NOTICE REQUESTING SUBMISSION

CHARLES SCHWAB INVESTMENT
MANAGEMENT, INC., CHARLES
SCHWAB & CO., INC., and SCHWAB
INVESTMENTS,
Defendants.
/

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No. C 11-00136 WHA
Related to No. C 08-01510 WHA

Thomas E. Warwick and Jennifer K. Sutherland submitted a letter to the Court requesting

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assistance in obtaining information from the distribution agent regarding when distribution checks

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will be mailed. Presumably, they believe they should receive such checks (Dkt. No. 56). Counsel

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for the Commission is hereby directed to provide the Court with a statement in response to Mr.

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Warwick and Ms. Sutherland’s letter no later than noon on March 14, 2013. That statement

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should include what steps have been taken by the distribution agent to evaluate and/or effect their

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payment as well as a proposed solution.

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IT IS SO ORDERED.
Dated: March 7, 2013.

WILLIAM ALSUP
UNITED STATES DISTRICT JUDGE