Lindsey v. Hedgpeth
Filing
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ORDER DENYING PETITION FOR WRIT OF HABEAS CORPUS AND DENYING CERTIFICATE OF APPEALABILITY (Illston, Susan) (Filed on 7/10/2012)
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UNITED STATES DISTRICT COURT
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NORTHERN DISTRICT OF CALIFORNIA
United States District Court
For the Northern District of California
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ORDER DENYING PETITION FOR
WRIT OF HABEAS CORPUS
Petitioner,
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No. C 11-0638 SI (PR)
EDWARD LINDSEY,
v.
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ANTHONY HEDGPETH,
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Respondent.
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INTRODUCTION
Petitioner seeks federal habeas relief from his state convictions. For the reasons set forth
below, his petition for such relief is DENIED.
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BACKGROUND
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In 2008, petitioner was convicted by an Alameda County Superior Court jury of first
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degree murder, consequent to which petitioner was sentenced to 25 years-to-life. Evidence
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presented at trial demonstrated that in 2004 petitioner strangled to death Ashkea Coleman, a
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prostitute, whose corpse was found in petitioner’s van, which also contained a condom holding
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sperm having petitioner’s DNA profile. Petitioner was denied relief on state judicial review.
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This federal habeas petition followed.
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As grounds for federal habeas relief, petitioner claims that (1) his right to due process was
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violated by the admission of testimony from a forensic pathologist; (2) defense counsel rendered
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ineffective assistance; (3) the trial court’s refusal to instruct the jury on a lesser-included offense
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deprived him of his right to due process; (4) a supplemental jury instruction violated his right
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to due process; and (5) his right to due process was violated because there was insufficient
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evidence of premeditation and deliberation.
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STANDARD OF REVIEW
United States District Court
For the Northern District of California
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This Court may entertain a petition for writ of habeas corpus “in behalf of a person in
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custody pursuant to the judgment of a State court only on the ground that he is in custody in
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violation of the Constitution or laws or treaties of the United States.” 28 U.S.C. § 2254(a). The
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petition may not be granted with respect to any claim that was adjudicated on the merits in state
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court unless the state court’s adjudication of the claim: “(1) resulted in a decision that was
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contrary to, or involved an unreasonable application of, clearly established Federal law, as
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determined by the Supreme Court of the United States; or (2) resulted in a decision that was
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based on an unreasonable determination of the facts in light of the evidence presented in the
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State court proceeding.” 28 U.S.C. § 2254(d).
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“Under the ‘contrary to’ clause, a federal habeas court may grant the writ if the state court
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arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or
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if the state court decides a case differently than [the] Court has on a set of materially
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indistinguishable facts.” Williams (Terry) v. Taylor, 529 U.S. 362, 412–13 (2000). “Under the
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‘unreasonable application’ clause, a federal habeas court may grant the writ if the state court
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identifies the correct governing legal principle from [the] Court’s decisions but unreasonably
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applies that principle to the facts of the prisoner’s case.” Id. at 413. “[A] federal habeas court
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may not issue the writ simply because that court concludes in its independent judgment that the
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relevant state-court decision applied clearly established federal law erroneously or incorrectly.
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Rather, that application must also be unreasonable.” Id. at 411. A federal habeas court making
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the “unreasonable application” inquiry should ask whether the state court’s application of clearly
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established federal law was “objectively unreasonable.” Id. at 409.
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DISCUSSION
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1.
Admission of Testimony
At trial, Paul Herrmann, a forensic pathologist, testified for the prosecution as an expert
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witness on the cause of the victim’s death. Herrmann testified that the victim died of asphyxia
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caused by strangulation. He estimated that her death took roughly a minute, though, upon
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United States District Court
For the Northern District of California
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further questioning by the court, asserted that it may have taken a maximum of four minutes for
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her death to occur. (Ans., Ex. E at 4.) Petitioner claims that admission of this testimony violated
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his right to due process because Herrmann was not qualified to testify about how long it would
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take to cause death, though he was qualified as an expert as to the cause of the death itself.
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The state appellate court concluded that the record “amply supported” the trial court’s
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determination that Herrmann was qualified to render such an opinion, and rejected petitioner’s
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claim:
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Herrmann is a medical doctor specializing in forensic pathology and he estimated
that he had performed over 13,000 autopsies in his career. He had testified about
7,000 times as an expert witness as to the cause of death. Additionally, he
performed seven or eight autopsies each year on victims of either manual or
ligature strangulation. Thus, the record amply supported the trial court’s
determination that Herrmann qualified as an expert to give his opinion about the
cause of Coleman’s death.
[Petitioner] contends that Herrmann should not have been able to testify about the
length of time the victim was strangled because there was a lack of foundation for
this testimony. [Petitioner]’s principal objection is that Herrmann did not base his
testimony on prior studies as he admitted there had been no studies conducted to
determine how long it takes for a petechial hemorrhage to occur during
strangulation. [Petitioner] asserts that Herrmann’s experience of conducting
autopsies could not provide him with knowledge about how long it would take for
a person to die by strangulation.
[Petitioner]’s objection has little merit. Obviously, researchers cannot conduct
experiments on the length of time necessary to cause death by manual
strangulation. Such research, however, was not necessary as Herrmann could base
his conclusion on his examination of Coleman, his understanding of human
anatomy, and his prior experience of examining people who had been strangled.
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He testified that his estimate of the length of time Coleman was being strangled
was based on the number and size of the hemorrhages she suffered, especially
those around the eyes. He emphasized that he knew “that pressure had to be
applied over a prolonged period of time for that number of blood vessels to
break . . . ” Given his experience and medical knowledge he estimated that it
would take a minute to one and one-half minutes of pressure on the jugular veins
for this to occur. This testimony about how long it took to strangle Coleman
certainly was within the subject matter of his expertise.
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(Ans., Ex. E at 7–8.)
The admission of evidence is not subject to federal habeas review unless a specific
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constitutional guarantee is violated or the error is of such magnitude that the result is a denial
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of the fundamentally fair trial guaranteed by due process. See Henry v. Kernan, 197 F.3d 1021,
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United States District Court
For the Northern District of California
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1031 (9th Cir. 1999). Habeas relief may be granted, however, only if there are no permissible
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inferences that the jury may draw from the evidence. See Jammal v. Van de Kamp, 926 F.2d
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918, 920 (9th Cir. 1991).
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Petitioner’s claim is without merit. The state appellate court reasonably determined that
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Herrmann was qualified to render an opinion as to how long Coleman’s death took, as the record
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shows.
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strangulation victims are the subject of his autopsies every year. It is simply not supportable to
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contend that such experience would not make him qualified to testify as to how long it took for
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Coleman to be strangled to death. Also, his estimation was an interpretation based on the
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physical evidence he observed, not guesswork. Petitioner’s right to due process was not,
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therefore, violated. Relief is also precluded because, per Jammal, the jurors could have drawn
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the permissible inference as to how long it took to kill Coleman. Furthermore, petitioner cannot
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obtain relief because the Supreme Court “has not yet made a clear ruling that admission of
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irrelevant or overtly prejudicial evidence constitutes a due process violation sufficient to warrant
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issuance of the writ.” Holley v. Yarborough, 568 F.3d 1091, 1101 (9th Cir. 2009). Petitioner’s
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claim is DENIED.
Not only has Herrmann performed thousands of autopsies over the years, but
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2.
Assistance of Counsel
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Petitioner claims that defense counsel rendered ineffective assistance by failing to (A)
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challenge the forensic laboratory evidence as being contaminated, (B) object to the testimony
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of a criminalist, and (c) present an erotic asphyxia defense. Petitioner raised these claims only
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on state collateral review.
Claims of ineffective assistance of counsel are examined under Strickland v. Washington,
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466 U.S. 668 (1984). In order to prevail on a claim of ineffectiveness of counsel, the petitioner
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must establish two factors. First, he must establish that counsel’s performance was deficient,
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i.e., that it fell below an “objective standard of reasonableness” under prevailing professional
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United States District Court
For the Northern District of California
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norms, id. at 687–68, “not whether it deviated from best practices or most common custom,”
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Harrington v. Richter, 131 S. Ct. 770, 788 (2011) (citing Strickland, 466 U.S. at 690 ). “A court
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considering a claim of ineffective assistance must apply a ‘strong presumption’ that counsel’s
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representation was within the ‘wide range’ of reasonable professional assistance.” Richter, 131
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S. Ct. at 787 (quoting Strickland, 466 U.S. at 689). Second, he must establish that he was
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prejudiced by counsel’s deficient performance, i.e., that “there is a reasonable probability that,
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but for counsel’s unprofessional errors, the result of the proceeding would have been different.”
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Strickland, 466 U.S. at 694. A reasonable probability is a probability sufficient to undermine
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confidence in the outcome. Id. Where the defendant is challenging his conviction, the
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appropriate question is “whether there is a reasonable probability that, absent the errors, the
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factfinder would have had a reasonable doubt respecting guilt.” Id. at 695.
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A.
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Petitioner claims that defense counsel rendered ineffective assistance by not challenging
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some evidence as contaminated. Petitioner bases this claim on an alleged discrepancy between
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Dr. Herrmann’s autopsy report and the trial testimony of an Oakland Police department
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criminalist, Amanita Lemon, regarding fingernails recovered from the crime scene. Herrmann’s
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autopsy report states: “The fingernails bilaterally are long. They are false nails. They show a
Challenge to Forensic Laboratory Evidence
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worn, white coloration at their tips. None of the nails show any evidence of foreign material
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present. None of them show any evidence of trauma.” (Pet., Ex. G at 3.) Lemon, who also
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examined these fingernails, testified at trial that three of the nails “seemed to have short hairs
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or fibers and debris attached.” (Ans., Ex. B, Vol. 3 at 493.) Lemon also testified that petitioner
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was excluded as the source of these hairs, fibers, or debris. (Id. at 495–96.) Petitioner contends
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that Herrmann’s failure to note these hairs and fibers is discrepant with Lemon’s testimony
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regarding her analysis. Defense counsel, petitioner asserts, should have challenged such
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testimony and other evidence as contaminated.
Petitioner’s claim lacks merit because the evidence was irrelevant to his guilt or
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United States District Court
For the Northern District of California
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innocence, as he was excluded as the source of the miscellaneous materials attached to the nails.
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Defense counsel, then, had no basis to make an objection. Even if the nail evidence were
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contaminated or otherwise unreliable, it was not inculpatory, nor has petitioner shown that this
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alleged contamination indicated that other evidence was also contaminated. Because it is both
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reasonable and not prejudicial for defense counsel to forgo a meritless objection, see Juan H. v.
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Allen, 408 F.3d 1262, 1273 (9th Cir. 2005), petitioner’s claim is DENIED.
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B.
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Lemon was a forensic biologist assigned to the Coleman murder investigation. At trial,
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she testified that she extracted DNA from evidence taken from the crime scene, and compared,
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and matched, the DNA profiles of the sperm in the condom and DNA taken from petitioner.
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(Ans., Ex. B, Vol. 3 at 457–84.) Lemon testified that 1 in 771 billion persons share petitioner’s
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genetic profile, and explained that this number was arrived at using “basic multiplication.” (Id.
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at 483–85.) She also testified that her supervisor actually performed the calculation in this case.
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485.) Defense counsel, according to petitioner, should have objected on Confrontation Clause
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grounds to Lemon’s testimony regarding probability because it was her supervisor, not Lemon,
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who made the actual calculation.
Objection to Criminalist’s Testimony
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The Confrontation Clause of the Sixth Amendment provides that in criminal cases the
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accused has the right to “be confronted with the witnesses against him.” U.S. Const. amend. VI.
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The ultimate goal of the Confrontation Clause is to ensure reliability of evidence, but it is a
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procedural rather than a substantive guarantee. Crawford v. Washington, 541 U.S. 36, 61
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(2004). It commands, not that evidence be reliable, but that reliability be assessed in a particular
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manner: by testing in the crucible of cross-examination. Id. Confrontation Clause claims are
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subject to harmless error analysis. See United States v. McClain, 377 F.3d 219, 222 (2d Cir.
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2004).
Petitioner has not shown that defense counsel’s performance was deficient. First, Lemon
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United States District Court
For the Northern District of California
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had not only performed, and testified to the circumstances of, the DNA extraction and
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identification, she also testified knowledgeably about how one calculates the probability ratio.
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Considering this and how easy it would have been for her to make the calculation herself, even
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on the stand, the trial court would almost certainly rejected an objection by defense counsel.
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Second, counsel’s performance was objectively reasonable under prevailing professional norms.
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At the time of trial, the Supreme Court had not yet issued Melendez-Diaz v. Massachusetts, 557
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U.S. 305 (2009), in which the Court held that certificates of state laboratory analysts are
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testimonial hearsay, and therefore subject to Confrontation Clause limitations. Defense counsel
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cannot be ineffective for failing to foresee a change in the law. Styers v. Schriro, 547 F.3d 1026,
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1032 (9th Cir. 2008). In sum, it was both reasonable and not prejudicial for defense counsel to
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forgo a meritless objection. See Juan H., 408 F.3d at 1273.
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The strength of the evidence against petitioner also militates against a finding of
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prejudice. First, the victim was found in petitioner’s van. (Ans., Ex. E at 2–3.) Second, the
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DNA profile extracted from sperm in a condom found in that van matched petitioner’s DNA
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profile. (Id. at 5.) Third, petitioner was seen by police walking away from the van while the
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corpse was still warm. (Id. at 3.) Fourth, petitioner was arrested near to the crime scene on the
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night of the homicide. (Id., Ex. B, Vol. 3 at 418–26.) Petitioner’s claim is DENIED.
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C.
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Petitioner claims that defense counsel rendered ineffective assistance by failing to mount
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a defense that Coleman’s death was an accident resulting from consensual erotic asphyxia. He
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bases this claim solely on the lack of trauma to the body. The record does not support
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petitioner’s assertion that the corpse showed a lack of injury. Coleman’s corpse showed
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evidence of heavy trauma, as Herrmann testified: “[petitioner] strangled the victim for probably
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one to one and one-half minutes and squeezed Coleman’s neck so hard that he broke a bone.
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Herrmann found abrasions on Coleman’s throat, which suggested that Coleman tried to pull
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[petitioner’s] hands away. The evidence regarding the scratches showed that [petitioner] needed
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United States District Court
For the Northern District of California
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Erotic Asphyxia Defense
to adjust his grip several times.” (Ans., Ex. E at 16.) This record supports a finding that the
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strangulation was not consensual, and also undercuts the reverse conclusion. On such a record,
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it was not unreasonable for defense counsel to forgo pursuing such a defense. Because the
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physical evidence does not support such a defense, petitioner, as the sole witness to the events
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leading to Coleman’s death, likely would have to testify for the erotic asphyxia defense to
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succeed. Petitioner’s testimony about the night’s events may well have made his defense less
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effective. He would have to answer questions regarding highly inculpatory evidence, and then
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explain the exact details of the alleged erotic asphyxia. It is reasonable to assume that such
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admissions by petitioner would more likely damage than aid his defense.
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Petitioner’s further claim that defense counsel should have called an expert witness on
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erotic asphyxia. This claim is without merit. First, it was reasonable for counsel to decline to
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pursue such defense, and therefore reasonable not to call such an expert. Second, petitioner has
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failed to specify what information such a witness would have offered, and how such specific
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information would have aided his defense. Failure to identify such information is a failure to
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show that trial counsel’s performance was deficient, or that the alleged deficiency resulted in
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prejudice. See Gallego v. McDaniel, 124 F.3d 1065, 1077 (9th Cir. 1997). Accordingly,
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petitioner has not shown that defense counsel’s performance was deficient, nor that he was
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suffered prejudice. Accordingly, the claim is DENIED.
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3.
Lesser-included Offense Instruction
Petitioner claims that the trial court’s refusal to instruct the jury on the lesser-included
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offense of involuntary manslaughter deprived him of his right to due process. This claim fails.
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It is clear the failure of a state trial court to instruct on lesser-included offenses in a non-capital
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case does not present a federal constitutional claim. See Solis v. Garcia, 219 F.3d 922, 929 (9th
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Cir. 2000). However, “the defendant’s right to adequate jury instructions on his or her theory
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of the case might, in some cases, constitute an exception to the general rule.” Id. at 929 (citation
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omitted). Solis suggests there must be substantial evidence to warrant the instruction on the
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lesser-included offense. See id. at 929–30. Petitioner has made no showing that his theory of
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United States District Court
For the Northern District of California
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the case constituted an exception to the general rule. Accordingly, petitioner’s claim is
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DENIED.
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4.
Supplemental Jury Instruction
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Petitioner claims without elaboration that the trial court’s supplemental jury instruction
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on premeditation violated his right to due process because it relieved the prosecution of the
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burden of proving that he deliberated and premeditated the murder prior to the act that caused
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Coleman’s death. Here are the relevant facts:
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While deliberating, the jury asked the following: ‘For first degree murder
deliberation/premeditation, may premeditation happen after commencement of the
act that caused death? Or must the deliberation be before commencement of the
act?’ The court, over the defense’s objection, provided the following written
response: ‘The premeditation and deliberation required to find that an unlawful
killing with express malice is murder in the first degree may occur at any time
prior to the moment of death.’
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(Ans., Ex. E at 11.) The state appellate court rejected this claim because the instruction correctly
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stated the law. (Id. at 14–15.)
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Petitioner’s claim is without merit. First, this Court must defer to the state appellate
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court’s determination that the supplemental instruction correctly stated the law. See Bradshaw
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v. Richey, 546 U.S. 74, 76 (2005). This law is entirely consonant with that given in the initial
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jury instructions, to which instructions petitioner offers no objection. Second, nothing in the
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supplemental instruction lowers the prosecution’s constitutional burden to prove the
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premeditation and deliberation, the elements of first degree murder, true beyond a reasonable
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doubt. See Jackson v. Virginia, 443 U.S. 307, 319 (1979). Also, as discussed below, there was
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sufficient evidence to support a finding that petitioner acted with premeditation and deliberation
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prior to committing the act resulting in Coleman’s death. Accordingly, petitioner’s claim is
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DENIED.
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Sufficiency of Evidence of Premeditation and Deliberation
Petitioner claims that there was insufficient evidence to support the jury’s finding that he
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United States District Court
For the Northern District of California
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acted with premeditation and deliberation. The state appellate court found sufficient evidence
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in the record to support the jury’s determination, and rejected petitioner’s claim:
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In the present case, the manner of strangulation supported a finding of deliberation
and premeditation. Herrmann testified about the extent of the victim’s injuries.
He reported that [petitioner] strangled the victim for probably one to one and
one-half minutes and squeezed Coleman’s neck so hard that he broke a bone.
Herrmann found abrasions on Coleman’s throat, which suggested that Coleman
tried to pull [petitioner]’s hands away. The evidence regarding the scratches
showed that [petitioner] needed to adjust his grip several times and therefore he
had time to contemplate his actions.
There was also some evidence of planning as the evidence indicated that
[petitioner] was waiting for Coleman on 34th and San Pablo Avenues. He not
only contacted her or someone else to have a “date” with her but he also had her
get into his van and then drove to a different location. [Citation omitted.]
Further, [petitioner]’s behavior after he killed Coleman provided evidence the jury
could consider as indicating that he acted with premeditation and deliberation. A
jury may consider a [petitioner]’s actions after the murder in relation to the
manner of killing to show that murder was not impulsive. [Citation omitted.]
Here, Officer Dutton saw [petitioner] calmly walking away from the murder
scene. [Petitioner] made a number of calls to the mother of his child to have her
change the registration of the van. [Petitioner]’s calmness, attempt to hide, and
calls to the mother of his child showed that he was not overwrought with emotion
and supported a conclusion that he had premeditated and deliberated the murder.
(Ans., Ex. E at 16–17.)
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A federal court reviewing collaterally a state court conviction does not determine
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whether it is satisfied that the evidence established guilt beyond a reasonable doubt. Payne v.
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Borg, 982 F.2d 335, 338 (9th Cir. 1992). Nor does a federal habeas court in general question
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a jury’s credibility determinations, which are entitled to near-total deference. Jackson v.
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Virginia, 443 U.S. 307, 326 (1979). The federal court determines only whether, “after viewing
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the evidence in the light most favorable to the prosecution, any rational trier of fact could have
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found the essential elements of the crime beyond a reasonable doubt.” Id. at 319. Only if no
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rational trier of fact could have found proof of guilt beyond a reasonable doubt, may the writ be
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granted. Id. at 324. “[T]he only question under Jackson is whether that [jury] finding was so
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insupportable as to fall below the threshold of bare rationality.” Coleman v. Johnson, No.
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11–1053, slip op. 7 (U.S. May 29, 2012).
In California, first degree murder is the premeditated and deliberate unlawful killing of
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United States District Court
For the Northern District of California
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another with malice aforethought. See Cal. Pen. Code §§ 187 & 189. A premeditated killing
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under California law is a “killing [that] was the result of preexisting reflection and weighing of
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considerations rather than mere unconsidered or rash impulse.” People v. Prince, 40 Cal. 4th
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1179, 1253 (2007) (citations omitted). The process of premeditation and deliberation “does not
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require any extended period of time.” People v. Koontz, 27 Cal.4th 1041, 1080 (2002) (citations
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omitted). “The true test is not the duration of time as much as it is the extent of the reflection.
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Thoughts may follow each other with great rapidity and cold, calculated judgment may be
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arrived at quickly.” Id. Planning activity, motive and the manner of the killing are significant,
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though not the exclusive, factors to consider when determining whether the killing was a result
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of preexisting reflection. Prince, 40 Cal. 4th at 1253 (citations omitted).
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Under these legal principles, petitioner’s claim cannot succeed. The record supports the
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conclusion that a rational trier of fact could have found the elements of premeditation and
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deliberation true beyond a reasonable doubt. As the state appellate court determined, the
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duration of the strangling, the evidence that petitioner readjusted his grip on Coleman’s throat,
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the severity of her injuries, the scratches on petitioner, his hiring and transportation of Coleman,
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and his actions after the homicide reasonably support the jury’s determination that there was
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premeditation and deliberation. Put another way, there is evidence that petitioner strangled
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Coleman despite her attempts to resist, that he needed to adjust his grip more than once in order
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to continue strangling her (perhaps because of her resistance), and that the strangling took at
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least a minute show that the homicide was the product of preexisting reflection. On such a
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record, petitioner’s claim that there was insufficient evidence is DENIED.
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CONCLUSION
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The state court’s denial of petitioner’s claims did not result in a decision that was contrary
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to, or involved an unreasonable application of, clearly established federal law, nor did it result
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in a decision that was based on an unreasonable determination of the facts in light of the
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evidence presented in the state court proceeding. Accordingly, the petition is DENIED.
United States District Court
For the Northern District of California
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A certificate of appealability will not issue. Reasonable jurists would not “find the
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district court’s assessment of the constitutional claims debatable or wrong.” Slack v. McDaniel,
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529 U.S. 473, 484 (2000). Petitioner may seek a certificate of appealability from the Court of
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Appeals.
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The Clerk shall enter judgment in favor of respondent and close the file.
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IT IS SO ORDERED.
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DATED: July 10, 2012
SUSAN ILLSTON
United States District Judge
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