Top Grade Construction, Inc. v. Fluoresco Lighting-Sign Maintenance Corp. et al

Filing 29

STIPULATION AND ORDER for Protective Order re 22 . Signed by Magistrate Judge Elizabeth D. Laporte on 10/17/2011. (kns, COURT STAFF) (Filed on 10/17/2011)

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Robert L. Leslie, Calif. Bar #61872
McInerney & Dillon, P.C.
1999 Harrison Street, Suite 1700
Oakland, California 94612-4700
Telephone [phone]
Facsimile [phone]
email: [e-mail]
Attorneys for Plaintiff
Top Grade Construction, Inc.

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BRIAN S. HEALY (SBN 112371)
HARRY G. LEWIS (SBN 157705)
EMILY STAATS HISLOP (SBN 274070)
TIERNEY WATSON & HEALY
595 Market Street, Suite 2360
San Francisco, California 94105-2828
Telephone [phone]
Facsimile [phone]
email: [e-mail]
[e-mail]
Attorneys for Defendant
Fluoresco Lighting-Sign Maintenance Corp.

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UNITED STATE DISTRICT COURT

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NORTHERN DISTRICT OF CALIFORNIA

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TOP GRADE CONSTRUCTION, INC.,

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Plaintiff,

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v.

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FLUORESCO LIGHTING-SIGN
MAINTENANCE CORP., FLUORESCO
LIGHTING & SIGNS,

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Defendants.

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Civil Action No. CV-11-02194 EDL
STIPULATED PROTECTIVE
ORDER

1. PURPOSES AND LIMITATIONS.

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Disclosure and discovery activity in this action are likely to involve production of

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confidential, proprietary, or private information for which special protection from public

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disclosure and from use for any purpose other than prosecuting this litigation would be

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warranted. Accordingly, the parties hereby stipulate to and petition the court to enter the

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following Stipulated Protective Order. The parties acknowledge that this Order does not confer

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STIPULATED PROTECTIVE ORDER

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blanket protections on all disclosures or responses to discovery and that the protection it affords

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extends only to the limited information or items that are entitled under the applicable legal

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principles to treatment as confidential. The parties further acknowledge, as set forth in Section

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10, below, that this Stipulated Protective Order creates no entitlement to file confidential

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information under seal; Civil Local Rule 79-5 sets forth the procedures that must be followed

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and reflects the standards that will be applied when a party seeks permission from the court to

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file material under seal.

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2. DEFINITIONS.

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2.1

Party: any party to this action, including all of its officers, directors, employees,

consultants, retained experts, and outside counsel (and their support staff).

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2.2

Disclosure or Discovery Material: all items or information, regardless of the

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medium or manner generated, stored, or maintained (including, among other things, testimony,

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transcripts, or tangible things) that are produced or generated in disclosures or responses to

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discovery in this matter.

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2.3

“Confidential” Information or Items: information (regardless of how generated,

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stored or maintained) or tangible things that qualify for protection under standards developed

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under F.R.Civ.P. 26(c).

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2.4

Not used.

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2.5

Receiving Party: a Party that receives Disclosure or Discovery Material in this

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Producing Party: a Party or non-party that produces Disclosure or Discovery

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action.

Material in this action.
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Designating Party: a Party or non-party that designates information or items that it

produces in disclosures or in responses to discovery as “Confidential”.

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2.8

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as “Confidential”.

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2.9

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Protected Material: any Disclosure or Discovery Material that is designated

Outside Counsel: attorneys who are not employees of a Party but who are retained

to represent or advise a Party in this action.

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STIPULATED PROTECTIVE ORDER

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2.10

House Counsel: attorneys who are employees of a Party.

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Counsel (without qualifier): Outside Counsel and House Counsel (as well as their

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support staffs).

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2.12

Expert: a person with specialized knowledge or experience in a matter pertinent to

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the litigation who has been retained by a Party or its counsel to serve as an expert witness or as a

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consultant in this action and who is not a past or a current employee of a Party or of a competitor

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of a Party’s and who, at the time of retention, is not anticipated to become an employee of a

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Party or a competitor of a Party’s. This definition includes a professional jury or trial consultant

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retained in connection with this litigation.

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2.13

Professional Vendors: persons or entities that provide litigation support services

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(e.g., photocopying; videotaping; translating; preparing exhibits or demonstrations; organizing,

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storing, retrieving data in any form or medium; etc.) and their employees and subcontractors.

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3. SCOPE.

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The protections conferred by this Stipulation and Order cover not only Protected Material (as

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defined above), but also any information copied or extracted therefrom, as well as all copies,

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excerpts, summaries, or compilations thereof, plus testimony, conversations, or presentations by

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parties or counsel to or in court or in other settings that might reveal Protected Material.

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4. DURATION.

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Even after the termination of this litigation, the confidentiality obligations imposed by this

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Order shall remain in effect until a Designating Party agrees otherwise in writing or a court order

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otherwise directs.

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5. DESIGNATING PROTECTED MATERIAL.

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5.1

Exercise of Restraint and Care in Designating Material for Protection. Each

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Party or non-party that designates information or items for protection under this Order must take

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care to limit any such designation to specific material that qualifies under the appropriate

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standards. A Designating Party must take care to designate for protection only those parts of

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STIPULATED PROTECTIVE ORDER

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material, documents, items, or oral or written communications that qualify – so that other

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portions of the material, documents, items, or communications for which protection is not

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warranted are not swept unjustifiably within the ambit of this Order.

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Mass, indiscriminate, or routinized designations are prohibited. Designations that are

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shown to be clearly unjustified, or that have been made for an improper purpose (e.g., to

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unnecessarily encumber or retard the case development process, or to impose unnecessary

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expenses and burdens on other parties), expose the Designating Party to sanctions.

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If it comes to a Party’s or a non-party’s attention that information or items that it
designated for protection do not qualify for protection at all, or do not qualify for the level of

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protection initially asserted, that Party or non-party must promptly notify all other parties that it

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is withdrawing the mistaken designation.

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5.2

Manner and Timing of Designations. Except as otherwise provided in this

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Order (see, e.g., second paragraph of section 5.2(a), below), or as otherwise stipulated or

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ordered, material that qualifies for protection under this Order must be clearly so designated

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before the material is disclosed or produced.

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Designation in conformity with this Order requires:
(a)

for information in documentary form (apart from transcripts of

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depositions or other pretrial or trial proceedings), that the Producing Party affix the legend

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“CONFIDENTIAL” at the top

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of each page that contains protected material. If only a portion or portions of the material on a

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page qualifies for protection, the Producing Party also must clearly identify the protected

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portion(s) (e.g., by making appropriate markings in the margins) and must specify

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“CONFIDENTIAL”.

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A Party or non-party that makes original documents or materials available for inspection

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need not designate them for protection until after the inspecting Party has indicated which

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material it would like copied and produced. During the inspection and before the designation, all

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of the material made available for inspection shall be deemed “CONFIDENTIAL.” After the

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inspecting Party has identified the documents it wants

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STIPULATED PROTECTIVE ORDER

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copied and produced, the Producing Party must determine which documents, or portions thereof,

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qualify for protection under this Order, then, before producing the specified documents, the

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Producing Party must affix the legend “CONFIDENTIAL” at the top of each page that contains

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Protected Material. If only a portion or portions of the material on a page qualifies for protection,

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the Producing Party also must clearly identify the protected portion(s) (e.g., by making

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appropriate markings in the margins).

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(b)

for testimony given in deposition or in other pretrial or trial

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proceedings, that the Party or non-party offering or sponsoring the testimony identify on the

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record, before the close of the deposition, hearing, or other proceeding, all protected testimony.

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When it is impractical to identify separately each portion of testimony that is entitled to

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protection, and when it appears that substantial portions of the testimony may qualify for

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protection, the Party or non-party that sponsors, offers, or gives the testimony may invoke on the

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record (before the deposition or proceeding is concluded) a right to have up to 20 days to identify

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the specific portions of the testimony as to which protection is sought. Only those portions of the

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testimony that are appropriately designated for protection within the 20 days shall be covered by

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the provisions of this Stipulated Protective Order.

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Transcript pages containing Protected Material must be separately bound by the court

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reporter, who must affix to the top of each such page the legend “CONFIDENTIAL” as

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instructed by the Party or non-party offering or sponsoring the witness or presenting the

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testimony.

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(c)

for information produced in some form other than documentary, and

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for any other tangible items, that the Producing Party affix in a prominent place on the exterior of

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the container or containers in which the information or item is stored the legend

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“CONFIDENTIAL”. If only portions of the information or item warrant protection, the

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Producing Party, to the extent practicable, shall identify the protected portions, specifying

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“Confidential”.

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5.3

Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to

designate qualified information or items as “Confidential” does not, standing alone, waive the

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STIPULATED PROTECTIVE ORDER

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Designating Party’s right to secure protection under this Order for such material. If material is

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appropriately designated as “Confidential” after the material was initially produced, the

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Receiving Party, on timely notification of the designation, must make reasonable efforts to

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assure that the material is treated in accordance with the provisions of this Order.

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6. CHALLENGING CONFIDENTIALITY DESIGNATIONS.
6.1

Timing of Challenges. Unless a prompt challenge to a Designating Party’s

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confidentiality designation is necessary to avoid foreseeable substantial unfairness, unnecessary

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economic burdens, or a later significant disruption or delay of the litigation, a Party does not

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waive its right to challenge a confidentiality designation by electing not to mount a challenge

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promptly after the original designation is disclosed.
6.2

Meet and Confer. A Party that elects to initiate a challenge to a

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Designating Party’s confidentiality designation must do so in good faith and must begin the

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process by conferring directly (in voice to voice dialogue; other forms of communication are not

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sufficient) with counsel for the Designating Party. In conferring, the challenging Party must

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explain the basis for its belief that the confidentiality designation was not proper and must give

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the Designating Party an opportunity to review the designated material, to reconsider the

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circumstances, and, if no change in designation is offered, to explain the basis for the chosen

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designation. A challenging Party may proceed to the next stage of the challenge process only if it

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has engaged in this meet and confer process first.

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6.3

Judicial Intervention. A Party that elects to press a challenge to a

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confidentiality designation after considering the justification offered by the Designating Party

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may file and serve a motion under Civil Local Rule 7 (and in compliance with Civil Local Rule

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79-5, if applicable) that identifies the challenged material and sets forth in detail the basis for the

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challenge. Each such motion must be accompanied by a competent declaration that affirms that

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the movant has complied with the meet and confer requirements imposed in the preceding

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paragraph and that sets forth with specificity the justification for the confidentiality designation

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that was given by the Designating Party in the meet and confer dialogue.

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The burden of persuasion in any such challenge proceeding shall be on the Designating

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STIPULATED PROTECTIVE ORDER

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Party. Until the court rules on the challenge, all parties shall continue to afford the material in

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question the level of protection to which it is entitled under the Producing Party’s designation.

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7. ACCESS TO AND USE OF PROTECTED MATERIAL.

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7.1

Basic Principles. A Receiving Party may use Protected Material that is

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disclosed or produced by another Party or by a non-party in connection with this case only for

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prosecuting, defending, or attempting to settle this litigation. Such Protected Material may be

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disclosed only to the categories of persons and under the conditions described in this Order.

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When the litigation has been terminated, a Receiving Party must comply with the provisions of

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section 11, below (FINAL DISPOSITION).

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Protected Material must be stored and maintained by a Receiving Party at a location and

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in a secure manner that ensures that access is limited to the persons authorized under this Order.

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7.2

Disclosure of “CONFIDENTIAL” Information or Items. Unless otherwise

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ordered by the court or permitted in writing by the Designating Party, a Receiving Party may

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disclose any information or item designated CONFIDENTIAL only to:

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(a)

the Receiving Party’s Outside Counsel of record in this action, as

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well as employees of said Counsel to whom it is reasonably necessary to disclose the information

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for this litigation and who have signed the “Agreement to Be Bound by Protective Order” that is

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attached hereto as Exhibit A;

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(b)

the officers, directors, and employees (including House Counsel) of the

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Receiving Party to whom disclosure is reasonably necessary for this litigation and who

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have signed the “Agreement to Be Bound by Protective Order” (Exhibit A);

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(c)

experts (as defined in this Order) of the Receiving Party to whom

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disclosure is reasonably necessary for this litigation and who have signed the “Agreement to Be

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Bound by Protective Order” (Exhibit A);

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(d)

the Court and its personnel;

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(e)

court reporters, their staffs, and professional vendors to whom

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disclosure is reasonably necessary for this litigation and who have signed the “Agreement to Be

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Bound by Protective Order” (Exhibit A);

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STIPULATED PROTECTIVE ORDER

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(f)

during their depositions, witnesses in the action to whom disclosure

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is reasonably necessary and who have signed the “Agreement to Be Bound by Protective Order”

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(Exhibit A). Pages of transcribed deposition testimony or exhibits to depositions that reveal

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Protected Material must be separately bound by the court reporter and may not be disclosed to

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anyone except as permitted under this Stipulated Protective Order.

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(g)
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the author of the document or the original source of the information.

Not used.

8. PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN
OTHER LITIGATION.
If a Receiving Party is served with a subpoena or an order issued in other litigation that

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would compel disclosure of any information or items designated in this action as

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“CONFIDENTIAL” the Receiving Party must so notify the Designating Party, in writing (by

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fax, if possible) immediately and in no event more than three court days after receiving the

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subpoena or order. Such notification must include a copy of the subpoena or court order.

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The Receiving Party also must immediately inform in writing the Party who caused the

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subpoena or order to issue in the other litigation that some or all the material covered by the

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subpoena or order is the subject of this Protective Order. In addition, the Receiving Party must

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deliver a copy of this Stipulated Protective Order promptly to the Party in the other action that

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caused the subpoena or order to issue.

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The purpose of imposing these duties is to alert the interested parties to the existence of

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this Protective Order and to afford the Designating Party in this case an opportunity to try to

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protect its confidentiality interests in the court from which the subpoena or order issued. The

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Designating Party shall bear the burdens and the expenses of seeking protection in that court of

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its confidential material – and nothing in these provisions should be construed as authorizing or

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encouraging a Receiving Party in this action to disobey a lawful directive from another court.

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9. UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL.

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If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected

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STIPULATED PROTECTIVE ORDER

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Material to any person or in any circumstance not authorized under this Stipulated Protective

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Order, the Receiving Party must immediately (a) notify in writing the Designating Party of the

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unauthorized disclosures, (b) use its best efforts to retrieve all copies of the Protected Material,

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(c) inform the person or persons to whom unauthorized disclosures were made of all the terms of

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this Order, and (d) request such person or persons to execute the “Acknowledgment and

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Agreement to Be Bound” that is attached hereto as Exhibit A.

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10. FILING PROTECTED MATERIAL. Without written permission from the

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Designating Party or a court order secured after appropriate notice to all interested persons, a

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Party may not file in the public record in this action any Protected Material. A Party that seeks to

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file under seal any Protected Material must comply with Civil Local Rule 79-5.
11. FINAL DISPOSITION. Unless otherwise ordered or agreed in writing by the

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Producing Party, within sixty days after the final termination of this action, each Receiving Party

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must return all Protected Material to the Producing Party. As used in this subdivision, “all

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Protected Material” includes all copies, abstracts, compilations, summaries or any other form of

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reproducing or capturing any of the Protected Material. With permission in writing from the

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Designating Party, the Receiving Party may destroy some or all of the Protected Material instead

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of returning it. Whether the Protected Material is returned or destroyed, the Receiving Party must

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submit a written certification to the Producing Party (and, if not the same person or entity, to the

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Designating Party) by the sixty day deadline that identifies (by category, where appropriate) all

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the Protected Material that was returned or destroyed and that affirms that the Receiving Party

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has not retained any copies, abstracts, compilations, summaries or other forms of reproducing or

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capturing any of the Protected Material. Notwithstanding this provision, Counsel are entitled to

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retain an archival copy of all pleadings, motion papers, transcripts, legal memoranda,

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correspondence or attorney work product, even if such materials contain Protected Material. Any

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such archival copies that contain or constitute Protected Material remain subject to this

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Protective Order as set forth in Section 4 (DURATION), above.

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STIPULATED PROTECTIVE ORDER

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12. MISCELLANEOUS .

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12.1

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Right to Further Relief. Nothing in this Order abridges the right of any person to

seek its modification by the Court in the future.
12.2

Right to Assert Other Objections. By stipulating to the entry of this

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Protective Order no Party waives any right it otherwise would have to object to disclosing or

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producing any information or item on any ground not addressed in this Stipulated Protective

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Order. Similarly, no Party waives any right to object on any ground to use in evidence of any of

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the material covered by this Protective Order.

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IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD.

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DATED: October 13, 2011

McINERNEY & DILLON, P.C.

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/s/________
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Robert L. Leslie

By:

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Attorneys for Plaintiff
Top Grade Construction, Inc.

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DATED: October 13, 2011

TIERNEY, WATSON & HEALY

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By:

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Attorneys for Defendant
Fluoresco Lighting-Sign Maintenance Corp.

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_____/s/________
Harry G. Lewis

PURSUANT TO STIPULATION, IT IS SO ORDERED.

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October 17, 2011
DATED: ______________

_______________________________
The Honorable Elizabeth D. Laporte
United States Magistrate Judge

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STIPULATED PROTECTIVE ORDER

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EXHIBIT A

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ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND

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I, [print

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penalty of perjury that:

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or

type

full

name], of [print or type full address], declare under

I have read in its entirety and understand the Stipulated Protective Order that was issued

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by the United States District Court for the Northern District of California on [date] in the case of

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Top Grade v. Fluoresco, U.S. District Court for the Northern District of California Case No. CV-

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11-02194 EDL. I agree to comply with and to be bound by all the terms of this Stipulated

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Protective Order and I understand and acknowledge that failure to so comply could expose me to

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sanctions and punishment in the nature of contempt. I solemnly promise that I will not disclose

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in any manner any information or item that is subject to this Stipulated Protective Order to any

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person or entity except in strict compliance with the provisions of this Order.

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I further agree to submit to the jurisdiction of the United States District Court for the

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Northern District of California for the purpose of enforcing the terms of this Stipulated

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Protective Order, even if such enforcement proceedings occur after termination of this action.

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DATED: ______________

_______________________________

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[Insert Name]

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STIPULATED PROTECTIVE ORDER