Positive Technologies Inc. v. Sony Electronics Inc et al

Filing 256

ORDER DENYING DEFENDANT AMAZON.COM INC.'S MOTION FOR PARTIAL SUMMARY JUDGMENT REGARDING PRIORITY DATE (Illston, Susan) (Filed on 1/19/2012)

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1 2 3 4 5 IN THE UNITED STATES DISTRICT COURT 6 FOR THE NORTHERN DISTRICT OF CALIFORNIA 7 8 POSITIVE TECHNOLOGIES INC., 9 United States District Court For the Northern District of California 10 11 No. C 11-02226 SI Plaintiff, ORDER DENYING DEFENDANT AMAZON.COM INC.’S MOTION FOR PARTIAL SUMMARY JUDGMENT REGARDING PRIORITY DATE v. SONY ELECTRONICS INC., et al., 12 Defendant. / 13 14 Before the Court is defendant Amazon.com, Inc.’s (“Amazon”) motion for partial summary 15 judgment that the asserted claims of U.S. Patent Nos. 5,637,558 (“the ‘558 patent”) and 5,831,588 (“the 16 ‘588 patent”) are not entitled to any effective filing date earlier than the ‘558 patent’s actual filing date 17 of May 17, 1995. The motion is current scheduled for a hearing set for January 20, 2012. Pursuant to 18 Local rule 7-1(b), the Court determines the matter is appropriate for submission without oral argument 19 and hereby VACATES the hearing. Having considered the papers submitted, and for good cause shown, 20 the Court hereby rules as follows. 21 22 BACKGROUND 23 This is a patent infringement case filed by plaintiff Positive Technologies, Inc. (“Positive”) 24 against a number of defendants, including Amazon.1 Plaintiff alleges infringement of three of its 25 patents, U.S. Patent No. 5,444,457 (“the ‘457 Patent”), issued on August 22, 1995; the ‘558 patent, 26 1 27 28 The other defendants are Sony Electronics, Inc., Acer America Corporation, Gateway, Inc., Dell, Inc., Asus Computer International, MSI Computer Corporation, Barnes & Noble, Inc., and Kobo, Inc. Intervenor Chunghwa Picture Tubes, Ltd. (“Chunghwa”), filed a complaint in intervention against Positive, and Positive has filed counterclaims against Chunghwa. 1 issued on May 6, 1997; and the ‘588 patent, issued on November 3, 1998 (collectively, the “patents in 2 suit”). According to the complaint, Positive’s founder and principal owner, Robert Hotto, is the named 4 inventor on 31 U.S. patents and several pending U.S. patent applications. Compl. ¶ 20. One of his areas 5 of invention is in the field of “adaptive displays used in LCD display fields which enabled LCD displays 6 to exhibit the response times necessary to be commercially viable for use as modern display panel 7 technology in a variety of different products sold to consumers.” Id. In 1991, Hotto filed the patent 8 application that later issued as U.S. Patent No. 5,280,280 (“the ‘280 Patent”), the parent patent of the 9 ‘457, ‘558, and ‘588 patents. Plaintiffs are alleging infringement of the ‘457, ‘558, and ‘588 patents. 10 United States District Court For the Northern District of California 3 The technology at issue concerns liquid crystal display (“LCD”) screens. The ‘558 patent, for 11 example, is entitled “DC Integrating Display Driver Employing Pixel Status Memories,” and purports 12 to improve “drive and control means for matrix addressable electro-optic displays, such as passive 13 matrix LCDs and active matrix LCDs.” ‘558, Abstract. One problem the patents seek to resolve is the 14 destructive effect of “DC bias” on the picture elements in an LCD screen. The specifications describe 15 how prior art LCDs used a signal having an alternative-current (AC) wave form that alternates polarity 16 periodically, as opposed to a direct-current (DC) wave form that does not alternate polarity. The 17 problem with DC is that accumulated DC (so-called “DC bias”) can cause electrolytic plating and 18 chemical breakdown of the electrodes in the LCD screens. However, the use of AC alone means lower 19 display contrasts, narrower viewing angles, or, with higher AC drive frequencies, a slower update rate. 20 The specification purports to invent a way to use DC frequencies while neutralizing the DC bias on the 21 pixels before destructive effects occur. In effect, the inventions purport to allow for effective 22 exploitation of the benefits of the DC wave form without its concomitant destructive effects. 23 The patents share the same specifications with one another, and, therefore, the later patents are 24 considered “continuations” of those prior. The ‘558 and ‘588 patents were issued from applications 25 filed in 1995 and 1997 respectively. Positive is seeking to claim a filing date of at least the 1993 filing 26 date (of the ‘457 patent) for their asserted claims in the ‘558 and ‘588 patents, pursuant to 35 U.S.C. § 27 120. Section 120 provides the benefit of an earlier filing date where the claimed invention was 28 “disclosed in the manner provided by the first paragraph of section 112 of this title in an application 2 1 previously filed”; section 112, in turn, requires that “the specification shall contain a written description 2 of the invention, and of the manner and process of making and using it, in such full, clear, concise, and 3 exact terms as to enable any person skilled in the art to which it pertains, or with which it is most nearly 4 connected, to make and use the same, and shall set forth the best mode contemplated by the inventor of 5 carrying out his invention.” 35 U.S.C. § 112. These are known as the enablement and written 6 description requirements of § 112. See Enzo Biochem, Inc., v. Gen-Probe, Inc., 323 F.3d 956, 963 (Fed. 7 Cir. 2002). 8 Amazon opposes any filing date for the asserted claims earlier than their respective application 9 filing dates (i.e., 1995 and 1997). It has filed a partial summary judgment motion requesting the Court United States District Court For the Northern District of California 10 declare May 17, 1995 the earliest filing date to the asserted claims. 11 12 LEGAL STANDARD 13 Summary judgment is proper “if the movant shows that there is no genuine dispute as to any 14 material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). The 15 moving party bears the initial burden of demonstrating the absence of a genuine issue of material fact. 16 See Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The moving party, however, has no burden to 17 negate or disprove matters on which the non-moving party will have the burden of proof at trial. The 18 moving party need only demonstrate to the Court that there is an absence of evidence to support the non- 19 moving party’s case. See id. at 325. 20 The burden then shifts to the non-moving party to “designate specific facts showing that there 21 is a genuine issue for trial.” Id. at 324. To carry this burden, the non-moving party must “do more than 22 simply show that there is some metaphysical doubt as to the material facts.” Matsushita Elec. Indus. 23 Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). “The mere existence of a scintilla of 24 evidence . . . will be insufficient; there must be evidence on which the jury could reasonably find for 25 the [non-moving party].” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252 (1986). 26 In deciding a summary judgment motion, the evidence is viewed in the light most favorable to 27 the non-moving party, and all justifiable inferences are to be drawn in its favor. Id. at 255. “Credibility 28 determinations, the weighing of the evidence, and the drawing of legitimate inferences from the facts 3 1 are jury functions, not those of a judge [when she] is ruling on a motion for summary judgment.” Id. 2 Conclusory, speculative testimony in affidavits and moving papers is insufficient to raise genuine issues 3 of fact and defeat summary judgment. Thornhill Publ’g Co., Inc. v. GTE Corp., 594 F.2d 730, 738 (9th 4 Cir.1979); see also Villiarimo v. Aloha Island Air, Inc., 281 F.3d 1054, 1061 (9th Cir. 2002) (observing 5 that there is no genuine issue of fact “where the only evidence presented is ‘uncorroborated and 6 self-serving’ testimony” (quoting Kennedy v. Applause, Inc., 90 F.3d 1477, 1481 (9th Cir. 1996))). The 7 evidence presented by the parties must be admissible. Fed. R. Civ. P. 56(c). Hearsay statements found 8 in affidavits are inadmissible. Fong v. Am. Airlines, Inc., 626 F.2d 759, 762-63 (9th Cir. 1980). 9 United States District Court For the Northern District of California 10 11 DISCUSSION I. Burdens 12 Underlying the moving papers is a complex argument regarding the burden of persuasion and 13 the proper standard with which to analyze Amazon’s motion. The instant motion is couched as a motion 14 for partial summary judgment on a “narrow claim” regarding the priority date of the patents in suit. 15 Def.’s Mot. at 2. In reality, however, due to the shared specifications at issue and the controlling patent 16 law, the decision on the priority date is effectively a decision on the validity of the plaintiffs’ asserted 17 claims. 18 The Patent Act provides: “An application for patent for an invention disclosed in the manner 19 provided by the first paragraph of this title in an application previously filed in the United States . . . 20 shall have the same effect, as to such invention, as though filed on the date of the prior application . . 21 .” 35 U.S.C. § 120. “To obtain the benefit of a parent application’s filing date under § 120, ‘the claims 22 of the later-filed application must be supported by the written description in the parent in sufficient 23 detail that one skilled in the art can clearly conclude that the inventor invented the claimed invention 24 as of the filing date sought.’” Research Corporation Technologies, Inc., v. Microsoft Corporation, 627 25 F.3d 859, 870 (Fed. Cir. 2010) (citing Anascape, Ltd. v. Nintendo of Am., Inc., 601 F.3d 1333, 1335 (Fed 26 Cir. 2010)). Entitlement to a filing date extends only to subject matter that is disclosed, not to that 27 which is obvious. Id. (citing Lockwood v. Am. Airlines, Inc., 107 F.3d 1565, 1572 (Fed. Cir. 1997)). 28 “Therefore, the parent application must actually or inherently disclose the elements of the later-filed 4 1 claims.” Id. Here, the ‘558 Patent issued from U.S. Pat. App. No. 08/446,898 (filed May 17, 1995, the “1995 3 Application”) and the ‘588 patent issued from U.S. Pat. No. 08/803,059 (filed Feb. 20, 1997 the “1997 4 Application”). The 1993, 1995, and 1997 Applications share the same specification. Pl.’s Opp. at 6; 5 Coburn Decl., Ex. 1, at ¶¶ 16, 32. Therefore, a finding by the Court that the asserted claims of the ‘558 6 and ‘588 patents are not supported by the 1993 application - that is, agreeing with defendants that the 7 later patents are not entitled to the earlier priority date - would amount to a finding that they are not 8 supported by their own written descriptions under § 112. See Research Corp., 627 F.3d at 870. If the 9 Court finds the claims are not supported by their own specification, they are invalid. See 35 U.S.C. 10 United States District Court For the Northern District of California 2 § 112. Therefore, while this is nominally a partial summary judgment motion concerning the proper 11 filing date, it is effectively a motion challenging the validity of the patents at issue. 12 Despite this, Amazon moves for summary judgment on the priority date, instead of on invalidity. 13 In doing so, Amazon relies on the Federal Circuit’s decision in Research Corporation Technologies, 14 Inc., v. Microsoft Corporation, 627 F.3d 859, 870 (Fed. Cir. 2010) . There, the district court faced a 15 similar motion by the alleged infringer, and granted summary judgment in its favor on the filing date 16 question. The Federal Circuit agreed with district court’s analysis on two claims, while reversing its 17 decision regarding the earlier effective filing date with respect to one claim. Because the opinion is 18 critical to defendants’ motion here, the Court cites it at length. 19 Patent holder RCT owned six patents referred to as ‘310, issued in 1992; ‘228, a continuation 20 in part of ‘310, issued in 1994; ‘941, a continuation of ‘228; ‘305 and ‘518, continuations of ‘941; and 21 ‘772, a continuation of ‘305. RCT alleged Microsoft infringed all six patents. The Federal Circuit 22 provided the following analysis: 23 24 25 26 27 28 This court notes that the ‘772 and ‘305 patents share the same specification with the ‘228 patent into which the 1991 Application matured. Therefore, whether the later-filed claims in the ‘772 and ‘305 patents are supported by the 1991 Application under 35 U.S.C. § 120 essentially asks whether the later-filed claims are supported by their own written descriptions under 35 U.S.C. § 112. However, because the parties have presented the issue as an effective filing date question rather than a written description question and the trial court has adopted the parties' characterization of the issue, this court will analyze the issue under section 120. 5 1 2 3 4 5 6 7 This court first considers whether the district court misplaced the burden of showing the ‘772 patent's entitlement to an earlier effective date. A patent is presumed valid and the party asserting invalidity has the burden of persuasion to show the contrary by clear and convincing evidence. Tech. Licensing Corp. v. Videotek, Inc., 545 F.3d 1316, 1329 (Fed.Cir.2008). The challenger has the burden of going forward with invalidating prior art. Id. The patentee then has the burden of going forward with evidence to the contrary, i.e., the patentee must show that the prior art does not actually invalidate the patent or that it is not prior art because the asserted claim is entitled to the benefit of an earlier filing date. Id.; see also PowerOasis, 522 F.3d at 1304-06 (holding that the patentee had the burden to come forward with evidence to prove entitlement to an earlier filing date when it was undisputed that a certain reference was invalidating prior art). 8 9 United States District Court For the Northern District of California 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Microsoft's summary judgment motion was couched as “Microsoft's Motion for Partial Summary Judgment that the Asserted Claims of the ‘772 patent are not Entitled to the Effective Filing Date of the 1991 or 1990 Applications under 35 U.S.C. § 120.” Br. of Def.-Microsoft Corp. at 1, Research Corp. Techs., Inc. v. Microsoft Corp., No. 01-658 (Dkt.845) (D.Ariz. Feb. 13, 2009). In fact, this motion had the effect of asserting invalidity. Microsoft pointed out in its motion that RCT sought the 1990 and 1991 effective dates to “avoid intervening art” and identified the ‘310 patent as one such reference. Id. The district court recognized that “[b]ecause [Microsoft] is moving on validity of RCT's ‘772 patent, Microsoft has the burden of persuasion to prove invalidity by clear and convincing evidence.” Research Corp. ‘871 Techs., Inc. v. Microsoft Corp., No. 01-658, slip. op. at 11, 2009 WL 1676125 (D. Ariz. June 5, 2009). RCT argues that Microsoft did not show initially that the ‘310 patent anticipated the asserted claims of the ‘772 patent. However, in response to Microsoft's motion, RCT only argued that the ‘310 patent was not prior art because the ‘772 patent was entitled to the same effective filing date as the ‘310 patent. Br. of Pl.-Research Corp. Techs., Inc., Research Corp. Techs., Inc. v. Microsoft Corp., No. 01-658 (Dkt.885) (D.Ariz. Feb. 19, 2009). RCT did not contest before the district court (and thus waived on appeal) that the ‘310 patent did not meet each and every element of the ‘772 patent claims or present a disclosure that rendered the ‘772 patent claims obvious. Accordingly, RCT did not put into dispute that the ‘310 patent was an invalidating prior art reference. Because Microsoft effectively satisfied its initial burden by coming forward with invalidating prior art, the burden was on RCT to come forward with evidence to show that the ‘310 patent was not actually prior art. The district court therefore correctly placed the burden on RCT to come forward with evidence to show entitlement to an earlier filing date. Id., 627 F.3d at 870-71. 25 In determining the appropriate burdens on the parties, the court relied on its earlier decision in 26 Tech. Licensing Corp. v. Videotek, Inc., 545 F.3d 1316, 1329 (Fed. Cir. 2008). There, in an appeal from 27 a bench trial, the alleged infringer also argued invalidity of the asserted patent. In response, the patent 28 6 1 holder had sought claim to an earlier filing date.2 To determine what showings each party must make, 2 the Federal Circuit distinguished between the burden of persuasion and the burden of production. Id. at 3 1326-27. The burden of production is the burden of going forward with evidence, “a shifting burden 4 the allocation of which depends on where in the process of trial the issue arises.” Id.3 The burden of 5 persuasion, on the other hand, “never shifts however much the burden going forward may jump from 6 one party to another as the issues in the case are raised and developed.” The burden of persuasion in Tech. Licensing, as here, was the alleged infringer’s burden to 8 prove by clear and convincing evidence that the asserted patent was invalid. The burden of production 9 was initially on the alleged infringer to produce evidence that there was anticipating prior art. Id. Once 10 United States District Court For the Northern District of California 7 that was done, the burden of production shifted to the patent holder to show that “the prior art does not 11 actually anticipate, or, as was attempted in this case, that it is not prior art because the asserted claim 12 is entitled to the benefit of a filing date prior to the alleged prior art.” Once that showing is made, the 13 burden of production shifts back to the alleged infringer, to “convince the court that [the patent holder] 14 is not entitled to the benefit of the earlier filing date. ‘Convince’ is the operative word, because if the 15 court is not persuaded by clear and convincing evidence that [the alleged infringer] is correct, [it has] 16 failed to carry its ultimate burden of persuasion, and its defense of invalidity, based on anticipation by 17 the [prior] art, fails.” Id. 18 Each of the shifting burdens of production implicates separate factual analyses. It is therefore 19 critical to remember that the entire architecture of the burden analysis is framed by summary judgment 20 standard. Unlike the procedural posture of a bench trial appeal in Tech. Licensing, here, Amazon must 21 show that there are no genuine issues of material fact. Fed. R. Civ. P. 56(a). Moreover, the evidence 22 is viewed in the light most favorable to the non-moving party, and all justifiable inferences are drawn 23 in its favor. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252 (1986). 24 Put together, a heavy burden rests on Amazon. At the beginning of each distinct factual analysis, 25 2 26 27 28 In Tech. Licensing, unlike here, the allegedly invalidating prior art was not the ancestor of the asserted patent. 3 “Going forward with evidence” in turn means “both producing additional evidence and presenting persuasive argument based on new evidence or evidence already of record, as the case may require.” Tech. Licensing Corp., 545 F.3d at 1327. 7 1 where it holds the burden, Amazon must first demonstrate that there are no genuine issues of material 2 fact. When the burden shifts, Positive must show that a genuine issue as to some material fact actually 3 does exist, i.e., that there are “specific facts showing a genuine issue for trial.” Matsushita Elec. Indus. 4 Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). After those factual analyses are completed (if 5 Amazon can survive those inquiries), the remaining – undisputed – facts must prove to the Court by 6 clear and convincing evidence that the patents are invalid. 7 8 II. Analysis The initial burden of production rests on Amazon to go forward with evidence to support its 10 United States District Court For the Northern District of California 9 claim that there is prior art that anticipates the subsequent claims. Amazon must show that there is no 11 genuine issue of material fact as to existence of that prior art. Here, Amazon produces plaintiff’s own 12 patent that issued from the 1991 application in January 1994, Warrick Decl., Ex. A (U.S. Patent No. 13 5,280,280 (“the ‘280 patent”), and a related Patent Cooperation Treaty (PCT) application published on 14 on November 26, 1992 (Warrick Decl., Ex. B (PCT Pub. No. WO 92/21123)). Amazon’s “prior art 15 references” have the same drawings and essentially the same disclosures as the patents-in-suit. Id.; 16 Def.’s Mot. at 4. As in Research Corp., plaintiff here does not contest that its earlier patents anticipate 17 the later claims.4 627 F.3d at 870-71 (“RCT did not contest before the district court (and thus waived 18 19 20 21 22 23 24 25 26 27 28 4 It may seem anomalous to suggest that a patent holder could argue that the patent’s ancestor was not prior art while simultaneously arguing that it supports the subsequent asserted claims. However, underlying the logic of Research Corp. is this very proposition: a parent patent may anticipate a subsequent claim (thus invalidating the subsequent claim as prior art); but, at the same time, not support the subsequent claim (thus disallowing a claim to its filing date). The Federal Circuit addressed this in a 1990 case, Chester v. Miller: Chester further intimates that it is legally anomalous for the EIC first to assert that the [ancestor] '280 patent fails to provide sufficient written description to support his [continuation-in-part (CIP)] claims and then find that the '280 patent anticipates those very claims. One of our predecessor courts, the Court of Customs and Patent Appeals (CCPA), however, made clear that differences exist between the requirements for claim-anticipating disclosures and for claim-supporting disclosures. In re Lukach, 442 F.2d at 969-70, 169 USPQ at 796-97. The CCPA noted in Lukach that although a patent might contain a disclosure satisfying the written description requirement with respect to the claims in that patent, it could still be section 102(b) prior art as to broader claims of a subsequent application although not containing a disclosure satisfying the section 112 description requirement with respect to the 8 1 on appeal) that the ‘310 patent did not meet each and every element of the ‘772 patent claims or present 2 a disclosure that rendered the ‘772 patent claims obvious”). The Court therefore finds that Amazon has 3 met its first burden - that there are no genuine issues of material fact as to the existence of anticipatory 4 prior art. The burden then shifts to Positive to produce evidence that Amazon’s prior art references are 6 not actually invalidating prior art because the asserted claims are entitled to the benefit of an earlier 7 filing date; in this case, to the filing dates of the prior art references themselves. To do so, plaintiff must 8 show that there is a genuine issue of material fact as to whether “the claims of the later-filed application 9 [are] supported by the written description in the parent in sufficient detail that one skilled in the art can 10 United States District Court For the Northern District of California 5 clearly conclude that the inventor invented the claimed invention as of the filing date sought.” 11 Anascape, 601 F.3d at 1335; see Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 12 (1986). Because Positive is the non-movant in this summary judgment motion, the evidence is viewed 13 in the light most favorable to Positive, and all justifiable inferences are drawn in its favor. Anderson, 14 477 U.S. at 252 (1986). 15 To meet its burden, Positive has provided numerous pieces of evidence. Unlike defendants, it 16 has provided an expert declaration.5 See Sobel Declaration, attached as Exhibit 1 to the Coburn 17 Declaration. Plaintiffs’ expert describes how, for each of the asserted claims, the 1993 Application 18 disclosed the technology and methodologies such that a person skilled in the art would have been able 19 to make and use the inventions of the asserted claims. See, e.g., Sobel Decl., ¶¶ 35-45. The Sobel 20 Declaration also provides support for plaintiff’s claim that the respective written descriptions conveyed 21 to a person skilled in the art, at the time of filing the 1993 Application, that the inventor was in 22 anticipated broader claims. See id. at 969-70, 169 USPQ at 797. This apparent anomaly is most likely to occur when the prior art reference discloses a species of a genus sought to be claimed. See, e.g., id. That is exactly what happened in the instant case, and accordingly we see no impermissible anomaly or logical inconsistency in the EIC's rejection. 23 24 25 26 27 28 Chester v. Miller, 906 F.2d 1574, 1577 (Fed. Cir. 1990). Here, Positive does not argue that the 1991 patent does not anticipate the later claims, and thus, the Court need not directly address the issue. 5 The Court recognizes that the simple act of submitting an expert declaration, on its own, does not raise an issue of material fact. See Univ. of Rochester v. G.D. Searle & Co., Inc., 358 F.3d 916 (Fed. Cir. 2004). The Court is, however, persuaded by the substance of the declaration. 9 1 possession of the invention in the later claims. See, e.g., Sobel Decl., ¶¶ 43 and 49-60. Positive also 2 provides the USPTO application materials and correspondence regarding the ‘558 and ‘588 applications. 3 See Coburn Decl., Exs. 2-7. The evidence demonstrates that the USPTO conducted a § 112 analysis of 4 the ‘558 and ‘588 patent applications, rejecting some of the claims while allowing others to survive. 5 Pl.’s Opp. at 15 (Coburn Decl., Ex. 2, 4, 5). The USPTO found the enablement and written descriptions 6 sufficient for the asserted claims. Because the asserted claims share the same specification as the 1993 7 Application, the USPTO necessarily found that the claims were enabled and sufficiently described by 8 that application as well.6 Amazon urges the Court to follow the Research Corp. trial court in dismissing the patent 10 United States District Court For the Northern District of California 9 holder’s expert’s opinions as “conclusory.” See Def.’s Reply at 8-9; Warrick Decl., Ex. D at JA 00042 11 (finding the expert’s conclusory opinion about the broad nature of the invention “without providing any 12 textual support from the . . . patent and without addressing the conspicuous relevance of a blue noise 13 mask to the invention.”) The Court declines. First of all, in Research Corp. the Federal Circuit agreed 14 that RCT’s expert declaration should be accorded no weight because it “was five years old at that time 15 and addressed patent claims that are not at issue in the present appeal.” Research Corp., 627 F.3d at 16 872. No such concerns are present here. 17 Moreover, the substance of the declaration in this case implicates genuine issues of material 18 fact. Amazon argues that only the final paragraph “addresses the actual issue before the Court.” Def.’s 19 Reply at 8. The “actual issue” Amazon refers to is whether the later claims go beyond the DC bias 20 solution discussed in the initial specification. However, the issue before the Court is not simply 21 Amazon’s characterization of the earlier application, but whether the entirety of the early specification 22 supports the later claims. See Revolution Eyewear, Inc. v. Aspex Eyewear, Inc., 563 F.3d 1358, 1367 23 (Fed. Cir. 2009) (“Inventors can frame their claims to address one problem or several, and the written 24 description requirement will be satisfied as to each claim as long as the description conveys that the 25 inventor was in possession of the invention recited in that claim.”) Mr. Sobel, a Ph.D. physicist, 26 provides a detailed assessment of the asserted claims that suggest they may be enabled irrespective of 27 6 28 Moreover, as plaintiffs assert, in the case of the ‘588 patent, “the PTO explicitly determined that the ‘588 claims priority to the ‘280 patent’s filing date of May 14, 1992.” Pl.’s Opp. at 13. 10 1 and without reference to the DC bias solution. See, e.g., Sobel Decl. ¶¶ 35-45 (claim 10 of ‘558), ¶¶ 2 61-64 (claim 6 of ‘588). 3 The Court recognizes that the DC bias solution plays an integral role in the 1993 Application - 4 indeed, Amazon may be correct that the asserted claims are without support in the prior application 5 precisely because they do not require or rely upon the specifically proposed solution. The Court 6 nonetheless finds that the evidence brought forward by plaintiff meets its burden of demonstrating that 7 there are triable issues of material fact as to whether the asserted claims are supported by the written 8 description in the earlier applications. See Anascape, 601 F.3d at 1335. Therefore, Amazon’s partial 9 motion for summary judgment is DENIED. United States District Court For the Northern District of California 10 11 IT IS SO ORDERED. 12 13 Dated: January 19, 2012 SUSAN ILLSTON United States District Judge 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 11

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