Rodman v. Safeway, Inc.
Filing
57
Stipulated Protective Order. Signed by Judge JEFFREY S. WHITE on 8/6/12. (jjoS, COURT STAFF) (Filed on 8/6/2012)
Case3:11-cv-03003-JSW Document56 Filed08/03/12 Page1 of 21
1 James C. Shah (SBN 260435)
SHEPHERD, FINKELMAN, MILLER & SHAH, LLP
2 401 West A Street, Suite 2350
San Diego, CA 92101
3 Telephone: (619) 235-2416
Facsimile: (619) 235-7334
4 jshah@sfmslaw.com
5 [Other Counsel listed on signature page]
6 Attorneys for Plaintiff and on Behalf
of All Others Similarly Situated
7
SHEPPARD, MULLIN, RICHTER & HAMPTON LLP
A Limited Liability Partnership
8
Including Professional Corporations
9 P. CRAIG CARDON, Cal. Bar No. 168646
ccardon@sheppardmullin.com
10 BRIAN R. BLACKMAN, Cal. Bar No. 196996
bblackman@sheppardmullin.com
11 ELIZABETH S. BERMAN, Cal. Bar No. 252377
eberman@sheppardmullin.com
12 4 Embarcadero Center, 17th Floor
San Francisco, California 94111-4109
13 Telephone: 415-434-9100
Facsimile: 415-434-3947
14
15 Attorneys for Defendant
SAFEWAY INC.
16
17
UNITED STATES DISTRICT COURT
18
NORTHERN DISTRICT OF CALIFORNIA
19
20 MICHAEL RODMAN, on behalf of
himself and all others similarly situated,
21
Plaintiff,
22
v.
23
SAFEWAY INC.,
24
Defendant.
25
Case No. 3:11-CV-03003 JSW (JCS)
STIPULATED PROTECTIVE
ORDER
26
27
28
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STIPULATED PROTECTIVE ORDER
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1
1.
2
Disclosure and discovery activity in this action are likely to involve production of
PURPOSES AND LIMITATIONS
3 confidential, proprietary, or private information for which special protection from public
4 disclosure and from use for any purpose other than prosecuting this litigation may be
5 warranted. Accordingly, the parties stipulate to and petition the court to enter the
6 following Stipulated Protective Order. The parties acknowledge that this Order does not
7 confer blanket protections on all disclosures or responses to discovery and that the
8 protection it affords from public disclosure and use extends only to the limited information
9 or items that are entitled to confidential treatment under the applicable legal principles.
10 The parties further acknowledge, as set forth in Section 12.3, below, that this Stipulated
11 Protective Order does not entitle them to file confidential information under seal; Civil
12 Local Rule 79-5 and General Order 62 set forth the procedures that must be followed and
13 the standards that will be applied when a party seeks permission from the court to file
14 material under seal.
15
2.
16
DEFINITIONS
2.1.
Challenging Party: a Party or Non-Party that challenges the
17 designation of information or items under this Order.
18
2.2.
"CONFIDENTIAL" Information or Items: information
19 (regardless of how it is generated, stored or maintained) or tangible things that qualify for
20 protection under Federal Rule of Civil Procedure 26(c).
21
2.3.
Counsel (without qualifier): Outside Counsel of Record and House
22 Counsel (as well as their support staff).
23
2.4.
Designating Party: a Party or Non-Party that designates information
24 or items that it produces in disclosures or in responses to discovery as "CONFIDENTIAL"
25 or "HIGHLY CONFIDENTIAL – ATTORNEYS' EYES ONLY."
26
2.5.
Disclosure or Discovery Material: all items or information,
27 regardless of the medium or manner in which it is generated, stored, or maintained
28
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1 (including, among other things, testimony, transcripts, and tangible things), that are
2 produced or generated in disclosures or responses to discovery in this matter.
3
2.6.
Expert: a person with specialized knowledge or experience in a
4 matter pertinent to the litigation who (1) has been retained by a Party or its counsel to
5 serve as an expert witness or as a consultant in this action, (2) is not a past or current
6 employee of a Party or of a Party's competitor, and (3) at the time of retention, is not
7 anticipated to become an employee of a Party or of a Party's competitor.
8
2.7.
"HIGHLY CONFIDENTIAL – ATTORNEYS' EYES ONLY"
9 Information or Items: extremely sensitive "Confidential Information or Items,"
10 disclosure of which to another Party or Non-Party would create a substantial risk of serious
11 harm that could not be avoided by less restrictive means.
12
2.8.
House Counsel: attorneys who are employees of a party to this
13 action. House Counsel does not include Outside Counsel of Record or any other outside
14 counsel.
15
2.9.
Non-Party: any natural person, partnership, corporation, association,
16 or other legal entity not named as a Party to this action.
17
2.10. Outside Counsel of Record: attorneys who are not employees of a
18 party to this action but are retained to represent or advise a party to this action and have
19 appeared in this action on behalf of that party or are affiliated with a law firm which has
20 appeared on behalf of that party.
21
2.11. Party: any party to this action, including all of its officers, directors,
22 employees, consultants, retained experts, and Outside Counsel of Record (and their support
23 staffs).
24
2.12. Producing Party: a Party or Non-Party that produces Disclosure or
25 Discovery Material in this action.
26
2.13. Professional Vendors: persons or entities that provide litigation
27 support services (e.g., photocopying, videotaping, translating, preparing exhibits or
28
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1 demonstrations, and organizing, storing, or retrieving data in any form or medium) and
2 their employees and subcontractors.
3
2.14. Protected Material: any Disclosure or Discovery Material that is
4 designated as "CONFIDENTIAL" or as "HIGHLY CONFIDENTIAL – ATTORNEYS'
5 EYES ONLY."
6
2.15. Receiving Party: a Party that receives Disclosure or Discovery
7 Material from a Producing Party.
8
3.
9
The protections conferred by this Stipulation and Order cover not only Protected
SCOPE
10 Material (as defined above), but also (1) any information copied or extracted from
11 Protected Material; (2) all copies, excerpts, summaries, or compilations of Protected
12 Material; and (3) any testimony, conversations, or presentations by Parties or their Counsel
13 that might reveal Protected Material. However, the protections conferred by this
14 Stipulation and Order do not cover the following information: (a) any information that is
15 in the public domain at the time of disclosure to a Receiving Party or becomes part of the
16 public domain after its disclosure to a Receiving Party as a result of publication not
17 involving a violation of this Order, including becoming part of the public record through
18 trial or otherwise; and (b) any information known to the Receiving Party prior to the
19 disclosure or obtained by the Receiving Party after the disclosure from a source who
20 obtained the information lawfully and under no obligation of confidentiality to the
21 Designating Party. Any use of Protected Material at trial shall be governed by a separate
22 agreement or order.
23
4.
24
Even after final disposition of this litigation, the confidentiality obligations imposed
DURATION
25 by this Order shall remain in effect until a Designating Party agrees otherwise in writing or
26 a court order otherwise directs. Final disposition shall be deemed to be the later of (1)
27 dismissal of all claims and defenses in this action, with or without prejudice; and (2) final
28 judgment in this action after the completion and exhaustion of all appeals, rehearings,
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1 remands, trials, or reviews of this action, including the time limits for filing any motions or
2 applications for extension of time pursuant to applicable law.
3
5.
4
DESIGNATING PROTECTED MATERIAL
5.1.
Exercise of Restraint and Care in Designating Material for
5 Protection: Each Party or Non-Party that designates information or items for protection
6 under this Order must take care to limit any such designation to specific material that
7 qualifies under the appropriate standards. To the extent it is practical to do so, the
8 Designating Party must designate for protection only those parts of material, documents,
9 items, or oral or written communications that qualify – so that other portions of the
10 material, documents, items, or communications for which protection is not warranted are
11 not swept unjustifiably within the ambit of this Order.
12
Mass, indiscriminate, or routinized designations are prohibited. Designations that
13 are shown to be clearly unjustified or that have been made for an improper purpose (e.g.,
14 to unnecessarily encumber or retard the case development process or to impose
15 unnecessary expenses and burdens on other parties) expose the Designating Party to
16 sanctions.
17
If it comes to a Designating Party's attention that information or items that it
18 designated for protection do not qualify for protection at all or do not qualify for the level
19 of protection initially asserted, that Designating Party must promptly notify all other
20 parties that it is withdrawing the mistaken designation.
21
Manner and Timing of Designations: Except as otherwise provided in this Order
22 (see, e.g., second paragraph of section 5.2(a) below), or as otherwise stipulated or ordered,
23 Disclosure or Discovery Material that qualifies for protection under this Order must be
24 clearly so designated before the material is disclosed or produced.
25
Designation in conformity with this Order requires:
26
(a)
For information in documentary form (e.g., paper or electronic
27 documents, but excluding transcripts of depositions or other pretrial or trial proceedings),
28 the Producing Party must affix the legend "CONFIDENTIAL" or "HIGHLY
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1 CONFIDENTIAL – ATTORNEYS' EYES ONLY" to each page that contains protected
2 material. If only a portion or portions of the material on a page qualifies for protection, the
3 Producing Party also must clearly identify the protected portion(s) (e.g., by making
4 appropriate markings in the margins).
5
A Party or Non-Party that makes original documents or materials available for
6 inspection need not designate them for protection until after the inspecting Party has
7 indicated which material it would like copied and produced. During the inspection and
8 before the designation, all of the material made available for inspection shall be deemed
9 "HIGHLY CONFIDENTIAL – ATTORNEYS' EYES ONLY." After the inspecting Party
10 has identified the documents it wants copied and produced, the Producing Party must
11 determine which documents or portions thereof qualify for protection under this Order.
12 Then, before producing the specified documents, the Producing Party must affix the
13 appropriate legend ("CONFIDENTIAL" or "HIGHLY CONFIDENTIAL – ATTORNEYS'
14 EYES ONLY") to each page that contains Protected Material. If only a portion or portions
15 of the material on a page qualifies for protection, the Producing Party also must clearly
16 identify the protected portion(s) (e.g., by making appropriate markings in the margins).
17
(b)
For testimony given in deposition or in other pretrial or trial
18 proceedings, the Designating Party shall identify on the record, before the close of the
19 deposition, hearing, or other proceeding, all protected testimony and specify the level of
20 protection being asserted. When it is impractical to identify separately each portion of
21 testimony that is entitled to protection and it appears that substantial portions of the
22 testimony may qualify for protection, the Designating Party may invoke on the record
23 (before the deposition, hearing, or other proceeding is concluded), or in writing 3 business
24 days after the deposition has concluded, a right to have up to 21 days after the deposition is
25 concluded to identify the specific portions of the testimony as to which protection is sought
26 and to specify the level of protection being asserted. Only those portions of the testimony
27 that are appropriately designated for protection within the 21 days shall be covered by the
28 provisions of this Stipulated Protective Order. Alternatively, a Designating Party may
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1 specify, at the deposition or up to 21 days afterwards if that period is properly invoked,
2 that the entire transcript shall be treated as "CONFIDENTIAL" or "HIGHLY
3 CONFIDENTIAL – ATTORNEYS' EYES ONLY."
4
Parties shall give the other parties notice if they reasonably expect a deposition,
5 hearing or other proceeding to include Protected Material so that the other parties can
6 ensure that only authorized individuals who have signed the "Acknowledgment and
7 Agreement to Be Bound" (Exhibit A) are present at those proceedings. The use of a
8 document as an exhibit at a deposition shall not in any way affect its designation as
9 "CONFIDENTIAL" or "HIGHLY CONFIDENTIAL – ATTORNEYS' EYES ONLY."
10
Transcripts containing Protected Material shall have an obvious legend on the title
11 page that the transcript contains Protected Material, and the title page shall be followed by
12 a list of all pages (including line numbers as appropriate) that have been designated as
13 Protected Material and the level of protection being asserted by the Designating Party.
14 The Designating Party shall inform the court reporter of these requirements. Any
15 transcript that is prepared before the expiration of a 21-day period for designation shall be
16 treated during that period as if it had been designated "HIGHLY CONFIDENTIAL –
17 ATTORNEYS' EYES ONLY" in its entirety unless otherwise agreed. After the expiration
18 of that period, the transcript shall be treated only as actually designated.
19
(c)
For information produced in some form other than
20 documentary and for any other tangible items, the Producing Party shall affix in a
21 prominent place on the exterior of the container or containers in which the information or
22 item is stored the legend "CONFIDENTIAL" or "HIGHLY CONFIDENTIAL –
23 ATTORNEYS' EYES ONLY."
24
25
26
27
28
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1
5.2.
Inadvertent Failures to Designate. If timely corrected, an
2 inadvertent failure to designate qualified information or items does not, standing alone,
3 waive the Designating Party's right to secure protection under this Order for such material.
4 Upon timely correction of a designation, the Receiving Party must make reasonable efforts
5 to assure that the material is treated in accordance with the provisions of this Order.
6
6.
7
CHALLENGING CONFIDENTIALITY DESIGNATIONS
6.1.
Timing of Challenges. Any Party or Non-Party may challenge a
8 designation of confidentiality at any time. Unless a prompt challenge to a Designating
9 Party's confidentiality designation is necessary to avoid foreseeable, substantial unfairness,
10 unnecessary economic burdens, or a significant disruption or delay of the litigation, a Party
11 does not waive its right to challenge a confidentiality designation by electing not to mount
12 a challenge promptly after the original designation is disclosed.
13
6.2.
Meet and Confer. The Challenging Party shall initiate the dispute
14 resolution process by providing written notice of each designation it is challenging and
15 describing the basis for each challenge. To avoid ambiguity as to whether a challenge has
16 been made, the written notice must recite that the challenge to confidentiality is being
17 made in accordance with this specific paragraph of the Protective Order. The parties shall
18 attempt to resolve each challenge in good faith and must begin the process by conferring
19 directly (in voice to voice dialogue; other forms of communication are not sufficient)
20 within 14 days of the date of service of the notice. In conferring, the Challenging Party
21 must explain the basis for its belief that the confidentiality designation was not proper and
22 must give the Designating Party an opportunity to review the designated material, to
23 reconsider the circumstances, and, if no change in designation is offered, to explain the
24 basis for the chosen designation. A Challenging Party may proceed to the next stage of the
25 challenge process only if it has engaged in this meet and confer process first or establishes
26 that the Designating Party is unwilling to participate in the meet and confer process in a
27 timely manner; provided, however, that in the event that the dispute is not resolved within
28 21 days of service of the notice, the Challenging Party is permitted, but not required, to
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1 conclude the meet and confer process by confirming in writing to the Designating Party
2 that the Meet and Confer process has been completed and then proceed to seek judicial
3 intervention as provided in Section 6.3 below.
4
6.3.
Judicial Intervention. If the Parties cannot resolve a challenge
5 without court intervention, then the Parties shall prepare and submit a detailed Joint Letter
6 to the Court within 14 days of the conclusion of the Meet and Confer process set forth in
7 Section 6.2. The Challenging Party shall initiate this submission by confirming in writing
8 to the Designating Party that the Meet and Confer process has been completed. Within 7
9 days of that notice, the Parties shall exchange draft sections of the Joint Letter explaining
10 their substantive position. Within 6 days after the mutual exchange of the draft sections,
11 the Parties shall exchange final drafts of their sections of the Joint Letter explaining their
12 substantive position. Final preparation and submission of the Joint Letter shall alternate.
13 The first letter shall be finalize and submitted by the Challenging Party. The second letter
14 shall be finalized and submitted by the Designating Party and so on. Failure by the
15 Designating Party to serve its draft section within 7 days after receipt of the notice from
16 the Challenging Party that the Meet and Confer process has concluded shall automatically
17 waive the challenged confidentiality designation(s).
18
The burden of persuasion in any such challenge proceeding shall be on the
19 Designating Party. Frivolous challenges and those made for an improper purpose (e.g., to
20 harass or impose unnecessary expenses and burdens on other parties) may expose the
21 Challenging Party to sanctions. Unless the Designating Party has waived the
22 confidentiality designation by failing to exchange its draft section of the Joint Letter as
23 described above, all parties shall continue to afford the material in question the level of
24 protection to which it is entitled under the Producing Party's designation until the court
25 rules on the challenge.
26
7.
27
ACCESS TO AND USE OF PROTECTED MATERIAL
7.1.
Basic Principles. A Receiving Party may use Protected Material that
28 is disclosed or produced by another Party or by a Non-Party in connection with this case
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1 only for prosecuting, defending, or attempting to settle this litigation. Such Protected
2 Material may be disclosed only to the categories of persons and under the conditions
3 described in this Order. When the litigation has been terminated, a Receiving Party must
4 comply with the provisions of section 13 below (FINAL DISPOSITION).
5
Protected Material must be stored and maintained by a Receiving Party at a location
6 and in a secure manner that ensures that access is limited to the persons authorized under
7 this Order.
8
7.2.
Disclosure of "CONFIDENTIAL" Information or Items. Unless
9 otherwise ordered by the court or permitted in writing by the Designating Party, a
10 Receiving Party may disclose any information or item designated "CONFIDENTIAL"
11 only to:
12
(a)
the Receiving Party's Outside Counsel of Record in this action,
13 as well as employees, contractors, agents of said Outside Counsel of Record to whom it is
14 reasonably necessary to disclose the information for this litigation and who have signed the
15 "Acknowledgment and Agreement to Be Bound" that is attached as Exhibit A;
16
(b)
the officers, directors, and employees (including House
17 Counsel) of the Receiving Party to whom disclosure is reasonably necessary for this
18 litigation and who have signed the "Acknowledgment and Agreement to Be Bound"
19 (Exhibit A);
20
(c)
Experts (as defined in this Order) of the Receiving Party to
21 whom disclosure is reasonably necessary for this litigation and who have signed the
22 "Acknowledgment and Agreement to Be Bound" (Exhibit A);
23
(d)
the court and its personnel;
24
(e)
court reporters and their staff, professional jury or trial
25 consultants, mock jurors, and Professional Vendors to whom disclosure is reasonably
26 necessary for this litigation and who have signed the "Acknowledgment and Agreement to
27 Be Bound" (Exhibit A);
28
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1
(f)
during their depositions, witnesses in the action to whom
2 disclosure is reasonably necessary and who have signed the "Acknowledgment and
3 Agreement to Be Bound" (Exhibit A), unless otherwise agreed by the Designating Party or
4 ordered by the court. Pages of transcribed deposition testimony or exhibits to depositions
5 that reveal Protected Material must be separately bound by the court reporter and may not
6 be disclosed to anyone except as permitted under this Stipulated Protective Order.
7
(g)
the author or recipient of a document containing the
8 information or a custodian or other person who otherwise possessed or knew the
9 information.
10
7.3.
Disclosure of "HIGHLY CONFIDENTIAL – ATTORNEYS'
11 EYES ONLY" Information or Items. Unless otherwise ordered by the court or
12 permitted in writing by the Designating Party, a Receiving Party may disclose any
13 information or item designated "HIGHLY CONFIDENTIAL – ATTORNEYS' EYES
14 ONLY" only to:
15
(a)
the Receiving Party's Outside Counsel of Record in this action,
16 and as well as employees, agents, and contractors of said Outside Counsel of Record to
17 whom it is reasonably necessary to disclose the information for this litigation and who
18 have signed the "Acknowledgment and Agreement to Be Bound Concerning Highly
19 Confidential Documents" that is attached as Exhibit B;
20
(b)
Experts (as defined in this Order) of the Receiving Party (1) to
21 whom disclosure is reasonably necessary for this litigation, and (2) who have signed the
22 "Acknowledgment and Agreement to Be Bound Concerning Highly Confidential
23 Documents" (Exhibit B);
24
(c)
the court and its personnel;
25
(d)
court reporters and their staff, professional jury or trial
26 consultants, mock jurors, and Professional Vendors to whom disclosure is reasonably
27 necessary for this litigation and who have signed the "Acknowledgment and Agreement to
28 Be Bound Concerning Highly Confidential Documents" (Exhibit B);
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1
(e)
the author or recipient of a document containing the
2 information or a custodian or other person who otherwise possessed or knew the
3 information, as well as any designee witnesses of the Designating Party; and
4
(f)
during their depositions, witnesses in the action to whom
5 disclosure is reasonably necessary and who have signed the "Acknowledgment and
6 Agreement to Be Bound Concerning Highly Confidential Documents" (Exhibit B), unless
7 otherwise agreed by the Designating Party or ordered by the court. Pages of transcribed
8 deposition testimony or exhibits to depositions that reveal Protected Material must be
9 separately bound by the court reporter and may not be disclosed to anyone except as
10 permitted under this Stipulated Protective Order.
11
7.4.
Procedures for Disclosure of "HIGHLY CONFIDENTIAL –
12 ATTORNEYS' EYES ONLY" Information or Items:
13
The "Acknowledgment and Agreement to Be Bound Concerning Highly
14 Confidential Documents" (Exhibit B) referred to above includes statements confirming
15 that relevant witnesses are not presently employed by, or providing any form of consulting
16 services to, any of the entities identified on Exhibit C, and that he or she will not accept
17 employment with, consult with, or provide services to, any of the entities identified on
18 Exhibit C during the pendency of these proceedings. An Expert or other witness may
19 make an application to the Court with advance notice and based upon a showing of good
20 cause for modification of or relief from the obligations of the Acknowledgment and
21 Agreement to Be Bound Concerning Highly Confidential Documents (Exhibit B) prior to
22 the review of any documents or information designated “HIGHLY CONFIDENTIAL –
23 ATTORNEYS' EYES ONLY.” Nothing in this Stipulated Protective Order, however,
24 shall be construed to require the disclosure of the identity of an Independent Expert before
25 such disclosure is required by Federal Rule of Civil Procedure 26(a)(2).
26
27
28
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1
8.
2
3
PROTECTED MATERIAL SUBPOENAED OR ORDERED
PRODUCED IN OTHER LITIGATION
If a Party is served with a subpoena or a court order issued in other litigation that
4 compels disclosure of any information or items designated in this action as
5 "CONFIDENTIAL" or "HIGHLY CONFIDENTIAL – ATTORNEYS' EYES ONLY" that
6 Party must:
7
8.1.
promptly notify in writing the Designating Party. Such notification
8 shall include a copy of the subpoena or court order;
9
8.2.
promptly notify in writing the party who caused the subpoena or order
10 to issue in the other litigation that some or all of the material covered by the subpoena or
11 order is subject to this Protective Order. Such notification shall include a copy of this
12 Stipulated Protective Order; and
13
8.3.
cooperate with respect to all reasonable procedures sought to be
14 pursued by the Designating Party whose Protected Material may be affected.
15
If the Designating Party timely seeks a protective order, the Party served with the
16 subpoena or court order shall not produce any information designated in this action as
17 "CONFIDENTIAL" or "HIGHLY CONFIDENTIAL – ATTORNEYS' EYES ONLY"
18 before a determination by the court from which the subpoena or order issued, unless the
19 Party has obtained the Designating Party's permission. The Designating Party shall bear
20 the burden and expense of seeking protection in that court of its confidential material – and
21 nothing in these provisions should be construed as authorizing or encouraging a Receiving
22 Party in this action to disobey a lawful directive from another court.
23
9.
A NON-PARTY'S PROTECTED MATERIAL SOUGHT TO BE
24
PRODUCED IN THIS LITIGATION
25
9.1.
The terms of this Order are applicable to information produced by a
26 Non-Party in this action and designated as "CONFIDENTIAL" or "HIGHLY
27 CONFIDENTIAL – ATTORNEYS' EYES ONLY." Such information produced by Non28 Parties in connection with this litigation is protected by the remedies and relief provided by
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1 this Order. Nothing in these provisions should be construed as prohibiting a Non-Party
2 from seeking additional protections.
3
9.2.
In the event that a Party is required, by a valid discovery request, to
4 produce a Non-Party's confidential information in its possession, and the Party is subject to
5 an agreement with the Non-Party not to produce the Non-Party's confidential information,
6 then the Party shall:
7
(a)
promptly notify in writing the Requesting Party and the Non-
8 Party that some or all of the information requested is subject to a confidentiality agreement
9 with a Non-Party;
10
(b)
promptly provide the Non-Party with a copy of the Stipulated
11 Protective Order in this litigation, the relevant discovery request(s), and a reasonably
12 specific description of the information requested; and
13
(c)
make the information requested available for inspection by the
14 Non-Party.
15
9.3.
If the Non-Party fails to object or seek a protective order from this
16 court within 14 days of receiving the notice and accompanying information, the Receiving
17 Party may produce the Non-Party's confidential information responsive to the discovery
18 request. If the Non-Party timely seeks a protective order, the Receiving Party shall not
19 produce any information in its possession or control that is subject to the confidentiality
20 agreement with the Non-Party before a determination by the court. Absent a court order to
21 the contrary, the Non-Party shall bear the burden and expense of seeking protection in this
22 court of its Protected Material.
23
10.
24
If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed
UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL
25 Protected Material to any person or in any circumstance not authorized under this
26 Stipulated Protective Order, the Receiving Party must immediately (a) notify in writing the
27 Designating Party of the unauthorized disclosures, (b) use its best efforts to retrieve all
28 unauthorized copies of the Protected Material, (c) inform the person or persons to whom
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1 unauthorized disclosures were made of all the terms of this Order, and (d) request such
2 person or persons to execute the "Acknowledgment and Agreement to Be Bound" that is
3 attached as Exhibit A.
4
11.
5
6
INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE
PROTECTED MATERIAL
When a Producing Party gives notice to Receiving Parties that certain inadvertently
7 produced material is subject to a claim of privilege or other protection, the obligations of
8 the Receiving Parties are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B).
9 This provision is not intended to modify whatever procedure may be established in an e10 discovery order that provides for production without prior privilege review. Pursuant to
11 Federal Rule of Evidence 502(d) and (e), insofar as the parties reach an agreement on the
12 effect of disclosure of a communication or information covered by the attorney-client
13 privilege or work product protection, the parties may incorporate their agreement in the
14 stipulated protective order submitted to the court.
15
12.
16
MISCELLANEOUS
12.1. Right to Further Relief. Nothing in this Order abridges the right of
17 any person to seek its modification by the court in the future.
18
12.2. Right to Assert Other Objections. By stipulating to the entry of this
19 Protective Order no Party waives any right it otherwise would have to object to disclosing
20 or producing any information or item on any ground not addressed in this Stipulated
21 Protective Order. Similarly, no Party waives any right to object on any ground to use in
22 evidence of any of the material covered by this Protective Order.
23
12.3. Filing Protected Material. Without written permission from the
24 Designating Party or a court order secured after appropriate notice to all interested persons,
25 a Party may not file in the public record in this action any Protected Material. A Party that
26 seeks to file under seal any Protected Material must comply with Civil Local Rule 79-5
27 and General Order 62. Protected Material may only be filed under seal pursuant to a court
28 order authorizing the sealing of the specific Protected Material at issue. Pursuant to Civil
SMRH:406273236.1
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STIPULATED PROTECTIVE ORDER
Case3:11-cv-03003-JSW Document56 Filed08/03/12 Page16 of 21
1 Local Rule 79-5 and General Order 62, a sealing order will issue only upon a request
2 establishing that the Protected Material at issue is privileged, protectable as a trade secret,
3 or otherwise entitled to protection under the law. If a Receiving Party's request to file
4 Protected Material under seal pursuant to Civil Local Rule 79-5(d) and General Order 62 is
5 denied by the court, then the Receiving Party may file the Protected Material in the public
6 record pursuant to Civil Local Rule 79-5(e) unless otherwise instructed by the court.
7
13.
8
Within 60 days after the final disposition of this action, as defined in paragraph 4,
FINAL DISPOSITION
9 each Receiving Party must return all Protected Material to the Producing Party or destroy
10 such material. As used in this subdivision, "all Protected Material" includes all copies,
11 abstracts, compilations, summaries, and any other format reproducing or capturing any of
12 the Protected Material. Whether the Protected Material is returned or destroyed, the
13 Receiving Party must submit a written certification to the Producing Party (and, if not the
14 same person or entity, to the Designating Party) by the 60-day deadline that (1) identifies
15 (by category, where appropriate) all the Protected Material that was returned or destroyed
16 and (2) affirms that the Receiving Party has not retained any copies, abstracts,
17 compilations, summaries or any other format reproducing or capturing any of the Protected
18 Material. Notwithstanding this provision, Counsel are entitled to retain an archival copy of
19 all pleadings, motion papers, trial, deposition, and hearing transcripts, legal memoranda,
20 correspondence, deposition and trial exhibits, expert reports, attorney work product, and
21 consultant and expert work product, even if such materials contain Protected Material.
22 Any such archival copies that contain or constitute Protected Material remain subject to
23 this Protective Order as set forth in Section 4 (DURATION).
24
IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD.
25
26
27
28
SMRH:406273236.1
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STIPULATED PROTECTIVE ORDER
Case3:11-cv-03003-JSW Document56 Filed08/03/12 Page17 of 21
1 Dated: August 3, 2012
SHEPHERD, FINKELMAN, MILLER & SHAH LLP
2
By
3
/s/ James C. Shah
JAMES C. SHAH
Attorneys for Plaintiff
MICHAEL RODMAN
4
5
6 Dated: August 3, 2012
CHIMICLES & TIKELLIS, LLP
7
By
8
/s/ Steven A. Schwartz
STEVEN A. SCHWARTZ
TIMOTHY N. MATHEWS
Attorneys for Plaintiff
MICHAEL RODMAN
9
10
11
12 Dated: August 3, 2012
13
SHEPPARD MULLIN RICHTER & HAMPTON LLP
14
15
/s/ Brian R. Blackman
P. CRAIG CARDON
BRIAN R. BLACKMAN
Attorneys for Defendant
SAFEWAY INC.
By
16
17
18
19
20
21
ORDER
PURSUANT TO STIPULATION, IT IS SO ORDERED.
22 DATED: August __, 2012
6
23
24
_____________________________________
25
Joseph C. Spero JEFFREY S. WHITE
United States Magistrate Judge
26
27
28
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STIPULATED PROTECTIVE ORDER
Case3:11-cv-03003-JSW Document56 Filed08/03/12 Page19 of 21
1
EXHIBIT A
2
ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
3
I, _____________________________ [print or type full name], of
4 _________________ [print or type full address], declare under penalty of perjury that I
5 have read in its entirety and understand the Stipulated Protective Order that was issued by
6 the United States District Court for the Northern District of California on [date] in the case
7 of Rodman v. Safeway Inc., Case No. C 11-03003 JSW (JCS). I agree to comply with and
8 to be bound by all the terms of this Stipulated Protective Order and I understand and
9 acknowledge that failure to so comply could expose me to sanctions and punishment in the
10 nature of contempt. I solemnly promise that I will not disclose in any manner any
11 information or item that is subject to this Stipulated Protective Order to any person or
12 entity except in strict compliance with the provisions of this Order.
13
I further agree to submit to the jurisdiction of the United States District Court for
14 the Northern District of California for the purpose of enforcing the terms of this Stipulated
15 Protective Order, even if such enforcement proceedings occur after termination of this
16 action.
17
I hereby appoint __________________________ [print or type full name] of
18 _______________________________________ [print or type full address and telephone
19 number] as my California agent for service of process in connection with this action or any
20 proceedings related to enforcement of this Stipulated Protective Order.
21
22
Date: _________________________________
23
City and State where sworn and signed: _________________________________
24
25
Printed name: ______________________________
26
27
Signature: __________________________________
28
SMRH:406273236.1
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STIPULATED PROTECTIVE ORDER
Case3:11-cv-03003-JSW Document56 Filed08/03/12 Page20 of 21
1
EXHIBIT B
2
ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND
3
CONCERNING HIGHLY CONFIDENTIAL DOCUMENTS
4
________________________________________, declares as follows:
5
1. I have read the Stipulated Protective Order (“Protective Order”) filed in this litigation.
6
2. ___________________, an attorney with the firm of ______________________,
7 explained to me the meaning and effect of this undertaking and of the Protective Order, and I
8 agree to abide by and be bound by both.
9
3. I agree to treat all materials designated as “HIGHLY CONFIDENTIAL – ATTORNEYS'
10 EYES ONLY” and all copies, notes or other records containing or referring to such materials, and
11 the substance or contents of such materials in accordance with the terms of the Protective Order.
12
4. I agree to be subject to the jurisdiction of the United States District Court for the Northern
13 District of California, for purposes of enforcing the terms of this Protective Order.
14
5. By signing below, I hereby confirm that I am not presently employed by, or providing any
15 form of consulting services to, any of the entities identified on Exhibit C, an exhibit to be provided
16 to Plaintiffs by Safeway Inc., and further agree that: (1) during the pendency of these proceedings
17 I shall not accept employment with, consult with, or provide services to any of the entities listed
18 on Exhibit C; and (2) that I shall not at any time, either during the pendency of these proceedings
19 or after conclusion of these proceedings, use or divulge any of the HIGHLY CONFIDENTIAL –
20 ATTORNEYS' EYES ONLY information made available to me pursuant to the Order.
21
6. I declare under penalty of perjury under the laws of the United States of America that the
22 foregoing is true and correct.
23
Dated:
____________________________
24
Place Signed: _____________________________
25
Signed: __________________________________
26
Printed Name: ____________________________
27
28
SMRH:406273236.1
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STIPULATED PROTECTIVE ORDER
Case3:11-cv-03003-JSW Document56 Filed08/03/12 Page21 of 21
1
EXHIBIT C
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
SMRH:406273236.1
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STIPULATED PROTECTIVE ORDER
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