Lam v. General Mills, Inc.

Filing 67

STIPULATED PROTECTIVE ORDER. Signed by Judge Samuel Conti on 8/31/2012. (sclc1, COURT STAFF) (Filed on 8/31/2012)

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 PERKINS COIE LLP DAVID T. BIDERMAN (Bar No. 101577) CHARLES C. SIPOS (Pro hac vice) Four Embarcadero Center, Suite 2400 San Francisco, CA 94111-4131 Telephone: (415) 344-7000 Facsimile: (415) 344-7050 E-mail: DBiderman@perkinscoie.com E-mail: CSipos@perkinscoie.com CARLTON FIELDS CHRIS S. COUTROULIS (Pro hac vice) ROBERT L. CIOTTI (Pro hac vice) M. DEREK HARRIS (Pro hac vice) 4221 W. Boy Scout Blvd., Suite 1000 Tampa, FL 33607-5780 Telephone: (813) 223-7000 Facsimile: (813) 229-4133 E-mail: ccoutroulis@carltnofields.com E-mail: rciotti@carltonfields.com E-mail: mdharris@carltonfields.com O’MELVENY & MYERS LLP JEFFREY J. FOWLER (Bar No. 172709) 400 South Hope Street Los Angeles, California 90071 Telephone: (213) 430-6000 Facsimile: (213) 430-6407 E-mail: jfowler@omm.com Attorneys for GENERAL MILLS, INC. 17 [Other counsel are listed on signature pages] 18 UNITED STATES DISTRICT COURT 19 NORTHERN DISTRICT OF CALIFORNIA 20 SAN FRANCISCO 21 22 23 ANNIE LAM, on behalf of herself, and all others similarly situated, 26 27 [PROPOSED] STIPULATED PROTECTIVE ORDER Plaintiff, 24 25 Case No. 11-CV-05056 (SC) v. GENERAL MILLS, INC., Defendant. 28 -1- [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 PURPOSES AND LIMITATIONS1 2 Disclosure and discovery activity in this action are likely to involve production of 3 confidential, proprietary, or private information for which special protection from public 4 disclosure and from use for any purpose other than prosecuting this litigation may be warranted. 5 Accordingly, the parties hereby stipulate to and petition the Court to enter the following 6 Stipulated Protective Order. The parties acknowledge that this Order does not confer blanket 7 protections on all disclosures or responses to discovery and that the protection it affords from 8 public disclosure and use extends only to the limited information or items that are entitled to 9 confidential treatment under the applicable legal principles. The parties further acknowledge, as 10 set forth in Section 12.3, below, that this Stipulated Protective Order does not entitle them to file 11 confidential information under seal; Civil Local Rule 79-5 and General Order 62 set forth the 12 procedures that must be followed and the standards that will be applied when a party seeks 13 permission from the Court to file material under seal. 14 1. 15 16 DEFINITIONS 1.1 Challenging Party: a Party or Non-Party that challenges the designation of information or items under this Order. 17 1.2 “CONFIDENTIAL” Information or Items: information (regardless of how it is 18 generated, stored or maintained) or tangible things that qualify for protection under Federal Rule 19 of Civil Procedure 26(c). 20 21 1.3 Counsel (without qualifier): Outside Counsel of Record and House Counsel (as well as their support staff). 22 1.4 Designated House Counsel: House Counsel who seek access to information or 23 items designated “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” by another Party 24 or Non-Party. 25 1.5 Designating Party: a Party or Non-Party that designates information or items that it 26 produces in disclosures or in responses to discovery as “CONFIDENTIAL” or “HIGHLY 27 1 28 The parties have agreed to utilize the Northern District of California’s form protective order, which appears on the Court’s website as “Stipulated Protective Order for Litigation Involving Patents, Highly Sensitive Confidential Information and/or Trade Secrets.” -2- [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 2 CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” 1.6 Disclosure or Discovery Material: all items or information, regardless of the 3 medium or manner in which it is generated, stored, or maintained (including, among other things, 4 testimony, transcripts, and tangible things), that are produced or generated in disclosures or 5 responses to discovery in this matter. 6 1.7 Expert: a person with specialized knowledge or experience in a matter pertinent to 7 the litigation who (1) has been retained by a Party or its counsel to serve as an expert witness or 8 as a consultant in this action, (2) is not a past or current employee of a Party or of a Party’s 9 competitor, and (3) at the time of retention, is not anticipated to become an employee of a Party 10 11 or of a Party’s competitor. 1.8 “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” Information or 12 Items: extremely sensitive “Confidential Information or Items,” disclosure of which to another 13 Party or Non-Party would create a substantial risk of serious harm that could not be avoided by 14 less restrictive means. 15 16 17 18 19 1.9 House Counsel: attorneys who are employees of a party to this action. House Counsel does not include Outside Counsel of Record or any other outside counsel. 1.10 Non-Party: any natural person, partnership, corporation, association, or other legal entity not named as a Party to this action. 1.11 Outside Counsel of Record: attorneys who are not employees of a party to this 20 action but are retained to represent or advise a party to this action and have appeared in this action 21 on behalf of that party or are affiliated with a law firm which has appeared on behalf of that party. 22 23 24 25 26 1.12 Party: any party to this action, including all of its officers, directors, employees, consultants, retained experts, and Outside Counsel of Record (and their support staffs). 1.13 Producing Party: a Party or Non-Party that produces Disclosure or Discovery Material in this action. 1.14 Professional Vendors: persons or entities that provide litigation support services 27 (e.g., photocopying, videotaping, translating, preparing exhibits or demonstrations, and 28 organizing, storing, or retrieving data in any form or medium) and their employees and -3- [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 subcontractors. 2 3 1.15 Protected Material: any Disclosure or Discovery Material that is designated as “CONFIDENTIAL,” or as “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” 4 1.16 Receiving Party: a Party that receives Disclosure or Discovery Material from a 5 Producing Party. 6 2. SCOPE 7 The protections conferred by this Stipulation and Order cover not only Protected Material 8 (as defined above), but also (1) any information copied or extracted from Protected Material; (2) 9 all copies, excerpts, summaries, or compilations of Protected Material; and (3) any testimony, 10 conversations, or presentations by Parties or their Counsel that might reveal Protected Material. 11 However, the protections conferred by this Stipulation and Order do not cover the following 12 information: (a) any information that is in the public domain at the time of disclosure to a 13 Receiving Party or becomes part of the public domain after its disclosure to a Receiving Party as 14 a result of publication not involving a violation of this Order, including becoming part of the 15 public record through trial or otherwise; and (b) any information known to the Receiving Party 16 prior to the disclosure or obtained by the Receiving Party after the disclosure from a source who 17 obtained the information lawfully and under no obligation of confidentiality to the Designating 18 Party. Any use of Protected Material at trial shall be governed by a separate agreement or order. 19 3. DURATION 20 Even after final disposition of this litigation, the confidentiality obligations imposed by 21 this Order shall remain in effect until a Designating Party agrees otherwise in writing or a court 22 order otherwise directs. Final disposition shall be deemed to be the later of (1) dismissal of all 23 claims and defenses in this action, with or without prejudice; and (2) final judgment herein after 24 the completion and exhaustion of all appeals, rehearings, remands, trials, or reviews of this action, 25 including the time limits for filing any motions or applications for extension of time pursuant to 26 applicable law. 27 4. 28 DESIGNATING PROTECTED MATERIAL 4.1 Exercise of Restraint and Care in Designating Material for Protection. Each Party -4- [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 or Non-Party that designates information or items for protection under this Order must take care 2 to limit any such designation to specific material that qualifies under the appropriate standards. 3 To the extent it is practical to do so, the Designating Party must designate for protection only 4 those parts of material, documents, items, or oral or written communications that qualify—so that 5 other portions of the material, documents, items, or communications for which protection is not 6 warranted are not swept unjustifiably within the ambit of this Order. 7 Mass, indiscriminate, or routinized designations are prohibited. Designations that are 8 shown to be clearly unjustified or that have been made for an improper purpose (e.g., to 9 unnecessarily encumber or retard the case development process or to impose unnecessary 10 11 expenses and burdens on other parties) expose the Designating Party to sanctions. If it comes to a Designating Party’s attention that information or items that it designated 12 for protection do not qualify for protection at all or do not qualify for the level of protection 13 initially asserted, that Designating Party must promptly notify all other parties that it is 14 withdrawing the mistaken designation. 15 4.2 Manner and Timing of Designations. Except as otherwise provided in this Order 16 (see, e.g., second paragraph of section 5.2(a) below), or as otherwise stipulated or ordered, 17 Disclosure or Discovery Material that qualifies for protection under this Order must be clearly so 18 designated before the material is disclosed or produced. 19 20 Designation in conformity with this Order requires: (a) for information in documentary form (e.g., paper or electronic documents, 21 but excluding transcripts of depositions or other pretrial or trial proceedings), that the Producing 22 Party affix the legend “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ 23 EYES ONLY” to each page that contains protected material. If only a portion or portions of the 24 material on a page qualifies for protection, the Producing Party also must clearly identify the 25 protected portion(s) (e.g., by making appropriate markings in the margins) and must specify, for 26 each portion, the level of protection being asserted. 27 28 A Party or Non-Party that makes original documents or materials available for inspection need not designate them for protection until after the inspecting Party has indicated which -5- [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 material it would like copied and produced. During the inspection and before the designation, all 2 of the material made available for inspection shall be deemed “HIGHLY CONFIDENTIAL – 3 ATTORNEYS’ EYES ONLY.” After the inspecting Party has identified the documents it wants 4 copied and produced, the Producing Party must determine which documents, or portions thereof, 5 qualify for protection under this Order. Then, before producing the specified documents, the 6 Producing Party must affix the appropriate legend (“CONFIDENTIAL” or “HIGHLY 7 CONFIDENTIAL – ATTORNEYS’ EYES ONLY”) to each page that contains Protected 8 Material. If only a portion or portions of the material on a page qualifies for protection, the 9 Producing Party also must clearly identify the protected portion(s) (e.g., by making appropriate 10 markings in the margins) and must specify, for each portion, the level of protection being 11 asserted. 12 (b) for testimony given in deposition or in other pretrial or trial proceedings, 13 that the Designating Party identify on the record, before the close of the deposition, hearing, or 14 other proceeding, all protected testimony and specify the level of protection being asserted. 15 When it is impractical to identify separately each portion of testimony that is entitled to protection 16 and it appears that substantial portions of the testimony may qualify for protection, the 17 Designating Party may invoke on the record (before the deposition, hearing, or other proceeding 18 is concluded) a right to have up to 21 days to identify the specific portions of the testimony as to 19 which protection is sought and to specify the level of protection being asserted. Only those 20 portions of the testimony that are appropriately designated for protection within the 21 days shall 21 be covered by the provisions of this Stipulated Protective Order. Alternatively, a Designating 22 Party may specify, at the deposition or up to 21 days afterwards if that period is properly invoked, 23 that the entire transcript shall be treated as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL 24 – ATTORNEYS’ EYES ONLY.” 25 Parties shall give the other parties notice if they reasonably expect a deposition, hearing or 26 other proceeding to include Protected Material so that the other parties can ensure that only 27 authorized individuals who have signed the “Acknowledgment and Agreement to Be Bound” 28 (Exhibit A) are present at those proceedings. The use of a document as an exhibit at a deposition -6- [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 shall not in any way affect its designation as “CONFIDENTIAL” or “HIGHLY 2 CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” 3 Transcripts containing Protected Material shall have an obvious legend on the title page 4 that the transcript contains Protected Material, and the title page shall be followed by a list of all 5 pages (including line numbers as appropriate) that have been designated as Protected Material and 6 the level of protection being asserted by the Designating Party. The Designating Party shall 7 inform the court reporter of these requirements. Any transcript that is prepared before the 8 expiration of a 21-day period for designation shall be treated during that period as if it had been 9 designated “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” in its entirety unless 10 otherwise agreed. After the expiration of that period, the transcript shall be treated only as 11 actually designated. 12 (c) for information produced in some form other than documentary and for any 13 other tangible items, that the Producing Party affix in a prominent place on the exterior of the 14 container or containers in which the information or item is stored the legend “CONFIDENTIAL” 15 or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY.” If only a portion or portions of 16 the information or item warrant protection, the Producing Party, to the extent practicable, shall 17 identify the protected portion(s) and specify the level of protection being asserted. 18 4.3 Inadvertent Failures to Designate. If timely corrected, an inadvertent failure to 19 designate qualified information or items does not, standing alone, waive the Designating Party’s 20 right to secure protection under this Order for such material. Upon timely correction of a 21 designation, the Receiving Party must make reasonable efforts to assure that the material is 22 treated in accordance with the provisions of this Order. 23 5. 24 CHALLENGING CONFIDENTIALITY DESIGNATIONS 5.1 Timing of Challenges. Any Party or Non-Party may challenge a designation of 25 confidentiality at any time. Unless a prompt challenge to a Designating Party’s confidentiality 26 designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic 27 burdens, or a significant disruption or delay of the litigation, a Party does not waive its right to 28 challenge a confidentiality designation by electing not to mount a challenge promptly after the -7- [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 2 original designation is disclosed. 5.2 Meet and Confer. The Challenging Party shall initiate the dispute resolution 3 process by providing written notice of each designation it is challenging and describing the basis 4 for each challenge. To avoid ambiguity as to whether a challenge has been made, the written 5 notice must recite that the challenge to confidentiality is being made in accordance with this 6 specific paragraph of the Protective Order. The parties shall attempt to resolve each challenge in 7 good faith and must begin the process by conferring directly (in voice to voice dialogue; other 8 forms of communication are not sufficient) within 14 days of the date of service of notice. In 9 conferring, the Challenging Party must explain the basis for its belief that the confidentiality 10 designation was not proper and must give the Designating Party an opportunity to review the 11 designated material, to reconsider the circumstances, and, if no change in designation is offered, 12 to explain the basis for the chosen designation. A Challenging Party may proceed to the next 13 stage of the challenge process only if it has engaged in this meet and confer process first or 14 establishes that the Designating Party is unwilling to participate in the meet and confer process in 15 a timely manner. 16 5.3 Judicial Intervention. If the Parties cannot resolve a challenge without court 17 intervention, the Designating Party shall file and serve a motion to retain confidentiality under 18 Civil Local Rule 7 (and in compliance with Civil Local Rule 79-5 and General Order 62, if 19 applicable) within 21 days of the initial notice of challenge or within 14 days of the parties 20 agreeing that the meet and confer process will not resolve their dispute, whichever is earlier. 21 After the Designating Party has filed three motions to retain confidentiality, the burden to move 22 shifts to the Challenging Party. Each such motion must be accompanied by a competent 23 declaration affirming that the movant has complied with the meet and confer requirements 24 imposed in the preceding paragraph. Failure by the Designating or Challenging Party to make 25 such a motion including the required declaration within 21 days (or 14 days, if applicable) shall 26 automatically waive either the challenge to confidentiality or the confidentiality designation for 27 each challenged designation . In addition, the Challenging Party may file a motion challenging a 28 confidentiality designation at any time if there is good cause for doing so, including a challenge to -8- [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 the designation of a deposition transcript or any portions thereof. Any motion brought pursuant 2 to this provision must be accompanied by a competent declaration affirming that the movant has 3 complied with the meet and confer requirements imposed by the preceding paragraph. 4 The burden of persuasion in any such challenge proceeding shall be on the Designating 5 Party. Frivolous challenges and those made for an improper purpose (e.g., to harass or impose 6 unnecessary expenses and burdens on other parties) may expose the Challenging Party to 7 sanctions. Unless the Designating Party has waived the confidentiality designation by failing to 8 file a motion to retain confidentiality as described above, all parties shall continue to afford the 9 material in question the level of protection to which it is entitled under the Producing Party’s 10 designation until the Court rules on the challenge. 11 6. 12 ACCESS TO AND USE OF PROTECTED MATERIAL 6.1 Basic Principles. A Receiving Party may use Protected Material that is disclosed 13 or produced by another Party or by a Non-Party in connection with this case only for prosecuting, 14 defending, or attempting to settle this litigation. Such Protected Material may be disclosed only 15 to the categories of persons and under the conditions described in this Order. When the litigation 16 has been terminated, a Receiving Party must comply with the provisions of section 13 below 17 (FINAL DISPOSITION). 18 Protected Material must be stored and maintained by a Receiving Party at a location and 19 in a secure manner that ensures that access is limited to the persons authorized under this Order. 20 6.2 Disclosure of “CONFIDENTIAL” Information or Items. Unless otherwise 21 ordered by the Court or permitted in writing by the Designating Party, a Receiving Party may 22 disclose any information or item designated “CONFIDENTIAL” only to: 23 (a) the Receiving Party’s Outside Counsel of Record in this action, as well as 24 employees of said Outside Counsel of Record to whom it is reasonably necessary to disclose the 25 information for this litigation and who have signed the “Acknowledgment and Agreement to Be 26 Bound” that is attached hereto as Exhibit A; 27 28 (b) the officers, directors, and employees (including House Counsel) of the Receiving Party to whom disclosure is reasonably necessary for this litigation and who have -9- [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 2 (c) Experts (as defined in this Order) of the Receiving Party to whom 3 disclosure is reasonably necessary for this litigation and who have signed the “Acknowledgment 4 and Agreement to Be Bound” (Exhibit A); 5 (d) the Court and its personnel; 6 (e) court reporters and their staff, professional jury or trial consultants, and 7 Professional Vendors to whom disclosure is reasonably necessary for this litigation and who have 8 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); 9 (f) during their depositions, witnesses in the action to whom disclosure is 10 reasonably necessary and who have signed the “Acknowledgment and Agreement to Be Bound” 11 (Exhibit A), unless otherwise agreed by the Designating Party or ordered by the Court. Pages of 12 transcribed deposition testimony or exhibits to depositions that reveal Protected Material must be 13 separately bound by the court reporter and may not be disclosed to anyone except as permitted 14 under this Stipulated Protective Order. 15 16 17 (g) the author or recipient of a document containing the information or a custodian or other person who otherwise possessed or knew the information. 6.3 Disclosure of “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” 18 Information or Items. Unless otherwise ordered by the Court or permitted in writing by the 19 Designating Party, a Receiving Party may disclose any information or item designated “HIGHLY 20 CONFIDENTIAL – ATTORNEYS’ EYES ONLY” only to: 21 (a) the Receiving Party’s Outside Counsel of Record in this action, as well as 22 employees of said Outside Counsel of Record to whom it is reasonably necessary to disclose the 23 information for this litigation and who have signed the “Acknowledgment and Agreement to Be 24 Bound” that is attached hereto as Exhibit A; 25 (b) Three attorneys of the Designated House Counsel of the Receiving Party 26 (1) who have no involvement in competitive decision-making, (2) to whom disclosure is 27 reasonably necessary for this litigation, (3) who have signed the “Acknowledgment and 28 Agreement to Be Bound” (Exhibit A), and (4) as to whom the procedures set forth in paragraph - 10 - [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 7.4(a)(1), below, have been followed; 2 (c) Experts of the Receiving Party (1) to whom disclosure is reasonably 3 necessary for this litigation, (2) who have signed the “Acknowledgment and Agreement to Be 4 Bound” (Exhibit A), and (3) as to whom the procedures set forth in paragraph 7.4(a)(2), below, 5 have been followed; 6 (d) the Court and its personnel; 7 (e) court reporters and their staff, professional jury or trial consultants, and 8 Professional Vendors to whom disclosure is reasonably necessary for this litigation and who have 9 signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); and 10 11 12 (f) the author or recipient of a document containing the information or a custodian or other person who otherwise possessed or knew the information. 6.4 Procedures for Approving or Objecting to Disclosure of “HIGHLY 13 CONFIDENTIAL – ATTORNEYS’ EYES ONLY” Information or Items to Designated House 14 Counsel. 15 (a) Unless otherwise ordered by the Court or agreed to in writing by the 16 Designating Party, a Party that seeks to disclose to Designated House Counsel any information or 17 item that has been designated “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” 18 pursuant to paragraph 7.3(b) first must make a written request to the Designating Party that (1) 19 sets forth the full name of the Designated House Counsel and the city and state of his or her 20 residence, and (2) describes the Designated House Counsel’s current and reasonably foreseeable 21 future primary job duties and responsibilities in sufficient detail to determine if House Counsel is 22 involved, or may become involved, in any competitive decision-making. 23 “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES 24 ONLY” information or items may be disclosed to an Expert without disclosure of the identity of 25 the Expert as long as the Expert is not a current officer, director, or employee of a competitor of a 26 Party or anticipated to become one. 27 28 (b) A Party that makes a request and provides the information specified in the preceding respective paragraphs may disclose the subject Protected Material to the identified - 11 - [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 Designated House Counsel or Expert unless, within 14 days of delivering the request, the Party 2 receives a written objection from the Designating Party. Any such objection must set forth in 3 detail the grounds on which it is based. 4 (c) A Party that receives a timely written objection must meet and confer with 5 the Designating Party (through direct voice to voice dialogue) to try to resolve the matter by 6 agreement within seven days of the written objection. If no agreement is reached, the Party 7 seeking to make the disclosure to Designated House Counsel may file a motion as provided in 8 Civil Local Rule 7 (and in compliance with Civil Local Rule 79-5 and General Order 62, if 9 applicable) seeking permission from the Court to do so. Any such motion must describe the 10 circumstances with specificity, set forth in detail the reasons why the disclosure to Designated 11 House Counsel is reasonably necessary, assess the risk of harm that the disclosure would entail, 12 and suggest any additional means that could be used to reduce that risk. In addition, any such 13 motion must be accompanied by a competent declaration describing the parties’ efforts to resolve 14 the matter by agreement (i.e., the extent and the content of the meet and confer discussions) and 15 setting forth the reasons advanced by the Designating Party for its refusal to approve the 16 disclosure. 17 In any such proceeding, the Party opposing disclosure to Designated House Counsel shall 18 bear the burden of proving that the risk of harm that the disclosure would entail (under the 19 safeguards proposed) outweighs the Receiving Party’s need to disclose the Protected Material to 20 its Designated House Counsel or Expert. 21 7. 22 LITIGATION 23 PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER If a Party is served with a subpoena or a court order issued in other litigation that compels 24 disclosure of any information or items designated in this action as “CONFIDENTIAL” or 25 “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” that Party must: 26 27 28 (a) promptly notify in writing the Designating Party. Such notification shall include a copy of the subpoena or court order; (b) promptly notify in writing the party who caused the subpoena or order to - 12 - [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 issue in the other litigation that some or all of the material covered by the subpoena or order is 2 subject to this Protective Order. Such notification shall include a copy of this Stipulated 3 Protective Order; and 4 5 (c) cooperate with respect to all reasonable procedures sought to be pursued by the Designating Party whose Protected Material may be affected. 6 If the Designating Party timely seeks a protective order, the Party served with the 7 subpoena or court order shall not produce any information designated in this action as 8 “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY” before a 9 determination by the court from which the subpoena or order issued, unless the Party has obtained 10 the Designating Party’s permission. The Designating Party shall bear the burden and expense of 11 seeking protection in that court of its confidential material—and nothing in these provisions 12 should be construed as authorizing or encouraging a Receiving Party in this action to disobey a 13 lawful directive from another court. 14 8. 15 LITIGATION A NON-PARTY’S PROTECTED MATERIAL SOUGHT TO BE PRODUCED IN THIS 16 (a) The terms of this Order are applicable to information produced by a Non- 17 Party in this action and designated as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL – 18 ATTORNEYS’ EYES ONLY.” Such information produced by Non-Parties in connection with 19 this litigation is protected by the remedies and relief provided by this Order. Nothing in these 20 provisions should be construed as prohibiting a Non-Party from seeking additional protections. 21 (b) In the event that a Party is required, by a valid discovery request, to 22 produce a Non-Party’s confidential information in its possession, and the Party is subject to an 23 agreement with the Non-Party not to produce the Non-Party’s confidential information, then the 24 Party shall: 25 1. promptly notify in writing the Requesting Party and the Non-Party 26 that some or all of the information requested is subject to a confidentiality agreement with a Non- 27 Party; 28 - 13 - [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 2. promptly provide the Non-Party with a copy of the Stipulated 2 Protective Order in this litigation, the relevant discovery request(s), and a reasonably specific 3 description of the information requested; and 4 5 3. make the information requested available for inspection by the Non-Party. 6 (c) If the Non-Party fails to object or seek a protective order from this Court 7 within 14 days of receiving the notice and accompanying information, the Receiving Party may 8 produce the Non-Party’s confidential information responsive to the discovery request. If the 9 Non-Party timely seeks a protective order, the Receiving Party shall not produce any information 10 in its possession or control that is subject to the confidentiality agreement with the Non-Party 11 before a determination by the Court. Absent a court order to the contrary, the Non-Party shall 12 bear the burden and expense of seeking protection in this Court of its Protected Material. 13 9. 14 UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected 15 Material to any person or in any circumstance not authorized under this Stipulated Protective 16 Order, the Receiving Party must immediately (a) notify in writing the Designating Party of the 17 unauthorized disclosures, (b) use its best efforts to retrieve all unauthorized copies of the 18 Protected Material, (c) inform the person or persons to whom unauthorized disclosures were 19 made of all the terms of this Order, and (d) request such person or persons to execute the 20 “Acknowledgment and Agreement to Be Bound” that is attached hereto as Exhibit A. 21 10. 22 MATERIAL 23 INADVERTENT PRODUCTION OF PRIVILEGED OR OTHERWISE PROTECTED When a Producing Party gives notice to Receiving Parties that certain inadvertently 24 produced material is subject to a claim of privilege or other protection, the obligations of the 25 Receiving Parties are those set forth in Federal Rule of Civil Procedure 26(b)(5)(B). If 26 information is produced in discovery that is subject to a claim of privilege or of protection as 27 trial-preparation material, the party making the claim may notify any party that received the 28 information of the claim and the basis for it. After being notified, a party must promptly return or - 14 - [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 destroy the specified information and any copies it has and may not sequester, use or disclose the 2 information until the claim is resolved. This includes a restriction against presenting the 3 information to the Court for a determination of the claim. This provision is not intended to 4 modify whatever procedure may be established in an e-discovery order that provides for 5 production without prior privilege review. Pursuant to Federal Rule of Evidence 502(d) and (e), 6 insofar as the parties reach an agreement on the effect of disclosure of a communication or 7 information covered by the attorney-client privilege or work product protection, the parties may 8 incorporate their agreement in the stipulated protective order submitted to the Court. 9 11. 10 11 12 MISCELLANEOUS 11.1 Right to Further Relief. Nothing in this Order abridges the right of any person to seek its modification by the Court in the future. 11.2 Right to Assert Other Objections. By stipulating to the entry of this Protective 13 Order no Party waives any right it otherwise would have to object to disclosing or producing any 14 information or item on any ground not addressed in this Stipulated Protective Order. Similarly, 15 no Party waives any right to object on any ground to use in evidence of any of the material 16 covered by this Protective Order. 17 11.3 Filing Protected Material. Without written permission from the Designating Party 18 or a court order secured after appropriate notice to all interested persons, a Party may not file in 19 the public record in this action any Protected Material. A Party that seeks to file under seal any 20 Protected Material must comply with Civil Local Rule 79-5 and General Order 62. Protected 21 Material may only be filed under seal pursuant to a court order authorizing the sealing of the 22 specific Protected Material at issue. Pursuant to Civil Local Rule 79-5 and General Order 62, a 23 sealing order will issue only upon a request establishing that the Protected Material at issue is 24 privileged, protectable as a trade secret, or otherwise entitled to protection under the law. If a 25 Receiving Party's request to file Protected Material under seal pursuant to Civil Local Rule 79- 26 5(d) and General Order 62 is denied by the Court, then the Receiving Party may file the Protected 27 Material in the public record pursuant to Civil Local Rule 79-5(e) unless otherwise instructed by 28 the Court. - 15 - [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 2 12. FINAL DISPOSITION Within 60 days after the final disposition of this action, as defined in paragraph 4, each 3 Receiving Party must return all Protected Material to the Producing Party or destroy such 4 material. As used in this subdivision, “all Protected Material” includes all copies, abstracts, 5 compilations, summaries, and any other format reproducing or capturing any of the Protected 6 Material. Whether the Protected Material is returned or destroyed, the Receiving Party must 7 submit a written certification to the Producing Party (and, if not the same person or entity, to the 8 Designating Party) by the 60-day deadline that (1) identifies (by category, where appropriate) all 9 the Protected Material that was returned or destroyed and (2) affirms that the Receiving Party has 10 not retained any copies, abstracts, compilations, summaries or any other format reproducing or 11 capturing any of the Protected Material. Notwithstanding this provision, Counsel are entitled to 12 retain an archival copy of all pleadings, motion papers, trial, deposition, and hearing transcripts, 13 legal memoranda, correspondence, deposition and trial exhibits, expert reports, attorney work 14 product, and consultant and expert work product, even if such materials contain Protected 15 Material. Any such archival copies that contain or constitute Protected Material remain subject to 16 this Protective Order as set forth in Section 4 (DURATION). 17 18 19 20 21 22 23 24 25 26 27 28 - 16 - [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 IT IS SO STIPULATED, THROUGH COUNSEL OF RECORD. 2 3 DATED: _8/30/12__________________ 4 By /s/Stephen Gardner (with permission) Stephen Gardner sgardner@cspinet.org CENTER FOR SCIENCE IN THE PUBLIC INTEREST 5646 Milton Street, Suite 211 Dallas, Texas 75206 Telephone: (214) 827-2774 Facsimile: (214) 827-2787 5 6 7 8 Michael Reese mreese@reeserichman.com REESE RICHMAN LLP 875 Avenue of the Americas, 18th Floor New York, New York 10001 Telephone: (212) 643-0500 Facsimile: (212) 253-4272 9 10 11 12 Attorneys for Plaintiff 13 14 DATED: _8/30/12__________________ 15 16 By /s/Jeffrey J. Fowler Jeffrey J. Fowler jfowler@omm.com O’MELVENY & MYERS LLP David T. Biderman DBiderman@perkinscoie.com Charles C. Sipos (Pro Hac Vice) CSipos@perkinscoie.com PERKINS COIE LLP 17 18 19 Chris S. Coutroulis (Pro Hac Vice) ccoutroulis@carltnofields.com Robert L. Ciotti (Pro Hac Vice) rciotti@carltonfields.com M. Derek Harris (Pro hac vice) mdharris@carltonfields.com CARLTON FIELDS 20 21 22 23 Attorneys for General Mills, Inc. 24 25 26 27 PURSUANT TO STIPULATION, IT IS SO ORDERED. August 31, 2012 DATED: ________________________ Samuel Conti United States Senior District Judge 28 - 17 - [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 - 18 - [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC) 1 EXHIBIT A 2 ACKNOWLEDGMENT AND AGREEMENT TO BE BOUND 3 I, _____________________________ [print or type full name], of _________________ 4 [print or type full address], declare under penalty of perjury that I have read in its entirety and 5 understand the Stipulated Protective Order that was issued by the United States District Court for 6 the Northern District of California on [date] in the case of Annie Lam, on behalf of herself, and 7 all others similarly situated v. General Mills, Inc., Case No. 11-CV-05056 (SC). I agree to 8 comply with and to be bound by all the terms of this Stipulated Protective Order and I understand 9 and acknowledge that failure to so comply could expose me to sanctions and punishment in the 10 nature of contempt. I solemnly promise that I will not disclose in any manner any information or 11 item that is subject to this Stipulated Protective Order to any person or entity except in strict 12 compliance with the provisions of this Order. 13 I further agree to submit to the jurisdiction of the United States District Court for the 14 Northern District of California for the purpose of enforcing the terms of this Stipulated Protective 15 Order, even if such enforcement proceedings occur after termination of this action. 16 I hereby appoint __________________________ [print or type full name] of 17 _______________________________________ [print or type full address and telephone 18 number] as my California agent for service of process in connection with this action or any 19 proceedings related to enforcement of this Stipulated Protective Order. 20 21 Date: _________________________________ 22 City and State where sworn and signed: _________________________________ 23 Printed name: ______________________________ [printed name] 24 25 Signature: __________________________________ [signature] 26 27 28 - 19 - [PROPOSED] STIPULATED PROTECTIVE ORDER 11-CV-05056 (SC)

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