Mizner v. Grounds

Filing 31

ORDER by Judge Charles R. Breyer granting 27 Motion to take judicial notice and denying 1 petition for writ of habeas corpus (crblc2, COURT STAFF) (Filed on 9/27/2013)

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1 2 3 4 5 6 7 8 IN THE UNITED STATES DISTRICT COURT 9 FOR THE NORTHERN DISTRICT OF CALIFORNIA United States District Court For the Northern District of California 10 11 ANTHONY ROBERT MIZNER, 12 13 14 15 Petitioner, No. CV 12-0288 CRB ORDER DENYING MOTION FOR A WRIT OF HABEAS CORPUS v. RANDY GROUNDS, Respondent. 16 17 Petitioner Anthony Robert Mizner filed this petition for a writ of habeas corpus 18 alleging that the length of his conviction was the result of ineffective assistance of counsel. 19 Specifically, petitioner argues that counsel was deficient because he did not move for 20 petitioner’s possession of .46 gram of methamphetamine to be charged as a misdemeanor 21 rather than a felony. Petitioner also contends that a sentence of twenty-seven years to life in 22 prison under California’s three-strikes statute is unconstitutionally disproportionate to the 23 crime which triggered the sentence. Finally, petitioner argues that imposing this sentence 24 based on his recidivism amounts to Double Jeopardy. As a threshold matter, petitioner 25 requests that the Court take judicial notice of a prior California Court of Appeal decision 26 which suggested that a reasonable juror could determine that petitioner had only two strikes 27 for purposes of the three-strikes statute at the time he was charged. After considering the 28 parties’ arguments, the Court GRANTS petitioner’s motion for judicial notice and DENIES the motion for a writ of habeas corpus. 1 I. BACKGROUND On July 23, 2008, petitioner was stopped by a police officer while he rode a bicycle 2 3 through a closed construction area in San Benito County. See Answer to Petition for Writ of 4 Habeas Corpus (“Answer”) (dkt 7-1) at 2. After petitioner consented to a search, the officer 5 found a small bag containing .46 gram of methamphetamine on his person. Id. Petitioner 6 pleaded guilty in San Benito County Superior Court to one count of possession of 7 methamphetamine on October 15, 2008. See Petitioner’s Motion for Judicial Notice 8 (“MJN”) (dkt. 27) at 1. Before sentencing, petitioner requested that the court strike all prior 9 strike convictions because California’s three-strikes statute would require a sentence of United States District Court For the Northern District of California 10 twenty-five years to life in prison, which petitioner argued was grossly disproportionate to 11 his minor possession charge. Id. at 2. After the court denied petitioner’s request, it 12 sentenced him to twenty-seven years to life in prison based on his “extensive criminal 13 history” and the recommendation of his probation officer. See Answer at 2. The State contends that the petitioner has a “horrendous criminal record” including 14 15 three prior strikes, one of which was for assault with a deadly weapon, and thirteen other 16 prior felonies. See MJN at 3; Answer at 10. Petitioner now argues that only two of his prior 17 felonies should be considered as strikes. See MJN at 6. To support this contention, 18 petitioner requests that the Court take judicial notice of the California Court of Appeal’s 19 opinion in People v. Mizner, No. 02-H021026, 2002 WL 433150 (Cal. Ct. App. Mar. 18, 20 2002), in which the court stated that a reasonable trial court could find that petitioner 21 presented “valid arguments for striking all but one of the petitioner’s prior arson 22 convictions.” Id., Exh. A at 13. 23 II. LEGAL STANDARD 24 A. Judicial Notice 25 When deciding a habeas petition, the court “is limited to the record that was before the 26 state court that adjudicated the claim on the merits.” Cullen v. Pinholster, 131 S. Ct. 1388, 27 1398 (2011). However, federal courts “retain discretion to take judicial notice of documents 28 or facts ‘not subject to reasonable dispute.’” Trigueros v. Adams, 658 F.3d 983, 987 (9th 2 1 Cir. 2011). Courts “may take judicial notice of ‘matters of the public record,’” and 2 proceedings in another California habeas case have been deemed appropriate for judicial 3 review. Lee v. City of L.A., 250 F.3d 668, 689 (9th Cir. 2001); White v. Martel, 601 F.3d 4 882, 885 (9th Cir. 2010). 5 B. Ineffective Assistance of Counsel 6 Under the Antiterrorism and Effective Death Penalty Act (“AEDPA”), the district 7 court can grant a state prisoner’s petition for a writ of habeas corpus (1) if the petitioner’s 8 conviction “resulted in a decision that was contrary to, or involved an unreasonable 9 application of, clearly established federal law,” or (2) if the conviction “resulted in a decision United States District Court For the Northern District of California 10 that was based on an unreasonable determination of the facts in light of the evidence 11 presented in the State court proceeding.” 28 U.S.C. § 2254(d). The court can grant a habeas 12 petition if the petitioner shows that he received ineffective assistance of counsel and that the 13 ineffective assistance prejudiced the outcome. Strickland v. Washington, 466 U.S. 668, 686 14 (1984). 15 In order to prevail on a habeas claim based on ineffective assistance of counsel, the 16 petitioner has the burden of proving two elements. “First, the defendant must show that 17 counsel’s performance was deficient,” meaning that counsel was not functioning as a 18 competent advocate. Id. at 687. “Second, the defendant must show that the deficient 19 performance prejudiced the defense. This requires showing that counsel’s errors were so 20 serious as to deprive the defendant of a fair trial.” Id. The court “must indulge a strong 21 presumption that counsel’s conduct falls within the wide range of reasonable professional 22 assistance.” Id. at 689. 23 Federal courts adopt a “highly deferential standard for evaluating state court rulings.” 24 Lindh v. Murphy, 521 U.S. 320, 333 n.7 (1997); Woodford v. Visciotti, 537 U.S. 19, 24 25 (2002). In order to issue a writ of habeas corpus, the federal court must conclude both that 26 the state court decision was incorrect, and that it was unreasonable. Williams v. Taylor, 529 27 U.S. 362, 411 (2000). “The standards created by Strickland and § 2254(d) are both ‘highly 28 3 1 deferential,’ and when the two apply in tandem, review is ‘doubly’ so.” Harrington v. 2 Richter, 131 S. Ct. 770, 788 (2011) (internal citations omitted). 3 C. Cruel and Unusual Punishment Under the Eighth Amendment 4 The Eighth Amendment “prohibits imposition of a sentence that is grossly 5 disproportionate to the severity of the crime.” Rummel v. Estelle, 445 U.S. 263, 271 (1980). 6 “The Eighth Amendment does not require strict proportionality between crime and sentence,” 7 and only invalidates a sentence that is overwhelmingly disproportionate. Ewing v. California, 8 538 U.S. 11, 23 (2003). A sentence will be found grossly disproportionate only in 9 “exceedingly rare” and “extreme” cases. Lockyer v. Andrade, 538 U.S. 63, 73 (2003). Under California’s three-strikes statute, any felony conviction can constitute the third United States District Court For the Northern District of California 10 11 strike and subject a defendant to a term of twenty-five years to life in prison. Id. at 67. A 12 long sentence can be constitutional even if the most recent offense was minor or nonviolent. 13 Andrade, 538 U.S. at 77; Ewing, 538 U.S. at 30-31; Rummel, 445 U.S. at 285. 14 D. Double Jeopardy 15 The Double Jeopardy Clause of the Fifth Amendment does not conflict with 16 California’s three-strikes statute. The Supreme Court has “rejected double jeopardy 17 challenges” to recidivist statutes like California’s three strikes law because the “enhanced 18 punishment imposed for the later offense ‘is not to be viewed as either a new jeopardy or 19 additional penalty for the earlier crimes,’ but instead as ‘a stiffened penalty for the latest 20 crime.’” Witte v. United States, 515 U.S. 389, 400 (1995) (quoting Gryger v. Burke, 334 21 U.S. 728, 732 (1948)). 22 III. DISCUSSION 23 A. Judicial Notice Is Appropriate For Prior Court Decisions 24 Before determining whether to grant petitioner’s habeas corpus petition on the 25 ineffective assistance of counsel, Eighth Amendment, and Double Jeopardy claims, petitioner 26 asks the Court to take judicial notice of a prior unpublished California court of appeals 27 decision in which the court suggested that only two of his prior offenses should be 28 4 1 considered strikes. See People v. Mizner, No. 02-H021026, 2002 WL 433150, at *13 (Cal. 2 Ct. App. Mar. 18, 2002). 3 The court of appeal wrote that although petitioner has a long criminal record, many of 4 his prior felonies can be condensed so that the petitioner has fewer strikes. Id. For example, 5 six of petitioner’s strikes all arose from a single arson, and the legislature subsequently 6 enacted a provision which the court of appeals determined indicates “that the Legislature did 7 not intend for circumstances such as these to give rise to seven counts of arson.” Id. The 8 court concluded that “[t]he fact that the prior arson convictions were stayed, that they arose 9 out of a single act, and that the enhancement statute suggests that these circumstances now United States District Court For the Northern District of California 10 constitute only one count of arson, all present valid arguments for striking all but one of 11 petitioner’s prior arson convictions.” Id. 12 The Supreme Court has held that “review under § 2254(d)(1) is limited to the record 13 that was before the state court that adjudicated the claim on the merits,” meaning that a 14 federal court can only consider evidence that was available when the state court decision was 15 made. Pinholster, 131 S. Ct. at 1398. In Trigueros—a post-Pinholster case—the Ninth 16 Circuit Court of Appeals acknowledged that on habeas review, the court considers the record 17 “as developed before appeal,” but held that federal courts “may take judicial notice on 18 appeal.” 658 F.3d at 987. Indeed, “judicial notice may be taken at any stage of the 19 proceedings, whether in the trial court or on appeal.” Fed. R. Evid. 201(f) advisory 20 committee’s note. 21 The California Court of Appeal denied petitioner’s motion for judicial notice of the 22 prior unpublished decision because “the information contained in that opinion was not before 23 the trial court at sentencing.” People v. Mizner, No. H035144, 2011 WL 263209, at *1 (Cal. 24 Ct. App. Jan. 26, 2011). However, “a court may take judicial notice of ‘matters of the public 25 record.’” Lee, 250 F.3d at 689 (citing Fed. R. Evid. 201). The Ninth Circuit has held, for 26 example, that a separate case’s docket sheet, proceedings in another California habeas case, 27 and state bar records reflecting disciplinary proceedings “are appropriate for judicial notice.” 28 White, 601 F.3d at 885. Taking judicial notice of a prior state appellate court decision—even 5 1 if unpublished—that is directly related to the present action is consistent with the Ninth 2 Circuit’s holdings in White and Trigueros. 3 For the foregoing reasons, the Court GRANTS petitioner’s motion to take judicial 4 notice of the California Court of Appeal decision. This does not mean, however, that the 5 state court erred in determining that petitioner had more strikes. 6 B. Petitioner Has Not Shown That He Was Prejudiced By Ineffective Assistance Of Counsel 7 Petitioner argues that the California Court of Appeal erred in holding that he was not 8 prejudiced by ineffective assistance of counsel. Petitioner argues that his counsel should 9 have moved for his minor possession to be charged as a misdemeanor rather than a felony. United States District Court For the Northern District of California 10 Petitioner does not identify, however, any evidence that counsel’s motion would have been 11 granted, or that petitioner would have avoided sentencing under the three-strikes statute. 12 In order to prevail on a habeas corpus petition alleging ineffective assistance of 13 counsel, petitioner must allege and provide evidence that (1) “counsel’s performance was 14 deficient,” and (2) “that the deficient performance prejudiced the defense.” Strickland, 466 15 U.S. at 687. “This requires showing that counsel’s errors were so serious as to deprive the 16 defendant of a fair trial, a trial whose result is reliable.” Id. Even if the court finds counsel 17 deficient, his error “does not warrant setting aside the judgment of a criminal proceeding if 18 the error had no effect on the judgment.” Id. at 691. “The likelihood of a different result 19 must be substantial, not just conceivable.” Harrington, 131 S. Ct. at 792. 20 Here, to meet the burden set forth in Strickland, petitioner must show not only that his 21 counsel was deficient in not moving to sentence the possession charge as a misdemeanor, but 22 also that the motion would have been granted, and that it would have precluded petitioner 23 from being sentenced under California’s three-strikes statute. Petitioner has not met this 24 burden. Assuming, without deciding, that petitioner’s counsel was deficient,1 petitioner’s 25 26 1 27 28 It is difficult to understand why petitioner’s counsel would permit petitioner to plead guilty to possession of methamphetamine, charged as a felony and triggering the three-strikes statute, without moving to reduce the charge to a misdemeanor. Regardless of how deficient this may seem, however, Strickland requires a petitioner to prove that the result would have been different but for counsel’s deficient conduct, an incredibly difficult standard to meet. 466 U.S. at 687. 6 1 argument still fails because he cannot show that the deficient performance was prejudicial 2 such that the state court’s determination was objectively unreasonable and should be 3 reversed. See, e.g., Andrade, 538 U.S. at 67-68 (noting that the trial court denied the 4 defendant’s motions to reduce his felonies to misdemeanors). Additionally, the court of 5 appeal referred to petitioner’s extensive criminal history and failure to comply with the 6 conditions of his probation to support its determination that petitioner could not “demonstrate 7 that even if defense counsel had made a motion it is reasonably probable it would have been 8 granted.” People v. Mizner, No. H035144, 2011 WL 263209, at *3 (Cal. Ct. App. Jan. 26, 9 2011). United States District Court For the Northern District of California 10 Petitioner has failed to establish that the court of appeal’s determination that he was 11 not prejudiced by counsel’s alleged ineffective assistance was objectively unreasonable. In 12 fact, the state court determined that based on its review of petitioner’s prior offenses, 13 including his “failure to benefit from the grant of probation and the egregiousness of 14 petitioner’s prior convictions,” petitioner could not prove that counsel would have been 15 successful even if he had moved for the court to reduce his possession charge to a 16 misdemeanor. People v. Mizner, No. H035144, 2011 WL 263209 at *3 (Cal. Ct. App. Jan. 17 26, 2011). Even if this determination was incorrect, habeas relief is not warranted unless the 18 state court’s determination is objectively unreasonable. Woodford, 537 U.S. at 26; Renico v. 19 Lett, 559 U.S. 766, 778 (2010). Since petitioner has not shown that the state court’s 20 determination was objectively unreasonable, the Court DENIES petitioner’s ineffective 21 assistance of counsel claim. 22 C. Petitioner’s Sentence Does Not Violate The Eighth Amendment 23 Petitioner also contends that the California Court of Appeal erred in holding that a 24 sentence of twenty-seven years to life in prison does not constitute cruel and unusual 25 punishment under the Eighth Amendment. 26 27 Petitioner has not met his burden of showing that the state appellate court’s conclusion that twenty-seven years to life in prison does not constitute cruel and unusual punishment 28 7 1 was objectively unreasonable.2 The Supreme Court has routinely held that sentences of 2 twenty-five years to life in prison for recidivists are constitutional, even when the triggering 3 crime was minor or nonviolent. See, e.g., Andrade, 538 U.S. at 77 (holding that it was not 4 unreasonable application of clearly established law for a California appellate court to affirm a 5 sentence of twenty-five years to life in prison for a triggering crime of stealing $84.70 worth 6 of merchandise); Ewing, 538 U.S. at 30-31 (holding that a sentence of twenty-five years to 7 life in prison was not unconstitutionally disproportionate when the defendant’s triggering 8 crime was theft of three golf clubs); Rummel, 445 U.S. at 285 (holding that a mandatory life 9 sentence for a triggering crime of obtaining $120.75 by false pretenses did not constitute United States District Court For the Northern District of California 10 11 cruel and unusual punishment). Petitioner argues that the state court erred in upholding his recidivist sentence because 12 the court failed to interpret Solem v. Helm, 463 U.S. 277 (1983), as controlling. In Solem, a 13 plurality of the Supreme Court held that the defendant’s sentence of life without the 14 possibility of parole was unconstitutionally disproportionate to the triggering crime of 15 writing a no account check, “one of the most passive felonies a person could commit.” 463 16 U.S. at 298, 303. Solem held that the court must focus on the triggering felony rather than 17 the defendant’s prior felonies, but acknowledged that “prior convictions are relevant to the 18 sentencing decision.” Id. at 296 n.21. Solem distinguished Rummel, the Supreme Court’s 19 leading case on recidivist cases at this point, largely because the defendant in Solem would 20 never be eligible for parole, which indicates that his sentence was far more disproportionate 21 than the defendant in Rummel, who was potentially up for parole in twelve years. Id. at 297. 22 Despite petitioner’s heavy sentence for a minor triggering crime, petitioner cannot 23 show that the sentence is objectively unreasonable under Supreme Court precedent. 24 Rummell, Andrade, and Ewing have each held that long sentences for recidivists do not 25 26 27 28 2 There is no doubt that a sentence of twenty-seven years to life in prison for a triggering crime of possession of .46 gram of methamphetamine is a harsh penalty. The sentence “is the third most severe penalty available under California law, exceeded in severity only by death and life imprisonment without the possibility of parole.” Gonzalez v. Duncan, 551 F.3d 875, 886 (9th Cir. 2008). The question before the Court, however, is not whether petitioner received a harsh sentence, but whether the court of appeal’s decision to uphold the sentence was objectively unreasonable. 8 1 constitute cruel and unusual punishment, even when the triggering offense was minor. 2 Additionally, the state court could have reasonably determined that Solem was not applicable 3 here because petitioner has the possibility of parole. Since none of these Supreme Court 4 precedents support petitioner’s claim that his sentence of twenty-seven years to life in prison 5 for his nonviolent triggering offense was objectively unreasonable, the Court DENIES 6 petitioner’s Eighth Amendment claim. 7 D. 8 The petitioner further argues that his sentence of twenty-seven years to life in prison 9 Petitioner’s Sentence Does Not Constitute Double Jeopardy for possession of .46 gram of methamphetamine amounts to Double Jeopardy in violation of United States District Court For the Northern District of California 10 the Fifth Amendment. Petitioner relies on the Supreme Court’s holding that the Double 11 Jeopardy clause “serves the function of preventing both successive punishment and 12 successive prosecution.” Witte, 515 U.S. at 395-96 (internal citations omitted). The 13 Supreme Court has expressly held that “[i]n repeatedly upholding such recidivism statutes, 14 we have rejected double jeopardy challenges.” Id. at 400. “[T]he enhanced punishment 15 imposed for the later offense ‘is not to be viewed as either a new jeopardy or additional 16 penalty for the earlier crimes,’ but instead as ‘a stiffened penalty for the latest crime, which is 17 considered to be an aggravated offense’” because it is repetitive. Id. (citing Gryger, 334 U.S. 18 at 732). Petitioner’s Double Jeopardy claim is DENIED. 19 IV. 20 21 22 CONCLUSION For the foregoing reasons, the Court GRANTS petitioner’s motion for judicial notice, and DENIES the petition for a writ of habeas corpus. IT IS SO ORDERED. 23 24 25 CHARLES R. BREYER UNITED STATES DISTRICT JUDGE Dated: September 27, 2013 26 27 28 9

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