Turek et al v. Stanford University Medical Center et al

Filing 169

PROPOSED FINAL JURY INSTRUCTIONS AND SPECIAL VERDICT FORM. Signed by Judge Alsup on 10/24/2013. (whalc2, COURT STAFF) (Filed on 10/24/2013)

1
2
3
4

IN THE UNITED STATES DISTRICT COURT

5
FOR THE NORTHERN DISTRICT OF CALIFORNIA
6
7
8
9

12
13
14
15

No. C 12-00444 WHA

Plaintiffs,

11
For the Northern District of California

United States District Court

10

ANTHONY and LESLIE TUREK, as
successors in interest to the Estate of
Michael Turek, deceased, and in their
individual capacities,

v.
JUSTIN BIRNBAUM, M.D., JOY
RUSMINTRATIP, M.D., and
STANFORD HOSPITAL & CLINICS,
Defendants.
/

16
17
18

COURT’S PROPOSED CHARGE TO THE JURY

19

AND SPECIAL VERDICT FORM

20
21

Appended hereto are copies of the proposed final charge to the jury and special verdict

22

form given to both sides on OCTOBER 24, 2013, subject to the caveat made on the record at the

23

charging conference.

24
25
26
27
28

1
2
3
4
5
IN THE UNITED STATES DISTRICT COURT

6
7

FOR THE NORTHERN DISTRICT OF CALIFORNIA
8
9

11
For the Northern District of California

United States District Court

10

12

ANTHONY and LESLIE TUREK, as
successors in interest to the Estate of
Michael Turek, deceased, and in their
individual capacities,
Plaintiffs,

13
14
15
16
17

No. C 12-00444 WHA

v.
JUSTIN BIRNBAUM, M.D., JOY
RUSMINTRATIP, M.D., and
STANFORD HOSPITAL & CLINICS,
Defendants.
/

18
19
20

FINAL CHARGE TO THE JURY
AND SPECIAL VERDICT FORM

21
22
23
24
25
26
27
28
2

1

1.

2

Members of the jury, now that you have heard all the evidence and arguments by counsel,

3

it is my duty to instruct you on the law that applies to this case. A copy of these instructions will

4

be available in the jury room for you to consult as necessary.

5

It is your duty to find the facts from all the evidence in the case. To those facts, you will

6

apply the law as I give it to you. You must follow the law as I give it to you whether you agree

7

with it or not. You must not be influenced by any personal likes or dislikes, opinions, prejudices

8

or sympathy. That means that you must decide the case solely on the evidence before you. You

9

will recall that you took an oath promising to do so at the beginning of the case. In following my
instructions, you must follow all of them and not single out some and ignore others; they are all

11
For the Northern District of California

United States District Court

10

equally important. You must not read into these instructions or into anything the Court may

12

have said or done as suggesting what verdict you should return — that is a matter entirely up to

13

you.

14
15
16

2.
The evidence from which you are to decide what the facts are consists of:
1.

17

The sworn testimony of witnesses, on both direct and
cross-examination, regardless of who called the witness;

18

2.

The exhibits which have been received into evidence;

19

3.

The sworn testimony of witnesses in depositions, read into

20
21
22
23
24

evidence; and
4.

Any facts to which the lawyers have stipulated. You must treat
any stipulated facts as having been conclusively proved.
3.

Evidence may be direct or circumstantial. Direct evidence is direct proof of a fact, such

25

as testimony by a witness about what that witness personally saw or heard or did. Circumstantial

26

evidence is proof of one or more facts from which you could find another fact. By way of

27

example, if you wake up in the morning and see that the sidewalk is wet, you may find from that

28

fact that it rained during the night. Other evidence, however, such as a turned-on garden hose,
3

1

may explain the presence of water on the sidewalk. Therefore, before you decide that a fact has

2

been proved by circumstantial evidence, you must consider all the evidence in the light of

3

reason, experience and common sense. You should consider both kinds of evidence. It is for

4

you to decide how much weight to give to any evidence.

5
6

4.
In reaching your verdict, you may consider only the types of evidence I have described.

7

Certain things are not evidence, and you may not consider them in deciding what the facts are. I

8

will list them for you:

9

1.

Arguments and statements by lawyers are not evidence. The
lawyers are not witnesses. What they have said in their opening

11
For the Northern District of California

United States District Court

10

statements, closing arguments and at other times is intended to

12

help you interpret the evidence, but it is not evidence. If the facts

13

as you remember them differ from the way the lawyers have stated

14

them, your memory of them controls.

15

2.

A suggestion in a question by counsel or the Court is not evidence

16

unless it is adopted by the answer. A question by itself is not

17

evidence. Consider it only to the extent it is adopted by the

18

answer.

19

3.

Objections by lawyers are not evidence. Lawyers have a duty to

20

their clients to consider objecting when they believe a question is

21

improper under the rules of evidence. You should not be

22

influenced by any question, objection or the Court’s ruling on it.

23

4.

Testimony or exhibits that have been excluded or stricken, or that

24

you have been instructed to disregard, are not evidence and must

25

not be considered. In addition, some testimony and exhibits have

26

been received only for a limited purpose; where I have given a

27

limiting instruction, you must follow it.

28
4

1

5.

Anything you may have seen or heard when the Court was not in

2

session is not evidence. You are to decide the case solely on the

3

evidence received at the trial.

4
5

5.
In deciding the facts in this case, you may have to decide which testimony to believe and

6

which testimony not to believe. You may believe everything a witness says, or part of it or

7

none of it. In considering the testimony of any witness, you may take into account:

8

1.

9

The opportunity and ability of the witness to see or hear or know
the things testified to;

2.

The witness’ memory;

11
For the Northern District of California

United States District Court

10

3.

The witness’ manner while testifying;

12

4.

The witness’ interest in the outcome of the case and any bias or

13

prejudice;

14

5.

Whether other evidence contradicted the witness’ testimony;

15

6.

The reasonableness of the witness’ testimony in light of all the

16
17
18

evidence; and
7.

Any other factors that bear on believability.

The weight of the evidence as to a fact does not necessarily depend on the number of

19

witnesses who testify. Nor does it depend on which side called witnesses or produced evidence.

20

You should base your decision on all of the evidence regardless of which party presented it.

21
22

6.
A witness may be discredited or impeached by contradictory evidence or by evidence

23

that, at some other time, the witness has said or done something or has failed to say or do

24

something that is inconsistent with the witness’ present testimony. If you believe any witness

25

has been impeached and thus discredited, you may give the testimony of that witness such

26

credibility, if any, you think it deserves.

27
28
5

1
2

7.
A witness, however, willfully false in one part of his or her testimony is to be distrusted

3

in others. You may reject the entire testimony of a witness who willfully has testified falsely on

4

a material point, unless, from all the evidence, you believe that the probability of truth favors

5

his or her testimony in other particulars.

6
7

8.
You have heard testimony from witnesses referred to as “expert witnesses.” These are

reasons for their opinions. Opinion testimony should be judged just like any other testimony.

10

You may accept it or reject it, and give it as much weight as you think it deserves, considering

11
For the Northern District of California

persons who, because of education or experience, are permitted to state opinions and the

9

United States District Court

8

the witness’ education and experience, the reasons given for the opinion, and all the other

12

evidence in the case. If an expert witness was not present at the events in question, his or her

13

opinion is necessarily based on an assumed set of circumstances. In evaluating the opinion

14

during the trial, you should take into account the extent to which you do agree or do not agree

15

with the circumstances assumed by the expert witness.

16

9.

17

You should decide the case as to each defendant doctor separately and as to each

18

plaintiff separately. Unless otherwise stated, the instructions apply to all parties. A

19

corporation, Stanford Hospital & Clinics, is a party in this lawsuit. All parties are equal before

20

the law and a corporation is entitled to the same fair and conscientious consideration by you as

21

any party. In this case, if you find that either or both doctors are liable, then the hospital will

22

likewise be liable automatically to the same extent. Conversely, if you find neither doctor

23

liable, then the hospital will not be liable either.

24
25

10.
In these instructions, I will often refer to a party’s “burden of proof.” When a party has

26

the burden of proof on any claim by a preponderance of the evidence, it means you must be

27

persuaded by the evidence presented in court, that the claim is more likely to be true than not

28

true. To put it differently, if you were to put the evidence favoring a plaintiff and the evidence
6

1

favoring a defendant on opposite sides of a scale, the party with the burden of proof on the issue

2

would have to make the scale tip somewhat toward its side. If the party fails to meet this

3

burden, then the party with the burden of proof loses on that issue. Preponderance of the

4

evidence basically means “more likely than not.”

5

After weighing all of the evidence, if you cannot decide that something is more likely to

6

be true than not true, you must conclude that the party with the burden of proof did not prove it.

7

You should consider all the evidence, no matter which party produced the evidence.

8

11.

your verdict should be for plaintiffs on that claim. If you find that plaintiffs did not carry their

11
For the Northern District of California

If you find that plaintiffs carried their burden of proof as to each element of their claim,

10

United States District Court

9

burden of proof as to each element, you must find against plaintiffs on that claim.

12
13

12.
I will now turn to the law that applies to this case. Plaintiffs Leslie and Anthony Turek

14

allege that their son, Michael Turek, died because of negligence by defendants Dr. Justin

15

Birnbaum, Dr. Joy Rusmintratip, and Stanford Hospital & Clinics. To establish a claim of

16

negligence against a doctor, plaintiffs have the burden to prove the following three elements by

17

a preponderance of the evidence against defendants:

18

1.

The doctor was negligent;

19

2.

Plaintiffs were harmed; and

20

3.

The doctor’s negligence was a substantial factor in causing the

21

decedent’s death and plaintiffs’ harm.

22

13.

23

I will now explain the first element of a negligence claim more fully. Generally, a

24

person is negligent when he fails to use reasonable care to prevent harm to himself or to others.

25

A person can be negligent by acting or by failing to act.

26
27
28
7

1
2

14.
In determining whether a doctor was negligent in this case, you must determine and

3

compare two things — you must compare the treatment and diagnosis by the doctor against the

4

appropriate standard of care. The appropriate standard of care means the skill, knowledge, and

5

care in diagnosis and treatment that other reasonably careful psychiatrists would use in similar

6

circumstances. In determining the standard of care appropriate for the case at hand, you must

7

be guided by the professional evidence provided to you in the trial as opposed to lay opinion.

8

This is because lay persons, like yourselves, and lay witnesses cannot be expected to know the

9

appropriate standard of medical care. So, you must base your determination of the standard of

11
For the Northern District of California

United States District Court

10

care on professional testimony and evidence.
On the other hand, in determining the actual treatment and diagnosis rendered in the

12

case at hand, you may consider all of the trial evidence, not just the professional evidence. You

13

must then decide whether plaintiffs have carried their burden to prove that the actual treatment

14

and diagnosis fell short of the appropriate standard.

15
16

15.
A medical practitioner is not necessarily negligent just because he errs in judgment or

17

because his efforts prove unsuccessful. A medical practitioner is also not negligent just because

18

he chooses one medically accepted method of treatment or diagnosis and it turns out that

19

another medically accepted method would have been a better choice. The practitioner is

20

negligent only if he was not as skillful, knowledgeable, or careful as other reasonable medical

21

practitioners would have been in similar circumstances.

22

In this case as stated, if you find either doctor negligent, then the hospital will

23

automatically be found negligent as well. If you find neither doctor negligent, then the hospital

24

will likewise be automatically found not negligent.

25
26

There is no claim in this case for rudeness or insensitivity. Liability can only be based,
if at all, upon professional negligence of one of the two doctors.

27
28
8

1

16.

2

I will now explain what a substantial factor is. A substantial factor in causing harm is a

3

factor that a reasonable person would consider to have contributed to the harm, as demonstrated

4

by competent expert testimony. A substantial factor must be more than a remote or trivial

5

factor. But it does not have to be the only cause of the harm. Conduct is not a substantial factor

6

in causing harm though if the same harm would have occurred without that conduct.

7
8

17.
Healthcare providers have testified that Michael Turek, Leslie Turek, and/or Anthony

helped these healthcare providers diagnose Michael Turek’s condition. You can use these

11
For the Northern District of California

Turek made statements to them about Michael Turek’s medical history. These statements

10

United States District Court

9

statements to help you examine the basis of the healthcare provider’s opinion. But you cannot

12

use them for any other purpose. A statement by Michael Turek to any healthcare provider about

13

his own medical condition, however, can be considered as evidence of that medical condition.

14

18.

15

You have also heard testimony regarding a “5150 hold.” When a person, as a result of a

16

mental disorder, is either a danger to himself or to others, or is gravely disabled, a peace officer,

17

staff member of an evaluation facility, or other professional person designated by the county can

18

place that person in a facility for 72 hours of treatment and evaluation. That placement is what is

19

generally referred to as a Section 5150 hold or simply, a “5150 hold.”

20

19.

21

It is now the duty of the Court to instruct you about the measure of damages. By

22

instructing you on damages, the Court does not mean to suggest for which party your verdict

23

should be rendered. As the party seeking damages, plaintiffs bear the burden of proving

24

damages by a preponderance of the evidence. If you decide that plaintiffs have proved their

25

claim against defendants for the death of Michael Turek, you also must decide how much money

26

will reasonably compensate Anthony and Leslie Turek for the death of Michael Turek. This

27

compensation is called “damages.”

28
9

1
2

20.
Plaintiffs do not have to prove the exact amount of these damages. However, you are not

3

permitted to include speculative damages, which means compensation for future loss or harm

4

which, although possible, is conjectural or not reasonably certain. Your award must be based

5

upon evidence and not upon speculation, guesswork, or conjecture. However, if you determine

6

that plaintiffs are entitled to recover, you should compensate them for the loss or harm caused by

7

the injury in question which the evidence shows is reasonably certain to be suffered in the future.

8

21.

9

In this matter, plaintiffs seek economic damages as well as noneconomic damages.
Specifically, plaintiffs claim the following economic damages for funeral and burial expenses,

11
For the Northern District of California

United States District Court

10

including family travel to Michael Turek’s funeral.

12
13
14

Plaintiffs also seek the following noneconomic damages, for the loss of Michael Turek’s
love, society, comfort, companionship, assistance, training and guidance.
There is no fixed standard for deciding the amount of noneconomic damages. You must

15

use your judgment to decide a reasonable amount based on the evidence and your common

16

sense. Furthermore, for these noneconomic damages, please determine the amount in current

17

dollars paid at the time of judgment that will compensate plaintiffs for those damages. This

18

amount of noneconomic damages should not be further reduced to present cash value because

19

that reduction should only be performed with respect to future economic damages.

20

Also, in determining plaintiffs’ loss, you may not award damages for:

21

1.

Plaintiffs’ grief, sorrow, or mental anguish;

22

2.

Decedent’s pain and suffering; or

23

3.

The poverty or wealth of plaintiffs.

24
25
26
27
28

22.
When you begin your deliberations, you should elect one member of the jury as your
foreperson. That person will preside over the deliberations and speak for you here in court.
You will then discuss the case with your fellow jurors to reach agreement if you can do
so. Your verdict as to each claim and as to damages, if any, must be unanimous. Each of you
10

1

must decide the case for yourself, but you should do so only after you have considered all of the

2

evidence, discussed it fully with the other jurors, and listened to the views of your fellow jurors.

3

Do not be afraid to change your opinion if the discussion persuades you that you should.

4

Do not come to a decision simply because other jurors think it is right. It is important that you

5

attempt to reach a unanimous verdict but, of course, only if each of you can do so after having

6

made your own conscientious decision. Do not change an honest belief about the weight and

7

effect of the evidence simply to reach a verdict.

8

I will give you a special verdict form to guide your deliberations.
23.

10

Some of you have taken notes during the trial. Whether or not you took notes, you

11
For the Northern District of California

United States District Court

9

should rely on your own memory of what was said. Notes are only to assist your memory. You

12

should not be overly influenced by the notes. When you go into the jury room, the Clerk will

13

bring in to you the trial exhibits received into evidence to be available for your deliberations.

14

The Clerk will also provide you with an index to them, assuming the lawyers have been able to

15

jointly prepare the index.

16
17
18

24.
As I noted before the trial began, when you retire to the jury room to deliberate, you will
have with you the following things:

19

1.

All of the exhibits received into evidence;

20

2.

An index of the exhibits if the lawyers are able to stipulate as to

21

its form;

22

3.

A work copy of these jury instructions for each of you;

23

4.

A work copy of the verdict form for each of you; and

24

5.

An official verdict form.

25

When you recess at the end of a day, please place your work materials in the brown

26

envelope provided and cover up any easels with your work notes so that if my staff needs to go

27

into the jury room, they will not even inadvertently see any of your work in progress.

28
11

1
2

25.
A United States Marshal will be outside the jury-room door during your deliberations.

3

If it becomes necessary during your deliberations to communicate with me, you may send a note

4

through the marshal, signed by your foreperson or by one or more members of the jury. No

5

member of the jury should ever attempt to communicate with me except by a signed writing, and

6

I will respond to the jury concerning the case only in writing or here in open court. If you send

7

out a question, I will consult with the lawyers before answering it, which may take some time.

8

You may continue your deliberations while waiting for the answer to any question. Remember

9

that you are not to tell anyone — including me — how the jury stands, numerically or otherwise,
until after you have reached a unanimous verdict or have been discharged. Do not disclose any

11
For the Northern District of California

United States District Court

10

vote count in any note to the Court.

12
13

26.
You have been required to be here each day from 7:45 A.M. to 1:00 P.M. Now that you

14

are going to begin your deliberations, however, you are free to modify this schedule within

15

reason. For example, if you wish to continue deliberating in the afternoons after a reasonable

16

lunch break, that is fine. The Court does, however, recommend that you continue to start your

17

deliberations by 8:00 A.M. If you do not reach a verdict by the end of today, then you will

18

resume your deliberations on the next court day and thereafter.

19

It is very important that you let the Clerk know in advance what hours you will be

20

deliberating so that the lawyers may be present in the courthouse at any time the jury is

21

deliberating.

22

27.

23

You may only deliberate when all of you are together. This means, for instance, that in

24

the mornings before everyone has arrived or when someone steps out of the jury room to go to

25

the restroom, you may not discuss the case. As well, the admonition that you are not to speak to

26

anyone outside the jury room about this case still applies during your deliberation.

27
28
12

1
2

28.
After you have reached a unanimous agreement on a verdict, your foreperson will fill in,

3

date and sign the verdict form and advise the Court that you have reached a verdict. The

4

foreperson should hold onto the filled-in verdict form and bring it into the courtroom when the

5

jury returns the verdict. Thank you for your careful attention. The case is now in your hands.

6

You may now retire to the jury room and begin your deliberations.

7
8
9

Dated: October 24, 2013.

WILLIAM ALSUP
UNITED STATES DISTRICT JUDGE

11
For the Northern District of California

United States District Court

10

12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
13

1
2
3
4
5
6

IN THE UNITED STATES DISTRICT COURT

7
FOR THE NORTHERN DISTRICT OF CALIFORNIA
8
9

11
For the Northern District of California

United States District Court

10

12

ANTHONY and LESLIE TUREK, as
successors in interest to the Estate of
Michael Turek, deceased, and in their
individual capacities,
Plaintiffs,

13
14
15
16
17

No. C 12-00444 WHA

v.
JUSTIN BIRNBAUM, M.D., JOY
RUSMINTRATIP, M.D., and STANFORD
HOSPITAL & CLINICS,
Defendants.
/

18
19
20
21
22
23
24
25
26
27
28

SPECIAL VERDICT FORM

1
2
3

Please answer the questions below as indicated. Your answers to the following questions
must be unanimous.
QUESTION NO. 1

4
5
6

Have plaintiffs proven by a preponderance of the evidence that either of the following
were negligent in their care and treatment of Michael Turek?

7
8

YES

NO

9
Justin Birnbaum, M.D.:

_________

_________

11
For the Northern District of California

United States District Court

10

Joy Rusmintratip, M.D.:

_________

_________

12
13

If you answer yes as to either doctor, then Stanford Hospital & Clinics will automatically

14

be liable to the same extent. If you answer no as to both doctors, then the hospital will not be

15

liable. If you answer no as to both doctors, you are done, so go to the end and sign and date this

16

form; otherwise, go to the next question.

17
18
19
20

QUESTION NO. 2
Have plaintiffs proven by a preponderance of the evidence that said negligence was a
substantial factor in causing Michael Turek’s death?

21
22

YES

NO

23
24

Justin Birnbaum, M.D.:

_________

_________

25

Joy Rusmintratip, M.D.:

_________

_________

26
27
28

If you answer no as to both doctors, you are done, so please go to the end and sign and
date this form. Otherwise, go to the next question.
2

1
2

QUESTION NO. 3
What economic damages have plaintiffs proven by a preponderance of the evidence?

3
4

Funeral and burial expenses
(including family travel expenses to the funeral):

$ _________

5
6

QUESTION NO. 4

7

What noneconomic damages (for loss of Michael Turek’s love, society, comfort,

8

companionship, assistance, training, and guidance) have plaintiffs proven by a preponderance of

9

the evidence?

11
For the Northern District of California

United States District Court

10
Leslie Turek:

$ _________

Anthony Turek:

$ _________

12
13
14
15
16
17

QUESTION NO. 5
If you have answered yes as to both questions 1 and 2 as to both doctors, what percentage
of responsibility for the death of Michael Turek do you assign to:

18
19

Justin Birnbaum, M.D.:

_________%

Joy Rusmintratip, M.D.:

_________%

20
21
22
CONCLUSION

23
24
25

Please have the foreperson sign and date this form. Then contact the deputy or marshal
to inform him or her that you have completed your deliberations.

26
27

Dated: October ____, 2013.

FOREPERSON

28
3