Percelle v. Pearson et al

Filing 271

ORDER by Judge Thelton E. Henderson granting in part and denying in part 223 Motion for Summary Judgment. (tehlc1S, COURT STAFF) (Filed on 10/1/2015)

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1 UNITED STATES DISTRICT COURT 2 NORTHERN DISTRICT OF CALIFORNIA 3 4 STEVE DALE PERCELLE, Plaintiff, 5 v. 6 7 STEVEN PEARSON, et al., Defendants. 8 Case No. 12-cv-05343-TEH ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT 9 This matter came before this Court on September 14, 2015 for a hearing on 11 United States District Court Northern District of California 10 Defendants’ motion for summary judgment. After carefully reviewing the parties’ written 12 and oral arguments, this Court now GRANTS IN PART AND DENIES IN PART 13 Defendants’ motion for summary judgment. 14 15 BACKGROUND Plaintiff Steven Dale Percelle (“Plaintiff”) was incarcerated at the Correctional 16 17 Training Facility (“CTF”) in Soledad, California from August 20, 2003 to March 16, 2013. 18 SAC ¶ 19. For the first seven years of his sentence, he was on “A1A” status, meaning he 19 was not in trouble and was earning good time and work time credits. Id. 20 After two years of receiving allegedly negligent medical care, on May 16, 2005, 21 Plaintiff filed suit in United States District Court for the Northern District of California 22 against several doctors at CTF. Id. ¶ 35. On September 23, 2009, this Court granted 23 summary judgment in favor of the defendants on Plaintiff’s Eighth Amendment claims. 24 Id. Although Plaintiff alleges that the “[C]ourt advised [him] to take his state law claims 25 to state court,” id., the order merely dismissed his state law claims without prejudice. Sept. 26 23, 2009 Order at 12, Percelle v. Rosenthal, et al., No. 05-cv-1998-WHA (Docket No. 27 104). 28 On January 4, 2010, Plaintiff filed suit in the Superior Court of California, County 1 2 of Monterey, again alleging medical negligence by prison doctors. SAC ¶ 36. Plaintiff 3 alleges that he properly served CDCR and after CDCR failed to respond, he moved for an 4 entry of default judgment against it. Id. On June 23, 2010, default was entered as to 5 CDCR, but not as to the prison doctors. Ex. 122 to Dresser Decl. Plaintiff alleges that his 6 central file at CTF contained information about the default judgment. Defendants contend that in November 2010, the Institutional Gang Investigation 7 8 (IGI) unit at CTF received information that Plaintiff was participating in gang activity 9 related to the Black Guerilla Family (BGF). Pearson Decl. ¶ 3; Arredondo Decl. ¶ 3. Thereafter, on November 18, 2010, Defendants Pearson, Williams and Arredondo, 11 United States District Court Northern District of California 10 Institutional Gang Investigators for CDCR, searched Plaintiff’s cell, and confiscated his 12 address book and a photocopy of a prison library book authored by George Jackson. SAC 13 ¶ 42-44. This information was documented in a November 18, 2010 confidential 14 memorandum. Pearson Decl. ¶ 4; Arredondo Decl. ¶ 4. The address book and George 15 Jackson book photocopy were designated as two “points” out of the three required for gang 16 validation. On December 8, 2010, Defendant Arredondo sent an email to a colleague, stating: 17 18 “We hit Percelle and found two points, any information from [REDACTED]1 (Direct 19 Link) would seal the deal.” Ex. 110 of Plaintiff’s Administrative Motion to File Under 20 Seal. Also on December 8, 2010, the Monterey Superior Court Judge denied Plaintiff’s 21 default judgment without prejudice due to lack of expert evidence, and mailed a copy of 22 the Order to the Office of the Attorney General. SAC ¶ 50. In early 2011, Plaintiff sought expert testimony regarding damages to pursue the 23 24 entry of default against CDCR. An expert, Robert Rehm, was appointed on April 11, and 25 requested Plaintiff’s records. SAC ¶ 51. On August 30, 2011 the Superior Court 26 27 1 28 The redacted name is that of a confidential informant whose identification of Plaintiff as a gang member becomes the third point. 2 1 appointed a new damages expert, Scott Simon, who then wrote letters to CTF requesting 2 Plaintiff’s records and requesting to interview him. Id. ¶ 55. 3 On September 27, 2011, Defendants documented in a confidential memorandum 4 that they had obtained a third source item – identification by a confidential informant who 5 was a validated BGF member. Pearson Decl. ¶ 7 & Exh. C.; Arredondo Decl. ¶ 7. 6 Defendants Pearson and Arredondo then prepared a validation package. Pearson Decl. ¶ 8; 7 Arredondo Decl. ¶ 8. On November 2, 2011, Defendants Brodie and Jefferson at the 8 Office of Correctional Safety (OCS) received the validation package for additional review. 9 Pearson Decl. ¶ 12; Arredondo Decl. ¶ 12. Jefferson Decl. ¶ 2; Brodie Decl. ¶ 2. Brodie 10 and Jefferson approved the package. Jefferson Decl. ¶ 3; Brodie Decl. ¶ 3. United States District Court Northern District of California 11 On December 15, 2011, Defendants Jefferson and Brode officially validated 12 Plaintiff as a member of the BGF prison gang. SAC ¶ 110; Pearson Decl. ¶ 13. On 13 January 23, 2012, Plaintiff was placed in administrative segregation housing (“ad-seg”). 14 Pearson Decl. ¶ 14; Arredondo Decl. ¶ 14. 15 On January 26, 2012, CTF’s Institutional Classification Committee (“ICC”) met to 16 review Plaintiff’s gang validation, which they deemed warranted. Pearson Decl. ¶ 15; 17 Arredondo Decl. ¶ 15. Plaintiff was thereafter deemed a gang member and placed in the 18 segregated housing unit (“SHU”). Id. 19 Plaintiff alleges that his SHU placement deprived him of normal human interaction 20 and he was subsequently diagnosed with anxiety and depression. SAC ¶ 117, 123. 21 Because he could no longer earn good time and work credits while in the SHU, he was also 22 incarcerated for a longer period of time. Id. ¶ 124. Plaintiff was housed in the SHU from 23 January 23, 2012 up until his release on March 16, 2013. Id. ¶ 132. 24 25 26 LEGAL STANDARD Summary judgment is appropriate when there is no genuine dispute as to material 27 facts and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(c). 28 Material facts are those that may affect the outcome of the case. Anderson v. Liberty 3 1 Lobby, Inc., 477 U.S. 242, 248 (1986). A dispute as to a material fact is “genuine” if there 2 is sufficient evidence for a reasonable jury to return a verdict for the nonmoving party. Id. 3 The Court may not weigh the evidence and must view the evidence in the light most 4 favorable to the nonmoving party. Id. at 255. The Court’s inquiry is “whether the 5 evidence presents a sufficient disagreement to require submission to a jury or whether it is 6 so one-sided that one party must prevail as a matter of law.” Id. at 251-52. 7 A party seeking summary judgment bears the initial burden of informing the Court 8 of the basis for its motion, and of identifying those portions of the pleadings and discovery 9 responses that “demonstrate the absence of a genuine issue of material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). Where the moving party will have the burden 11 United States District Court Northern District of California 10 of proof at trial, it must “affirmatively demonstrate that no reasonable trier of fact could 12 find other than for the moving party.” Soremekun v. Thrifty Payless, Inc., 509 F.3d 978, 13 984 (9th Cir. 2007). However, on an issue for which its opponents will have the burden of 14 proof at trial, the moving party can prevail merely by “pointing out . . . that there is an 15 absence of evidence to support the nonmoving party’s case.” Celotex, 477 U.S. at 325. If 16 the moving party meets its initial burden, the burden shifts to the opposing party, who must 17 “set out specific facts showing a genuine issue for trial” to defeat the motion. Fed. R. Civ. 18 P. 56(e)(2); Anderson, 477 U.S. at 256. 19 A court need consider only the materials cited by the parties. Fed. R. Civ. P. 20 56(c)(3). A district court has no independent duty “to scour the record in search of a 21 genuine issue of triable fact” and may “rely on the nonmoving party to identify with 22 reasonable particularity the evidence that precludes summary judgment.” Keenan v. Allan, 23 91 F.3d 1275, 1279 (9th Cir. 1996) (internal quotation marks omitted); see also Carmen v. 24 San Francisco Unified Sch. Dist., 237 F.3d 1026, 1031 (9th Cir. 2001) (“The district court 25 need not examine the entire file for evidence establishing a genuine issue of fact, where the 26 evidence is not set forth in the opposing papers with adequate references so that it could 27 conveniently be found.”). 28 4 1 At the summary judgment stage, the court must view the evidence in the light most 2 favorable to the nonmoving party. See Leslie v. Grupo ICA, 198 F.3d 1152, 1158 (9th Cir. 3 1999). If evidence produced by the parties is conflicting, the judge must assume the truth 4 of the nonmoving party’s evidence with respect to that fact. Id. 5 6 DISCUSSION 7 I. Defendants’ Evidentiary Objections 8 As a preliminary matter, Defendants object to evidence Plaintiff submitted 9 concurrently with his opposition briefing, namely: (1) the declaration of Plaintiff Steven Percelle (“Percelle Decl.”), Docket No. 242; (2) the declaration of William Dresser 11 United States District Court Northern District of California 10 (“Dresser Decl.”), Docket No. 245; and (3) the declaration of Richard Subia (“Subia 12 Decl.”), Docket No. 244. 13 This Court accordingly STRIKES paragraphs 5, 7, 13, 16, 21, 23, 25, 26, 32-34, 37, 14 39, 43-45, 48, 49, 53, 57, 58, 61-64, 68, 69, 70, 75-77, 82-87, 89-92, 98, 101, 105, 110-12, 15 114, 119, 120, 130-32, 135-39, 144, 147, 149-51, 153-56 and 159 from the Percelle 16 Declaration, as being conclusory, stating legal arguments, and not stating any factual basis 17 or personal knowledge for the conclusions and purported facts. These paragraphs violate 18 Civil Local Rule 7-5(b), which states that “an affidavit or declaration[] may contain only 19 facts … and must avoid conclusions and argument. Any statement made upon information 20 or belief must specify the basis therefor.” Civ. Local R. 7-5(b). 21 Furthermore, the allegations in Percelle’s declaration are not sufficient to raise a 22 genuine issue of material fact by themselves, and none of the impermissible arguments 23 from Percelle’s declaration were used in the analysis of Defendants’ motion for summary 24 judgment. “Deference to the non-moving party has some limits.” Patterson v. Apple 25 Computer, Inc., No. C 04-0405PJH, 2005 WL 2277005 at *8 (N.D. Cal. Sept. 19, 2005). 26 “Thus, a plaintiff cannot rest on the allegations in her pleadings to overcome a motion for 27 summary judgment.” Id. “Self-serving affidavits will not establish a genuine issue of 28 material fact if they fail to state facts based on personal knowledge or are too conclusory.” 5 1 Id. All of the above-referenced paragraphs are too conclusory to be considered for this 2 summary judgment motion. The Court also STRIKES paragraphs 12 and 13 of the Declaration of William 3 4 Dresser pursuant to Civil Local Rule 7-5(b). Paragraph 12 purports to summarize 5 deposition transcripts and exhibits – summaries which, upon review, turn out to be 6 inaccurate. Paragraph 13 is argumentative and conclusory, and does not establish the 7 declarant’s personal knowledge or basis for the statements therein. Finally, this Court STRIKES paragraphs 15, 17, 20-24, 27, 30, 32, and 33 of the 8 9 Subia declaration because these paragraphs are conclusory, in violation of Civil Local Rule 7-5(b). Many of the above paragraphs contain hearsay in violation of Rule 802 and/or 11 United States District Court Northern District of California 10 mischaracterize deposition testimony by oversimplifying it. 12 13 14 II. Plaintiff’s Request for Judicial Notice Federal Rule of Evidence 201 provides the standard for judicial notice of 15 adjudicative facts. According to this Rule, a court may judicially notice “a fact that is not 16 subject to reasonable dispute because it: (1) is generally known within the trial court’s 17 territorial jurisdiction; or (2) can be accurately and readily determined from sources whose 18 accuracy cannot reasonably be questioned.” Fed. R. Evid. 201(b). Judicial notice may be 19 taken at any stage of the proceeding. Fed. R. Evid. 201(d). 20 This Court GRANTS judicial notice of the provisions of the CDCR’s Operations 21 Manual requested by Plaintiff, concerning gang management. Exh. 119 in Plaintiff’s MSJ 22 Binder. This Court also GRANTS Plaintiff’s request for judicial notice of Title 15 of the 23 California Code of Regulations, Section 3378, which outlines the gang validation process, 24 as well as the notice of approval of changes to Title 15. Exhs. 120-21 in Plaintiff’s MSJ 25 Binder. “[A] court may take judicial notice of records and reports of administrative 26 bodies.” Mack v. South Bay Beer Distribs., Inc., 798 F.2d 1279, 1282 (9th Cir. 1986) 27 (internal quotation marks omitted). These exhibits are not subject to reasonable dispute, 28 they provide relevant information about the gang validation process, and no party 6 1 challenges their admission. This Court GRANTS Plaintiff’s request for judicial notice of filings in his state 2 3 court proceeding. Exhs. 122-32 of Plaintiff’s MSJ Binder. The scope of noticeable facts 4 under Federal Rule of Evidence 201 includes “court filings and other matters of public 5 record.” Reyn’s Pasta Bella, LLC v. Visa USA, Inc., 442 F.3d 741, 746 n.6 (9th Cir. 2006). 6 These exhibits are not subject to reasonable dispute, and they are relevant to the timing of 7 the state court litigation as compared to the alleged retaliatory actions. Furthermore, no 8 party challenges admission of these exhibits. Finally, this Court DENIES Plaintiff’s requests for judicial notice of “facts from 9 judicial decisions,” including the Special Master’s Final Report and holdings in Madrid v. 11 United States District Court Northern District of California 10 Woodford. Exs. 117-18 in Plaintiff’s MSJ Binder. These exhibits are not the proper 12 subject of judicial notice, as they are subject to reasonable dispute and concern facts 13 related to legal reasoning and the formulation of legal principles, not adjudicative facts 14 under the purview of Federal Rule of Evidence 201. It would be acceptable for Plaintiff to 15 cite to these materials in his briefs, but it is not an appropriate material for judicial notice. 16 See Blye v. Cal. Supreme Court, No. CV-11-5046-DWM, 2014 WL 295022 (N.D. Cal. 17 Jan. 21, 2014) (“A request for judicial notice is not a proper vehicle for legal argument.”). 18 19 III. Plaintiff’s First Amendment Retaliation Claim 20 In the prison context, a claim of retaliation under the First Amendment requires: (1) 21 an assertion that a state actor took some adverse action against an inmate (2) because of (3) 22 that prisoner's protected conduct, and such action (4) chilled the inmate's exercise of his 23 First Amendment rights, and (5) the action did not reasonably advance a legitimate 24 correctional goal. Rhodes v. Robinson, 408 F.3d 559, 567-68 (9th Cir. 2005). In this case, 25 the only disputed elements are the second and fifth elements: first, whether Defendants 26 acted “because of” Plaintiffs activities, thus acted with a retaliatory motive; and second, 27 whether Defendants’ actions reasonably advanced a legitimate correctional goal. 28 7 1 A. 2 To create a genuine issue of material fact as to retaliatory motive, Plaintiff must 3 show that his litigation activities were a substantial or motivating factor for the adverse 4 action (in this case, Defendants’ validation of Plaintiff). See Mt. Healthy City Bd. of Educ. 5 v. Doyle, 429 U.S. 274, 287 (1977). “[M]ere speculation that defendants acted out of 6 retaliation is not sufficient.” Wood v. Yordy, 753 F.3d 899, 905 (9th Cir. 2014). 7 Retaliatory Motive Plaintiff must first offer evidence that Defendants knew of the protected activity. 8 Packnett v. Wingo, 2015 WL 1478597 at *12 (N.D. Cal. May 30, 2014) (citing Corales v. 9 Bennett, 567 F.3d 554, 568 (9th Cir. 2009)). Then, Plaintiff must show either direct evidence of retaliatory motive or at least one of three types of circumstantial evidence of 11 United States District Court Northern District of California 10 that motive: (1) evidence of proximity in time between the protected act and the allegedly 12 retaliatory decision; (2) evidence that defendants expressed opposition to the speech; or (3) 13 evidence that the defendant’s stated reason for the action was pretextual. Corales, 567 14 F.3d at 568 (internal citation and emphasis omitted); McCollum v. Cal. Dep’t of Corrs. & 15 Rehab., 647 F.3d 870, 882 (9th Cir. 2011). 16 17 1. Knowledge of Plaintiff’s Protected Conduct Deposition transcripts establish that Defendants Pearson, Arredondo, and Williams 18 had access to, and typically reviewed, the central files of inmates during the gang 19 validation process. Pearson Decl. at 166 (Docket No. 245-2). Information about 20 Plaintiff’s litigation activities was present in Plaintiff’s central file. Thus, a reasonable 21 jury could find that Defendants knew about Plaintiff’s litigation activities. 22 23 2. Circumstantial Evidence of Motive Plaintiff also alleges circumstantial evidence in the form of (1) the proximity in 24 time between Plaintiff’s litigation activities and his validation by Defendants; and (2) other 25 evidence that the reason for the validation was pretexual, in the form of Defendant 26 Arredondo’s email stating that a direct link was needed to “seal the deal.” 27 Retaliatory motive may be shown by the timing of the alleged retaliation, but there 28 must be a nexus between the protected conduct and the alleged retaliation. Huskey v. City 8 1 of San Jose, 204 F.3d 893, 899 (9th Cir. 2000). Otherwise, courts would be “engag[ing] in 2 the logical fallacy of post hoc, ergo propter hoc, literally, “after this, therefore because of 3 this.” Id. (italics in original). “Retaliation is not established simply by showing adverse 4 activity by a defendant after protected speech; rather, plaintiff must show a nexus between 5 the two.” Cortez v. Cate, No. C09-03021-EJD, 2011 WL 4529927 at *5 (N.D. Cal. Sept. 6 29, 2011), rev’d on other grounds, 499 Fed. Appx. 658 (9th Cir. 2012). 7 There is no “bright line” rule for how soon after the protected activity the adverse action must be. However, cases that accept mere temporal proximity with no other 9 evidence hold that the timing must be "very close." See Clark Cty. Sch. Dist. v. Breeden, 10 523 U.S. 268, 273-74 (2001) (surveying cases, finding three- and four-month periods too 11 United States District Court Northern District of California 8 long, and “actions taken … 20 months later suggests, by itself, no causality at all”). When 12 other evidence of retaliatory motive is present, courts have found that periods of time that 13 would otherwise be too long may be sufficient. See Coszalter v. City of Salem, 320 F.3d 14 968, 977 (9th Cir. 2003) (“three to eight months is easily within a time range that can 15 support an inference of retaliation”). 16 Here, Plaintiff alleges periods of five months (between the entry of default and the 17 initial search of Plaintiff’s cell) and four months (between the communications from the 18 medical expert to CTF’s litigation coordinator and the confidential informant evidence), 19 which would be insufficient to prove retaliatory motive absent other evidence. However, 20 the email from Defendant Arredondo is additional circumstantial evidence that serves to 21 strengthen the causal connection. In the context of this summary judgment motion, the 22 Arredondo email combined with the inference drawn from the proximity in time provides 23 sufficient evidence to at least raise a dispute of material fact as to retaliatory motive. See 24 Sorannos’ Gasco, Inc. v. Morgan, 874 F.2d 1310, 1315 (9th Cir. 1989) (noting that 25 motivation is a question for the jury, thus inappropriate for summary judgment). 26 Furthermore, the Arredondo email was sent on the same day as the default judgment 27 hearing in state court, which serves as very close proximity evidence. 28 9 1 B. Advancement of Legitimate Correctional Goal 2 It is well settled that prisons have a legitimate correctional interest in preventing 3 prison gang activity and preserving the safety of the institution. Stefanow v. McFadden, 4 103 F.3d 1466, 1472 (9th Cir. 1996), superseded on other grounds, Navajo Nation v. U.S. 5 Forest Svc., 479 F.3d 1024 (9th Cir. 2007). However, “[p]rison officials may not defeat a 6 retaliation claim on summary judgment simply by articulating a general justification for a 7 neutral process, when there is a genuine issue of material fact as to whether the action was 8 taken in retaliation for the exercise of a constitutional right.” Bruce v. Ylst, 351 F.3d 1283, 9 1289 (9th Cir. 2003) (“if … the defendants abused the gang validation procedure as a cover or ruse to silence and punish [the inmate] because he filed grievances, they cannot 11 United States District Court Northern District of California 10 assert that [his] validation served a valid correctional purpose”). Here, Defendants argue that they undertook Plaintiff’s gang validation to maintain 12 13 institution safety and security, by preventing further institution gang activity. However, 14 Plaintiff points out the delay between the search of Plaintiff’s cell (November 18, 2010), 15 official validation of Plaintiff (December 15, 2011), and Plaintiff’s move to administrative 16 segregation (January 23, 2012). Plaintiff asserts that if Defendants’ actions were 17 motivated by legitimate safety concerns, Defendants would have executed the process 18 faster. See, e.g., Rogers v. Cnty. of San Joaquin, 487 F.3d 1288, 1296 (9th Cir. 2007) (fact 19 that social workers did not think allegations of abuse required immediate action weighs 20 against finding of exigency). This Court agrees that there is a genuine dispute such that a reasonable jury could 21 22 find for Plaintiff on this issue. Thus, Defendants have not met their burden of showing that 23 there is no dispute as to the issue of whether Plaintiff’s validation served a legitimate 24 correctional goal. 25 26 27 28 IV. Plaintiff’s State Law False Imprisonment Claim Plaintiff raised a state law false imprisonment claim in his Second Amended Complaint, alleging that his gang validation caused him to lose credits that would have 10 1 reduced his prison term. “The tort of false imprisonment is defined as the unlawful 2 violation of the personal liberty of another.” Asgari v. City of Los Angeles, 15 Cal. 4th 3 744, 757 (1997). The confinement must be “without lawful privilege.” Molko v. Holy 4 Spirit Assn., 46 Cal. 3d 1092, 1123 (1988). Thus, in order to bring a claim for false 5 imprisonment, Plaintiff must first show that his imprisonment was unlawful. Plaintiff fails 6 to do so. In its July 29, 2013 Order in this case, this Court held that “California and federal 7 law clearly establish that here is no right to work credits.” (Docket No. 54). See also 8 Toussant v. McCarthy, 801 F.2d 1080, 1094 (9th Cir. 1986), abrogated in part on other 9 grounds, Sandin v. Connor, 515 U.S. 472 (1995). Plaintiff was not entitled to good-time credits, and thus a shorter sentence, so even if an action by Defendants caused the non- 11 United States District Court Northern District of California 10 accrual of credits, there was no deprivation of a cognizable liberty interest on which to 12 base a false imprisonment claim. Defendants made a strong argument against Plaintiff’s false imprisonment claim in 13 14 their Motion for Summary Judgment, to which Plaintiff did not respond at all in his 15 Opposition. The Court takes such silence as a concession, and therefore, in addition to the 16 reasons stated above, GRANTS Defendants’ motion for summary judgment as to the state 17 law false imprisonment claim. 18 19 IV. Defendant’s Qualified Immunity Argument 20 The doctrine of qualified immunity shields government officials from civil damages 21 liability when performing discretionary functions as long as “their conduct does not violate 22 clearly established statutory or constitutional rights of which a reasonable person would 23 have known.” Pearson v. Callahan, 555 U.S. 223, 231 (2009) (quoting Harlow v. 24 Fitzgerald, 457 U.S. 800, 819 (1982)). Thus, government officials who “reasonably but 25 mistakenly” conclude that their actions are lawful will be shielded from suit. Hunter v. 26 Bryant, 502 U.S. 224, 227 (1991) (quoting Anderson v. Creighton, 483 U.S. 635, 641 27 (1987)). The general purpose of qualified immunity is to allow government officials to 28 “reasonably anticipate when their conduct may give rise to liability for damages.” Davis v. 11 1 Sherer, 468 U.S. 183, 195 (1984). The qualified immunity analysis has two prongs: (1) 2 whether the official violated the plaintiff’s constitutional rights; and (2) whether the right 3 violated was clearly established at the time of the official’s conduct. Pearson, 555 U.S. at 4 232. Both prongs are legal determinations. Mabe v. San Bernardino Cnty., Dep’t of Pub. 5 Soc. Servs., 237 F.3d 1101, 1106 (9th Cir. 2001). 6 “[T]he prohibition against retaliatory punishment is ‘clearly established law’ in the 7 Ninth Circuit2, for qualified immunity purposes.” Pratt v. Rowland, 65 F.3d 802, 806 n.4 8 (9th Cir. 1995) (citing Schroeder v. Macdonald, 55 F.3d 454, 461 (9th Cir. 1995)). This is 9 because a prisoner’s First Amendment right to file prison grievances and to pursue civil rights litigation is a right “of fundamental import.” Rhodes v. Robinson, 408 F.3d 559, 567 11 United States District Court Northern District of California 10 (9th Cir. 2004); Bruce v. Ylst, 351 F.3d 1283, 1288 (9th Cir. 2003); Schroeder, 55 F.3d at 12 461; Quiroz v. Short, 85 F. Supp. 3d 1092, 1104 (N.D. Cal. 2015). “[P]urely retaliatory 13 actions taken against a prisoner for having exercised those rights necessarily undermine 14 those protections.” Rhodes, 408 F.3d at 567. The relevant question becomes whether a reasonable prison official in Defendants’ 15 16 position would believe their alleged actions – using the gang validation process to punish a 17 prisoner for exercising his First Amendment rights – were lawful, in light of clearly 18 established law and the information Defendants possessed. In a First Amendment 19 retaliation claim such as this, the answer must be no. The qualified immunity standard “gives ample room for mistaken judgments by 20 21 protecting all but the plainly incompetent or those who knowingly violate the law.” 22 Hunter, 502 U.S. at 229 (quoting Malley v. Briggs, 475 U.S. 335, 343, 341 (1986)) 23 (internal quotation marks omitted). In this case, Plaintiff alleges that Defendants not only 24 acted knowingly, but did so with malice – intending the illegality of their actions. A 25 26 27 28 2 Other circuits recognize that retaliatory actions by prison officials are cognizable under Section 1983 also. See, e.g., Frazier v. Dubois, 922 F.2d 560, 561–62 (10th Cir.1990); Madewell v. Roberts, 909 F.2d 1203 (8th Cir.1990); Gill v. Mooney, 824 F.2d 192, 194 (2d Cir.1987); Bridges v. Russell, 757 F.2d 1155 (11th Cir.1985); Buise v. Hudkins, 584 F.2d 223 (7th Cir.1978). 12 1 reasonable prison official would not believe such retaliation was lawful. Thus, the 2 Defendants in this case should not be shielded by the doctrine of qualified immunity. 3 4 5 CONCLUSION For the reasons stated above, Defendants’ motion for summary judgment on the basis of Plaintiff’s First Amendment retaliation claim is DENIED, because Plaintiff has set 7 forth sufficient facts to raise a genuine issue to be decided by the trier of fact, not by this 8 Court on summary judgment. Defendant’s motion for summary judgment on the basis of 9 qualified immunity is DENIED, because, viewing the evidence in the light most favorable 10 to Plaintiff, reasonable officials in Defendants’ positions would not believe retaliation was 11 United States District Court Northern District of California 6 lawful. Defendant’s motion for summary judgment on Plaintiff’s false imprisonment 12 claims is GRANTED. 13 14 IT IS SO ORDERED. 15 16 17 Dated: 10/01/15 _____________________________________ THELTON E. HENDERSON United States District Judge 18 19 20 21 22 23 24 25 26 27 28 13

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